X0306
4
2017-08-15
0001326801
Facebook Inc
FB
0001607459
Cox Christopher K
C/O FACEBOOK, INC.
1601 WILLOW ROAD
MENLO PARK
CA
94025
1
Chief Product Officer
Class A Common Stock
2017-08-15
4
C
0
11370
0
A
192241
D
Class A Common Stock
2017-08-15
4
F
0
5933
170.75
D
186308
D
Class A Common Stock
2017-08-15
4
C
0
34122
0
A
220430
D
Class A Common Stock
2017-08-15
4
F
0
17805
170.75
D
202625
D
Class A Common Stock
2017-08-15
4
M
0
26847
0
A
229472
D
Class A Common Stock
2017-08-15
4
F
0
14009
170.75
D
215463
D
Class A Common Stock
2017-08-15
4
M
0
10023
0
A
225486
D
Class A Common Stock
2017-08-15
4
F
0
5231
170.75
D
220255
D
Class A Common Stock
2017-08-15
4
M
0
8254
0
A
228509
D
Class A Common Stock
2017-08-15
4
F
0
4307
170.75
D
224202
D
Class A Common Stock
76945
I
By Christopher K. Cox Revocable Trust
Class A Common Stock
28816
I
By Remainder Interest Trust Created Under The Christopher K. Cox 2009 Annuity Trust Dated 5/29/2009
Restricted Stock Unit (RSU) (Class B)
2017-08-15
4
M
0
11370
0
D
2019-08-25
Class B Common Stock
11370
0
D
Class B Common Stock
2017-08-15
4
M
0
11370
0
A
Class A Common Stock
11370
11370
D
Class B Common Stock
2017-08-15
4
C
0
11370
0
D
Class A Common Stock
11370
0
D
Restricted Stock Unit (RSU) (Class B)
2017-08-15
4
M
0
34122
0
D
2022-05-02
Class B Common Stock
34122
443591
D
Class B Common Stock
2017-08-15
4
M
0
34122
0
A
Class A Common Stock
34122
34122
D
Class B Common Stock
2017-08-15
4
C
0
34122
0
D
Class A Common Stock
34122
0
D
Restricted Stock Units (RSU) (Class A)
2017-08-15
4
M
0
26847
0
D
2023-05-05
Class A Common Stock
26847
402706
D
Restricted Stock Units (RSU) (Class A)
2017-08-15
4
M
0
10023
0
D
2024-03-16
Class A Common Stock
10023
100225
D
Restricted Stock Units (RSU) (Class A)
2017-08-15
4
M
0
8254
0
D
2025-03-15
Class A Common Stock
8254
115562
D
Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II.
Represents the number of shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.
Shares held of record by Christopher Cox, Trustee of the Christopher K. Cox Revocable Trust.
Shares held of record by Remainder Interest Trust Created under the Christopher K. Cox 2009 Annuity Trust dated 5/29/2009, Visra Vichit-Vadakan, Trustee, the beneficiaries of which include the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these shares, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
The RSUs vest as to 1/48 of the total number of shares monthly, beginning on September 1, 2013, subject to continued service through each vesting date.
The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.
The RSUs vest as to 1/16th of the total shares quarterly, beginning on February 15, 2017, subject to continued service through each vesting date.
Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
The RSUs vest as to 1/16th of the total shares quarterly, beginning on August 15, 2017, subject to continued service through each vesting date.
The RSUs vest as to 1/16th of the total shares quarterly, beginning on May 15, 2016, subject to continued service through each vesting date.
The RSUs vest as to 1/16th of the total shares quarterly, beginning on May 15, 2017, subject to continued service through each vesting date.
/s/ Michael Johnson as attorney-in-fact for Christopher K. Cox
2017-08-17