6-K 1 d619630d6k.htm FORM 6-K Form 6-K
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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of September 2018

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X                 Form 40-F              

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

 


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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    NOMURA HOLDINGS, INC.
Date: September 11, 2018     By:  

/s/ Hajime Ikeda

      Hajime Ikeda
      Senior Managing Director


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[Translation of Share Buyback Report for the reporting month from August 1, 2018 to August 31, 2018

filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on September 11, 2018]

Class of Shares: Common Stock

 

1.

Status of repurchase

 

(1)

Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)

Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

as of August 31, 2018

 

     Number of Shares      Total
Repurchase
Amount (JPY)
 

Authorization pursuant to the resolution of the Board (April 26, 2018)

(Period of repurchase: from May 16, 2018 to March 29, 2019 (excluding the ten business days following the announcement of each quarterly financial results))

     100,000,000        70,000,000,000  

Repurchases during this reporting month (Date of repurchase)

    

(Date)

August 29

August 30

August 31

 

 

 

 

   

1,300,000

1,350,000

1,350,000

 

 

 

    

674,054,720

695,926,160

685,967,040

 

 

 

    

 

 

    

 

 

 

Total

       —         4,000,000        2,055,947,920  
    

 

 

    

 

 

 

Aggregate shares repurchased as of the end of this reporting month

     4,000,000        2,055,947,920  
    

 

 

    

 

 

 

Progress of share repurchase (%)

     4.0        2.9  


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2.

Status of disposition

as of August 31, 2018

 

     Number of shares disposed in
the reporting month
     Aggregate amount of
disposition (JPY)
 

Treasury shares disposed subject to procedures for issuance of new shares

   (Date)

—  

    —          —    

Subtotal

   —       —          —    

Treasury shares canceled

   (Date)

—  

    —          —    

Subtotal

   —       —          —    

Treasury shares transferred upon merger, share exchange or demerger

   (Date)

—  

    —          —    

Subtotal

   —       —          —    

Other (upon request for purchasing “less-than-a-full-unit shares”)

   (Date)

August 22

    1        500  

Subtotal

   —       1        500  

Other (exercise of stock acquisition rights)

   (Date)

August 1

August 2

August 3

August 6

August 7

August 8

August 9

August 10

August 13

August 14

August 15

August 16

August 17

August 20

August 21

August 22

August 23

August 24

August 27

August 28

August 29

August 30

August 31

   

59,700

5,700

88,000

41,400

34,900

14,100

6,900

19,900

11,900

26,800

73,800

88,600

       131,200

18,600

11,500

3,000

78,900

5,000

50,500

9,500

19,400

5,500

15,100

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

    

1,845,700

5,700

1,573,000

3,915,400

332,900

14,100

6,900

19,900

11,900

26,800

73,800

1,578,600

726,200

1,210,600

11,500

897,000

674,900

1,495,000

646,500

       2,095,500

19,400

303,500

1,505,100

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

    

 

 

    

 

 

 

Subtotal

   —       819,900        18,989,900  
    

 

 

    

 

 

 

Total

   —       819,901        18,990,400  
    

 

 

    

 

 

 

 

3.

Status of shares held in treasury

 

    

 

as of August 31, 2018

 

 

 

As of the end of the reporting month

   Number of Shares  

Total number of issued shares

     3,643,562,601  

Number of shares held in treasury

     246,538,184