SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Etherington William A

(Last) (First) (Middle)
C/O SS&C TECHNOLOGIES HOLDINGS, INC.
80 LAMBERTON ROAD

(Street)
WINDSOR CT 06095

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SS&C Technologies Holdings Inc [ SSNC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/20/2017
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/20/2017 M 6,000 A $30.19 68,500 D
Common Stock 03/20/2017 S 6,000 D $36.0615(1) 62,500 D
Common Stock 03/20/2017 M 6,000 A $30.445 68,500 D
Common Stock 03/20/2017 S 6,000 D $36.0615(1) 62,500 D
Common Stock 03/21/2017 M 6,000 A $11.545 68,500 D
Common Stock 03/21/2017 M 6,000 A $15.835 74,500 D
Common Stock 03/21/2017 M 6,000 A $21.385 80,500 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $30.19 03/20/2017 M 6,000 (2) 05/28/2025 Common Stock 6,000 $0.00 0 D
Stock Option (right to buy) $30.445 03/20/2017 M 6,000 (3) 05/25/2026 Common Stock 6,000 $0.00 0 D
Stock Option (right to buy) $11.545 03/21/2017 M 6,000 (4) 11/28/2022 Common Stock 6,000 $0.00 0 D
Stock Option (right to buy) $15.835 03/21/2017 M 6,000 (5) 05/29/2023 Common Stock 6,000 $0.00 0 D
Stock Option (right to buy) $21.385 03/21/2017 M 6,000 (6) 05/29/2024 Common Stock 6,000 $0.00 0 D
Explanation of Responses:
1. The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $36.02 to $36.15. The reporting person undertakes, upon request by the Staff of Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
2. The stock option was fully vested as of the date of grant, May 28,2015.
3. The stock option was fully vested as of the date of grant, May 25,2016.
4. The stock option was fully vested as of the date of grant, November 28,2012.
5. The stock option was fully vested as of the date of grant, May 29,2013.
6. The stock option was fully vested as of the date of grant, May 29,2014.
Remarks:
Paul G. Igoe, attorney-in-fact for William A. Etherington 03/22/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.