6-K 1 d355266d6k.htm FORM 6-K Form 6-K
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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of July 2018

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X                 Form 40-F              

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

 


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Information furnished on this form:

EXHIBIT

 

Exhibit Number

1.    (English Translation) Share Buyback Report for the reporting month from June 1, 2018 to June 30, 2018.


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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    NOMURA HOLDINGS, INC.
Date: July 11, 2018     By:  

/s/ Hajime Ikeda

      Hajime Ikeda
      Senior Managing Director


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[Translation of Share Buyback Report for the reporting month from June 1, 2018 to June 30, 2018

filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on July 11, 2018]

Class of Shares: Common Stock

 

1. Status of repurchase

 

(1) Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2) Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

as of June 30, 2018

 

     Number of Shares      Total
Repurchase
Amount (JPY)
 

Authorization pursuant to the resolution of the Board (April 26, 2018)

(Period of repurchase: from May 16, 2018 to March 29, 2019 (excluding the ten business days following the announcement of each quarterly financial results))

   100,000,000        70,000,000,000  

Repurchases during this reporting month (Date of repurchase)

   (Date)      
   —        —          —    
     

 

 

    

 

 

 

Total

   —        0        0  
     

 

 

    

 

 

 

Aggregate shares repurchased as of the end of this reporting month

   0        0  
     

 

 

    

 

 

 

Progress of share repurchase (%)

   0        0  


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2. Status of disposition

as of June 30, 2018

 

     Number of shares disposed in
the reporting month
     Aggregate amount of
disposition (JPY)
 

Treasury shares disposed subject to procedures for issuance of new shares

   (Date)      —          —    

Subtotal

   —        —          —    

Treasury shares canceled

   (Date)      —          —    

Subtotal

   —        —          —    

Treasury shares transferred upon merger, share exchange or demerger

   (Date)      —          —    

Subtotal

   —        —          —    

Other (upon request for purchasing “less-than-a-full-unit shares”)

   (Date)      
   June 28      86        46,517  

Subtotal

   —        86        46,517  

Other (exercise of stock acquisition rights)

   (Date)

June 1

June 4

June 5

June 6

June 7

June 8

June 11

June 12

June 13

June 14

June 15

June 19

June 20

June 21

June 22

June 25

June 26

June 27

June 28

June 29

    

36,900

48,400

61,700

67,900

28,200

       10,000

48,900

24,400

62,600

19,800

43,100

49,300

31,700

31,700

23,200

61,500

14,100

17,500

45,700

46,800

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

    

927,900

48,400

657,700

3,042,900

28,200

2,985,000

1,238,900

2,405,400

1,254,600

1,209,800

341,100

4,514,300

3,011,700

         6,880,700

917,200

657,500

2,100,100

17,500

45,700

46,800

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

     

 

 

    

 

 

 

Subtotal

   —        773,400        32,331,400  
     

 

 

    

 

 

 

Total

   —        773,486        32,377,917  
     

 

 

    

 

 

 

 

3. Status of shares held in treasury

 

     as of June 30, 2018  

As of the end of the reporting month

  

 

Number of Shares

 

Total number of issued shares

     3,643,562,601  

Number of shares held in treasury

     243,917,783