N-PX 1 etf4_npx.txt PROXY VOTING SUMMARY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File No. 811-22559 First Trust Exchange-Traded Fund IV ------------------------------------------------------------- Exact Name of Registrant as Specified in Declaration of Trust 120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187 ------------------------------------------------------------------------------ Address of Principal Executive Offices (Number, Street, City, State, Zip Code) W. Scott Jardine First Trust Portfolios L.P. 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 ----------------------------------------------------------------------------- Name and Address (Number, Street, City, State, Zip Code) of Agent for Service (630) 765-8000 -------------------------------------------------- Registrant's Telephone Number, including Area Code Date of fiscal year end: October 31 ---------- Date of reporting period: July 1, 2018 - June 30, 2019 ---------------------------- Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington D.C. 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507. Item 1. Proxy Voting Record ============= First Trust North American Energy Infrastructure Fund ============

National Grid plc -------------------------------------------------------------------------------- Ticker NG. Primary CUSIP G6375K151 Meeting Date 30-Jul-18 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Accept Financial Statements and Statutory For Yes No Reports Management Approve Final Dividend For Yes No Management Re-elect Sir Peter Gershon as Director For Yes No Management Re-elect John Pettigrew as Director For Yes No Management Re-elect Dean Seavers as Director For Yes No Management Re-elect Nicola Shaw as Director For Yes No Management Re-elect Nora Brownell as Director For Yes No Management Re-elect Jonathan Dawson as Director For Yes No Management Re-elect Therese Esperdy as Director For Yes No Management Re-elect Paul Golby as Director For Yes No Management Re-elect Mark Williamson as Director For Yes No Management Elect Amanda Mesler as Director For Yes No Management Reappoint Deloitte LLP as Auditors For Yes No Management Authorise Board to Fix Remuneration of For Yes No Auditors Management Approve Remuneration Report For Yes No Management Authorise EU Political Donations and For Yes No Expenditure Management Authorise Issue of Equity with Pre-emptive For Yes No Rights Management Authorise Issue of Equity without Pre- For Yes No emptive Rights Management Authorise Issue of Equity without Pre- For Yes No emptive Rights in Connection with an Acquisition or Other Capital Investment Management Authorise Market Purchase of Ordinary Shares For Yes No Management Authorise the Company to Call General For Yes No Meeting with Two Weeks' Notice

The Williams Companies, Inc. -------------------------------------------------------------------------------- Ticker WMB Primary CUSIP 969457100 Meeting Date 09-Aug-18 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Increase Authorized Common Stock For Yes No Management Issue Shares in Connection with Acquisition For Yes No Management Adjourn Meeting For Yes No

Williams Partners L.P. -------------------------------------------------------------------------------- Ticker WPZ Primary CUSIP 96949L105 Meeting Date 09-Aug-18 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Approve Merger Agreement For Yes No

Energy Transfer Partners LP -------------------------------------------------------------------------------- Ticker ETP Primary CUSIP 29278N400 Meeting Date 18-Oct-18 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Approve Merger Agreement For Yes No Management Adjourn Meeting For Yes No

Enbridge Income Fund Holdings, Inc. -------------------------------------------------------------------------------- Ticker ENF Primary CUSIP 29251R105 Meeting Date 06-Nov-18 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Approve Acquisition by Enbridge Inc. For Yes No

Enbridge Energy Management LLC -------------------------------------------------------------------------------- Ticker EEQ Primary CUSIP 29250X103 Meeting Date 17-Dec-18 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Approve the Enbridge Energy Management, Abstain Yes Yes L.L.C. Merger Agreement Management Approve Waiver of Section 9.01(a)(v) of the Abstain Yes Yes EEQ LLC Agreement Management Amend the EEQ LLC Agreement Abstain Yes Yes Management Adjourn Meeting Abstain Yes Yes Management Approve the Enbridge Energy Partners, L.P. Abstain Yes Yes Merger Agreement Management Adjourn the EEP Special Meeting Abstain Yes Yes

Enbridge Energy Partners LP -------------------------------------------------------------------------------- Ticker EEP Primary CUSIP 29250R106 Meeting Date 17-Dec-18 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Approve Merger Agreement Against Yes Yes Management Adjourn Meeting Against Yes Yes

New Jersey Resources Corp. -------------------------------------------------------------------------------- Ticker NJR Primary CUSIP 646025106 Meeting Date 23-Jan-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Stephen D. Westhoven For Yes No Management Elect Director Maureen A. Borkowski For Yes No Management Elect Director Laurence M. Downes For Yes No Management Elect Director Robert B. Evans For Yes No Management Elect Director Thomas C. O'Connor For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Management Ratify Deloitte & Touche LLP as Auditors For Yes No

UGI Corp. -------------------------------------------------------------------------------- Ticker UGI Primary CUSIP 902681105 Meeting Date 30-Jan-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director M. Shawn Bort For Yes No Management Elect Director Theodore A. Dosch For Yes No Management Elect Director Richard W. Gochnauer For Yes No Management Elect Director Alan N. Harris For Yes No Management Elect Director Frank S. Hermance For Yes No Management Elect Director Anne Pol For Yes No Management Elect Director Kelly A. Romano For Yes No Management Elect Director Marvin O. Schlanger For Yes No Management Elect Director James B. Stallings, Jr. For Yes No Management Elect Director John L. Walsh For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Management Ratify Ernst & Young LLP as Auditors For Yes No

Atmos Energy Corp. -------------------------------------------------------------------------------- Ticker ATO Primary CUSIP 049560105 Meeting Date 06-Feb-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Robert W. Best For Yes No Management Elect Director Kim R. Cocklin For Yes No Management Elect Director Kelly H. Compton For Yes No Management Elect Director Sean Donohue For Yes No Management Elect Director Rafael G. Garza For Yes No Management Elect Director Richard K. Gordon For Yes No Management Elect Director Robert C. Grable For Yes No Management Elect Director Michael E. Haefner For Yes No Management Elect Director Nancy K. Quinn For Yes No Management Elect Director Richard A. Sampson For Yes No Management Elect Director Stephen R. Springer For Yes No Management Elect Director Diana J. Walters For Yes No Management Elect Director Richard Ware, II For Yes No Management Ratify Ernst & Young LLP as Auditors For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Share Holder Report on Methane Leaks & Management Actions For Yes Yes

TransMontaigne Partners LP -------------------------------------------------------------------------------- Ticker TLP Primary CUSIP 89376V100 Meeting Date 26-Feb-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Approve Merger Agreement For Yes No Management Adjourn Meeting For Yes No

Western Gas Partners LP -------------------------------------------------------------------------------- Ticker WES Primary CUSIP 958254104 Meeting Date 27-Feb-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Approve Merger Agreement For Yes No Management Adjourn Meeting For Yes No

Public Service Enterprise Group Incorporated -------------------------------------------------------------------------------- Ticker PEG Primary CUSIP 744573106 Meeting Date 16-Apr-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Willie A. Deese For Yes No Management Elect Director William V. Hickey For Yes No Management Elect Director Ralph Izzo For Yes No Management Elect Director Shirley Ann Jackson For Yes No Management Elect Director David Lilley For Yes No Management Elect Director Barry H. Ostrowsky For Yes No Management Elect Director Laura A. Sugg For Yes No Management Elect Director Richard J. Swift For Yes No Management Elect Director Susan Tomasky For Yes No Management Elect Director Alfred W. Zollar For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Management Ratify Deloitte & Touche LLP as Auditors For Yes No

NextEra Energy Partners LP -------------------------------------------------------------------------------- Ticker NEP Primary CUSIP 65341B106 Meeting Date 22-Apr-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Susan D. Austin For Yes No Management Elect Director Robert J. Byrne For Yes No Management Elect Director Peter H. Kind For Yes No Management Elect Director James L. Robo For Yes No Management Ratify Deloitte & Touche LLP as Auditors For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation

American Electric Power Co., Inc. -------------------------------------------------------------------------------- Ticker AEP Primary CUSIP 025537101 Meeting Date 23-Apr-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Nicholas K. Akins For Yes No Management Elect Director David J. Anderson For Yes No Management Elect Director J. Barnie Beasley, Jr. For Yes No Management Elect Director Ralph D. Crosby, Jr. For Yes No Management Elect Director Linda A. Goodspeed For Yes No Management Elect Director Thomas E. Hoaglin For Yes No Management Elect Director Sandra Beach Lin For Yes No Management Elect Director Margaret M. McCarthy For Yes No Management Elect Director Richard C. Notebaert For Yes No Management Elect Director Lionel L. Nowell, III For Yes No Management Elect Director Stephen S. Rasmussen For Yes No Management Elect Director Oliver G. Richard, III For Yes No Management Elect Director Sara Martinez Tucker For Yes No Management Ratify PricewaterhouseCoopers LLP as For Yes No Auditors Management Eliminate Preemptive Rights For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation

Magellan Midstream Partners LP -------------------------------------------------------------------------------- Ticker MMP Primary CUSIP 559080106 Meeting Date 25-Apr-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Walter R. Arnheim For Yes No Management Elect Director Lori A. Gobillot For Yes No Management Elect Director Edward J. Guay For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Management Ratify Ernst & Young LLP as Auditors For Yes No

Exelon Corporation -------------------------------------------------------------------------------- Ticker EXC Primary CUSIP 30161N101 Meeting Date 30-Apr-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Anthony K. Anderson For Yes No Management Elect Director Ann C. Berzin For Yes No Management Elect Director Laurie Brlas For Yes No Management Elect Director Christopher M. Crane For Yes No Management Elect Director Yves C. de Balmann For Yes No Management Elect Director Nicholas DeBenedictis For Yes No Management Elect Director Linda P. Jojo For Yes No Management Elect Director Paul L. Joskow For Yes No Management Elect Director Robert J. Lawless For Yes No Management Elect Director Richard W. Mies For Yes No Management Elect Director Mayo A. Shattuck, III For Yes No Management Elect Director Stephen D. Steinour For Yes No Management Elect Director John F. Young For Yes No Management Ratify PricewaterhouseCoopers LLP as Auditor For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Share Holder Report on Costs and Benefits of Against Yes No Environment-related Activities

Eversource Energy -------------------------------------------------------------------------------- Ticker ES Primary CUSIP 30040W108 Meeting Date 01-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Cotton M. Cleveland For Yes No Management Elect Director Sanford Cloud, Jr. For Yes No Management Elect Director James S. DiStasio For Yes No Management Elect Director Francis A. Doyle For Yes No Management Elect Director Linda Dorcena Forry For Yes No Management Elect Director James J. Judge For Yes No Management Elect Director John Y. Kim For Yes No Management Elect Director Kenneth R. Leibler For Yes No Management Elect Director William C. Van Faasen For Yes No Management Elect Director Frederica M. Williams For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Management Ratify Deloitte & Touche LLP as Auditors For Yes No

Duke Energy Corporation -------------------------------------------------------------------------------- Ticker DUK Primary CUSIP 26441C204 Meeting Date 02-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Michael G. Browning For Yes No Management Elect Director Annette K. Clayton For Yes No Management Elect Director Theodore F. Craver, Jr. For Yes No Management Elect Director Robert M. Davis For Yes No Management Elect Director Daniel R. DiMicco For Yes No Management Elect Director Lynn J. Good For Yes No Management Elect Director John T. Herron For Yes No Management Elect Director William E. Kennard For Yes No Management Elect Director E. Marie McKee For Yes No Management Elect Director Charles W. Moorman, IV For Yes No Management Elect Director Marya M. Rose For Yes No Management Elect Director Carlos A. Saladrigas For Yes No Management Elect Director Thomas E. Skains For Yes No Management Elect Director William E. Webster, Jr. For Yes No Management Ratify Deloitte & Touche LLP as Auditors For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Share Holder Report on Political Contributions For Yes Yes Share Holder Report on Lobbying Payments and Policy For Yes Yes Share Holder Report on Mitigating Health and Climate For Yes Yes Impacts of Duke Energy's Coal Use Share Holder Report on Costs and Benefits of Voluntary Against Yes No Environment-Related Activities

Fortis, Inc. -------------------------------------------------------------------------------- Ticker FTS Primary CUSIP 349553107 Meeting Date 02-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Tracey C. Ball For Yes No Management Elect Director Pierre J. Blouin For Yes No Management Elect Director Paul J. Bonavia For Yes No Management Elect Director Lawrence T. Borgard For Yes No Management Elect Director Maura J. Clark For Yes No Management Elect Director Margarita K. Dilley For Yes No Management Elect Director Julie A. Dobson For Yes No Management Elect Director Ida J. Goodreau For Yes No Management Elect Director Douglas J. Haughey For Yes No Management Elect Director Barry V. Perry For Yes No Management Elect Director Joseph L. Welch For Yes No Management Elect Director Jo Mark Zurel For Yes No Management Approve Deloitte LLP as Auditors and For Yes No Authorize Board to Fix Their Remuneration Management Advisory Vote on Executive Compensation For Yes No Approach

WEC Energy Group, Inc. -------------------------------------------------------------------------------- Ticker WEC Primary CUSIP 92939U106 Meeting Date 02-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Barbara L. Bowles For Yes No Management Elect Director Albert J. Budney, Jr. For Yes No Management Elect Director Patricia W. Chadwick For Yes No Management Elect Director Curt S. Culver For Yes No Management Elect Director Danny L. Cunningham For Yes No Management Elect Director William M. Farrow, III For Yes No Management Elect Director Thomas J. Fischer For Yes No Management Elect Director J. Kevin Fletcher For Yes No Management Elect Director Gale E. Klappa For Yes No Management Elect Director Henry W. Knueppel For Yes No Management Elect Director Allen L. Leverett For Yes No Management Elect Director Ulice Payne, Jr. For Yes No Management Elect Director Mary Ellen Stanek For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Management Ratify Deloitte & Touche LLP as Auditor For Yes No

CMS Energy Corporation -------------------------------------------------------------------------------- Ticker CMS Primary CUSIP 125896100 Meeting Date 03-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Jon E. Barfield For Yes No Management Elect Director Deborah H. Butler For Yes No Management Elect Director Kurt L. Darrow For Yes No Management Elect Director Stephen E. Ewing For Yes No Management Elect Director William D. Harvey For Yes No Management Elect Director Patricia K. Poppe For Yes No Management Elect Director John G. Russell For Yes No Management Elect Director Suzanne F. Shank For Yes No Management Elect Director Myrna M. Soto For Yes No Management Elect Director John G. Sznewajs For Yes No Management Elect Director Laura H. Wright For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Management Ratify PricewaterhouseCoopers LLP as Auditor For Yes No Share Holder Report on Political Contributions Disclosure For Yes Yes

TransCanada Corp. -------------------------------------------------------------------------------- Ticker TRP Primary CUSIP 89353D107 Meeting Date 03-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Stephan Cretier For Yes No Management Elect Director Russell K. Girling For Yes No Management Elect Director S. Barry Jackson For Yes No Management Elect Director Randy Limbacher For Yes No Management Elect Director John E. Lowe For Yes No Management Elect Director Una Power For Yes No Management Elect Director Mary Pat Salomone For Yes No Management Elect Director Indira V. Samarasekera For Yes No Management Elect Director D. Michael G. Stewart For Yes No Management Elect Director Siim A. Vanaselja For Yes No Management Elect Director Thierry Vandal For Yes No Management Elect Director Steven W. Williams For Yes No Management Approve KPMG LLP as Auditors and Authorize For Yes No Board to Fix Their Remuneration Management Advisory Vote on Executive Compensation For Yes No Approach Management Change Company Name to TC Energy For Yes No Corporation/ Corporation TC Energie Management Approve Shareholder Rights Plan For Yes No Share Holder Prepare a Report Outlining How the Company Against Yes No Respects Internationally Recognized Standards for Indigenous Peoples Rights in its Business Activities

NiSource Inc. -------------------------------------------------------------------------------- Ticker NI Primary CUSIP 65473P105 Meeting Date 07-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Peter A. Altabef For Yes No Management Elect Director Theodore H. Bunting, Jr. For Yes No Management Elect Director Eric L. Butler For Yes No Management Elect Director Aristides S. Candris For Yes No Management Elect Director Wayne S. DeVeydt For Yes No Management Elect Director Joseph Hamrock For Yes No Management Elect Director Deborah A. Henretta For Yes No Management Elect Director Michael E. Jesanis For Yes No Management Elect Director Kevin T. Kabat For Yes No Management Elect Director Carolyn Y. Woo For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Management Ratify Deloitte & Touche LLP as Auditor For Yes No Management Increase Authorized Common Stock For Yes No Management Amend Certificate of Incorporation to For Yes No Provide Directors May Be Removed With or Without Cause Management Amend Qualified Employee Stock Purchase Plan For Yes No Share Holder Reduce Ownership Threshold for Shareholders For Yes Yes to Call Special Meeting

Chesapeake Utilities Corporation -------------------------------------------------------------------------------- Ticker CPK Primary CUSIP 165303108 Meeting Date 08-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Eugene H. Bayard For Yes No Management Elect Director Jeffry M. Householder For Yes No Management Elect Director Paul L. Maddock, Jr. For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Management Ratify Baker Tilly Virchow Krause, LLP as For Yes No Auditors

Enbridge, Inc. -------------------------------------------------------------------------------- Ticker ENB Primary CUSIP 29250N105 Meeting Date 08-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Pamela L. Carter For Yes No Management Elect Director Marcel R. Coutu For Yes No Management Elect Director Susan M. Cunningham For Yes No Management Elect Director Gregory L. Ebel For Yes No Management Elect Director J. Herb England For Yes No Management Elect Director Charles W. Fischer For Yes No Management Elect Director V. Maureen Kempston Darkes For Yes No Management Elect Director Teresa S. Madden For Yes No Management Elect Director Al Monaco For Yes No Management Elect Director Michael E.J. Phelps Yes No *Withdrawn Resolution* Management Elect Director Dan C. Tutcher For Yes No Management Elect Director Catherine L. Williams For Yes No Management Approve PricewaterhouseCoopers LLP as For Yes No Auditors and Authorize Board to Fix Their Remuneration Management Approve Omnibus Stock Plan For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation

Kinder Morgan, Inc. -------------------------------------------------------------------------------- Ticker KMI Primary CUSIP 49456B101 Meeting Date 08-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Richard D. Kinder For Yes No Management Elect Director Steven J. Kean For Yes No Management Elect Director Kimberly A. Dang For Yes No Management Elect Director Ted A. Gardner For Yes No Management Elect Director Anthony W. Hall, Jr. For Yes No Management Elect Director Gary L. Hultquist For Yes No Management Elect Director Ronald L. Kuehn, Jr. For Yes No Management Elect Director Deborah A. Macdonald For Yes No Management Elect Director Michael C. Morgan For Yes No Management Elect Director Arthur C. Reichstetter For Yes No Management Elect Director Fayez Sarofim For Yes No Management Elect Director C. Park Shaper For Yes No Management Elect Director William A. Smith For Yes No Management Elect Director Joel V. Staff For Yes No Management Elect Director Robert F. Vagt For Yes No Management Elect Director Perry M. Waughtal For Yes No Management Ratify PricewaterhouseCoopers LLP as For Yes No Auditors Management Advisory Vote to Ratify Named Executive Against Yes Yes Officers' Compensation

Hydro One Limited -------------------------------------------------------------------------------- Ticker H Primary CUSIP 448811208 Meeting Date 09-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Cherie L. Brant For Yes No Management Elect Director Blair Cowper-Smith For Yes No Management Elect Director Anne Giardini For Yes No Management Elect Director David Hay For Yes No Management Elect Director Timothy E. Hodgson For Yes No Management Elect Director Jessica L. McDonald For Yes No Management Elect Director Russel C. Robertson For Yes No Management Elect Director William H. Sheffield For Yes No Management Elect Director Melissa Sonberg For Yes No Management Elect Director Thomas D. Woods For Yes No Management Approve KPMG LLP as Auditors and Authorize For Yes No Board to Fix Their Remuneration

Inter Pipeline Ltd. -------------------------------------------------------------------------------- Ticker IPL Primary CUSIP 45833V109 Meeting Date 09-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Richard Shaw For Yes No Management Elect Director Christian Bayle For Yes No Management Elect Director Peter Cella For Yes No Management Elect Director Julie Dill For Yes No Management Elect Director Duane Keinick For Yes No Management Elect Director Arthur Korpach For Yes No Management Elect Director Alison Taylor Love For Yes No Management Elect Director Margaret McKenzie For Yes No Management Elect Director William Robertson For Yes No Management Elect Director Brant Sangster For Yes No Management Approve Ernst & Young LLP as Auditors and For Yes No Authorize Board to Fix Their Remuneration Management Advisory Vote on Executive Compensation For Yes No Approach

Sempra Energy -------------------------------------------------------------------------------- Ticker SRE Primary CUSIP 816851109 Meeting Date 09-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Alan L. Boeckmann For Yes No Management Elect Director Kathleen L. Brown For Yes No Management Elect Director Andres Conesa For Yes No Management Elect Director Maria Contreras-Sweet For Yes No Management Elect Director Pablo A. Ferrero For Yes No Management Elect Director William D. Jones For Yes No Management Elect Director Jeffrey W. Martin For Yes No Management Elect Director Michael N. Mears For Yes No Management Elect Director William C. Rusnack For Yes No Management Elect Director Lynn Schenk For Yes No Management Elect Director Jack T. Taylor For Yes No Management Elect Director Cynthia L. Walker For Yes No Management Elect Director James C. Yardley For Yes No Management Ratify Deloitte & Touche LLP as Auditors For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Management Approve Omnibus Stock Plan For Yes No Share Holder Require Independent Board Chairman For Yes Yes

The Williams Companies, Inc. -------------------------------------------------------------------------------- Ticker WMB Primary CUSIP 969457100 Meeting Date 09-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Alan S. Armstrong For Yes No Management Elect Director Stephen W. Bergstrom For Yes No Management Elect Director Nancy K. Buese For Yes No Management Elect Director Stephen I. Chazen For Yes No Management Elect Director Charles I. Cogut For Yes No Management Elect Director Kathleen B. Cooper For Yes No Management Elect Director Michael A. Creel For Yes No Management Elect Director Vicki L. Fuller For Yes No Management Elect Director Peter A. Ragauss For Yes No Management Elect Director Scott D. Sheffield For Yes No Management Elect Director Murray D. Smith For Yes No Management Elect Director William H. Spence For Yes No Management Ratify Ernst & Young LLP as Auditor For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation

American Water Works Company, Inc. -------------------------------------------------------------------------------- Ticker AWK Primary CUSIP 030420103 Meeting Date 10-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Jeffery N. Edwards For Yes No Management Elect Director Martha Clark Goss For Yes No Management Elect Director Veronica M. Hagen For Yes No Management Elect Director Julia L. Johnson For Yes No Management Elect Director Karl F. Kurz For Yes No Management Elect Director George MacKenzie For Yes No Management Elect Director James G. Stavridis For Yes No Management Elect Director Susan N. Story For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Management Ratify PricewaterhouseCoopers LLP as Auditor For Yes No Share Holder Report on Political Contributions For Yes Yes Share Holder Report on Lobbying Payments and Policy For Yes Yes

Keyera Corp. -------------------------------------------------------------------------------- Ticker KEY Primary CUSIP 493271100 Meeting Date 14-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Ratify Deloitte LLP as Auditors For Yes No Management Elect Director James V. Bertram For Yes No Management Elect Director Douglas J. Haughey For Yes No Management Elect Director Gianna Manes For Yes No Management Elect Director Donald J. Nelson For Yes No Management Elect Director Michael J. Norris For Yes No Management Elect Director Thomas O'Connor For Yes No Management Elect Director Charlene Ripley For Yes No Management Elect Director David G. Smith For Yes No Management Elect Director Janet Woodruff For Yes No Management Advisory Vote on Executive Compensation For Yes No Approach

PPL Corporation -------------------------------------------------------------------------------- Ticker PPL Primary CUSIP 69351T106 Meeting Date 14-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director John W. Conway For Yes No Management Elect Director Steven G. Elliott For Yes No Management Elect Director Raja Rajamannar For Yes No Management Elect Director Craig A. Rogerson For Yes No Management Elect Director William H. Spence For Yes No Management Elect Director Natica von Althann For Yes No Management Elect Director Keith H. Williamson For Yes No Management Elect Director Phoebe A. Wood For Yes No Management Elect Director Armando Zagalo de Lima For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Management Ratify Deloitte & Touche LLP as Auditor For Yes No

Emera Incorporated -------------------------------------------------------------------------------- Ticker EMA Primary CUSIP 290876101 Meeting Date 15-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Scott C. Balfour No No Management Elect Director James V. Bertram No No Management Elect Director Sylvia D. Chrominska No No Management Elect Director Henry E. Demone No No Management Elect Director Kent M. Harvey No No Management Elect Director B. Lynn Loewen No No Management Elect Director Donald A. Pether No No Management Elect Director John B. Ramil No No Management Elect Director Andrea S. Rosen No No Management Elect Director Richard P. Sergel No No Management Elect Director M. Jacqueline Sheppard No No Management Elect Director Jochen E. Tilk No No Management Ratify Ernst & Young LLP as Auditors No No Management Authorize Board to Fix Remuneration of No No Auditors Management Advisory Vote on Executive Compensation No No Approach Management The Undersigned Hereby Certifies that the No No Shares Represented by this Proxy are Owned and Controlled by a Resident of Canada. Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted.

Plains GP Holdings, L.P. -------------------------------------------------------------------------------- Ticker PAGP Primary CUSIP 72651A207 Meeting Date 15-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Victor Burk Withhold Yes Yes Management Elect Director Gary R. Petersen Withhold Yes Yes Management Ratify PricewaterhouseCoopers LLP as Auditor For Yes No Management Advisory Vote to Ratify Named Executive Against Yes Yes Officers' Compensation

Xcel Energy Inc. -------------------------------------------------------------------------------- Ticker XEL Primary CUSIP 98389B100 Meeting Date 15-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Lynn Casey For Yes No Management Elect Director Richard K. Davis For Yes No Management Elect Director Ben Fowke For Yes No Management Elect Director Richard T. O'Brien For Yes No Management Elect Director David K. Owens For Yes No Management Elect Director Christopher J. Policinski For Yes No Management Elect Director James T. Prokopanko For Yes No Management Elect Director A. Patricia Sampson For Yes No Management Elect Director James J. Sheppard For Yes No Management Elect Director David A. Westerlund For Yes No Management Elect Director Kim Williams For Yes No Management Elect Director Timothy V. Wolf For Yes No Management Elect Director Daniel Yohannes For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Management Ratify Deloitte & Touche LLP as Auditors For Yes No

Alliant Energy Corp. -------------------------------------------------------------------------------- Ticker LNT Primary CUSIP 018802108 Meeting Date 16-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Roger K. Newport For Yes No Management Elect Director Jillian C. Evanko For Yes No Management Elect Director John O. Larsen For Yes No Management Elect Director Thomas F. O'Toole For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Management Ratify Deloitte & Touche LLP as Auditors For Yes No Share Holder Report on Political Contributions For Yes Yes

IDACORP, Inc. -------------------------------------------------------------------------------- Ticker IDA Primary CUSIP 451107106 Meeting Date 16-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Darrel T. Anderson For Yes No Management Elect Director Thomas Carlile For Yes No Management Elect Director Richard J. Dahl For Yes No Management Elect Director Annette G. Elg For Yes No Management Elect Director Ronald W. Jibson For Yes No Management Elect Director Judith A. Johansen For Yes No Management Elect Director Dennis L. Johnson For Yes No Management Elect Director Christine King For Yes No Management Elect Director Richard J. Navarro For Yes No Management Advisory Vote to Ratify Named Executive Against Yes Yes Officers' Compensation Management Ratify Deloitte & Touche LLP as Auditor For Yes No

CorEnergy Infrastructure Trust, Inc. -------------------------------------------------------------------------------- Ticker CORR Primary CUSIP 21870U502 Meeting Date 22-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Conrad S. Ciccotello For Yes No Management Elect Director Catherine A. Lewis For Yes No Management Ratify Ernst & Young LLP as Auditors For Yes No

ONEOK, Inc. -------------------------------------------------------------------------------- Ticker OKE Primary CUSIP 682680103 Meeting Date 22-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Brian L. Derksen For Yes No Management Elect Director Julie H. Edwards For Yes No Management Elect Director John W. Gibson For Yes No Management Elect Director Mark W. Helderman For Yes No Management Elect Director Randall J. Larson For Yes No Management Elect Director Steven J. Malcolm For Yes No Management Elect Director Jim W. Mogg For Yes No Management Elect Director Pattye L. Moore For Yes No Management Elect Director Gary D. Parker For Yes No Management Elect Director Eduardo A. Rodriguez For Yes No Management Elect Director Terry K. Spencer For Yes No Management Ratify PricewaterhouseCoopers LLP as For Yes No Auditors Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation

The Southern Company -------------------------------------------------------------------------------- Ticker SO Primary CUSIP 842587107 Meeting Date 22-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Janaki Akella For Yes No Management Elect Director Juanita Powell Baranco For Yes No Management Elect Director Jon A. Boscia For Yes No Management Elect Director Henry A. 'Hal' Clark, III For Yes No Management Elect Director Anthony F. 'Tony' Earley, Jr. For Yes No Management Elect Director Thomas A. Fanning For Yes No Management Elect Director David J. Grain For Yes No Management Elect Director Donald M. James For Yes No Management Elect Director John D. Johns For Yes No Management Elect Director Dale E. Klein For Yes No Management Elect Director Ernest J. Moniz For Yes No Management Elect Director William G. Smith, Jr. For Yes No Management Elect Director Steven R. Specker For Yes No Management Elect Director Larry D. Thompson For Yes No Management Elect Director E. Jenner Wood, III For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Management Ratify Deloitte & Touche LLP as Auditors For Yes No Management Reduce Supermajority Vote Requirement For Yes No

NextEra Energy, Inc. -------------------------------------------------------------------------------- Ticker NEE Primary CUSIP 65339F101 Meeting Date 23-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Sherry S. Barrat For Yes No Management Elect Director James L. Camaren For Yes No Management Elect Director Kenneth B. Dunn For Yes No Management Elect Director Naren K. Gursahaney For Yes No Management Elect Director Kirk S. Hachigian For Yes No Management Elect Director Toni Jennings For Yes No Management Elect Director Amy B. Lane For Yes No Management Elect Director James L. Robo For Yes No Management Elect Director Rudy E. Schupp For Yes No Management Elect Director John L. Skolds For Yes No Management Elect Director William H. Swanson For Yes No Management Elect Director Hansel E. Tookes, II For Yes No Management Elect Director Darryl L. Wilson For Yes No Management Ratify Deloitte & Touche LLP as Auditors For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Share Holder Report on Political Contributions For Yes Yes

Targa Resources Corp. -------------------------------------------------------------------------------- Ticker TRGP Primary CUSIP 87612G101 Meeting Date 30-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Waters S. Davis, IV For Yes No Management Elect Director Rene R. Joyce For Yes No Management Elect Director Chris Tong For Yes No Management Ratify PricewaterhouseCoopers LLP as For Yes No Auditors Management Advisory Vote to Ratify Named Executive Against Yes Yes Officers' Compensation

Equitrans Midstream Corporation -------------------------------------------------------------------------------- Ticker ETRN Primary CUSIP 294600101 Meeting Date 11-Jun-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Vicky A. Bailey For Yes No Management Elect Director Kenneth M. Burke For Yes No Management Elect Director Margaret K. Dorman For Yes No Management Elect Director Thomas F. Karam For Yes No Management Elect Director David L. Porges For Yes No Management Elect Director Norman J. Szydlowski For Yes No Management Elect Director Robert F. Vagt For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Management Advisory Vote on Say on Pay Frequency One Year Yes No Management Ratify Ernst & Young LLP as Auditor For Yes No

====================== First Trust Tactical High Yield ETF ===================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========================= First Trust Senior Loan Fund ======================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ==================== First Trust Enhanced Short Maturity ETF =================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================== First Trust Low Duration Opportunities ETF ================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============= First Trust SSI Strategic Convertible Securities ETF ============= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================== First Trust Long Duration Opportunities ETF ================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ======================= First Trust Strategic Income ETF ======================= ALLIANT ENERGY CORP. Ticker: LNT Security ID: 018802108 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger K. Newport For For Management 1.2 Elect Director Jillian C. Evanko For For Management 1.3 Elect Director John O. Larsen For For Management 1.4 Elect Director Thomas F. O'Toole For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER CO., INC. Ticker: AEP Security ID: 025537101 Meeting Date: APR 23, 2019 Meeting Type: Annual Record Date: FEB 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.2 Elect Director David J. Anderson For For Management 1.3 Elect Director J. Barnie Beasley, Jr. For For Management 1.4 Elect Director Ralph D. Crosby, Jr. For For Management 1.5 Elect Director Linda A. Goodspeed For For Management 1.6 Elect Director Thomas E. Hoaglin For For Management 1.7 Elect Director Sandra Beach Lin For For Management 1.8 Elect Director Margaret M. McCarthy For For Management 1.9 Elect Director Richard C. Notebaert For For Management 1.10 Elect Director Lionel L. Nowell, III For For Management 1.11 Elect Director Stephen S. Rasmussen For For Management 1.12 Elect Director Oliver G. Richard, III For For Management 1.13 Elect Director Sara Martinez Tucker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Eliminate Preemptive Rights For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASSOCIATED BANC-CORP Ticker: ASB Security ID: 045487105 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: MAR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John F. Bergstrom For For Management 1.2 Elect Director Michael T. Crowley, Jr. For For Management 1.3 Elect Director Philip B. Flynn For For Management 1.4 Elect Director R. Jay Gerken For For Management 1.5 Elect Director Judith P. Greffin For For Management 1.6 Elect Director Michael J. Haddad For For Management 1.7 Elect Director William R. Hutchinson For For Management 1.8 Elect Director Robert A. Jeffe For For Management 1.9 Elect Director Eileen A. Kamerick For For Management 1.10 Elect Director Gale E. Klappa For For Management 1.11 Elect Director Richard T. Lommen For For Management 1.12 Elect Director Corey L. Nettles For For Management 1.13 Elect Director Karen T. van Lith For For Management 1.14 Elect Director John (Jay) B. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ATMOS ENERGY CORP. Ticker: ATO Security ID: 049560105 Meeting Date: FEB 06, 2019 Meeting Type: Annual Record Date: DEC 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert W. Best For For Management 1b Elect Director Kim R. Cocklin For For Management 1c Elect Director Kelly H. Compton For For Management 1d Elect Director Sean Donohue For For Management 1e Elect Director Rafael G. Garza For For Management 1f Elect Director Richard K. Gordon For For Management 1g Elect Director Robert C. Grable For For Management 1h Elect Director Michael E. Haefner For For Management 1i Elect Director Nancy K. Quinn For For Management 1j Elect Director Richard A. Sampson For For Management 1k Elect Director Stephen R. Springer For For Management 1l Elect Director Diana J. Walters For For Management 1m Elect Director Richard Ware, II For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Methane Leaks & Management Against For Shareholder Actions -------------------------------------------------------------------------------- BANK OF HAWAII CORP. Ticker: BOH Security ID: 062540109 Meeting Date: APR 26, 2019 Meeting Type: Annual Record Date: FEB 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director S. Haunani Apoliona For For Management 1.2 Elect Director Mary G. F. Bitterman For For Management 1.3 Elect Director Mark A. Burak For For Management 1.4 Elect Director John C. Erickson For For Management 1.5 Elect Director Joshua D. Feldman For For Management 1.6 Elect Director Peter S. Ho For For Management 1.7 Elect Director Robert Huret For For Management 1.8 Elect Director Kent T. Lucien For For Management 1.9 Elect Director Alicia E. Moy For For Management 1.10 Elect Director Victor K. Nichols For For Management 1.11 Elect Director Barbara J. Tanabe For For Management 1.12 Elect Director Raymond P. Vara, Jr. For For Management 1.13 Elect Director Robert W. Wo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- BANK OZK Ticker: OZK Security ID: 06417N103 Meeting Date: MAY 06, 2019 Meeting Type: Annual Record Date: FEB 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nicholas Brown For For Management 1b Elect Director Paula Cholmondeley For For Management 1c Elect Director Beverly Cole For For Management 1d Elect Director Robert East For For Management 1e Elect Director Kathleen Franklin For For Management 1f Elect Director Catherine B. Freedberg For For Management 1g Elect Director Jeffrey Gearhart For For Management 1h Elect Director George Gleason For For Management 1i Elect Director Peter Kenny For For Management 1j Elect Director William A. Koefoed, Jr. For For Management 1k Elect Director Walter J. "Jack" For For Management Mullen, III 1l Elect Director Christopher Orndorff For For Management 1m Elect Director Robert Proost For For Management 1n Elect Director John Reynolds For For Management 1o Elect Director Steven Sadoff For For Management 1p Elect Director Ross Whipple For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHINA MOBILE LTD. Ticker: 941 Security ID: 16941M109 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Yang Jie as Director For For Management 3.2 Elect Dong Xin as Director For For Management 4.1 Elect Moses Cheng Mo Chi as Director For Against Management 4.2 Elect Yang Qiang as Director For For Management 5 Approve PricewaterhouseCoopers and For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA TELECOM CORP. LTD. Ticker: 728 Security ID: 169426103 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: APR 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve 2018 Profit Distribution Plan For For Management and Final Dividend Payment 3 Approve Deloitte Touche Tohmatsu and For For Management Deloitte Touche Tohmatsu Certified Public Accountants LLP as the International Auditor and Domestic Auditor and Authorize Board to Fix Their Remuneration 4.1 Amend Articles of Association For For Management 4.2 Approve Authorization of Directors to For For Management Complete Registration or Filing of the Amendments to the Articles of Association 5.1 Approve Issuance of Debentures For Against Management 5.2 Authorize Board to Issue Debentures For Against Management and Determine Specific Terms, Conditions and Other Matters of the Debentures 5.3 Approve Centralized Registration of For Against Management Debentures 6.1 Approve Issuance of Company Bonds in For For Management the People's Republic of China 6.2 Authorize Board to Issue Company Bonds For For Management and Determine Specific Terms, Conditions and Other Matters of the Company Bonds in the People's Republic of China 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares 8 Approve Amendments to Articles of For Against Management Association to Reflect Changes in the Registered Capital of the Company -------------------------------------------------------------------------------- CONSOLIDATED EDISON, INC. Ticker: ED Security ID: 209115104 Meeting Date: MAY 20, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Campbell, Jr. For For Management 1.2 Elect Director Ellen V. Futter For For Management 1.3 Elect Director John F. Killian For For Management 1.4 Elect Director John McAvoy For For Management 1.5 Elect Director William J. Mulrow For For Management 1.6 Elect Director Armando J. Olivera For For Management 1.7 Elect Director Michael W. Ranger For For Management 1.8 Elect Director Linda S. Sanford For For Management 1.9 Elect Director Deirdre Stanley For For Management 1.10 Elect Director L. Frederick Sutherland For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CRACKER BARREL OLD COUNTRY STORE, INC. Ticker: CBRL Security ID: 22410J106 Meeting Date: NOV 15, 2018 Meeting Type: Annual Record Date: SEP 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James W. Bradford For For Management 1.2 Elect Director Thomas H. Barr For For Management 1.3 Elect Director Sandra B. Cochran For For Management 1.4 Elect Director Meg G. Crofton For For Management 1.5 Elect Director Richard J. Dobkin For For Management 1.6 Elect Director Norman E. Johnson For For Management 1.7 Elect Director William W. McCarten For For Management 1.8 Elect Director Coleman H. Peterson For For Management 1.9 Elect Director Andrea M. Weiss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt Shareholder Rights Plan (Poison For For Management Pill) 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EMERA INCORPORATED Ticker: EMA Security ID: 290876101 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott C. Balfour For For Management 1.2 Elect Director James V. Bertram For For Management 1.3 Elect Director Sylvia D. Chrominska For For Management 1.4 Elect Director Henry E. Demone For For Management 1.5 Elect Director Kent M. Harvey For For Management 1.6 Elect Director B. Lynn Loewen For For Management 1.7 Elect Director Donald A. Pether For For Management 1.8 Elect Director John B. Ramil For For Management 1.9 Elect Director Andrea S. Rosen For For Management 1.10 Elect Director Richard P. Sergel For For Management 1.11 Elect Director M. Jacqueline Sheppard For For Management 1.12 Elect Director Jochen E. Tilk For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Advisory Vote on Executive For For Management Compensation Approach 5 The Undersigned Hereby Certifies that None Abstain Management the Shares Represented by this Proxy are Owned and Controlled by a Resident of Canada. Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted. -------------------------------------------------------------------------------- ENBRIDGE ENERGY PARTNERS LP Ticker: EEP Security ID: 29250R106 Meeting Date: DEC 17, 2018 Meeting Type: Special Record Date: NOV 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ENBRIDGE INCOME FUND HOLDINGS, INC. Ticker: ENF Security ID: 29251R105 Meeting Date: NOV 06, 2018 Meeting Type: Special Record Date: OCT 05, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by Enbridge Inc. For For Management -------------------------------------------------------------------------------- ENBRIDGE, INC. Ticker: ENB Security ID: 29250N105 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela L. Carter For For Management 1.2 Elect Director Marcel R. Coutu For For Management 1.3 Elect Director Susan M. Cunningham For For Management 1.4 Elect Director Gregory L. Ebel For For Management 1.5 Elect Director J. Herb England For For Management 1.6 Elect Director Charles W. Fischer For For Management 1.7 Elect Director V. Maureen Kempston For For Management Darkes 1.8 Elect Director Teresa S. Madden For For Management 1.9 Elect Director Al Monaco For For Management 1.10 Elect Director Michael E.J. Phelps None None Management *Withdrawn Resolution* 1.11 Elect Director Dan C. Tutcher For For Management 1.12 Elect Director Catherine L. Williams For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENERGY TRANSFER PARTNERS LP Ticker: ETP Security ID: 29278N103 Meeting Date: OCT 18, 2018 Meeting Type: Special Record Date: SEP 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- EPR PROPERTIES Ticker: EPR Security ID: 26884U109 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barrett Brady For For Management 1.2 Elect Director Peter C. Brown For For Management 1.3 Elect Director James B. Connor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EQUITRANS MIDSTREAM CORPORATION Ticker: ETRN Security ID: 294600101 Meeting Date: JUN 11, 2019 Meeting Type: Annual Record Date: APR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vicky A. Bailey For For Management 1.2 Elect Director Kenneth M. Burke For For Management 1.3 Elect Director Margaret K. Dorman For For Management 1.4 Elect Director Thomas F. Karam For For Management 1.5 Elect Director David L. Porges For For Management 1.6 Elect Director Norman J. Szydlowski For For Management 1.7 Elect Director Robert F. Vagt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- EVERGY, INC. Ticker: EVRG Security ID: 30034W106 Meeting Date: MAY 07, 2019 Meeting Type: Annual Record Date: FEB 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terry Bassham For For Management 1.2 Elect Director Mollie Hale Carter For For Management 1.3 Elect Director Charles Q. Chandler, IV For For Management 1.4 Elect Director Gary D. Forsee For For Management 1.5 Elect Director Scott D. Grimes For For Management 1.6 Elect Director Richard L. Hawley For For Management 1.7 Elect Director Thomas D. Hyde For For Management 1.8 Elect Director B. Anthony Isaac For For Management 1.9 Elect Director Sandra A.J. Lawrence For For Management 1.10 Elect Director Ann D. Murtlow For For Management 1.11 Elect Director Sandra J. Price For For Management 1.12 Elect Director Mark A. Ruelle For For Management 1.13 Elect Director John J. Sherman For For Management 1.14 Elect Director S. Carl Soderstrom, Jr. For For Management 1.15 Elect Director John Arthur Stall For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EVERSOURCE ENERGY Ticker: ES Security ID: 30040W108 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cotton M. Cleveland For For Management 1.2 Elect Director Sanford Cloud, Jr. For For Management 1.3 Elect Director James S. DiStasio For For Management 1.4 Elect Director Francis A. Doyle For For Management 1.5 Elect Director Linda Dorcena Forry For For Management 1.6 Elect Director James J. Judge For For Management 1.7 Elect Director John Y. Kim For For Management 1.8 Elect Director Kenneth R. Leibler For For Management 1.9 Elect Director William C. Van Faasen For For Management 1.10 Elect Director Frederica M. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EXELON CORPORATION Ticker: EXC Security ID: 30161N101 Meeting Date: APR 30, 2019 Meeting Type: Annual Record Date: MAR 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony K. Anderson For For Management 1b Elect Director Ann C. Berzin For For Management 1c Elect Director Laurie Brlas For For Management 1d Elect Director Christopher M. Crane For For Management 1e Elect Director Yves C. de Balmann For For Management 1f Elect Director Nicholas DeBenedictis For For Management 1g Elect Director Linda P. Jojo For For Management 1h Elect Director Paul L. Joskow For For Management 1i Elect Director Robert J. Lawless For For Management 1j Elect Director Richard W. Mies For For Management 1k Elect Director Mayo A. Shattuck, III For For Management 1l Elect Director Stephen D. Steinour For For Management 1m Elect Director John F. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Costs and Benefits of Against Against Shareholder Environment-related Activities -------------------------------------------------------------------------------- F.N.B. CORPORATION Ticker: FNB Security ID: 302520101 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela A. Bena For For Management 1.2 Elect Director William B. Campbell For For Management 1.3 Elect Director James D. Chiafullo For For Management 1.4 Elect Director Vincent J. Delie, Jr. For For Management 1.5 Elect Director Mary Jo Dively For For Management 1.6 Elect Director Robert A. Hormell For For Management 1.7 Elect Director David J. Malone For For Management 1.8 Elect Director Frank C. Mencini For For Management 1.9 Elect Director David L. Motley For For Management 1.10 Elect Director Heidi A. Nicholas For For Management 1.11 Elect Director John S. Stanik For For Management 1.12 Elect Director William J. Strimbu For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- FIRST BUSEY CORPORATION Ticker: BUSE Security ID: 319383204 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Bar For For Management 1.2 Elect Director Stanley J. Bradshaw For For Management 1.3 Elect Director Michael D. Cassens For For Management 1.4 Elect Director David J. Downey For Withhold Management 1.5 Elect Director Van A. Dukeman For For Management 1.6 Elect Director Frederic L. Kenney For For Management 1.7 Elect Director Stephen V. King For For Management 1.8 Elect Director Gregory B. Lykins For For Management 1.9 Elect Director George T. Shapland For For Management 1.10 Elect Director Thomas G. Sloan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- FORTIS, INC. Ticker: FTS Security ID: 349553107 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tracey C. Ball For For Management 1.2 Elect Director Pierre J. Blouin For For Management 1.3 Elect Director Paul J. Bonavia For For Management 1.4 Elect Director Lawrence T. Borgard For For Management 1.5 Elect Director Maura J. Clark For For Management 1.6 Elect Director Margarita K. Dilley For For Management 1.7 Elect Director Julie A. Dobson For For Management 1.8 Elect Director Ida J. Goodreau For For Management 1.9 Elect Director Douglas J. Haughey For For Management 1.10 Elect Director Barry V. Perry For For Management 1.11 Elect Director Joseph L. Welch For For Management 1.12 Elect Director Jo Mark Zurel For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- FULTON FINANCIAL CORPORATION Ticker: FULT Security ID: 360271100 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: FEB 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jennifer Craighead Carey For For Management 1b Elect Director Lisa Crutchfield For For Management 1c Elect Director Denise L. Devine For For Management 1d Elect Director Steven S. Etter For For Management 1e Elect Director Patrick J. Freer For For Management 1f Elect Director Carlos E. Graupera For For Management 1g Elect Director George W. Hodges For For Management 1h Elect Director James R. Moxley, III For For Management 1i Elect Director Curtis J. Myers For For Management 1j Elect Director Scott A. Snyder For For Management 1k Elect Director Ronald H. Spair For For Management 1l Elect Director Mark F. Strauss For For Management 1m Elect Director Ernest J. Waters For For Management 1n Elect Director E. Philip Wenger For For Management 2 Amend Non-Employee Director Omnibus For For Management Stock Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GENUINE PARTS COMPANY Ticker: GPC Security ID: 372460105 Meeting Date: APR 22, 2019 Meeting Type: Annual Record Date: FEB 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth W. Camp For For Management 1.2 Elect Director Paul D. Donahue For For Management 1.3 Elect Director Gary P. Fayard For For Management 1.4 Elect Director Thomas C. Gallagher For For Management 1.5 Elect Director P. Russell Hardin For For Management 1.6 Elect Director John R. Holder For For Management 1.7 Elect Director Donna W. Hyland For For Management 1.8 Elect Director John D. Johns For For Management 1.9 Elect Director Robert C. "Robin" For For Management Loudermilk, Jr. 1.10 Elect Director Wendy B. Needham For For Management 1.11 Elect Director E. Jenner Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- HOPE BANCORP, INC. Ticker: HOPE Security ID: 43940T109 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald D. Byun For For Management 1.2 Elect Director Steven J. Didion For For Management 1.3 Elect Director Jinho Doo For For Management 1.4 Elect Director Daisy Y. Ha For For Management 1.5 Elect Director James U. Hwang For For Management 1.6 Elect Director Jin Chul Jhung For For Management 1.7 Elect Director Kevin S. Kim For For Management 1.8 Elect Director Steven S. Koh For For Management 1.9 Elect Director Chung Hyun Lee For For Management 1.10 Elect Director William J. Lewis For For Management 1.11 Elect Director David P. Malone For For Management 1.12 Elect Director John R. Taylor For For Management 1.13 Elect Director Scott Yoon-Suk Whang For For Management 1.14 Elect Director Dale S. Zuehls For For Management 2 Ratify Crowe LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HUBBELL, INC. Ticker: HUBB Security ID: 443510607 Meeting Date: MAY 07, 2019 Meeting Type: Annual Record Date: MAR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carlos M. Cardoso For For Management 1.2 Elect Director Anthony J. Guzzi For For Management 1.3 Elect Director Neal J. Keating For For Management 1.4 Elect Director Bonnie C. Lind For For Management 1.5 Elect Director John F. Malloy For For Management 1.6 Elect Director Judith F. Marks For For Management 1.7 Elect Director David G. Nord For For Management 1.8 Elect Director John G. Russell For For Management 1.9 Elect Director Steven R. Shawley For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- INFOSYS LTD. Ticker: 500209 Security ID: 456788108 Meeting Date: AUG 22, 2018 Meeting Type: Special Record Date: JUL 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Share Capital For For Management 2 Amend Memorandum of Association to For For Management Reflect Changes in Capital 3 Approve Issuance of Bonus Shares For For Management 4 Elect Michael Gibbs as Director For For Management -------------------------------------------------------------------------------- KINDER MORGAN, INC. Ticker: KMI Security ID: 49456B101 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Kinder For For Management 1.2 Elect Director Steven J. Kean For For Management 1.3 Elect Director Kimberly A. Dang For For Management 1.4 Elect Director Ted A. Gardner For For Management 1.5 Elect Director Anthony W. Hall, Jr. For For Management 1.6 Elect Director Gary L. Hultquist For For Management 1.7 Elect Director Ronald L. Kuehn, Jr. For For Management 1.8 Elect Director Deborah A. Macdonald For For Management 1.9 Elect Director Michael C. Morgan For For Management 1.10 Elect Director Arthur C. Reichstetter For For Management 1.11 Elect Director Fayez Sarofim For For Management 1.12 Elect Director C. Park Shaper For For Management 1.13 Elect Director William A. Smith For For Management 1.14 Elect Director Joel V. Staff For For Management 1.15 Elect Director Robert F. Vagt For For Management 1.16 Elect Director Perry M. Waughtal For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- MAGELLAN MIDSTREAM PARTNERS LP Ticker: MMP Security ID: 559080106 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: FEB 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Walter R. Arnheim For For Management 1.2 Elect Director Lori A. Gobillot For For Management 1.3 Elect Director Edward J. Guay For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MSC INDUSTRIAL DIRECT CO., INC. Ticker: MSM Security ID: 553530106 Meeting Date: JAN 29, 2019 Meeting Type: Annual Record Date: DEC 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mitchell Jacobson For For Management 1.2 Elect Director Erik Gershwind For For Management 1.3 Elect Director Jonathan Byrnes For For Management 1.4 Elect Director Roger Fradin For For Management 1.5 Elect Director Louise Goeser For For Management 1.6 Elect Director Michael Kaufmann For For Management 1.7 Elect Director Denis Kelly For For Management 1.8 Elect Director Steven Paladino For For Management 1.9 Elect Director Philip Peller For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NATIONAL GRID PLC Ticker: NG. Security ID: 636274409 Meeting Date: JUL 30, 2018 Meeting Type: Annual Record Date: JUN 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Sir Peter Gershon as Director For For Management 4 Re-elect John Pettigrew as Director For For Management 5 Re-elect Dean Seavers as Director For For Management 6 Re-elect Nicola Shaw as Director For For Management 7 Re-elect Nora Brownell as Director For For Management 8 Re-elect Jonathan Dawson as Director For For Management 9 Re-elect Therese Esperdy as Director For For Management 10 Re-elect Paul Golby as Director For For Management 11 Re-elect Mark Williamson as Director For For Management 12 Elect Amanda Mesler as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise Board to Fix Remuneration of For For Management Auditors 15 Approve Remuneration Report For For Management 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- NATIONAL RETAIL PROPERTIES, INC. Ticker: NNN Security ID: 637417106 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela K. M. Beall For For Management 1.2 Elect Director Steven D. Cosler For For Management 1.3 Elect Director Don DeFosset For For Management 1.4 Elect Director David M. Fick For For Management 1.5 Elect Director Edward J. Fritsch For For Management 1.6 Elect Director Kevin B. Habicht For For Management 1.7 Elect Director Betsy D. Holden For For Management 1.8 Elect Director Sam L. Susser For For Management 1.9 Elect Director Julian E. Whitehurst For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- NEW JERSEY RESOURCES CORP. Ticker: NJR Security ID: 646025106 Meeting Date: JAN 23, 2019 Meeting Type: Annual Record Date: NOV 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen D. Westhoven For For Management 1.2 Elect Director Maureen A. Borkowski For For Management 1.3 Elect Director Laurence M. Downes For For Management 1.4 Elect Director Robert B. Evans For For Management 1.5 Elect Director Thomas C. O'Connor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NEXTERA ENERGY PARTNERS LP Ticker: NEP Security ID: 65341B106 Meeting Date: APR 22, 2019 Meeting Type: Annual Record Date: FEB 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan D. Austin For For Management 1b Elect Director Robert J. Byrne For For Management 1c Elect Director Peter H. Kind For For Management 1d Elect Director James L. Robo For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEXTERA ENERGY, INC. Ticker: NEE Security ID: 65339F101 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director James L. Camaren For For Management 1c Elect Director Kenneth B. Dunn For For Management 1d Elect Director Naren K. Gursahaney For For Management 1e Elect Director Kirk S. Hachigian For For Management 1f Elect Director Toni Jennings For For Management 1g Elect Director Amy B. Lane For For Management 1h Elect Director James L. Robo For For Management 1i Elect Director Rudy E. Schupp For For Management 1j Elect Director John L. Skolds For For Management 1k Elect Director William H. Swanson For For Management 1l Elect Director Hansel E. Tookes, II For For Management 1m Elect Director Darryl L. Wilson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- NVE CORPORATION Ticker: NVEC Security ID: 629445206 Meeting Date: AUG 02, 2018 Meeting Type: Annual Record Date: JUN 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terrence W. Glarner For For Management 1.2 Elect Director Daniel A. Baker For For Management 1.3 Elect Director Patricia M. Hollister For For Management 1.4 Elect Director Richard W. Kramp For For Management 1.5 Elect Director Gary R. Maharaj For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ONEOK, INC. Ticker: OKE Security ID: 682680103 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian L. Derksen For For Management 1.2 Elect Director Julie H. Edwards For For Management 1.3 Elect Director John W. Gibson For For Management 1.4 Elect Director Mark W. Helderman For For Management 1.5 Elect Director Randall J. Larson For For Management 1.6 Elect Director Steven J. Malcolm For For Management 1.7 Elect Director Jim W. Mogg For For Management 1.8 Elect Director Pattye L. Moore For For Management 1.9 Elect Director Gary D. Parker For For Management 1.10 Elect Director Eduardo A. Rodriguez For For Management 1.11 Elect Director Terry K. Spencer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OTTER TAIL CORP. Ticker: OTTR Security ID: 689648103 Meeting Date: APR 08, 2019 Meeting Type: Annual Record Date: FEB 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven L. Fritze For For Management 1.2 Elect Director Kathryn O. Johnson For For Management 1.3 Elect Director Timothy J. O'Keefe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche, LLP as For For Management Auditor -------------------------------------------------------------------------------- PATTERSON COS., INC. Ticker: PDCO Security ID: 703395103 Meeting Date: SEP 17, 2018 Meeting Type: Annual Record Date: JUL 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. Buck For For Management 1b Elect Director Alex N. Blanco For For Management 1c Elect Director Jody H. Feragen For For Management 1d Elect Director Robert C. Frenzel For For Management 1e Elect Director Francis (Fran) J. For For Management Malecha 1f Elect Director Ellen A. Rudnick For For Management 1g Elect Director Neil A. Schrimsher For For Management 1h Elect Director Mark S. Walchirk For For Management 1i Elect Director James W. Wiltz For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PAYCHEX, INC. Ticker: PAYX Security ID: 704326107 Meeting Date: OCT 11, 2018 Meeting Type: Annual Record Date: AUG 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director B. Thomas Golisano For For Management 1b Elect Director Thomas F. Bonadio For For Management 1c Elect Director Joseph G. Doody For For Management 1d Elect Director David J.S. Flaschen For For Management 1e Elect Director Pamela A. Joseph For For Management 1f Elect Director Martin Mucci For For Management 1g Elect Director Joseph M. Tucci For For Management 1h Elect Director Joseph M. Velli For For Management 1i Elect Director Kara Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PEOPLE'S UNITED FINANCIAL, INC. Ticker: PBCT Security ID: 712704105 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John P. Barnes For For Management 1b Elect Director Collin P. Baron For For Management 1c Elect Director Kevin T. Bottomley For For Management 1d Elect Director George P. Carter For For Management 1e Elect Director Jane Chwick For For Management 1f Elect Director William F. Cruger, Jr. For For Management 1g Elect Director John K. Dwight For For Management 1h Elect Director Jerry Franklin For For Management 1i Elect Director Janet M. Hansen For For Management 1j Elect Director Nancy McAllister For For Management 1k Elect Director Mark W. Richards For For Management 1l Elect Director Kirk W. Walters For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Non-Employee Director Restricted For For Management Stock Plan 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PLAINS ALL AMERICAN PIPELINE, L.P. Ticker: PAA Security ID: 726503105 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor Burk For Withhold Management 1.2 Elect Director Gary R. Petersen For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PPL CORPORATION Ticker: PPL Security ID: 69351T106 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: FEB 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Conway For For Management 1.2 Elect Director Steven G. Elliott For For Management 1.3 Elect Director Raja Rajamannar For For Management 1.4 Elect Director Craig A. Rogerson For For Management 1.5 Elect Director William H. Spence For For Management 1.6 Elect Director Natica von Althann For For Management 1.7 Elect Director Keith H. Williamson For For Management 1.8 Elect Director Phoebe A. Wood For For Management 1.9 Elect Director Armando Zagalo de Lima For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- PROVIDENT FINANCIAL SERVICES, INC. Ticker: PFS Security ID: 74386T105 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas W. Berry For For Management 1.2 Elect Director James P. Dunigan For For Management 1.3 Elect Director Frank L. Fekete For For Management 1.4 Elect Director Matthew K. Harding For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED Ticker: PEG Security ID: 744573106 Meeting Date: APR 16, 2019 Meeting Type: Annual Record Date: FEB 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Willie A. Deese For For Management 1.2 Elect Director William V. Hickey For For Management 1.3 Elect Director Ralph Izzo For For Management 1.4 Elect Director Shirley Ann Jackson For For Management 1.5 Elect Director David Lilley For For Management 1.6 Elect Director Barry H. Ostrowsky For For Management 1.7 Elect Director Laura A. Sugg For For Management 1.8 Elect Director Richard J. Swift For For Management 1.9 Elect Director Susan Tomasky For For Management 1.10 Elect Director Alfred W. Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PUBLIC STORAGE Ticker: PSA Security ID: 74460D109 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald L. Havner, Jr. For For Management 1.2 Elect Director Tamara Hughes Gustavson For For Management 1.3 Elect Director Uri P. Harkham For For Management 1.4 Elect Director Leslie S. Heisz For For Management 1.5 Elect Director B. Wayne Hughes, Jr. For For Management 1.6 Elect Director Avedick B. Poladian For For Management 1.7 Elect Director Gary E. Pruitt For For Management 1.8 Elect Director John Reyes For For Management 1.9 Elect Director Joseph D. Russell, Jr. For For Management 1.10 Elect Director Ronald P. Spogli For For Management 1.11 Elect Director Daniel C. Staton For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SANDY SPRING BANCORP, INC. Ticker: SASR Security ID: 800363103 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: FEB 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mona Abutaleb For For Management 1.2 Elect Director Robert E. Henel, Jr. For For Management 1.3 Elect Director Mark C. Micklem For For Management 1.4 Elect Director Gary G. Nakamoto For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SEMPRA ENERGY Ticker: SRE Security ID: 816851109 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan L. Boeckmann For For Management 1.2 Elect Director Kathleen L. Brown For For Management 1.3 Elect Director Andres Conesa For For Management 1.4 Elect Director Maria Contreras-Sweet For For Management 1.5 Elect Director Pablo A. Ferrero For For Management 1.6 Elect Director William D. Jones For For Management 1.7 Elect Director Jeffrey W. Martin For For Management 1.8 Elect Director Michael N. Mears For For Management 1.9 Elect Director William C. Rusnack For For Management 1.10 Elect Director Lynn Schenk For For Management 1.11 Elect Director Jack T. Taylor For For Management 1.12 Elect Director Cynthia L. Walker For For Management 1.13 Elect Director James C. Yardley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. Ticker: TROW Security ID: 74144T108 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: FEB 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark S. Bartlett For For Management 1b Elect Director Mary K. Bush For For Management 1c Elect Director Freeman A. Hrabowski, For For Management III 1d Elect Director Robert F. MacLellan For For Management 1e Elect Director Olympia J. Snowe For For Management 1f Elect Director William J. Stromberg For For Management 1g Elect Director Richard R. Verma For For Management 1h Elect Director Sandra S. Wijnberg For For Management 1i Elect Director Alan D. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Ticker: TXN Security ID: 882508104 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: FEB 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Blinn For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Janet F. Clark For For Management 1d Elect Director Carrie S. Cox For For Management 1e Elect Director Martin S. Craighead For For Management 1f Elect Director Jean M. Hobby For For Management 1g Elect Director Ronald Kirk For For Management 1h Elect Director Pamela H. Patsley For For Management 1i Elect Director Robert E. Sanchez For For Management 1j Elect Director Richard K. Templeton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE CHEESECAKE FACTORY INCORPORATED Ticker: CAKE Security ID: 163072101 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David Overton For For Management 1b Elect Director Edie A. Ames For For Management 1c Elect Director Alexander L. Cappello For For Management 1d Elect Director Jerome L. Kransdorf For For Management 1e Elect Director Laurence B. Mindel For For Management 1f Elect Director David B. Pittaway For For Management 1g Elect Director Herbert Simon For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Ticker: WMB Security ID: 969457100 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan S. Armstrong For For Management 1.2 Elect Director Stephen W. Bergstrom For For Management 1.3 Elect Director Nancy K. Buese For For Management 1.4 Elect Director Stephen I. Chazen For For Management 1.5 Elect Director Charles I. Cogut For For Management 1.6 Elect Director Kathleen B. Cooper For For Management 1.7 Elect Director Michael A. Creel For For Management 1.8 Elect Director Vicki L. Fuller For For Management 1.9 Elect Director Peter A. Ragauss For For Management 1.10 Elect Director Scott D. Sheffield For For Management 1.11 Elect Director Murray D. Smith For For Management 1.12 Elect Director William H. Spence For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRANSCANADA CORP. Ticker: TRP Security ID: 89353D107 Meeting Date: MAY 03, 2019 Meeting Type: Annual/Special Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephan Cretier For For Management 1.2 Elect Director Russell K. Girling For For Management 1.3 Elect Director S. Barry Jackson For For Management 1.4 Elect Director Randy Limbacher For For Management 1.5 Elect Director John E. Lowe For For Management 1.6 Elect Director Una Power For For Management 1.7 Elect Director Mary Pat Salomone For For Management 1.8 Elect Director Indira V. Samarasekera For For Management 1.9 Elect Director D. Michael G. Stewart For For Management 1.10 Elect Director Siim A. Vanaselja For For Management 1.11 Elect Director Thierry Vandal For For Management 1.12 Elect Director Steven W. Williams For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Change Company Name to TC Energy For For Management Corporation/ Corporation TC Energie 5 Approve Shareholder Rights Plan For For Management 6 Prepare a Report Outlining How the Against Against Shareholder Company Respects Internationally Recognized Standards for Indigenous Peoples Rights in its Business Activities -------------------------------------------------------------------------------- TRUSTCO BANK CORP NY Ticker: TRST Security ID: 898349105 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis A. DeGennaro For For Management 1.2 Elect Director Brian C. Flynn For For Management 2 Reduce Supermajority Vote Requirement For For Management 3 Declassify the Board of Directors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- TRUSTMARK CORP. Ticker: TRMK Security ID: 898402102 Meeting Date: APR 23, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Adolphus B. Baker For For Management 1b Elect Director William A. Brown For For Management 1c Elect Director James N. Compton For For Management 1d Elect Director Tracy T. Conerly For For Management 1e Elect Director Toni D. Cooley For For Management 1f Elect Director J. Clay Hays, Jr. For For Management 1g Elect Director Gerard R. Host For For Management 1h Elect Director Harris V. Morrissette For For Management 1i Elect Director Richard H. Puckett For For Management 1j Elect Director R. Michael Summerford For For Management 1k Elect Director Harry M. Walker For For Management 1l Elect Director LeRoy G. Walker, Jr. For For Management 1m Elect Director William G. Yates, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditor For For Management -------------------------------------------------------------------------------- UGI CORP. Ticker: UGI Security ID: 902681105 Meeting Date: JAN 30, 2019 Meeting Type: Annual Record Date: NOV 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. Shawn Bort For For Management 1.2 Elect Director Theodore A. Dosch For For Management 1.3 Elect Director Richard W. Gochnauer For For Management 1.4 Elect Director Alan N. Harris For For Management 1.5 Elect Director Frank S. Hermance For For Management 1.6 Elect Director Anne Pol For For Management 1.7 Elect Director Kelly A. Romano For For Management 1.8 Elect Director Marvin O. Schlanger For For Management 1.9 Elect Director James B. Stallings, Jr. For For Management 1.10 Elect Director John L. Walsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- UNITED BANKSHARES, INC. Ticker: UBSI Security ID: 909907107 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard M. Adams For For Management 1.2 Elect Director Peter A. Converse For For Management 1.3 Elect Director Michael P. Fitzgerald For For Management 1.4 Elect Director Theodore J. Georgelas For For Management 1.5 Elect Director J. Paul McNamara For For Management 1.6 Elect Director Mark R. Nesselroad For For Management 1.7 Elect Director Albert H. Small, Jr. For For Management 1.8 Elect Director Mary K. Weddle For For Management 1.9 Elect Director Gary G. White For For Management 1.10 Elect Director P. Clinton Winter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WATSCO, INC. Ticker: WSO Security ID: 942622200 Meeting Date: JUN 03, 2019 Meeting Type: Annual Record Date: APR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian E. Keeley For For Management 1.2 Elect Director Steven "Slava" Rubin For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- WEC ENERGY GROUP, INC. Ticker: WEC Security ID: 92939U106 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: FEB 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara L. Bowles For For Management 1.2 Elect Director Albert J. Budney, Jr. For For Management 1.3 Elect Director Patricia W. Chadwick For For Management 1.4 Elect Director Curt S. Culver For For Management 1.5 Elect Director Danny L. Cunningham For For Management 1.6 Elect Director William M. Farrow, III For For Management 1.7 Elect Director Thomas J. Fischer For For Management 1.8 Elect Director J. Kevin Fletcher For For Management 1.9 Elect Director Gale E. Klappa For For Management 1.10 Elect Director Henry W. Knueppel For For Management 1.11 Elect Director Allen L. Leverett For For Management 1.12 Elect Director Ulice Payne, Jr. For For Management 1.13 Elect Director Mary Ellen Stanek For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- WILLIAMS PARTNERS L.P. Ticker: WPZ Security ID: 96949L105 Meeting Date: AUG 09, 2018 Meeting Type: Written Consent Record Date: JUL 09, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management -------------------------------------------------------------------------------- WYNDHAM DESTINATIONS, INC. Ticker: WYND Security ID: 98310W108 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louise F. Brady For For Management 1.2 Elect Director Michael D. Brown For For Management 1.3 Elect Director James E. Buckman For For Management 1.4 Elect Director George Herrera For For Management 1.5 Elect Director Stephen P. Holmes For For Management 1.6 Elect Director Denny Marie Post For For Management 1.7 Elect Director Ronald L. Rickles For For Management 1.8 Elect Director Michael H. Wargotz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- XCEL ENERGY INC. Ticker: XEL Security ID: 98389B100 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lynn Casey For For Management 1b Elect Director Richard K. Davis For For Management 1c Elect Director Ben Fowke For For Management 1d Elect Director Richard T. O'Brien For For Management 1e Elect Director David K. Owens For For Management 1f Elect Director Christopher J. For For Management Policinski 1g Elect Director James T. Prokopanko For For Management 1h Elect Director A. Patricia Sampson For For Management 1i Elect Director James J. Sheppard For For Management 1j Elect Director David A. Westerlund For For Management 1k Elect Director Kim Williams For For Management 1l Elect Director Timothy V. Wolf For For Management 1m Elect Director Daniel Yohannes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors =============== First Trust Heitman Global Prime Real Estate ETF ===============

Mapletree Logistics Trust -------------------------------------------------------------------------------- Ticker M44U Primary CUSIP Y5759Q107 Meeting Date 16-Jul-18 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Adopt Report of the Trustee, Statement by For Yes No the Manager, Audited Financial Statements and Auditors' Report Management Approve PricewaterhouseCoopers LLP as For Yes No Auditors and Authorize Manager to Fix Their Remuneration Management Approve Issuance of Equity or Equity-Linked For Yes No Securities with or without Preemptive Rights

GGP Inc. -------------------------------------------------------------------------------- Ticker GGP Primary CUSIP 36174X101 Meeting Date 26-Jul-18 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Approve Merger Agreement For Yes No Management Authorize a New Class of Capital Stock For Yes No Management Amend Charter to Remove the Ability of For Yes No Stockholders to Prohibit BPR Board from Amending the BPR Bylaws Management Increase Supermajority Vote Requirement for For Yes No Amendments Management Adopt or Increase Supermajority Vote For Yes No Requirement for Removal of Directors Management Amend Bylaws to Include a Provision For Yes No Requiring BPR to Include in its Proxy Statements and Proxy Cards Director Candidates Selected by a BPY Affiliate Management Eliminate Right to Call Special Meeting For Yes No Management Advisory Vote on Golden Parachutes Against Yes Yes

Hibernia REIT plc -------------------------------------------------------------------------------- Ticker HBRN Primary CUSIP G4432Z105 Meeting Date 31-Jul-18 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Accept Financial Statements and Statutory For Yes No Reports Management Approve Final Dividend For Yes No Management Re-elect Daniel Kitchen as Director For Yes No Management Re-elect Kevin Nowlan as Director For Yes No Management Re-elect Thomas Edwards-Moss as Director For Yes No Management Re-elect Colm Barrington as Director Against Yes Yes Management Re-elect Stewart Harrington as Director For Yes No Management Re-elect Terence O'Rourke as Director For Yes No Management Elect Frank Kenny as Director For Yes No Management Authorise Board to Fix Remuneration of For Yes No Auditors Management Ratify Deloitte as Auditors For Yes No Management Authorise Issue of Equity with Pre-emptive For Yes No Rights Management Approve Remuneration Report Against Yes Yes Management Approve Remuneration Policy For Yes No Management Approve Annual and Deferred Bonus Share Plan For Yes No Management Approve Long Term Incentive Plan For Yes No Management Authorise the Company to Call General For Yes No Meeting with Two Weeks' Notice Management Authorise Issue of Equity without Pre- For Yes No emptive Rights Management Authorise Issue of Equity without Pre- For Yes No emptive Rights in Connection with an Acquisition or Other Capital Investment Management Authorise Market Purchase of Ordinary Shares For Yes No Management Authorise the Company to Determine the For Yes No Price Range at which Treasury Shares may be Re-issued Off-Market Management Accept Financial Statements and Statutory For Yes No Reports Management Approve Final Dividend For Yes No Management Re-elect Daniel Kitchen as Director For Yes No Management Re-elect Kevin Nowlan as Director For Yes No Management Re-elect Thomas Edwards-Moss as Director For Yes No Management Re-elect Colm Barrington as Director Against Yes Yes Management Re-elect Stewart Harrington as Director For Yes No Management Re-elect Terence O'Rourke as Director For Yes No Management Elect Frank Kenny as Director For Yes No Management Authorise Board to Fix Remuneration of For Yes No Auditors Management Ratify Deloitte as Auditors For Yes No Management Authorise Issue of Equity with Pre-emptive For Yes No Rights Management Approve Remuneration Report Against Yes Yes Management Approve Remuneration Policy For Yes No Management Approve Annual and Deferred Bonus Share Plan For Yes No Management Approve Long Term Incentive Plan For Yes No Management Authorise the Company to Call General For Yes No Meeting with Two Weeks' Notice Management Authorise Issue of Equity without Pre- For Yes No emptive Rights Management Authorise Issue of Equity without Pre- For Yes No emptive Rights in Connection with an Acquisition or Other Capital Investment Management Authorise Market Purchase of Ordinary Shares For Yes No Management Authorise the Company to Determine the For Yes No Price Range at which Treasury Shares may be Re-issued Off-Market

Vicinity Centres -------------------------------------------------------------------------------- Ticker VCX Primary CUSIP Q9395F102 Meeting Date 01-Nov-18 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Approve Remuneration Report For Yes No Management Elect Tim Hammon as Director For Yes No Management Elect Wai Tang as Director For Yes No Management Elect Janette Kendall as Director For Yes No Management Elect Clive Appleton as Director For Yes No Management Approve Grant of Performance Rights to For Yes No Grant Kelley Management Approve Insertion of Partial Takeovers For Yes No Provisions in the Company Constitution Management Approve Insertion of Partial Takeovers For Yes No Provisions in the Trust Constitution

Inmobiliaria Colonial SOCIMI SA -------------------------------------------------------------------------------- Ticker COL Primary CUSIP E6451E105 Meeting Date 07-Nov-18 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Approve Acquisition of Shares of Societe For Yes No Fonciere Lyonnaise from Qatar Holding LLC and DIC Holding LLC Management Approve Issuance of Shares in Connection For Yes No with Acquisition of Shares of Societe Fonciere Lyonnaise Management Authorize Board to Ratify and Execute For Yes No Approved Resolutions

Sun Hung Kai Properties Ltd. -------------------------------------------------------------------------------- Ticker 16 Primary CUSIP Y82594121 Meeting Date 08-Nov-18 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Accept Financial Statements and Statutory For Yes No Reports Management Approve Final Dividend For Yes No Management Elect Fan Hung-ling, Henry as Director For Yes No Management Elect Lee Shau-kee as Director For Yes No Management Elect Yip Dicky Peter as Director For Yes No Management Elect Wong Yue-chim, Richard as Director For Yes No Management Elect Fung Kwok-lun, William as Director Against Yes Yes Management Elect Leung Nai-pang, Norman as Director For Yes No Management Elect Leung Kui-king, Donald as Director For Yes No Management Elect Kwan Cheuk-yin, William as Director For Yes No Management Elect Kwok Kai-fai, Adam as Director For Yes No Management Elect Kwong Chun as Director For Yes No Management Approve Directors' Fees For Yes No Management Approve Deloitte Touche Tohmatsu as Auditor For Yes No and Authorize Board to Fix Their Remuneration Management Authorize Repurchase of Issued Share Capital For Yes No Management Approve Issuance of Equity or Equity-Linked Against Yes Yes Securities without Preemptive Rights Management Authorize Reissuance of Repurchased Shares Against Yes Yes

Goodman Group -------------------------------------------------------------------------------- Ticker GMG Primary CUSIP Q4229W132 Meeting Date 15-Nov-18 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Appoint KPMG as Auditors of Goodman For Yes No Logistics (HK) Limited and Authorize the Board to Fix Their Remuneration Management Elect Rebecca McGrath as Director of For Yes No Goodman Limited Management Elect Penny Winn as Director of Goodman For Yes No Limited Management Elect David Collins as Director of Goodman For Yes No Logistics (HK) Limited Management Elect Danny Peeters as Director of Goodman For Yes No Limited Management Elect Danny Peeters as Director of Goodman For Yes No Logistics (HK) Limited Management Approve Remuneration Report Against Yes Yes Management Approve Issuance of Performance Rights to Against Yes Yes Gregory Goodman Management Approve Issuance of Performance Rights to Against Yes Yes Danny Peeters Management Approve Issuance of Performance Rights to Against Yes Yes Anthony Rozic

Nippon Building Fund, Inc. -------------------------------------------------------------------------------- Ticker 8951 Primary CUSIP J52088101 Meeting Date 13-Mar-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Amend Articles to Change Location of Head For Yes No Office - Amend Asset Management Compensation Management Elect Executive Director Nishiyama, Koichi For Yes No Management Elect Alternate Executive Director Tanabe, For Yes No Yoshiyuki Management Elect Alternate Executive Director Shibata, For Yes No Morio Management Elect Supervisory Director Yamazaki, For Yes No Masahiko Management Elect Supervisory Director Kawakami, Yutaka For Yes No Management Elect Supervisory Director Sato, Motohiko For Yes No

Fabege AB -------------------------------------------------------------------------------- Ticker FABG Primary CUSIP W7888D199 Meeting Date 02-Apr-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Chairman of Meeting For Yes No Management Prepare and Approve List of Shareholders For Yes No Management Approve Agenda of Meeting For Yes No Management Designate Inspector(s) of Minutes of Meeting For Yes No Management Acknowledge Proper Convening of Meeting For Yes No Management Accept Financial Statements and Statutory For Yes No Reports Management Approve Allocation of Income and Dividends For Yes No of SEK 2.65 Per Share Management Approve Discharge of Board and President For Yes No Management Approve April 4, 2019 as Record Date for For Yes No Dividend Payment Management Determine Number of Members (7) and Deputy For Yes No Members (0) of Board; Receive Nominating Committee's Report Management Approve Remuneration of Directors in the For Yes No Amount of SEK 550,000 for Chairman and SEK 240,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors Management Reelect Anette Asklin, Eva Eriksson, Martha For Yes No Josefsson, Jan Litborn (Chair), Par Nuder, Per-Ingemar Persson and Mats Qviberg as Directors Management Ratify Deloitte as Auditor For Yes No Management Authorize Representatives of Four of For Yes No Company's Largest Shareholders to Serve on Nominating Committee Management Approve Remuneration Policy And Other Terms For Yes No of Employment For Executive Management Management Authorize Share Repurchase Program and For Yes No Reissuance of Repurchased Shares

Scentre Group -------------------------------------------------------------------------------- Ticker SCG Primary CUSIP Q8351E109 Meeting Date 04-Apr-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Approve Remuneration Report For Yes No Management Elect Brian Schwartz as Director For Yes No Management Elect Michael Ihlein as Director For Yes No Management Elect Steven Leigh as Director For Yes No Management Approve Grant of Performance Rights to For Yes No Peter Allen

CapitaLand Commercial Trust -------------------------------------------------------------------------------- Ticker C61U Primary CUSIP Y1091N100 Meeting Date 10-Apr-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Adopt Report of the Trustee, Statement by For Yes No the Manager, Audited Financial Statements and Auditors' Report Management Approve KPMG LLP as Auditors and Authorize For Yes No Board to Fix Their Remuneration Management Approve Issuance of Equity or Equity-Linked For Yes No Securities with or without Preemptive Rights Management Authorize Unit Repurchase Program For Yes No

First Capital Realty, Inc. -------------------------------------------------------------------------------- Ticker FCR Primary CUSIP 31943B100 Meeting Date 10-Apr-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Authorize Share Repurchase Resolution For Yes No

Gecina SA -------------------------------------------------------------------------------- Ticker GFC Primary CUSIP F4268U171 Meeting Date 17-Apr-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Approve Financial Statements and Statutory For Yes No Reports Management Approve Consolidated Financial Statements For Yes No and Statutory Reports Management Approve Transfer of Revaluation Surplus of For Yes No Transferred Assets to Specific Reserves Account Management Approve Allocation of Income and Dividends For Yes No of EUR 5.50 per Share Management Approve Stock Dividend Program For Yes No Management Approve Auditors' Special Report on For Yes No Related-Party Transactions Mentioning the Absence of New Transaction Management Approve Compensation of Bernard Michel, For Yes No Chairman of the Board Until Apr. 18, 2018 Management Approve Compensation of Bernard Carayon, For Yes No Chairman of the Board Since Apr. 18, 2018 Management Approve Compensation of Meka Brunel, CEO For Yes No Management Approve Remuneration Policy of Chairman of For Yes No the Board Management Approve Remuneration Policy of CEO For Yes No Management Reelect Dominique Dudan as Director For Yes No Management Reelect Predica as Director For Yes No Management Authorize Repurchase of Up to 10 Percent of For Yes No Issued Share Capital Management Authorize Filing of Required For Yes No Documents/Other Formalities

Hammerson Plc -------------------------------------------------------------------------------- Ticker HMSO Primary CUSIP G4273Q107 Meeting Date 30-Apr-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Accept Financial Statements and Statutory For Yes No Reports Management Approve Remuneration Report Against Yes Yes Management Approve Final Dividend For Yes No Management Re-elect David Atkins as Director For Yes No Management Re-elect Pierre Bouchut as Director For Yes No Management Re-elect Gwyn Burr as Director For Yes No Management Re-elect Timon Drakesmith as Director For Yes No Management Re-elect Andrew Formica as Director For Yes No Management Re-elect Judy Gibbons as Director For Yes No Management Re-elect David Tyler as Director For Yes No Management Elect Carol Welch as Director For Yes No Management Reappoint PricewaterhouseCoopers LLP as For Yes No Auditors Management Authorise the Audit Committee to Fix For Yes No Remuneration of Auditors Management Authorise Issue of Equity For Yes No Management Authorise Issue of Equity without Pre- For Yes No emptive Rights Management Authorise Issue of Equity without Pre- For Yes No emptive Rights in Connection with an Acquisition or Other Capital Investment Management Authorise Market Purchase of Ordinary Shares For Yes No

Federal Realty Investment Trust -------------------------------------------------------------------------------- Ticker FRT Primary CUSIP 313747206 Meeting Date 01-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Jon E. Bortz For Yes No Management Elect Director David W. Faeder For Yes No Management Elect Director Elizabeth I. Holland For Yes No Management Elect Director Mark S. Ordan For Yes No Management Elect Director Gail P. Steinel For Yes No Management Elect Director Warren M. Thompson For Yes No Management Elect Director Joseph S. Vassalluzzo For Yes No Management Elect Director Donald C. Wood For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Management Ratify Grant Thornton LLP as Auditor For Yes No

Prologis, Inc. -------------------------------------------------------------------------------- Ticker PLD Primary CUSIP 74340W103 Meeting Date 01-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Hamid R. Moghadam For Yes No Management Elect Director Cristina G. Bita For Yes No Management Elect Director George L. Fotiades For Yes No Management Elect Director Philip L. Hawkins For Yes No Management Elect Director Lydia H. Kennard For Yes No Management Elect Director J. Michael Losh For Yes No Management Elect Director Irving F. Lyons, III For Yes No Management Elect Director David P. O'Connor For Yes No Management Elect Director Olivier Piani For Yes No Management Elect Director Jeffrey L. Skelton For Yes No Management Elect Director Carl B. Webb For Yes No Management Elect Director William D. Zollars For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Management Ratify KPMG LLP as Auditors For Yes No

Simon Property Group, Inc. -------------------------------------------------------------------------------- Ticker SPG Primary CUSIP 828806109 Meeting Date 08-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Glyn F. Aeppel For Yes No Management Elect Director Larry C. Glasscock For Yes No Management Elect Director Karen N. Horn For Yes No Management Elect Director Allan Hubbard For Yes No Management Elect Director Reuben S. Leibowitz For Yes No Management Elect Director Gary M. Rodkin For Yes No Management Elect Director Stefan M. Selig For Yes No Management Elect Director Daniel C. Smith For Yes No Management Elect Director J. Albert Smith, Jr. For Yes No Management Elect Director Marta R. Stewart For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Management Ratify Ernst & Young LLP as Auditors For Yes No Management Approve Omnibus Stock Plan For Yes No Share Holder Report on Political Contributions For Yes Yes

Acadia Realty Trust -------------------------------------------------------------------------------- Ticker AKR Primary CUSIP 004239109 Meeting Date 09-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Kenneth F. Bernstein For Yes No Management Elect Director Douglas Crocker, II Against Yes Yes Management Elect Director Lorrence T. Kellar For Yes No Management Elect Director Wendy Luscombe Against Yes Yes Management Elect Director William T. Spitz For Yes No Management Elect Director Lynn C. Thurber For Yes No Management Elect Director Lee S. Wielansky For Yes No Management Elect Director C. David Zoba Against Yes Yes Management Ratify BDO USA, LLP as Auditors For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation

Alexandria Real Estate Equities, Inc. -------------------------------------------------------------------------------- Ticker ARE Primary CUSIP 015271109 Meeting Date 09-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Joel S. Marcus For Yes No Management Elect Director Steven R. Hash For Yes No Management Elect Director John L. Atkins, III Against Yes Yes Management Elect Director James P. Cain Against Yes Yes Management Elect Director Maria C. Freire Against Yes Yes Management Elect Director Richard H. Klein For Yes No Management Elect Director James H. Richardson For Yes No Management Elect Director Michael A. Woronoff For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Management Ratify Ernst & Young LLP as Auditors For Yes No

Swire Properties Ltd. -------------------------------------------------------------------------------- Ticker 1972 Primary CUSIP Y83191109 Meeting Date 14-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Merlin Bingham Swire as Director For Yes No Management Elect Guy Martin Coutts Bradley as Director For Yes No Management Elect Spencer Theodore Fung as Director For Yes No Management Elect Nicholas Adam Hodnett Fenwick as Against Yes Yes Director Management Approve PricewaterhouseCoopers as Auditors For Yes No and Authorize Board to Fix Their Remuneration Management Authorize Repurchase of Issued Share Capital For Yes No Management Approve Issuance of Equity or Equity-Linked Against Yes Yes Securities without Preemptive Rights

AvalonBay Communities, Inc. -------------------------------------------------------------------------------- Ticker AVB Primary CUSIP 053484101 Meeting Date 16-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Glyn F. Aeppel Against Yes Yes Management Elect Director Terry S. Brown Against Yes Yes Management Elect Director Alan B. Buckelew For Yes No Management Elect Director Ronald L. Havner, Jr. For Yes No Management Elect Director Stephen P. Hills For Yes No Management Elect Director Richard J. Lieb For Yes No Management Elect Director Timothy J. Naughton For Yes No Management Elect Director H. Jay Sarles Against Yes Yes Management Elect Director Susan Swanezy For Yes No Management Elect Director W. Edward Walter Against Yes Yes Management Ratify Ernst & Young LLP as Auditor For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation

Empire State Realty Trust, Inc. -------------------------------------------------------------------------------- Ticker ESRT Primary CUSIP 292104106 Meeting Date 16-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Anthony E. Malkin For Yes No Management Elect Director William H. Berkman For Yes No Management Elect Director Leslie D. Biddle For Yes No Management Elect Director Thomas J. DeRosa For Yes No Management Elect Director Steven J. Gilbert For Yes No Management Elect Director S. Michael Giliberto For Yes No Management Elect Director James D. Robinson, IV For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Management Approve Omnibus Stock Plan Against Yes Yes Management Ratify Ernst & Young LLP as Auditors For Yes No

Kilroy Realty Corporation -------------------------------------------------------------------------------- Ticker KRC Primary CUSIP 49427F108 Meeting Date 16-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director John B. Kilroy, Jr. For Yes No Management Elect Director Edward Brennan Against Yes Yes Management Elect Director Jolie Hunt Against Yes Yes Management Elect Director Scott Ingraham For Yes No Management Elect Director Gary Stevenson Against Yes Yes Management Elect Director Peter Stoneberg For Yes No Management Advisory Vote to Ratify Named Executive Against Yes Yes Officers' Compensation Management Ratify Deloitte & Touche LLP as Auditors For Yes No

Derwent London Plc -------------------------------------------------------------------------------- Ticker DLN Primary CUSIP G27300105 Meeting Date 17-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Accept Financial Statements and Statutory For Yes No Reports Management Approve Remuneration Report For Yes No Management Approve Final Dividend For Yes No Management Re-elect John Burns as Director Against Yes Yes Management Re-elect Claudia Arney as Director For Yes No Management Elect Lucinda Bell as Director For Yes No Management Re-elect Richard Dakin as Director For Yes No Management Re-elect Simon Fraser as Director For Yes No Management Re-elect Nigel George as Director For Yes No Management Re-elect Helen Gordon as Director For Yes No Management Re-elect Simon Silver as Director For Yes No Management Re-elect David Silverman as Director For Yes No Management Re-elect Cilla Snowball as Director For Yes No Management Re-elect Paul Williams as Director For Yes No Management Re-elect Damian Wisniewski as Director For Yes No Management Reappoint PricewaterhouseCoopers LLP as For Yes No Auditors Management Authorise Board to Fix Remuneration of For Yes No Auditors Management Authorise Issue of Equity For Yes No Management Approve Scrip Dividend Scheme For Yes No Management Approve Increase in the Maximum Aggregate For Yes No Fees Payable to Directors Management Authorise Issue of Equity without Pre- For Yes No emptive Rights Management Authorise Issue of Equity without Pre- For Yes No emptive Rights in Connection with an Acquisition or Other Capital Investment Management Authorise Market Purchase of Ordinary Shares For Yes No Management Authorize the Company to Call EGM with Two For Yes No Weeks Notice

Unibail-Rodamco-Westfield -------------------------------------------------------------------------------- Ticker URW Primary CUSIP F95094581 Meeting Date 17-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Approve Financial Statements and Statutory For Yes No Reports Management Approve Consolidated Financial Statements For Yes No and Statutory Reports Management Approve Allocation of Income and Dividends For Yes No of EUR 10.80 per Share Management Approve Auditors' Special Report on For Yes No Related-Party Transactions Management Approve Compensation of Christophe For Yes No Cuvillier, Chairman of the Management Board Management Approve Compensation of Olivier Bossard, For Yes No Fabrice Mouchel, Astrid Panosyan, Jaap Tonckens and Jean-Marie Tritant, Management Board Members Management Approve Compensation of Colin Dyer, For Yes No Chairman of the Supervisory Board Management Approve Remuneration Policy for Chairman of For Yes No the Management Board Management Approve Remuneration Policy for Management For Yes No Board Members Management Approve Remuneration Policy for Supervisory For Yes No Board Members Management Reelect Jacques Stern as Supervisory Board For Yes No Member Management Authorize Repurchase of Up to 10 Percent of For Yes No Issued Share Capital Management Change Company Name to Unibail-Rodamco- For Yes No Westfield SE and Amend Article 3 of Bylaws Accordingly Management Authorize Decrease in Share Capital via For Yes No Cancellation of Repurchased Shares Management Authorize Issuance of Equity or Equity- For Yes No Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million Management Authorize Issuance of Equity or Equity- For Yes No Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million Management Authorize Board to Increase Capital in the For Yes No Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 15-16 Management Authorize Capital Increase of up to 10 For Yes No Percent of Issued Capital for Contributions in Kind Management Authorize Capital Issuances for Use in For Yes No Employee Stock Purchase Plans Management Authorize up to 3 Percent of Issued Capital For Yes No for Use in Stock Option Plans Management Authorize up to 0.8 Percent of Issued For Yes No Capital for Use in Restricted Stock Plans Management Authorize Filing of Required Documents and For Yes No Other Formalities

Boston Properties, Inc. -------------------------------------------------------------------------------- Ticker BXP Primary CUSIP 101121101 Meeting Date 21-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Kelly A. Ayotte For Yes No Management Elect Director Bruce W. Duncan For Yes No Management Elect Director Karen E. Dykstra For Yes No Management Elect Director Carol B. Einiger For Yes No Management Elect Director Diane J. Hoskins For Yes No Management Elect Director Joel I. Klein For Yes No Management Elect Director Douglas T. Linde For Yes No Management Elect Director Matthew J. Lustig For Yes No Management Elect Director Owen D. Thomas For Yes No Management Elect Director David A. Twardock For Yes No Management Elect Director William H. Walton, III For Yes No Management Advisory Vote to Ratify Named Executive Against Yes Yes Officers' Compensation Management Approve Remuneration of Non-Employee For Yes No Directors Management Ratify PricewaterhouseCoopers LLP as For Yes No Auditors

Hudson Pacific Properties, Inc. -------------------------------------------------------------------------------- Ticker HPP Primary CUSIP 444097109 Meeting Date 23-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Victor J. Coleman For Yes No Management Elect Director Theodore R. Antenucci For Yes No Management Elect Director Richard B. Fried For Yes No Management Elect Director Jonathan M. Glaser For Yes No Management Elect Director Robert L. Harris, II For Yes No Management Elect Director Christy Haubegger For Yes No Management Elect Director Mark D. Linehan For Yes No Management Elect Director Robert M. Moran, Jr. Against Yes Yes Management Elect Director Barry A. Porter Against Yes Yes Management Elect Director Andrea Wong Against Yes Yes Management Ratify Ernst & Young LLP as Auditors For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation

Rexford Industrial Realty, Inc. -------------------------------------------------------------------------------- Ticker REXR Primary CUSIP 76169C100 Meeting Date 28-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Richard S. Ziman For Yes No Management Elect Director Howard Schwimmer For Yes No Management Elect Director Michael S. Frankel For Yes No Management Elect Director Robert L. Antin For Yes No Management Elect Director Steven C. Good For Yes No Management Elect Director Diana J. Ingram Against Yes Yes Management Elect Director Tyler H. Rose Against Yes Yes Management Elect Director Peter E. Schwab Against Yes Yes Management Ratify Ernst & Young LLP as Auditors For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation

Champion Real Estate Investment Trust -------------------------------------------------------------------------------- Ticker 2778 Primary CUSIP Y1292D109 Meeting Date 30-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Cha Mou Sing, Payson as Director For Yes No Management Elect Shek Lai Him, Abraham as Director Against Yes Yes Management Authorize Repurchase of Issued Share Capital For Yes No

Equinix, Inc. -------------------------------------------------------------------------------- Ticker EQIX Primary CUSIP 29444U700 Meeting Date 30-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Thomas Bartlett For Yes No Management Elect Director Nanci Caldwell For Yes No Management Elect Director Gary Hromadko For Yes No Management Elect Director Scott Kriens For Yes No Management Elect Director William Luby For Yes No Management Elect Director Irving Lyons, III For Yes No Management Elect Director Charles Meyers For Yes No Management Elect Director Christopher Paisley For Yes No Management Elect Director Peter Van Camp For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Management Approve Omnibus Stock Plan For Yes No Management Ratify PricewaterhouseCoopers LLP as Auditor For Yes No Share Holder Report on Political Contributions For Yes Yes

Washington Real Estate Investment Trust -------------------------------------------------------------------------------- Ticker WRE Primary CUSIP 939653101 Meeting Date 30-May-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Benjamin S. Butcher For Yes No Management Elect Director William G. Byrnes For Yes No Management Elect Director Edward S. Civera For Yes No Management Elect Director Ellen M. Goitia For Yes No Management Elect Director Paul T. McDermott For Yes No Management Elect Director Thomas H. Nolan, Jr. For Yes No Management Elect Director Anthony L. Winns For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Management Ratify Ernst & Young LLP as Auditors For Yes No

First Capital Realty Inc. -------------------------------------------------------------------------------- Ticker FCR Primary CUSIP 31943B100 Meeting Date 04-Jun-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Bernard McDonell For Yes No Management Elect Director Adam E. Paul For Yes No Management Elect Director Leonard Abramsky For Yes No Management Elect Director Paul C. Douglas For Yes No Management Elect Director Jon N. Hagan For Yes No Management Elect Director Annalisa King For Yes No Management Elect Director Aladin (Al) W. Mawani For Yes No Management Elect Director Dori J. Segal For Yes No Management Elect Director Andrea Stephen For Yes No Management Approve Ernst & Young LLP as Auditors and For Yes No Authorize Board to Fix Their Remuneration Management Advisory Vote on Executive Compensation For Yes No Approach

WFD Unibail-Rodamco N.V. -------------------------------------------------------------------------------- Ticker Primary CUSIP F95094581 Meeting Date 11-Jun-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Adopt Financial Statements and Statutory For Yes No Reports Management Approve Discharge of Management Board For Yes No Management Approve Discharge of Supervisory Board For Yes No Management Ratify Ernst & Young Accountants LLP as For Yes No Auditors Management Authorize Repurchase of Shares For Yes No Management Approve Cancellation of Repurchased Shares For Yes No

Inmobiliaria Colonial SOCIMI SA -------------------------------------------------------------------------------- Ticker COL Primary CUSIP E6451E105 Meeting Date 13-Jun-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Approve Consolidated Financial Statements For Yes No Management Approve Standalone Financial Statements For Yes No Management Approve Allocation of Income For Yes No Management Approve Dividends For Yes No Management Approve Discharge of Board For Yes No Management Renew Appointment of PricewaterhouseCoopers For Yes No as Auditor Management Authorize Increase in Capital up to 50 Against Yes Yes Percent via Issuance of Equity or Equity- Linked Securities, Excluding Preemptive Rights of up to 20 Percent Management Authorize Company to Call EGM with 15 Days' For Yes No Notice Management Fix Number of Directors at 13 For Yes No Management Ratify Appointment of and Elect Silvia For Yes No Monica Alonso-Castrillo Allain as Director Management Elect Ana Peralta Moreno as Director For Yes No Management Allow Ana Bolado Valle to Be Involved in For Yes No Other Companies Management Elect Ana Bolado Valle as Director For Yes No Management Advisory Vote on Remuneration Report Against Yes Yes Management Approve Remuneration Policy Against Yes Yes Management Authorize Board to Ratify and Execute For Yes No Approved Resolutions

Pebblebrook Hotel Trust -------------------------------------------------------------------------------- Ticker PEB Primary CUSIP 70509V100 Meeting Date 13-Jun-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Jon E. Bortz For Yes No Management Elect Director Cydney C. Donnell For Yes No Management Elect Director Ron E. Jackson For Yes No Management Elect Director Phillip M. Miller For Yes No Management Elect Director Michael J. Schall For Yes No Management Elect Director Bonny W. Simi For Yes No Management Elect Director Earl E. Webb For Yes No Management Ratify KPMG LLP as Auditors For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Share Holder Report on Sexual Harassment Against Yes No

Brookfield Property REIT Inc. -------------------------------------------------------------------------------- Ticker BPR Primary CUSIP 11282X103 Meeting Date 19-Jun-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Caroline M. Atkinson Against Yes Yes Management Elect Director Jeffrey M. Blidner Against Yes Yes Management Elect Director Soon Young Chang Against Yes Yes Management Elect Director Richard B. Clark Against Yes Yes Management Elect Director Omar Carneiro da Cunha Against Yes Yes Management Elect Director Scott R. Cutler Against Yes Yes Management Elect Director Stephen DeNardo Against Yes Yes Management Elect Director Louis J. Maroun Against Yes Yes Management Elect Director Lars Rodert Against Yes Yes Management Ratify Deloitte & Touche LLP as Auditors For Yes No Management Authorize a New Class of Common Stock For Yes No Management Approve Decrease on Dividend Rate Payable For Yes No to Class B-1 Stock and Series B Preferred Stock Management Amend Charter For Yes No Management Eliminate Class of Common Stock For Yes No Management Approve Restricted Stock Plan For Yes No Management Approve Restricted Stock Plan For Yes No

Equity Residential -------------------------------------------------------------------------------- Ticker EQR Primary CUSIP 29476L107 Meeting Date 27-Jun-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Charles L. Atwood For Yes No Management Elect Director Raymond Bennett For Yes No Management Elect Director Linda Walker Bynoe For Yes No Management Elect Director Connie K. Duckworth For Yes No Management Elect Director Mary Kay Haben For Yes No Management Elect Director Bradley A. Keywell For Yes No Management Elect Director John E. Neal For Yes No Management Elect Director David J. Neithercut For Yes No Management Elect Director Mark J. Parrell For Yes No Management Elect Director Mark S. Shapiro For Yes No Management Elect Director Stephen E. Sterrett For Yes No Management Elect Director Samuel Zell For Yes No Management Ratify Ernst & Young LLP as Auditors For Yes No Management Advisory Vote to Ratify Named Executive For Yes No Officers' Compensation Management Approve Omnibus Stock Plan For Yes No

Mitsubishi Estate Co., Ltd. -------------------------------------------------------------------------------- Ticker 8802 Primary CUSIP J43916113 Meeting Date 27-Jun-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Approve Allocation of Income, with a Final For Yes No Dividend of JPY 17 Management Elect Director Sugiyama, Hirotaka For Yes No Management Elect Director Yoshida, Junichi For Yes No Management Elect Director Tanisawa, Junichi For Yes No Management Elect Director Arimori, Tetsuji For Yes No Management Elect Director Katayama, Hiroshi For Yes No Management Elect Director Naganuma, Bunroku For Yes No Management Elect Director Kato, Jo For Yes No Management Elect Director Okusa, Toru For Yes No Management Elect Director Okamoto, Tsuyoshi For Yes No Management Elect Director Ebihara, Shin For Yes No Management Elect Director Narukawa, Tetsuo For Yes No Management Elect Director Shirakawa, Masaaki For Yes No Management Elect Director Nagase, Shin For Yes No Management Elect Director Egami, Setsuko For Yes No Management Elect Director Taka, Iwao For Yes No

Mitsui Fudosan Co., Ltd. -------------------------------------------------------------------------------- Ticker 8801 Primary CUSIP J4509L101 Meeting Date 27-Jun-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Approve Allocation of Income, with a Final For Yes No Dividend of JPY 24 Management Elect Director Iwasa, Hiromichi For Yes No Management Elect Director Komoda, Masanobu For Yes No Management Elect Director Kitahara, Yoshikazu For Yes No Management Elect Director Fujibayashi, Kiyotaka For Yes No Management Elect Director Onozawa, Yasuo For Yes No Management Elect Director Ishigami, Hiroyuki For Yes No Management Elect Director Yamamoto, Takashi For Yes No Management Elect Director Hamamoto, Wataru For Yes No Management Elect Director Egawa, Masako For Yes No Management Elect Director Nogimori, Masafumi For Yes No Management Elect Director Nakayama, Tsunehiro For Yes No Management Elect Director Ito, Shinichiro For Yes No Management Appoint Statutory Auditor Sato, Masatoshi For Yes No Management Appoint Statutory Auditor Kato, Yoshitaka For Yes No Management Appoint Statutory Auditor Manago, Yasushi For Yes No Management Approve Annual Bonus For Yes No

Sumitomo Realty & Development Co., Ltd. -------------------------------------------------------------------------------- Ticker 8830 Primary CUSIP J77841112 Meeting Date 27-Jun-19 -------------------------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Approve Allocation of Income, with a Final For Yes No Dividend of JPY 16 Management Elect Director Takashima, Junji For Yes No Management Elect Director Onodera, Kenichi For Yes No Management Elect Director Nishima, Kojun For Yes No Management Elect Director Takemura, Nobuaki For Yes No Management Elect Director Kobayashi, Masato For Yes No Management Elect Director Kato, Hiroshi For Yes No Management Elect Director Katayama, Hisatoshi For Yes No Management Elect Director Odai, Yoshiyuki For Yes No Management Elect Director Ito, Koji For Yes No Management Elect Director Izuhara, Yozo For Yes No Management Elect Director Kemori, Nobumasa For Yes No Management Appoint Statutory Auditor Nakamura, For Yes No Yoshifumi Management Appoint Statutory Auditor Tanaka, Toshikazu For Yes No Management Appoint Statutory Auditor Norihisa, Against Yes Yes Yoshiyuki Management Appoint Alternate Statutory Auditor Uno, For Yes No Kozo Management Approve Takeover Defense Plan (Poison Pill) Against Yes Yes

SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) First Trust Exchange-Traded Fund IV ----------------------------------------- By (Signature and Title)* /s/ James M. Dykas ----------------------------------- James M. Dykas, President and Chief Executive Officer Date August 12, 2019 ------------------------- * Print the name and title of each signing officer under his or her signature.