N-PX 1 rmt-npx2019.txt RMT N-PX 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number : 811-08030 Name of Registrant: Royce Micro-Cap Trust, Inc. Address of Principal Executive Offices: 745 Fifth Avenue, New York, NY 10151 Registrant's telephone number including area code: 212-508-4500 Date of fiscal year end: 12/31/18 Date of reporting period: 07/01/2018 - 06/30/2019 Item 1. Proxy Voting Record The report may indicate that the "meeting status" of a particular proposal was "take no action" or "unvoted". The reason for no action being taken or a security being unvoted (i.e., no vote being cast) may include, without limitation: (a) the securities were out on loan at the time of a record date, (b) administrative or operational constraints impeded the ability to cast a timely vote (e.g., late receipt of proxy voting information), (c) systems, administrative or processing errors occurred, including errors by the Adviser or third party vendors, and/or (d) the portfolio manager concluded that the potential benefit of voting was outweighed by the cost, and/or otherwise not in the best interest of the Fund. The "meeting status" of a particular proposal may also appear as "take no action" or "unvoted" in connection with contested meetings at which only one of the agendas is actually voted upon. Item 1: Proxy Voting Record - Item 1 Proxy Voting Record - Registrant : Royce Micro-Cap Trust, Inc Fund Name : Royce Micro-Cap Trust, Inc. ________________________________________________________________________________ Abeona Therapeutics Inc. Ticker Security ID: Meeting Date Meeting Status ABEO CUSIP 00289Y107 05/28/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark J. Alvino Mgmt For For For 1.2 Elect Stefano Buono Mgmt For For For 1.3 Elect Joao Siffert Mgmt For For For 2 Advisory Vote on Mgmt For Abstain Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Acme United Corporation Ticker Security ID: Meeting Date Meeting Status ACU CUSIP 004816104 04/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Walter C. Johnsen Mgmt For For For 1.2 Elect Richmond Y. Mgmt For For For Holden Jr. 1.3 Elect Brian S. Olschan Mgmt For For For 1.4 Elect Stevenson E. Mgmt For For For Ward, III 1.5 Elect Susan H. Murphy Mgmt For For For 1.6 Elect Rex L. Davidson Mgmt For For For 1.7 Elect Brian K Barker Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Adesto Technologies Corporation Ticker Security ID: Meeting Date Meeting Status IOTS CUSIP 00687D101 06/04/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Keith Crandell Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Agile Therapeutics, Inc. Ticker Security ID: Meeting Date Meeting Status AGRX CUSIP 00847L100 06/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Seth H. Z. Mgmt For For For Fischer 1.2 Elect William T. McKee Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Agilysys, Inc. Ticker Security ID: Meeting Date Meeting Status AGYS CUSIP 00847J105 08/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald A. Colvin Mgmt For For For 1.2 Elect Jerry C. Jones Mgmt For For For 1.3 Elect Michael A. Mgmt For For For Kaufman 1.4 Elect Melvin L. Keating Mgmt For For For 1.5 Elect Keith M. Kolerus Mgmt For For For 1.6 Elect John Mutch Mgmt For For For 1.7 Elect Ramesh Srinivasan Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ AGT Food and Ingredients Inc. Ticker Security ID: Meeting Date Meeting Status AGT CUSIP 001264100 02/05/2019 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 MBO Transaction Mgmt For Against Against ________________________________________________________________________________ Alamos Gold Inc. Ticker Security ID: Meeting Date Meeting Status AGI CUSIP 011532108 05/02/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Elaine Ellingham Mgmt For For For 1.2 Elect David Fleck Mgmt For For For 1.3 Elect David Gower Mgmt For For For 1.4 Elect Claire M. Kennedy Mgmt For For For 1.5 Elect John A. McCluskey Mgmt For For For 1.6 Elect Monique Mercier Mgmt For For For 1.7 Elect Paul J. Murphy Mgmt For For For 1.8 Elect J. Robert S. Mgmt For For For Prichard 1.9 Elect Ronald E. Smith Mgmt For For For 1.10 Elect Kenneth G. Stowe Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Renewal of Long-Term Mgmt For For For Incentive Plan 4 Approval of the Mgmt For For For Employee Stock Purchase Plan 5 Renewal of Shareholder Mgmt For For For Rights Plan 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Algoma Central Corporation Ticker Security ID: Meeting Date Meeting Status ALC CUSIP 015644107 05/03/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard B. Carty Mgmt For For For 1.2 Elect E.M. Blake Mgmt For For For Hutcheson 1.3 Elect Mark McQueen Mgmt For For For 1.4 Elect Harold S. Stephen Mgmt For For For 1.5 Elect Paul Gurtler Mgmt For For For 1.6 Elect Duncan N.R. Mgmt For For For Jackman 1.7 Elect Clive P. Rowe Mgmt For For For 1.8 Elect Eric Stevenson Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Alpha & Omega Semiconductor Limited Ticker Security ID: Meeting Date Meeting Status AOSL CUSIP G6331P104 11/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mike F. Chang Mgmt For For For 1.2 Elect Yueh-Se Ho Mgmt For For For 1.3 Elect Lucas S. Chang Mgmt For For For 1.4 Elect Robert I. Chen Mgmt For For For 1.5 Elect OWYANG King Mgmt For For For 1.6 Elect Michael L. Mgmt For For For Pfeiffer 1.7 Elect Michael J. Mgmt For For For Salameh 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Approval of the 2018 Mgmt For For For Omnibus Incentive Plan 4 Approval of the 2018 Mgmt For For For Employee Stock Purchase Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Altus Group Limited Ticker Security ID: Meeting Date Meeting Status AIF CUSIP 02215R107 05/07/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Angela L. Brown Mgmt For For For 1.2 Elect Robert Courteau Mgmt For For For 1.3 Elect Colin Dyer Mgmt For For For 1.4 Elect Carl Farrel Mgmt For For For 1.5 Elect Anthony Gaffney Mgmt For For For 1.6 Elect Anthony Long Mgmt For For For 1.7 Elect Diane MacDiarmid Mgmt For For For 1.8 Elect Raymond C. Mgmt For For For Mikulich 1.9 Elect Eric W. Slavens Mgmt For For For 1.10 Elect Janet P. Woodruff Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ AMAG Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status AMAG CUSIP 00163U106 05/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William K. Heiden Mgmt For For For 2 Elect Barbara Deptula Mgmt For For For 3 Elect John A. Fallon Mgmt For For For 4 Elect Kathrine O'Brien Mgmt For For For 5 Elect Robert J. Perez Mgmt For For For 6 Elect Anne M. Phillips Mgmt For For For 7 Elect Gino Santini Mgmt For For For 8 Elect Davey S. Scoon Mgmt For For For 9 Elect James R. Sulat Mgmt For For For 10 Approval of the 2019 Mgmt For For For Equity Incentive Plan 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ameresco, Inc. Ticker Security ID: Meeting Date Meeting Status AMRC CUSIP 02361E108 05/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Douglas I. Foy Mgmt For For For 1.2 Elect Jennifer L. Mgmt For For For Miller 1.3 Elect Nickolas Mgmt For For For Stavropoulos 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ American Software, Inc. Ticker Security ID: Meeting Date Meeting Status AMSWA CUSIP 029683109 08/22/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect W. Dennis Hogue Mgmt For For For 2 Elect James B. Miller, Mgmt For For For Jr. 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Ampco-Pittsburgh Corporation Ticker Security ID: Meeting Date Meeting Status AP CUSIP 032037103 05/09/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Elizabeth A. Mgmt For For For Fessenden 1.2 Elect Terry L. Dunlap Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Amtech Systems, Inc. Ticker Security ID: Meeting Date Meeting Status ASYS CUSIP 032332504 03/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jong S. Whang Mgmt For For For 1.2 Elect Robert M. Averick Mgmt For For For 1.3 Elect Michael Mgmt For For For Garnreiter 1.4 Elect Robert F. King Mgmt For Withhold Against 1.5 Elect Sukesh Mohan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2007 Mgmt For For For Employee Stock Incentive Plan ________________________________________________________________________________ AquaVenture Holdings Limited Ticker Security ID: Meeting Date Meeting Status WAAS CUSIP G0443N107 06/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Hugh Evans Mgmt For For For 2 Elect Richard F. Reilly Mgmt For For For 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Arcturus Therapeutics Ltd. Ticker Security ID: Meeting Date Meeting Status ARCT CUSIP M1492T105 05/17/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reincorporation from Mgmt For For For Israel to Delaware ________________________________________________________________________________ Arcturus Therapeutics Ltd. Ticker Security ID: Meeting Date Meeting Status ARCT CUSIP M1492T105 07/05/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect Peter C. Farrell Mgmt For For For 3 Elect Andrew H. Sassine Mgmt For For For 4 Elect Magda Marquet Mgmt For For For 5 Elect James Barlow Mgmt For For For 6 Approve Agreement and Mgmt For For For Release of Former Directors 7 Approve Former Interim Mgmt For For For President's Continued Compensation Terms 8 Confirmation of Mgmt N/A Against N/A Controlling Shareholder ________________________________________________________________________________ Arcturus Therapeutics Ltd. Ticker Security ID: Meeting Date Meeting Status ARCT CUSIP M1492T105 08/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For and Authority to Set Fees 2 Compensation Policy Mgmt For Abstain Against 3 Declaration of Mgmt N/A Against N/A Material Interest 4 2018 Omnibus Equity Mgmt For For For Incentive Plan 5 Elect Joseph E. Payne Mgmt For For For 6 Elect Peter C. Farrell Mgmt For For For 7 Elect Andrew H. Sassine Mgmt For For For 8 Elect Magda Marquet Mgmt For For For 9 Elect James Barlow Mgmt For For For 10 Compensation Terms of Mgmt For For For Peter Farrell 11 Compensation Terms of Mgmt For For For Magda Marquet 12 Compensation Terms of Mgmt For For For James Barlow 13 Compensation Terms of Mgmt For For For Mr. Andy Sassine as Director and Interim CFO 14 Compensation Terms of Mgmt For For For President and CEO 15 Declaration of Mgmt N/A Against N/A Material Interest 16 Compensation Terms Mgmt For For For Chief Scientific Officer and COO 17 Declaration of Mgmt N/A Against N/A Material Interest ________________________________________________________________________________ Ardmore Shipping Corp Ticker Security ID: Meeting Date Meeting Status ASC CUSIP Y0207T100 05/28/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian Dunne Mgmt For Withhold Against 1.2 Elect Curtis McWilliams Mgmt For For For ________________________________________________________________________________ ASA Gold and Precious Metals Limited Ticker Security ID: Meeting Date Meeting Status ASA CUSIP G3156P103 04/12/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of a New Mgmt For For For Investment Advisory Agreement 2 Elect Gary Glynn Mgmt For For For 3 Elect Bruce D. Hansen Mgmt For For For 4 Elect Mary Hoene Mgmt For For For 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ashford Inc. Ticker Security ID: Meeting Date Meeting Status AINC CUSIP 044104107 05/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Monty J. Bennett Mgmt For For For 1.2 Elect Dinesh P. Mgmt For For For Chandiramani 1.3 Elect Darrell T. Hail Mgmt For For For 1.4 Elect J. Robison Hays, Mgmt For For For III 1.5 Elect Uno Immanivong Mgmt For For For 1.6 Elect W. Michael Murphy Mgmt For For For 1.7 Elect Brian A. Wheeler Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ashford, Inc. Ticker Security ID: Meeting Date Meeting Status AINC CUSIP 044104107 08/07/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition (Issuance Mgmt For For For of Convertible Preferred Stock) 2 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Aspen Aerogels, Inc. Ticker Security ID: Meeting Date Meeting Status ASPN CUSIP 04523Y105 06/19/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark L. Noetzel Mgmt For For For 1.2 Elect William P. Mgmt For For For Noglows 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Aspen Group, Inc. Ticker Security ID: Meeting Date Meeting Status ASPU CUSIP 04530L203 06/28/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reduction of Mgmt For For For Authorized Common Stock 2 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Aspen Group, Inc. Ticker Security ID: Meeting Date Meeting Status ASPU CUSIP 04530L203 12/13/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Mathews Mgmt For For For 1.2 Elect Frank Cotroneo Mgmt For For For 1.3 Elect Norman D. Dicks Mgmt For For For 1.4 Elect C. James Jensen Mgmt For For For 1.5 Elect Andrew Kaplan Mgmt For For For 1.6 Elect Malcolm F. Mgmt For For For MacLean IV 1.7 Elect Sanford Rich Mgmt For For For 2 2018 Equity Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Astronics Corporation Ticker Security ID: Meeting Date Meeting Status ATRO CUSIP 046433207 05/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raymond W. Mgmt For For For Boushie 1.2 Elect Robert T. Brady Mgmt For For For 1.3 Elect Jeffry D. Frisby Mgmt For For For 1.4 Elect Peter J. Mgmt For For For Gundermann 1.5 Elect Warren C. Johnson Mgmt For For For 1.6 Elect Kevin T. Keane Mgmt For For For 1.7 Elect Neil Kim Mgmt For For For 1.8 Elect Mark Moran Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ AstroNova, Inc. Ticker Security ID: Meeting Date Meeting Status ALOT CUSIP 04638F108 06/04/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jean Bua Mgmt For For For 1.2 Elect Mitchell I. Quain Mgmt For For For 1.3 Elect Yvonne Schlaeppi Mgmt For For For 1.4 Elect Harold Schofield Mgmt For For For 1.5 Elect Richard S. Mgmt For For For Warzala 1.6 Elect Gregory A. Woods Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Amendment to the 2018 Mgmt For For For Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Atento S.A. Ticker Security ID: Meeting Date Meeting Status ATTO CUSIP L0427L105 05/31/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Management's Mgmt For For For Report of Company Accounts 2 Approval of Auditor's Mgmt For For For Report of Company Accounts 3 Accounts and Reports Mgmt For For For 4 Approval of Allocation Mgmt For For For of Annual Results 5 Election of Directors Mgmt For For For 6 Resignation of Director Mgmt For For For 7 Resignation of Director Mgmt For For For 8 Resignation of Director Mgmt For For For 9 Resignation of Director Mgmt For For For 10 Discharge of Directors Mgmt For For For for Performance 11 Appointment of Auditor Mgmt For For For 12 Directors' Fees Mgmt For For For ________________________________________________________________________________ AtriCure, Inc. Ticker Security ID: Meeting Date Meeting Status ATRC CUSIP 04963C209 05/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael H. Carrel Mgmt For For For 2 Elect Mark A. Collar Mgmt For For For 3 Elect Scott W. Drake Mgmt For For For 4 Elect Regina E. Groves Mgmt For For For 5 Elect B. Kristine Mgmt For For For Johnson 6 Elect Mark R. Lanning Mgmt For For For 7 Elect Sven A. Wehrwein Mgmt For For For 8 Elect Robert S. White Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Amendment to the 2014 Mgmt For For For Stock Incentive Plan 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Atrion Corporation Ticker Security ID: Meeting Date Meeting Status ATRI CUSIP 049904105 05/21/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John P. Stupp, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Attunity Ltd. Ticker Security ID: Meeting Date Meeting Status ATTU CUSIP M15332121 04/07/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Declaration of Mgmt N/A For N/A Material Interest 3 Acceleration of Mgmt For For For Vesting of NED Equity-Based Awards ________________________________________________________________________________ Autocanada Inc. Ticker Security ID: Meeting Date Meeting Status ACQ CUSIP 05277B209 05/03/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Paul W. Antony Mgmt For For For 2.2 Elect Dennis DesRosiers Mgmt For For For 2.3 Elect Stephen Green Mgmt For For For 2.4 Elect Barry L. James Mgmt For For For 2.5 Elect Maryann N. Keller Mgmt For For For 2.6 Elect Elias Olmeta Mgmt For For For 2.7 Elect Michael Rawluk Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Approval of Mgmt For Against Against Unallocated Options Under the Stock Option Plan ________________________________________________________________________________ AXT, Inc. Ticker Security ID: Meeting Date Meeting Status AXTI CUSIP 00246W103 05/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Leonard J. Mgmt For For For LeBlanc 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2015 Mgmt For For For Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ B. Riley Financial, Inc. Ticker Security ID: Meeting Date Meeting Status RILY CUSIP 05580M108 05/21/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bryant R. Riley Mgmt For For For 1.2 Elect Robert D'Agostino Mgmt For For For 1.3 Elect Andrew Gumaer Mgmt For Withhold Against 1.4 Elect Todd D. Sims Mgmt For For For 1.5 Elect Thomas J. Mgmt For For For Kelleher 1.6 Elect Mikel H. Williams Mgmt For For For 1.7 Elect Michael J. Mgmt For For For Sheldon 1.8 Elect Robert L. Antin Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 5 Amendment to the 2009 Mgmt For Against Against Stock Incentive Plan 6 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Balchem Corporation Ticker Security ID: Meeting Date Meeting Status BCPC CUSIP 057665200 06/20/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Theodore L. Mgmt For For For Harris 1.2 Elect Matthew D. Mgmt For Withhold Against Wineinger 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Barnes & Noble Education, Inc. Ticker Security ID: Meeting Date Meeting Status BNED CUSIP 06777U101 09/25/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Emily C. Chiu Mgmt For For For 1.2 Elect Daniel A. Mgmt For For For DeMatteo 1.3 Elect David G. Golden Mgmt For For For 1.4 Elect Michael P. Huseby Mgmt For For For 1.5 Elect John R. Ryan Mgmt For For For 1.6 Elect Jerry Sue Mgmt For For For Thornton 1.7 Elect David A. Wilson Mgmt For For For 2 Amendment to the Mgmt For For For Equity Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Bel Fuse, Inc. Ticker Security ID: Meeting Date Meeting Status BELFB CUSIP 077347201 05/21/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel Bernstein Mgmt For For For 1.2 Elect Peter Gilbert Mgmt For For For 1.3 Elect Vincent Vellucci Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Biocryst Pharmaceuticals Inc. Ticker Security ID: Meeting Date Meeting Status BCRX CUSIP 09058V103 07/10/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For Against Against 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For Against Against Meeting ________________________________________________________________________________ Biocryst Pharmaceuticals Inc. Ticker Security ID: Meeting Date Meeting Status BCRX CUSIP 09058V103 10/30/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendment to the Stock Mgmt For For For Incentive Plan ________________________________________________________________________________ BioTelemetry, Inc. Ticker Security ID: Meeting Date Meeting Status BEAT CUSIP 090672106 05/02/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Tiffany Olson Mgmt For For For 2 Elect Stephan Rietiker Mgmt For For For 3 Elect Rebecca W. Rimel Mgmt For For For 4 Elect Robert J. Rubin Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Bolsa Mexicana De Valores Sab De Cv Ticker Security ID: Meeting Date Meeting Status BOLSA CINS P17330104 04/29/2019 Voted Meeting Type Country of Trade Ordinary Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report of the CEO and Mgmt For For For Auditor 2 Report of the Board of Mgmt For For For Directors 3 Financial Statements Mgmt For For For 4 Report on the Audit Mgmt For For For and Corporate Governance Committee's Activities 5 Report of the Mgmt For For For Commissioner 6 Report on the Mgmt For For For Regulatory and Disciplinary Committees 7 Report on Tax Mgmt For For For Compliance 8 Allocation of Profits Mgmt For For For 9 Allocation of Dividends Mgmt For For For 10 Election of Directors; Mgmt For For For Election of Commissioners; Election of Committees' Chair 11 Directors' Mgmt For For For Commissioners and Committee Members' Fees 12 Report on the Mgmt For For For Company's Repurchase Programme 13 Authority to Mgmt For For For Repurchase Shares 14 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Bolsa Mexicana De Valores Sab De Cv Ticker Security ID: Meeting Date Meeting Status BOLSA CINS P17330104 04/29/2019 Voted Meeting Type Country of Trade Special Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For Against Against 2 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Brooks Automation, Inc. Ticker Security ID: Meeting Date Meeting Status BRKS CUSIP 114340102 01/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect A. Clinton Allen Mgmt For For For 1.2 Elect Robyn C. Davis Mgmt For For For 1.3 Elect Joseph R. Martin Mgmt For For For 1.4 Elect Krishna G. Palepu Mgmt For For For 1.5 Elect Kirk P. Pond Mgmt For For For 1.6 Elect Michael Mgmt For For For Rosenblatt 1.7 Elect Stephen S. Mgmt For For For Schwartz 1.8 Elect Alfred Mgmt For For For Woollacott III 1.9 Elect Mark S. Wrighton Mgmt For For For 1.10 Elect Ellen M. Zane Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Bryn Mawr Bank Corporation Ticker Security ID: Meeting Date Meeting Status BMTC CUSIP 117665109 04/18/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Mgmt For For For Clement 1.2 Elect Scott M. Jenkins Mgmt For For For 1.3 Elect A. John May Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Burnham Holdings Inc. Ticker Security ID: Meeting Date Meeting Status BURCA CUSIP 122295108 04/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Elizabeth H. Mgmt For For For McMullan 1.2 Elect Philmer H. Mgmt For For For Rohrbaugh 1.3 Elect Donald A. Stern Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Camtek Limited Ticker Security ID: Meeting Date Meeting Status CAMT CUSIP M20791105 06/03/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of Private Mgmt For For For Placement Transaction 2 Declaration of Mgmt N/A Against N/A Material Interest 3 Elect Rafi Amit Mgmt For For For 4 Elect Yotam Stern Mgmt For For For 5 Elect Eran Bendoly Mgmt For For For 6 Elect Moty Ben-Arie Mgmt For For For 7 Elect Yehezkel Ofir Mgmt For For For 8 Amend Compensation Mgmt For For For Policy 9 Declaration of Mgmt N/A Against N/A Material Interest 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Confirmation of Mgmt N/A Against N/A Controlling Shareholder ________________________________________________________________________________ Canaccord Genuity Group Inc. Ticker Security ID: Meeting Date Meeting Status CF CUSIP 134801109 08/02/2018 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Charles N. Mgmt For For For Bralver 2.2 Elect Daniel J. Daviau Mgmt For For For 2.3 Elect Kalpana Desai Mgmt For For For 2.4 Elect Michael D. Harris Mgmt For For For 2.5 Elect Merri L. Jones Mgmt For For For 2.6 Elect David J. Kassie Mgmt For For For 2.7 Elect Terrence A. Lyons Mgmt For For For 2.8 Elect Dipesh Shah Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Adoption of the Mgmt For Against Against Performance Share Option Plan and Ratification of Option Grants ________________________________________________________________________________ Carbo Ceramics Inc. Ticker Security ID: Meeting Date Meeting Status CRR CUSIP 140781105 05/21/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sigmund L. Mgmt For For For Cornelius 2 Elect Chadwick C. Mgmt For For For Deaton 3 Elect Gary A. Kolstad Mgmt For For For 4 Elect Henry E. Lentz Mgmt For For For 5 Elect Randy L. Mgmt For For For Limbacher 6 Elect Carla S. Mgmt For For For Mashinski 7 Ratification of Auditor Mgmt For For For 8 Approval of the 2019 Mgmt For For For Omnibus Incentive Plan 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Carbonite, Inc. Ticker Security ID: Meeting Date Meeting Status CARB CUSIP 141337105 05/20/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles F. Kane Mgmt For For For 1.2 Elect Stephen Munford Mgmt For For For 1.3 Elect Linda Connly Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Care.com, Inc. Ticker Security ID: Meeting Date Meeting Status CRCM CUSIP 141633107 06/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George Bell Mgmt For For For 1.2 Elect Chet Kapoor Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CareDx, Inc. Ticker Security ID: Meeting Date Meeting Status CDNA CUSIP 14167L103 06/17/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Fred E. Cohen Mgmt For For For 1.2 Elect William A. Mgmt For For For Hagstrom 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cavco Industries, Inc. Ticker Security ID: Meeting Date Meeting Status CVCO CUSIP 149568107 07/10/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven G. Bunger Mgmt For For For 1.2 Elect Jack Hanna Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Central Garden & Pet Company Ticker Security ID: Meeting Date Meeting Status CENT CUSIP 153527106 02/12/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John B. Balousek Mgmt For For For 1.2 Elect William E. Brown Mgmt For For For 1.3 Elect Thomas Colligan Mgmt For For For 1.4 Elect Michael J. Mgmt For For For Edwards 1.5 Elect John E. Hanson Mgmt For For For 1.6 Elect Brooks M. Mgmt For For For Pennington III 1.7 Elect John R. Ranelli Mgmt For For For 1.8 Elect George C. Roeth Mgmt For For For 1.9 Elect Mary Beth Mgmt For For For Springer 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Century Casinos, Inc. Ticker Security ID: Meeting Date Meeting Status CNTY CUSIP 156492100 06/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dinah Corbaci Mgmt For For For 2 Elect Eduard Berger Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ CES Energy Solutions Corp. Ticker Security ID: Meeting Date Meeting Status CEU CUSIP 15713J104 06/10/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Kyle D. Kitagawa Mgmt For For For 2.2 Elect Spencer D. Mgmt For For For Armour, III 2.3 Elect Rodney L. Mgmt For For For Carpenter 2.4 Elect Stella Cosby Mgmt For For For 2.5 Elect John M. Hooks Mgmt For For For 2.6 Elect Philip J. Mgmt For For For Scherman 2.7 Elect Thomas J. Simons Mgmt For For For 3 Shareholder Rights Mgmt For For For Plan Renewal 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Chembio Diagnostics, Inc. Ticker Security ID: Meeting Date Meeting Status CEMI CUSIP 163572209 06/18/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Katherine L. Mgmt For For For Davis 1.2 Elect Gail S. Page Mgmt For For For 1.3 Elect Mary Lake Polan Mgmt For For For 1.4 Elect John G. Potthoff Mgmt For For For 1.5 Elect John J. Sperzel Mgmt For For For III 2 Approval of the 2019 Mgmt For For For Omnibus Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For Abstain Against Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Chemung Financial Corporation Ticker Security ID: Meeting Date Meeting Status CHMG CUSIP 164024101 05/09/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald M. Bentley Mgmt For For For 1.2 Elect David M. Buicko Mgmt For For For 1.3 Elect Robert H. Mgmt For For For Dalrymple 1.4 Elect Jeffery B. Mgmt For For For Streeter 1.5 Elect Richard W. Swan Mgmt For For For 1.6 Elect Larry Becker Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CIRCOR International, Inc. Ticker Security ID: Meeting Date Meeting Status CIR CUSIP 17273K109 05/09/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Helmuth Ludwig Mgmt For For For 1.2 Elect Peter M. Wilver Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Approval of the 2019 Mgmt For For For Stock Option and Incentive Plan ________________________________________________________________________________ Civeo Corporation Ticker Security ID: Meeting Date Meeting Status CVEO CUSIP 17878Y108 05/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard A. Mgmt For For For Navarre 1.2 Elect Martin A. Lambert Mgmt For For For 1.3 Elect Constance B. Mgmt For For For Moore 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Clarkson plc Ticker Security ID: Meeting Date Meeting Status CKN CINS G21840106 05/09/2019 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For Against Against (Advisory) 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect William G. Thomas Mgmt For For For 5 Elect Andi Case Mgmt For For For 6 Elect Jeff Woyda Mgmt For For For 7 Elect Peter Backhouse Mgmt For Against Against 8 Elect Marie-Louise Mgmt For Against Against Clayton 9 Elect James W.J. Mgmt For Against Against Hughes-Hallett 10 Elect Tim J. Miller Mgmt For Against Against 11 Elect Birger Nergaard Mgmt For Against Against 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authorisation of Mgmt For For For Political Donations 16 Employee Share Mgmt For For For Purchase Plan 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Mgmt For For For Repurchase Shares 19 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days 20 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Clarus Corporation Ticker Security ID: Meeting Date Meeting Status CLAR CUSIP 18270P109 06/05/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Warren B. Kanders Mgmt For For For 1.2 Elect Donald L. House Mgmt For For For 1.3 Elect Nicholas Sokolow Mgmt For For For 1.4 Elect Michael A. Mgmt For For For Henning 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Clearfield, Inc. Ticker Security ID: Meeting Date Meeting Status CLFD CUSIP 18482P103 02/21/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Cheryl Beranek Mgmt For For For 1.2 Elect Ronald G. Roth Mgmt For For For 1.3 Elect Patrick Goepel Mgmt For For For 1.4 Elect Roger Harding Mgmt For For For 1.5 Elect Charles N. Mgmt For For For Hayssen 1.6 Elect Donald R. Hayward Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cohu, Inc. Ticker Security ID: Meeting Date Meeting Status COHU CUSIP 192576106 05/08/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven J. Mgmt For For For Bilodeau 2 Elect James A. Donahue Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2005 Mgmt For For For Equity Incentive Plan 5 Amendment to the 1997 Mgmt For For For Employee Stock Purchase Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Collectors Universe, Inc. Ticker Security ID: Meeting Date Meeting Status CLCT CUSIP 19421R200 12/04/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Deborah A. Mgmt For For For Farrington 1.2 Elect Joseph R. Martin Mgmt For For For 1.3 Elect Albert J. Moyer Mgmt For For For 1.4 Elect Joseph J. Orlando Mgmt For For For 1.5 Elect Bruce A. Stevens Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Computer Modelling Group Ltd. Ticker Security ID: Meeting Date Meeting Status CMG CUSIP 205249105 07/12/2018 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Judith J. Athaide Mgmt For For For 2.2 Elect Kenneth M. Mgmt For For For Dedeluk 2.3 Elect Christopher L. Mgmt For For For Fong 2.4 Elect Patrick R. Mgmt For For For Jamieson 2.5 Elect Peter H. Kinash Mgmt For For For 2.6 Elect Ryan N. Schneider Mgmt For For For 2.7 Elect Robert F. M. Mgmt For For For Smith 2.8 Elect John B. Zaozirny Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Shareholder Rights Mgmt For For For Plan Renewal ________________________________________________________________________________ Computer Task Group, Inc. Ticker Security ID: Meeting Date Meeting Status CTG CUSIP 205477102 07/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel J. Mgmt For For For Sullivan 1.2 Elect Arthur W. Mgmt For For For Crumlish 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ Compx International, Inc. Ticker Security ID: Meeting Date Meeting Status CIX CUSIP 20563P101 05/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas E. Barry Mgmt For For For 1.2 Elect David A. Bowers Mgmt For For For 1.3 Elect Loretta J. Feehan Mgmt For For For 1.4 Elect Robert D. Graham Mgmt For For For 1.5 Elect Terri L. Mgmt For For For Herrington 1.6 Elect Ann Manix Mgmt For For For 1.7 Elect Mary A. Tidlund Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Comscore Inc. Ticker Security ID: Meeting Date Meeting Status SCOR CUSIP 20564W105 06/10/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joanne Bradford Mgmt For For For 1.2 Elect Dale L. Fuller Mgmt For For For 1.3 Elect John K. Martin, Mgmt For For For Jr. (Substitute Nominee for 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Construction Partners, Inc. Ticker Security ID: Meeting Date Meeting Status ROAD CUSIP 21044C107 03/08/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ned N Fleming, Mgmt For Abstain Against III 2 Elect Charles E. Owens Mgmt For Abstain Against 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Correvio Pharma Corp. Ticker Security ID: Meeting Date Meeting Status CORV CUSIP 22026V105 06/18/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard M. Mgmt For For For Glickman 1.2 Elect W. James O'Shea Mgmt For For For 1.3 Elect William L. Hunter Mgmt For For For 1.4 Elect Mark H.N. Mgmt For For For Corrigan 1.5 Elect Arthur H. Willms Mgmt For For For 1.6 Elect Robert J. Meyer Mgmt For For For 1.7 Elect Vanda De Cian Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ CPI Aerostructures, Inc. Ticker Security ID: Meeting Date Meeting Status CVU CUSIP 125919308 06/13/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Janet K. Cooper Mgmt For For For 1.2 Elect Carey E. Bond Mgmt For For For 1.3 Elect Michael Faber Mgmt For For For 1.4 Elect Douglas McCrosson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cray Inc. Ticker Security ID: Meeting Date Meeting Status CRAY CUSIP 225223304 06/11/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Prithviraj Mgmt For For For Banerjee 2 Elect Catriona M. Mgmt For For For Fallon 3 Elect Stephen E. Gold Mgmt For For For 4 Elect Stephen C. Kiely Mgmt For For For 5 Elect Sally G. Narodick Mgmt For For For 6 Elect Daniel C. Regis Mgmt For For For 7 Elect Max L. Schireson Mgmt For For For 8 Elect Brian V. Turner Mgmt For For For 9 Elect Peter J. Ungaro Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the 2013 Mgmt For For For Equity Incentive Plan 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CRH Medical Corporation Ticker Security ID: Meeting Date Meeting Status CRH CUSIP 12626F105 06/13/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Anthony F. Holler Mgmt For For For 1.2 Elect David Johnson Mgmt For For For 1.3 Elect Todd Patrick Mgmt For For For 1.4 Elect Ian Webb Mgmt For For For 1.5 Elect Tushar Ramani Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Crimson Wine Group, Ltd. Ticker Security ID: Meeting Date Meeting Status CWGL CUSIP 22662X100 07/20/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John D. Cumming Mgmt For For For 1.2 Elect Joseph S. Mgmt For For For Steinberg 1.3 Elect Avraham M. Mgmt For For For Neikrug 1.4 Elect Douglas M. Mgmt For For For Carlson 1.5 Elect Craig D. Williams Mgmt For For For 1.6 Elect Francesca H. Mgmt For For For Schuler 1.7 Elect Colby A. Rollins Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cross Country Healthcare, Inc. Ticker Security ID: Meeting Date Meeting Status CCRN CUSIP 227483104 05/14/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kevin C. Clark Mgmt For For For 1.2 Elect W. Larry Cash Mgmt For For For 1.3 Elect Thomas C. Dircks Mgmt For For For 1.4 Elect Gale S. Mgmt For For For Fitzgerald 1.5 Elect Darrell S. Mgmt For For For Freeman, Sr 1.6 Elect Richard M. Mgmt For For For Mastaler 1.7 Elect Mark C. Perlberg Mgmt For For For 1.8 Elect Joseph A. Trunfio Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Crown Crafts, Inc. Ticker Security ID: Meeting Date Meeting Status CRWS CUSIP 228309100 08/07/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sidney Kirschner Mgmt For For For 2 Elect Zenon S. Nie Mgmt For For For 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cryolife, Inc. Ticker Security ID: Meeting Date Meeting Status CRY CUSIP 228903100 05/15/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas F. Mgmt For For For Ackerman 1.2 Elect Daniel J. Mgmt For For For Bevevino 1.3 Elect Marna P. Mgmt For For For Borgstrom 1.4 Elect James W. Bullock Mgmt For For For 1.5 Elect Jeffrey H. Mgmt For For For Burbank 1.6 Elect Pat Mackin Mgmt For For For 1.7 Elect Ronald D. McCall Mgmt For For For 1.8 Elect Harvey Morgan Mgmt For For For 1.9 Elect Jon W. Salveson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendments to the Mgmt For For For Restated Articles of Incorporation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CSW Industrials, Inc. Ticker Security ID: Meeting Date Meeting Status CSWI CUSIP 126402106 08/14/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph B. Armes Mgmt For For For 1.2 Elect Robert M. Swartz Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Elimination of Mgmt For For For Supermajority Requirement 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Culp, Inc. Ticker Security ID: Meeting Date Meeting Status CULP CUSIP 230215105 09/20/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert G. Culp, Mgmt For For For III 1.2 Elect Fred A. Jackson Mgmt For For For 1.3 Elect Kenneth R. Larson Mgmt For For For 1.4 Elect Kenneth W. Mgmt For For For McAllister 1.5 Elect Franklin N. Saxon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Currency Exchange International, Corp. Ticker Security ID: Meeting Date Meeting Status CXI CUSIP 23131B307 03/07/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph August Mgmt For For For 1.2 Elect Chirag Bhavsar Mgmt For For For 1.3 Elect Johanne Brossard Mgmt For For For 1.4 Elect Chitwant S. Kohli Mgmt For For For 1.5 Elect Mark Mgmt For For For Mickleborough 1.6 Elect Randolph W. Pinna Mgmt For For For 1.7 Elect V. James Sardo Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CyberOptics Corporation Ticker Security ID: Meeting Date Meeting Status CYBE CUSIP 232517102 05/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Craig D. Gates Mgmt For For For 1.2 Elect Subodh Kulkarni Mgmt For For For 1.3 Elect Irene M. Qualters Mgmt For For For 1.4 Elect Michael M. Mgmt For For For Selzer, Jr. 1.5 Elect Vivek Mohindra Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dawson Geophysical Company Ticker Security ID: Meeting Date Meeting Status DWSN CUSIP 239360100 04/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William J. Mgmt For For For Barrett 1.2 Elect Craig W. Cooper Mgmt For For For 1.3 Elect Gary M. Hoover Mgmt For For For 1.4 Elect Stephen C. Jumper Mgmt For For For 1.5 Elect Michael L. Klofas Mgmt For For For 1.6 Elect Ted R. North Mgmt For For For 1.7 Elect Mark A. Vander Mgmt For For For Ploeg 1.8 Elect Wayne A. Whitener Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation ________________________________________________________________________________ Destination Maternity Corporation Ticker Security ID: Meeting Date Meeting Status DEST CUSIP 25065D100 06/04/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lisa A. Gavales Mgmt For For For 1.2 Elect Gregory Kleffner Mgmt For For For 1.3 Elect Christopher B. Mgmt For For For Morgan 1.4 Elect Marla A. Ryan Mgmt For For For 1.5 Elect Anne-Charlotte Mgmt For For For Windal 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Destination XL Group, Inc. Ticker Security ID: Meeting Date Meeting Status DXLG CUSIP 25065K104 08/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Seymour Holtzman Mgmt For For For 2 Elect David A. Levin Mgmt For For For 3 Elect Jack Boyle Mgmt For For For 4 Elect Lionel F. Mgmt For For For Conacher 5 Elect John E. Kyees Mgmt For For For 6 Elect Willem Mesdag Mgmt For For For 7 Elect Ward K. Mooney Mgmt For For For 8 Elect Mitchell S. Mgmt For For For Presser 9 Elect Ivy Ross Mgmt For For For 10 Advisory Vote on Mgmt For Abstain Against Executive Compensation 11 Amendment to Mgmt For For For Protective Provisions 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Digi International, Inc. Ticker Security ID: Meeting Date Meeting Status DGII CUSIP 253798102 02/04/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Spiro Lazarakis Mgmt For For For 1.2 Elect Hatem H. Naguib Mgmt For For For 2 Approval of the 2019 Mgmt For For For Omnibus Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ DIRTT Environmental Solutions Ltd. Ticker Security ID: Meeting Date Meeting Status DRT CUSIP 25490H106 05/09/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Wayne Boulais Mgmt For For For 1.2 Elect John F. Elliott Mgmt For For For 1.3 Elect Richard Haray Mgmt For For For 1.4 Elect Ronald Kaplan Mgmt For For For 1.5 Elect Denise Karkkainen Mgmt For For For 1.6 Elect Todd W. Mgmt For For For Lillibridge 1.7 Elect Christine Mgmt For For For McGinley 1.8 Elect Kevin O Meara Mgmt For For For 1.9 Elect Steve Parry Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendments to Articles Mgmt For For For 4 Authority to Create Mgmt For For For Preferred Shares 5 Amendment to Bylaws Mgmt For For For 6 Approval of Mgmt For For For Unallocated Options Under the Stock Option Plan ________________________________________________________________________________ Donnelley Financial Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status DFIN CUSIP 25787G100 05/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Luis A. Aguilar Mgmt For For For 2 Elect Nanci E. Caldwell Mgmt For For For 3 Elect Richard L. Mgmt For For For Crandall 4 Elect Charles Drucker Mgmt For For For 5 Elect Juliet S. Ellis Mgmt For For For 6 Elect Gary G. Mgmt For For For Greenfield 7 Elect Jeffery Mgmt For For For Jacobowitz 8 Elect Daniel N. Leib Mgmt For For For 9 Elect Lois M. Martin Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the 2016 Mgmt For For For Performance Incentive Plan 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dorchester Minerals, L.P. Ticker Security ID: Meeting Date Meeting Status DMLP CUSIP 25820R105 05/15/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Allen D. Lassiter Mgmt For For For 1.2 Elect C.W. ("Bill") Mgmt For For For Russell 1.3 Elect Ronald P. Trout Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dorian LPG Ltd. Ticker Security ID: Meeting Date Meeting Status LPG CUSIP Y2106R110 12/04/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Oivind Lorentzen Mgmt For For For III 1.2 Elect Ted Kalborg Mgmt For For For 1.3 Elect John C. Lycouris Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dundee Corporation Ticker Security ID: Meeting Date Meeting Status DC.A CUSIP 264901109 06/06/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For and Authority to Set Fees 2.1 Elect Tanya Covassin Mgmt For For For 2.2 Elect Jonathan Goodman Mgmt For For For 2.3 Elect Garth A.C. MacRae Mgmt For For For 2.4 Elect Isabel Meharry Mgmt For For For 2.5 Elect Andrew T. Molson Mgmt For For For 2.6 Elect Lila Murphy Mgmt For For For 2.7 Elect Peter Nixon Mgmt For For For 2.8 Elect Allen J. Palmiere Mgmt For For For 2.9 Elect A. Murray Mgmt For For For Sinclair ________________________________________________________________________________ Eagle Bulk Shipping Inc. Ticker Security ID: Meeting Date Meeting Status EGLE CUSIP Y2187A143 06/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul M. Leand, Mgmt For For For Jr. 1.2 Elect Randee E. Day Mgmt For For For 1.3 Elect Justin A. Knowles Mgmt For For For 1.4 Elect Bart Veldhuizen Mgmt For For For 1.5 Elect Gary Vogel Mgmt For For For 1.6 Elect Gary Weston Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation 4 Amendment to the 2016 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Emcore Corp. Ticker Security ID: Meeting Date Meeting Status EMKR CUSIP 290846203 03/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Rex S. Jackson Mgmt For For For 1.2 Elect Jeffrey Mgmt For For For Rittichier 2 Ratification of Auditor Mgmt For For For 3 Approval of the 2019 Mgmt For For For Equity Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Encore Wire Corporation Ticker Security ID: Meeting Date Meeting Status WIRE CUSIP 292562105 05/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald E. Mgmt For For For Courtney 1.2 Elect Gregory J. Fisher Mgmt For For For 1.3 Elect Daniel L. Jones Mgmt For For For 1.4 Elect William R. Mgmt For For For Thomas III 1.5 Elect Scott D. Weaver Mgmt For For For 1.6 Elect John H. Wilson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Envirostar, Inc. Ticker Security ID: Meeting Date Meeting Status EVI CUSIP 29414M100 12/11/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Henry M. Nahmad Mgmt For For For 1.2 Elect Michael S. Mgmt For For For Steiner 1.3 Elect Dennis Mack Mgmt For For For 1.4 Elect David Blyer Mgmt For For For 1.5 Elect Alan M. Grunspan Mgmt For For For 1.6 Elect Timothy P. Mgmt For For For LaMacchia 1.7 Elect Hal M. Lucas Mgmt For For For 1.8 Elect Todd Oretsky Mgmt For For For ________________________________________________________________________________ ePlus Inc. Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Phillip G. Norton Mgmt For For For 1.2 Elect Bruce M. Bowen Mgmt For For For 1.3 Elect C. Thomas Mgmt For For For Faulders, III 1.4 Elect Terrence Mgmt For For For O'Donnell 1.5 Elect Lawrence S. Mgmt For For For Herman 1.6 Elect Ira A. Hunt, III Mgmt For For For 1.7 Elect John E. Callies Mgmt For For For 1.8 Elect Eric D. Hovde Mgmt For For For 1.9 Elect Maureen F. Mgmt For For For Morrison 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Era Group Inc. Ticker Security ID: Meeting Date Meeting Status ERA CUSIP 26885G109 06/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles Fabrikant Mgmt For For For 1.2 Elect Christopher Mgmt For For For Bradshaw 1.3 Elect Ann Fairbanks Mgmt For For For 1.4 Elect Christopher P. Mgmt For For For Papouras 1.5 Elect Yueping Sun Mgmt For For For 1.6 Elect Steven Webster Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ethan Allen Interiors, Inc. Ticker Security ID: Meeting Date Meeting Status ETH CUSIP 297602104 11/14/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect M. Farooq Mgmt For For For Kathwari 2 Elect James B. Carlson Mgmt For For For 3 Elect John J. Dooner, Mgmt For For For Jr. 4 Elect Domenick J. Mgmt For For For Esposito 5 Elect Mary Garrett Mgmt For For For 6 Elect James W. Mgmt For For For Schmotter 7 Elect Tara J. Stacom Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Everspin Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status MRAM CUSIP 30041T104 05/20/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kevin Conley Mgmt For For For 1.2 Elect Geoffrey R. Tate Mgmt For For For 1.3 Elect Darin G. Mgmt For For For Billerbeck 1.4 Elect Lawrence Finch Mgmt For For For 1.5 Elect Ronald C. Foster Mgmt For For For 1.6 Elect Michael B. Mgmt For For For Gustafson 1.7 Elect Peter Hebert Mgmt For For For 1.8 Elect Geoffrey G. Ribar Mgmt For For For 1.9 Elect Stephen J. Mgmt For For For Socolof 2 Ratification of Auditor Mgmt For For For 3 Elimination of Mgmt For For For Supermajority Requirement ________________________________________________________________________________ Exco Technologies Limited Ticker Security ID: Meeting Date Meeting Status XTC CUSIP 30150P109 01/30/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward H. Mgmt For For For Kernaghan 1.2 Elect Darren M. Kirk Mgmt For For For 1.3 Elect Robert B. Magee Mgmt For For For 1.4 Elect Colleen M. Mgmt For For For McMorrow 1.5 Elect Paul R. Riganelli Mgmt For For For 1.6 Elect Brian A. Robbins Mgmt For For For 1.7 Elect Anne Marie Mgmt For For For Turnbull 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advance Notice Policy Mgmt For For For ________________________________________________________________________________ Fabrinet Ticker Security ID: Meeting Date Meeting Status FN CUSIP G3323L100 12/13/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Frank H. Levinson Mgmt For For For 1.2 Elect David T. Mitchell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Farmer Bros. Co. Ticker Security ID: Meeting Date Meeting Status FARM CUSIP 307675108 12/06/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Randy E. Clark Mgmt For For For 1.2 Elect Stacy Mgmt For For For Loretz-Congdon 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Adoption of Exclusive Mgmt For Against Against Forum Provision ________________________________________________________________________________ FARO Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status FARO CUSIP 311642102 05/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John E. Caldwell Mgmt For For For 1.2 Elect John Donofrio Mgmt For For For 1.3 Elect Yuval Wasserman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Fauquier Bankshares, Inc. Ticker Security ID: Meeting Date Meeting Status FBSS CUSIP 312059108 05/21/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Marc J. Bogan Mgmt For For For 1.2 Elect Brian S. Mgmt For For For Montgomery 1.3 Elect P. Kurtis Rodgers Mgmt For For For 1.4 Elect Sterling T. Mgmt For For For Strange III 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Amendment to the Stock Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Fiera Capital Corporation Ticker Security ID: Meeting Date Meeting Status FSZ CUSIP 31660A103 05/30/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect W. Geoffrey Mgmt For For For Beattie 1.2 Elect Gary M. Collins Mgmt For For For 1.3 Elect Martin Gagnon Mgmt For For For 1.4 Elect David R. Shaw Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Approval of Mgmt For Against Against Unallocated Entitlements Under Security Based Compensation Plans ________________________________________________________________________________ Firan Technology Group Corp Ticker Security ID: Meeting Date Meeting Status FTG CUSIP 318093101 04/16/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert J. Beutel Mgmt For For For 1.2 Elect Bradley C. Bourne Mgmt For For For 1.3 Elect Edward C. Hanna Mgmt For For For 1.4 Elect David F. Masotti Mgmt For For For 1.5 Elect Mike Andrade Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Flexsteel Industries, Inc. Ticker Security ID: Meeting Date Meeting Status FLXS CUSIP 339382103 12/10/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mary C. Bottie Mgmt For For For 1.2 Elect Eric S. Rangen Mgmt For For For 1.3 Elect Nancy E. Uridil Mgmt For For For ________________________________________________________________________________ FormFactor, Inc. Ticker Security ID: Meeting Date Meeting Status FORM CUSIP 346375108 05/17/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lothar Maier Mgmt For For For 2 Elect Kelly Mgmt For For For Steven-Waiss 3 Elect Michael W. Mgmt For For For Zellner 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2012 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Forum Energy Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status FET CUSIP 34984V100 05/14/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect C. Christopher Mgmt For For For Gaut 1.2 Elect David C. Baldwin Mgmt For For For 1.3 Elect Louis A. Raspino Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2016 Mgmt For For For Stock and Incentive Plan 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Fox Factory Holding Corp. Ticker Security ID: Meeting Date Meeting Status FOXF CUSIP 35138V102 05/02/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Larry L. Mgmt For For For Enterline 1.2 Elect Thomas Duncan Mgmt For For For 1.3 Elect Jean Hlay Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2013 Mgmt For For For Omnibus Incentive Plan ________________________________________________________________________________ Franklin Covey Co. Ticker Security ID: Meeting Date Meeting Status FC CUSIP 353469109 01/25/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Anne H. Chow Mgmt For For For 1.2 Elect Clayton M. Mgmt For For For Christensen 1.3 Elect Michael Fung Mgmt For For For 1.4 Elect Dennis G. Heiner Mgmt For For For 1.5 Elect Donald J. Mgmt For For For McNamara 1.6 Elect Joel C. Peterson Mgmt For For For 1.7 Elect E. Kay Stepp Mgmt For For For 1.8 Elect Robert A. Whitman Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Approval of the 2019 Mgmt For For For Omnibus Incentive Plan ________________________________________________________________________________ Gaia, Inc. Ticker Security ID: Meeting Date Meeting Status GAIA CUSIP 36269P104 04/25/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jirka Rysavy Mgmt For For For 1.2 Elect Kristin Frank Mgmt For For For 1.3 Elect Chris Jaeb Mgmt For For For 1.4 Elect David Maisel Mgmt For For For 1.5 Elect Keyur Patel Mgmt For Withhold Against 1.6 Elect Dae Mellencamp Mgmt For For For 1.7 Elect Paul Sutherland Mgmt For Withhold Against 2 Approval of the 2019 Mgmt For Against Against Long-Term Incentive Plan 3 Approval of the 2019 Mgmt For Against Against Employee Stock Purchase Plan ________________________________________________________________________________ Gain Capital Holdings Inc Ticker Security ID: Meeting Date Meeting Status GCAP CUSIP 36268W100 07/12/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alex Goor Mgmt For For For 2 Elect Mark Richards Mgmt For For For 3 Elect Christopher S. Mgmt For For For Sugden 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ GenMark Diagnostics, Inc. Ticker Security ID: Meeting Date Meeting Status GNMK CUSIP 372309104 05/31/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lisa M. Giles Mgmt For For For 2 Elect Michael S. Mgmt For For For Kagnoff 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For Abstain Against Executive Compensation ________________________________________________________________________________ Geopark Limited Ticker Security ID: Meeting Date Meeting Status GPRK CUSIP G38327105 06/27/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gerald E. Mgmt For For For O'Shaughnessy 2 Elect James F. Park Mgmt For For For 3 Elect Juan Cristobal Mgmt For For For Pavez 4 Elect Carlos A. Mgmt For For For Gulisano 5 Elect Pedro E. Aylwin Mgmt For For For 6 Elect Robert Mgmt For For For Bedingfield 7 Elect Jamie B. Coulter Mgmt For For For 8 Elect Constantine Mgmt For For For Papadimitriou 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Mgmt For For For Auditor's Fees ________________________________________________________________________________ Geopark Limited Ticker Security ID: Meeting Date Meeting Status GPRK CUSIP G38327105 07/27/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gerald E. Mgmt For For For O'Shaughnessy 2 Elect James F. Park Mgmt For For For 3 Elect Juan Cristobal Mgmt For For For Pavez 4 Elect Carlos A. Mgmt For For For Gulisano 5 Elect Pedro E. Aylwin Mgmt For For For 6 Elect Robert Mgmt For For For Bedingfield 7 Elect Jamie B. Coulter Mgmt For For For 8 Elect Constatin Mgmt For For For Papadimitriou 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Mgmt For For For Auditor's Fees ________________________________________________________________________________ Geospace Technologies Corporation Ticker Security ID: Meeting Date Meeting Status GEOS CUSIP 37364X109 02/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edgar R. Mgmt For For For Giesinger, Jr. 2 Elect William H. Moody Mgmt For For For 3 Elect Gary D. Owens Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Global Brass and Copper Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status BRSS CUSIP 37953G103 05/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Vicki L. Avril Mgmt For For For 2 Elect Donald L. Marsh Mgmt For For For 3 Elect Bradford T. Ray Mgmt For For For 4 Elect John H. Walker Mgmt For For For 5 Elect John J. Wasz Mgmt For For For 6 Elect Martin E. Welch Mgmt For For For III 7 Elect Ronald C. Mgmt For For For Whitaker 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Global Water Resources, Inc. Ticker Security ID: Meeting Date Meeting Status GWRS CUSIP 379463102 05/09/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William S. Levine Mgmt For For For 1.2 Elect Richard M. Mgmt For For For Alexander 1.3 Elect David C. Tedesco Mgmt For For For 1.4 Elect Ron L. Fleming Mgmt For For For 1.5 Elect Debra G. Coy Mgmt For For For 1.6 Elect Brett Mgmt For For For Huckelbridge 1.7 Elect David Rousseau Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ GMP Capital Inc. Ticker Security ID: Meeting Date Meeting Status GMP CUSIP 380134106 05/02/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David G. Brown Mgmt For For For 1.2 Elect David C. Ferguson Mgmt For For For 1.3 Elect Harris A. Fricker Mgmt For For For 1.4 Elect Kishore Kapoor Mgmt For For For 1.5 Elect Julie A Lassonde Mgmt For For For 1.6 Elect Fiona L. Mgmt For For For MacDonald 1.7 Elect Eugene C. Mgmt For For For McBurney 1.8 Elect Kevin Sullivan Mgmt For For For 1.9 Elect Donald A. Wright Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ GP Strategies Corporation Ticker Security ID: Meeting Date Meeting Status GPX CUSIP 36225V104 08/08/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Tamar Elkeles Mgmt For For For 2 Elect Marshall S. Mgmt For For For Geller 3 Elect Scott N. Mgmt For For For Greenberg 4 Elect Steven E. Koonin Mgmt For For For 5 Elect Jacques Manardo Mgmt For For For 6 Elect Richard C. Mgmt For For For Pfenniger, Jr. 7 Elect Samuel D. Mgmt For For For Robinson 8 Elect Miriam H. Strouse Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Graham Corporation Ticker Security ID: Meeting Date Meeting Status GHM CUSIP 384556106 08/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alan Fortier Mgmt For For For 1.2 Elect James R. Lines Mgmt For For For 1.3 Elect Lisa M. Schnorr Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Granite Construction Incorporated Ticker Security ID: Meeting Date Meeting Status GVA CUSIP 387328107 06/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Claes G. Bjork Mgmt For For For 2 Elect Patricia Galloway Mgmt For For For 3 Elect Alan P. Krusi Mgmt For For For 4 Elect Jeffrey J. Lyash Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Great Elm Capital Group, Inc. Ticker Security ID: Meeting Date Meeting Status GEC CUSIP 39036P209 10/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Matthew A. Mgmt For For For Drapkin 2 Elect Thomas S. Harbin Mgmt For For For III 3 Elect James P. Parmelee Mgmt For For For 4 Elect Peter A. Reed Mgmt For For For 5 Elect Jeffrey S. Serota Mgmt For For For 6 Elect Mark Alan Snell Mgmt For For For 7 Elect Hugh S. Wilson Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2016 Mgmt For For For Long-Term Incentive Compensation Plan 10 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 11 Advisory Vote on Mgmt For Abstain Against Executive Compensation ________________________________________________________________________________ Hallmark Financial Services, Inc. Ticker Security ID: Meeting Date Meeting Status HALL CUSIP 40624Q203 05/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark E. Schwarz Mgmt For For For 1.2 Elect Scott T. Berlin Mgmt For For For 1.3 Elect James H. Graves Mgmt For For For 1.4 Elect Mark E. Pape Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Hamilton Lane Inc Ticker Security ID: Meeting Date Meeting Status HLNE CUSIP 407497106 09/06/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Erik Hirsch Mgmt For For For 1.2 Elect Leslie F. Varon Mgmt For For For 2 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Haverty Furniture Companies, Inc. Ticker Security ID: Meeting Date Meeting Status HVT CUSIP 419596101 05/13/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect L. Allison Dukes Mgmt For For For 1.2 Elect G. Thomas Hough Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Haynes International, Inc. Ticker Security ID: Meeting Date Meeting Status HAYN CUSIP 420877201 02/27/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donald C. Campion Mgmt For For For 2 Elect John C. Corey Mgmt For For For 3 Elect Robert H. Getz Mgmt For For For 4 Elect Dawne S. Hickton Mgmt For For For 5 Elect Michael L. Shor Mgmt For For For 6 Elect William P. Wall Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Health Insurance Innovations, Inc. Ticker Security ID: Meeting Date Meeting Status HIIQ CUSIP 42225K106 05/14/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul E. Avery Mgmt For For For 1.2 Elect Anthony J. Mgmt For For For Barkett 1.3 Elect Ellen M. Duffield Mgmt For For For 1.4 Elect John A. Fichthorn Mgmt For For For 1.5 Elect Paul G. Gabos Mgmt For For For 1.6 Elect Robert S. Murley Mgmt For For For 1.7 Elect Peggy B. Scott Mgmt For For For 1.8 Elect Gavin Southwell Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Heritage-Crystal Clean, Inc. Ticker Security ID: Meeting Date Meeting Status HCCI CUSIP 42726M106 05/01/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian J. Recatto Mgmt For For For 1.2 Elect Charles E. Mgmt For For For Schalliol 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation 4 Approval of the 2019 Mgmt For For For Incentive Award Plan 5 Increase of Authorized Mgmt For For For Common Stock 6 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Hornbeck Offshore Services, Inc. Ticker Security ID: Meeting Date Meeting Status HOS CUSIP 440543106 06/20/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bruce W. Hunt Mgmt For For For 1.2 Elect Kevin O. Meyers Mgmt For For For 1.3 Elect Bernie W. Stewart Mgmt For For For 2 Amendment to the Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Houston Wire & Cable Company Ticker Security ID: Meeting Date Meeting Status HWCC CUSIP 44244K109 05/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James L. Mgmt For For For Pokluda, III 1.2 Elect Roy W. Haley Mgmt For For For 1.3 Elect Margaret S. Laird Mgmt For For For 1.4 Elect Robert L. Reymond Mgmt For For For 1.5 Elect Sandford W. Rothe Mgmt For For For 1.6 Elect Wiiliam H. Mgmt For For For Sheffield 1.7 Elect G. Gary Yetman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Hudson Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status HDSN CUSIP 444144109 06/11/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Vincent P. Mgmt For For For Abbatecola 1.2 Elect Brian F. Coleman Mgmt For For For 1.3 Elect Otto C. Morch Mgmt For For For 2 Advisory Vote on Mgmt For Abstain Against Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hurco Companies, Inc. Ticker Security ID: Meeting Date Meeting Status HURC CUSIP 447324104 03/14/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas A. Aaro Mgmt For For For 1.2 Elect Robert W. Mgmt For For For Cruickshank 1.3 Elect Michael Doar Mgmt For For For 1.4 Elect Cynthia S. Dubin Mgmt For For For 1.5 Elect Timothy J. Mgmt For For For Gardner 1.6 Elect Jay C. Longbottom Mgmt For For For 1.7 Elect Andrew Niner Mgmt For For For 1.8 Elect Richard Porter Mgmt For For For 1.9 Elect Janaki Sivanesan Mgmt For For For 1.10 Elect Gregory S. Mgmt For For For Volovic 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ichor Holdings, Ltd. Ticker Security ID: Meeting Date Meeting Status ICHR CUSIP G4740B105 05/14/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Marc Haugen Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Idera Pharmaceuticals Inc. Ticker Security ID: Meeting Date Meeting Status IDRA CUSIP 45168K306 07/10/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes ________________________________________________________________________________ Idera Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status IDRA CUSIP 45168K405 06/04/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark A. Goldberg Mgmt For For For 1.2 Elect Carol A. Schafer Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2013 Mgmt For For For Share Incentive Plan 4 Amendment to the 2017 Mgmt For For For Employee Stock Purchase Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ IES Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status IESC CUSIP 44951W106 02/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Todd M. Cleveland Mgmt For For For 1.2 Elect Joseph L. Mgmt For For For Dowling, III 1.3 Elect David B. Gendell Mgmt For For For 1.4 Elect Jeffrey L. Mgmt For For For Gendell 1.5 Elect Joe D. Koshkin Mgmt For For For 1.6 Elect Robert W. Lewey Mgmt For For For 1.7 Elect Donald L. Luke Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Imdex Limited Ticker Security ID: Meeting Date Meeting Status IMD CINS Q4878M104 10/04/2018 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Anthony Wooles Mgmt For For For 3 Remuneration Report Mgmt For For For 4 Renew Employee Rights Mgmt For For For Plan 5 Equity Grant (MD Mgmt For For For Bernie Ridgeway) ________________________________________________________________________________ Impala Platinum Holdings Limited Ticker Security ID: Meeting Date Meeting Status IMP CINS S37840113 10/17/2018 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Elect Dawn Earp Mgmt For For For 3 Re-elect Udo Lucht Mgmt For For For 4 Re-elect Mpho Nkeli Mgmt For For For 5 Elect Preston Speckmann Mgmt For For For 6 Re-elect Bernard Mgmt For For For Swanepoel 7 Elect Audit Committee Mgmt For For For Member (Dawn Earp) 8 Elect Audit Committee Mgmt For For For Member (Peter Davey) 9 Elect Audit Committee Mgmt For For For Member (Babalwa Ngonyama) 10 Elect Audit Committee Mgmt For For For Member (Preston Speckmann) 11 Approve Remuneration Mgmt For For For Policy 12 Approve Remuneration Mgmt For For For Implementation Report 13 Approve Long-Term Mgmt For For For Incentive Plan 2018 14 Authority to Issue Mgmt For For For Shares Pursuant to the Long-Term Incentive Plan 2018 15 Approve Financial Mgmt For For For Assistance (Section 44 and 45) 16 Approve NEDs' Fees Mgmt For For For 17 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Independence Contract Drilling, Inc. Ticker Security ID: Meeting Date Meeting Status ICD CUSIP 453415309 06/04/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas R. Bates, Mgmt For For For Jr. 1.2 Elect J. Anthony Mgmt For For For Gallegos, Jr. 1.3 Elect James Crandell Mgmt For For For 1.4 Elect Matthew D. Mgmt For For For Fitzgerald 1.5 Elect Daniel F. McNease Mgmt For For For 1.6 Elect James G. Minmier Mgmt For For For 1.7 Elect Adam J. Piekarski Mgmt For For For 2 Approval of the 2019 Mgmt For For For Omnibus Incentive Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Independence Contract Drilling, Inc. Ticker Security ID: Meeting Date Meeting Status ICD CUSIP 453415309 10/01/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Inficon Holding AG Ticker Security ID: Meeting Date Meeting Status IFCN CINS H7190K102 03/28/2019 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Ratification of Board Mgmt For TNA N/A Acts 4 Allocation of Profits; Mgmt For TNA N/A Dividends from Reserves 5 Elect Beat E. Luthi as Mgmt For TNA N/A Board Chair 6 Elect Richard Fischer Mgmt For TNA N/A 7 Elect Vanessa Frey Mgmt For TNA N/A 8 Elect Beat Siegrist Mgmt For TNA N/A 9 Elect Thomas Staehelin Mgmt For TNA N/A 10 Elect Richard Fischer Mgmt For TNA N/A as Compensation and Nominating Committee Member 11 Elect Beat Siegrist as Mgmt For TNA N/A Compensation and Nominating Committee Member 12 Elect Thomas Staehelin Mgmt For TNA N/A as Compensation and Nominating Committee Member 13 Appointment of Mgmt For TNA N/A Independent Proxy 14 Appointment of Auditor Mgmt For TNA N/A 15 Compensation Report Mgmt For TNA N/A 16 Board Compensation Mgmt For TNA N/A 17 Executive Compensation Mgmt For TNA N/A 18 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Infrastructure And Energy Alternatives, Inc. Ticker Security ID: Meeting Date Meeting Status IEA CUSIP 45686J104 06/03/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Paul Roehm Mgmt For For For 1.2 Elect Terence Mgmt For For For Montgomery 1.3 Elect John Eber Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2018 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Infrastructure And Energy Alternatives, Inc. Ticker Security ID: Meeting Date Meeting Status IEA CUSIP 45686J104 12/14/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mohsin Y. Meghji Mgmt For For For 1.2 Elect Ian Schapiro Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Innergex Renewable Energy Inc. Ticker Security ID: Meeting Date Meeting Status INE CUSIP 45790B104 05/14/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jean La Couture Mgmt For For For 1.2 Elect Ross J. Beaty Mgmt For For For 1.3 Elect Nathalie Mgmt For For For Francisci 1.4 Elect Richard Gagnon Mgmt For For For 1.5 Elect Daniel L. Mgmt For For For Lafrance 1.6 Elect Michel Letellier Mgmt For For For 1.7 Elect Dalton McGuinty Mgmt For For For 1.8 Elect Monique Mercier Mgmt For For For 1.9 Elect Ouma Sananikone Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Innerworkings, Inc. Ticker Security ID: Meeting Date Meeting Status INWK CUSIP 45773Y105 09/06/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Eric D. Belcher Mgmt For For For 2 Elect Jack M. Greenberg Mgmt For For For 3 Elect Richard S. Mgmt For For For Stoddart 4 Elect Charles K. Mgmt For For For Bobrinskoy 5 Elect David Fisher Mgmt For For For 6 Elect J. Patrick Mgmt For For For Gallagher, Jr. 7 Elect Julie M. Howard Mgmt For For For 8 Elect Linda S. Wolf Mgmt For For For 9 Elect Lindsay Y. Corby Mgmt For For For 10 Elect Adam J. Gutstein Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2006 Mgmt For For For Stock Incentive Plan 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Innovative Solutions and Support, Inc. Ticker Security ID: Meeting Date Meeting Status ISSC CUSIP 45769N105 04/02/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Geoffrey S. M. Mgmt For For For Hedrick 2 Elect Winston J. Mgmt For For For Churchill 3 Elect Robert H. Rau Mgmt For For For 4 Elect Roger A. Carolin Mgmt For For For 5 Elect Robert E. Mgmt For For For Mittelstaedt, Jr. 6 Elect Glen R. Bressner Mgmt For For For 7 Approval of the 2019 Mgmt For For For Stock-Based Incentive Compensation Plan 8 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Inspired Entertainment, Inc. Ticker Security ID: Meeting Date Meeting Status INSE CUSIP 45782N108 05/14/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect A. Lorne Weil Mgmt For For For 1.2 Elect Michael R. Mgmt For For For Chambrello 1.3 Elect M. Alexander Hoye Mgmt For For For 1.4 Elect Ira H. Raphaelson Mgmt For For For 1.5 Elect Desiree G. Rogers Mgmt For For For 1.6 Elect Steven M. Saferin Mgmt For For For 1.7 Elect John M. Vandemore Mgmt For For For 2 Approval of the 2018 Mgmt For Abstain Against Omnibus Incentive Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Insteel Industries, Inc. Ticker Security ID: Meeting Date Meeting Status IIIN CUSIP 45774W108 02/12/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Abney S. Boxley, Mgmt For For For III 1.2 Elect Jon M. Ruth Mgmt For For For 1.3 Elect Joseph A. Mgmt For For For Rutkowski 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Interface, Inc. Ticker Security ID: Meeting Date Meeting Status TILE CUSIP 458665304 05/13/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John P. Burke Mgmt For For For 1.2 Elect Andrew B. Cogan Mgmt For For For 1.3 Elect Jay D. Gould Mgmt For For For 1.4 Elect Daniel T. Hendrix Mgmt For For For 1.5 Elect Christopher G. Mgmt For For For Kennedy 1.6 Elect Catherine M. Mgmt For For For Kilbane 1.7 Elect K. David Kohler Mgmt For For For 1.8 Elect James B. Miller, Mgmt For For For Jr. 1.9 Elect Sheryl D. Palmer Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Intevac, Inc. Ticker Security ID: Meeting Date Meeting Status IVAC CUSIP 461148108 05/15/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David S. Dury Mgmt For For For 1.2 Elect Wendell T. Mgmt For For For Blonigan 1.3 Elect Kevin D. Barber Mgmt For For For 1.4 Elect Stephen A. Mgmt For For For Jamison 1.5 Elect Mark P. Popovich Mgmt For For For 1.6 Elect Thomas M. Rohrs Mgmt For For For 1.7 Elect John F. Schaefer Mgmt For For For 2 Amendment to the 2003 Mgmt For For For Employee Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ INTL FCStone Inc. Ticker Security ID: Meeting Date Meeting Status INTL CUSIP 46116V105 02/13/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Scott J. Branch Mgmt For For For 1.2 Elect Diane L. Cooper Mgmt For For For 1.3 Elect John M. Fowler Mgmt For For For 1.4 Elect Daryl K. Henze Mgmt For For For 1.5 Elect Steven Kass Mgmt For For For 1.6 Elect Bruce Krehbiel Mgmt For For For 1.7 Elect Sean M. O'Connor Mgmt For For For 1.8 Elect Eric Parthemore Mgmt For For For 1.9 Elect John Michael Mgmt For For For Radziwill 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2013 Mgmt For For For Stock Option Plan ________________________________________________________________________________ J. G. Boswell Co. Ticker Security ID: Meeting Date Meeting Status BWEL CUSIP 101205102 10/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 To elect a Board of Mgmt For Abstain Against Directors for the ensuing year 2 To vote on the Boswell Mgmt For Abstain Against 2018 Equity Incentive Plan 3 To act upon such other Mgmt For Abstain Against matters as may properly come before the meeting ________________________________________________________________________________ John B. Sanfilippo & Son, Inc. Ticker Security ID: Meeting Date Meeting Status JBSS CUSIP 800422107 11/01/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jim Edgar Mgmt For For For 1.2 Elect Ellen C. Taaffe Mgmt For For For 1.3 Elect Daniel M. Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ JZ Capital Partners Ticker Security ID: Meeting Date Meeting Status JZCP CINS G5216J134 06/27/2019 Voted Meeting Type Country of Trade Annual Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Mgmt For For For Auditor's Fees 4 Remuneration Report Mgmt For For For (Advisory) 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect David Macfarlane Mgmt For For For 7 Elect James Jordan Mgmt For For For 8 Elect Tanja Tibaldi Mgmt For For For 9 Elect Christopher Mgmt For For For Waldron 10 Elect Sharon Parr Mgmt For For For 11 Authority to Mgmt For For For Repurchase Shares 12 Authority to Mgmt For For For Repurchase Shares Off-Market (CFC Buyback Arrangement) 13 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights ________________________________________________________________________________ JZ Capital Partners Ticker Security ID: Meeting Date Meeting Status JZCP CINS G5216J134 06/27/2019 Voted Meeting Type Country of Trade Special Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Tender Offer(s) Mgmt For For For 2 Authority to Mgmt For For For Repurchase Shares Off-Market to Effect Tender Offer(s) 3 Related Party Mgmt For For For Transaction ________________________________________________________________________________ JZ Capital Partners Ticker Security ID: Meeting Date Meeting Status JZCP CINS G5216J134 09/25/2018 Voted Meeting Type Country of Trade Special Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions (Disposal) ________________________________________________________________________________ Kadant, Inc. Ticker Security ID: Meeting Date Meeting Status KAI CUSIP 48282T104 05/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jonathan W. Mgmt For For For Painter 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Approval of RSU Grants Mgmt For For For to Non-Employee Directors 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Kforce Inc. Ticker Security ID: Meeting Date Meeting Status KFRC CUSIP 493732101 04/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Randall A. Mehl Mgmt For For For 1.2 Elect Elaine D. Rosen Mgmt For For For 1.3 Elect Ralph E. Mgmt For For For Struzziero 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Approval of the 2019 Mgmt For For For Incentive Plan ________________________________________________________________________________ Knight Therapeutics Inc. Ticker Security ID: Meeting Date Meeting Status GUD CUSIP 499053106 05/07/2019 Take No Action Meeting Type Country of Trade Proxy Contest Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James C. Gale Mgmt For TNA N/A 1.2 Elect Jonathan Ross Mgmt For TNA N/A Goodman 1.3 Elect Nancy Harrison Mgmt For TNA N/A 1.4 Elect Robert Lande Mgmt For TNA N/A 1.5 Elect Samira Sakhia Mgmt For TNA N/A 1.6 Elect Sylvie Tendler Mgmt For TNA N/A 1.7 Elect Michael J. Mgmt For TNA N/A Tremblay 1.8 Elect Meir Jakobsohn Mgmt For TNA N/A 2 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 3 Advance Notice By-Law Mgmt For TNA N/A 4 Amendment to the Mgmt For TNA N/A Employee Stock Purchase Plan 5 Dissident By-Law Mgmt Against TNA N/A Resolution ________________________________________________________________________________ Knight Therapeutics Inc. Ticker Security ID: Meeting Date Meeting Status GUD CUSIP 499053106 05/07/2019 Voted Meeting Type Country of Trade Proxy Contest Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dissident ShrHoldr N/A Withhold N/A Nominee Kevin Cameron 2 Elect Dissident ShrHoldr N/A Withhold N/A Nominee Elaine A. Campbell 3 Elect Dissident ShrHoldr N/A For N/A Nominee Michael Cloutier 4 Elect Dissident and ShrHoldr N/A Withhold N/A Board Nominee Meir Jakobsohn 5 Elect Dissident ShrHoldr N/A Withhold N/A Nominee Christophe Robert Jean 6 Elect Dissident ShrHoldr N/A For N/A Nominee Bob Oliver 7 Elect Board Nominee ShrHoldr N/A Withhold N/A James C. Gale 8 Elect Board Nominee ShrHoldr N/A For N/A Jonathan Ross Goodman 9 Elect Board Nominee ShrHoldr N/A For N/A Nancy Harrison 10 Elect Board Nominee ShrHoldr N/A For N/A Robert Lande 11 Elect Board Nominee ShrHoldr N/A Withhold N/A Samira Sakhia 12 Elect Board Nominee ShrHoldr N/A For N/A Sylvie Tendler 13 Elect Board Nominee ShrHoldr N/A For N/A Michael J. Tremblay 14 Appointment of Auditor ShrHoldr N/A For N/A and Authority to Set Fees 15 Advance Notice By-Law ShrHoldr N/A For N/A 16 Amendment to the ShrHoldr N/A For N/A Employee Stock Purchase Plan 17 Dissident By-Law ShrHoldr N/A For N/A Resolution ________________________________________________________________________________ Kornit Digital Ltd Ticker Security ID: Meeting Date Meeting Status KRNT CUSIP M6372Q113 07/19/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Yuval Cohen Mgmt For For For 2 Elect Eli Blatt Mgmt For For For 3 Elect Marc Lesnick Mgmt For For For 4 Elect Lauri A. Hanover Mgmt For For For 5 Confirmation of Mgmt N/A For N/A Non-Controlling Shareholder 6 Elect Yehoshua Nir Mgmt For For For 7 Confirmation of Mgmt N/A For N/A Non-Controlling Shareholder 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Directors' Fees Mgmt For For For 10 Equity Grants of Mgmt For For For Directors 11 Employment Terms of Mgmt For For For Incoming CEO 12 Confirmation of Mgmt N/A For N/A Non-Controlling Shareholder ________________________________________________________________________________ Kulicke & Soffa Industries, Inc. Ticker Security ID: Meeting Date Meeting Status KLIC CUSIP 501242101 02/27/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Fusen E. Chen Mgmt For For For 1.2 Elect Gregory F. Mgmt For For For Milzcik 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ L.B. Foster Company Ticker Security ID: Meeting Date Meeting Status FSTR CUSIP 350060109 05/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert P. Bauer Mgmt For For For 1.2 Elect Lee B. Foster II Mgmt For For For 1.3 Elect Dirk Junge Mgmt For For For 1.4 Elect Diane B. Owen Mgmt For For For 1.5 Elect Robert S. Mgmt For For For Purgason 1.6 Elect William H. Mgmt For For For Rackoff 1.7 Elect Suzanne B. Mgmt For For For Rowland 1.8 Elect Bradley S. Vizi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Landec Corporation Ticker Security ID: Meeting Date Meeting Status LNDC CUSIP 514766104 10/12/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Frederick Frank Mgmt For For For 1.2 Elect Steven D. Goldby Mgmt For For For 1.3 Elect Nelson Obus Mgmt For For For 1.4 Elect Andrew Powell Mgmt For For For 1.5 Elect Catherine Angell Mgmt For For For Sohn 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lazydays Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status LAZY CUSIP 52110H100 05/20/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jordan Gnat Mgmt For For For 1.2 Elect Erika Serow Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the 2019 Mgmt For For For Employee Stock Purchase Plan 4 Amendment to the 2018 Mgmt For For For Long Term Incentive Plan ________________________________________________________________________________ Leaf Group Ltd. Ticker Security ID: Meeting Date Meeting Status LEAF CUSIP 52177G102 05/21/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sean Moriarty Mgmt For For For 1.2 Elect James Quandt Mgmt For For For 1.3 Elect Beverly K. Mgmt For For For Carmichael 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ LeMaitre Vascular, Inc. Ticker Security ID: Meeting Date Meeting Status LMAT CUSIP 525558201 06/03/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George W. Mgmt For For For LeMaitre 1.2 Elect David B. Roberts Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Leucrotta Exploration Inc. Ticker Security ID: Meeting Date Meeting Status LXE CUSIP 52728X208 06/19/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Robert Zakresky Mgmt For For For 2.2 Elect Donald Cowie Mgmt For For For 2.3 Elect Daryl H. Gilbert Mgmt For For For 2.4 Elect Brian Krausert Mgmt For For For 2.5 Elect Tom Medvedic Mgmt For For For 2.6 Elect Kelvin Johnston Mgmt For For For 2.7 Elect John A. Brussa Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Stock Option Plan Mgmt For For For Renewal ________________________________________________________________________________ Liberty Tax, Inc. Ticker Security ID: Meeting Date Meeting Status TAXA CUSIP 53128T102 12/13/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Matthew E. Avril Mgmt For For For 1.2 Elect Patrick A. Cozza Mgmt For For For 1.3 Elect Thomas Herskovits Mgmt For For For 1.4 Elect Brian R. Kahn Mgmt For For For 1.5 Elect Andrew M. Mgmt For For For Laurence 1.6 Elect Lawrence Miller Mgmt For For For 1.7 Elect G. William Mgmt For For For Minner, Jr. 1.8 Elect Bryant R. Riley Mgmt For For For 1.9 Elect Kenneth M. Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Exclusive Forum Mgmt For For For Provision and Technical Amendments to Articles ________________________________________________________________________________ Lifetime Brands, Inc. Ticker Security ID: Meeting Date Meeting Status LCUT CUSIP 53222Q103 06/27/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey Siegel Mgmt For For For 1.2 Elect Robert B. Kay Mgmt For For For 1.3 Elect Craig Phillips Mgmt For For For 1.4 Elect Bruce G. Pollack Mgmt For For For 1.5 Elect Michael J. Jeary Mgmt For For For 1.6 Elect John Koegel Mgmt For For For 1.7 Elect Cherrie Nanninga Mgmt For For For 1.8 Elect Dennis E. Reaves Mgmt For For For 1.9 Elect Michael J. Regan Mgmt For For For 1.10 Elect Michael Schnabel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lightpath Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status LPTH CUSIP 532257805 11/15/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sohail Khan Mgmt For For For 1.2 Elect Steven Brueck Mgmt For For For 1.3 Elect M. Scott Faris Mgmt For For For 2 2018 Omnibus Incentive Mgmt For For For Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Lindblad Expeditions Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status LIND CUSIP 535219109 06/10/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bernard W. Mgmt For For For Aronson 1.2 Elect Elliott Bisnow Mgmt For For For 1.3 Elect Daniel J. Mgmt For For For Hanrahan 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Lindsay Corporation Ticker Security ID: Meeting Date Meeting Status LNN CUSIP 535555106 12/18/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mary A. Lindsey Mgmt For For For 1.2 Elect Consuelo E. Mgmt For For For Madere 1.3 Elect Michael C. Nahl Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Live Oak Bancshares, Inc. Ticker Security ID: Meeting Date Meeting Status LOB CUSIP 53803X105 05/14/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William H. Mgmt For For For Cameron 1.2 Elect Diane B. Glossman Mgmt For For For 1.3 Elect Glen F. Hoffsis Mgmt For For For 1.4 Elect Howard K. Landis Mgmt For For For III 1.5 Elect James S. Mahan Mgmt For For For III 1.6 Elect Miltom E. Petty Mgmt For For For 1.7 Elect Neil L. Underwood Mgmt For For For 1.8 Elect William L. Mgmt For For For Williams III 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ LSB Industries, Inc. Ticker Security ID: Meeting Date Meeting Status LXU CUSIP 502160104 05/03/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark T. Behrman Mgmt For For For 1.2 Elect Jonathan S. Bobb Mgmt For For For 1.3 Elect Richard S. Mgmt For For For Sanders, Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ LSI Industries Inc. Ticker Security ID: Meeting Date Meeting Status LYTS CUSIP 50216C108 11/06/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert P. Beech Mgmt For For For 1.2 Elect Ronald D. Brown Mgmt For For For 1.3 Elect Gary P. Kreider Mgmt For For For 1.4 Elect John K. Morgan Mgmt For For For 1.5 Elect Wilfred T. O'Gara Mgmt For For For 1.6 Elect James P. Sferra Mgmt For For For 1.7 Elect Robert A. Steele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Luxfer Holdings PLC Ticker Security ID: Meeting Date Meeting Status LXFR CUSIP G5698W116 05/15/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alok Maskara Mgmt For For For 2 Elect David F. Landless Mgmt For For For 3 Elect Clive J. Snowdon Mgmt For For For 4 Elect Richard J. Hipple Mgmt For For For 5 Elect Allisha Elliot Mgmt For For For 6 Remuneration Report Mgmt For For For (Advisory) 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Mgmt For For For Auditor's Fees 11 Amendment to Share Mgmt For For For Incentive Plan 12 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Lydall, Inc. Ticker Security ID: Meeting Date Meeting Status LDL CUSIP 550819106 04/26/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dale G. Barnhart Mgmt For For For 1.2 Elect David G. Bills Mgmt For For For 1.3 Elect Kathleen Burdett Mgmt For For For 1.4 Elect James J. Cannon Mgmt For For For 1.5 Elect Matthew T. Mgmt For For For Farrell 1.6 Elect Marc T. Giles Mgmt For For For 1.7 Elect William D. Gurley Mgmt For For For 1.8 Elect Suzanne Hammett Mgmt For For For 1.9 Elect S. Carl Mgmt For For For Soderstrom, Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ MAG Silver Corp. Ticker Security ID: Meeting Date Meeting Status MAG CUSIP 55903Q104 06/13/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Peter D. Barnes Mgmt For For For 2.2 Elect Richard P. Clark Mgmt For For For 2.3 Elect Jill D. Leversage Mgmt For For For 2.4 Elect Daniel T. Mgmt For For For MacInnis 2.5 Elect George Paspalas Mgmt For For For 2.6 Elect Jonathan A. Mgmt For For For Rubenstein 2.7 Elect Derek C. White Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Shareholder Rights Mgmt For For For Plan Renewal 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Major Drilling Group International Inc. Ticker Security ID: Meeting Date Meeting Status MDI CUSIP 560909103 09/07/2018 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward J. Breiner Mgmt For For For 1.2 Elect Jean Desrosiers Mgmt For For For 1.3 Elect Fred J. Dyment Mgmt For For For 1.4 Elect Denis Larocque Mgmt For For For 1.5 Elect Janice Rennie Mgmt For For For 1.6 Elect David B. Tennant Mgmt For For For 1.7 Elect Jo Mark Zurel Mgmt For For For 1.8 Elect John Burzynski Mgmt For For For 1.9 Elect Louise-Pierre Mgmt For For For Gignac 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Mammoth Energy Services, Inc. Ticker Security ID: Meeting Date Meeting Status TUSK CUSIP 56155L108 06/05/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Marc McCarthy Mgmt For For For 1.2 Elect Arty Straehla Mgmt For For For 1.3 Elect Arthur H. Amron Mgmt For For For 1.4 Elect Paul Heerwagen Mgmt For For For 1.5 Elect James D. Palm Mgmt For For For 1.6 Elect Matthew Ross Mgmt For For For 1.7 Elect Arthur L. Smith Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Manning & Napier, Inc. Ticker Security ID: Meeting Date Meeting Status MN CUSIP 56382Q102 06/12/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joel Domino Mgmt For For For 1.2 Elect Edward George Mgmt For For For 1.3 Elect Richard Goldberg Mgmt For For For 1.4 Elect Barbara Goodstein Mgmt For For For 1.5 Elect Robert Kopech Mgmt For For For 1.6 Elect William Manning Mgmt For For For 1.7 Elect Kenneth A. Mgmt For For For Marvald 1.8 Elect Marc O. Mayer Mgmt For For For 1.9 Elect Edward J. Mgmt For For For Pettinella 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Marcus & Millichap, Inc. Ticker Security ID: Meeting Date Meeting Status MMI CUSIP 566324109 05/02/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George M. Marcus Mgmt For For For 1.2 Elect George T. Shaheen Mgmt For For For 1.3 Elect Don C. Watters Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Marinemax, Inc. Ticker Security ID: Meeting Date Meeting Status HZO CUSIP 567908108 02/21/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George E. Borst Mgmt For For For 2 Elect Hilliard M. Eure Mgmt For For For III 3 Elect Joseph A. Watters Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Amendment to the 2008 Mgmt For For For Employee Stock Purchase Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Marten Transport, Ltd. Ticker Security ID: Meeting Date Meeting Status MRTN CUSIP 573075108 05/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Randolph L. Mgmt For For For Marten 1.2 Elect Larry B. Hagness Mgmt For For For 1.3 Elect Thomas J. Winkel Mgmt For For For 1.4 Elect Jerry M. Bauer Mgmt For For For 1.5 Elect Robert L. Mgmt For For For Demorest 1.6 Elect G. Larry Owens Mgmt For For For 1.7 Elect Ronald R. Booth Mgmt For Withhold Against 2 Amendment to the 2015 Mgmt For For For Equity Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Matrix Service Company Ticker Security ID: Meeting Date Meeting Status MTRX CUSIP 576853105 10/30/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Martha Z. Carnes Mgmt For For For 2 Elect John D. Chandler Mgmt For For For 3 Elect John W. Gibson Mgmt For For For 4 Elect John R. Hewitt Mgmt For For For 5 Elect Liane K. Hinrichs Mgmt For For For 6 Elect James H. Miller Mgmt For For For 7 Elect Jim W. Mogg Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Approval of the 2018 Mgmt For For For Stock and Incentive Compensation Plan ________________________________________________________________________________ Mesa Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status MLAB CUSIP 59064R109 10/30/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael T. Brooks Mgmt For For For 1.2 Elect H. Stuart Mgmt For For For Campbell 1.3 Elect Robert V. Dwyer Mgmt For For For 1.4 Elect Evan C. Guillemin Mgmt For For For 1.5 Elect David M. Kelly Mgmt For For For 1.6 Elect John B. Schmieder Mgmt For For For 1.7 Elect John J. Sullivan Mgmt For For For 1.8 Elect Gary M. Owens Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Mindbody Inc. Ticker Security ID: Meeting Date Meeting Status MB CUSIP 60255W105 02/14/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Mirati Therapeutics, Inc. Ticker Security ID: Meeting Date Meeting Status MRTX CUSIP 60468T105 05/15/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles M. Baum Mgmt For For For 1.2 Elect Bruce L.A. Carter Mgmt For For For 1.3 Elect Aaron I. Davis Mgmt For For For 1.4 Elect Henry J. Fuchs Mgmt For For For 1.5 Elect Michael Grey Mgmt For For For 1.6 Elect Faheem Hasnain Mgmt For For For 1.7 Elect Craig A. Johnson Mgmt For For For 1.8 Elect Maya Mgmt For For For Martinez-Davis 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2013 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Model N, Inc. Ticker Security ID: Meeting Date Meeting Status MODN CUSIP 607525102 02/15/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jason Blessing Mgmt For For For 1.2 Elect Dave Yarnold Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Monotype Imaging Holdings Inc. Ticker Security ID: Meeting Date Meeting Status TYPE CUSIP 61022P100 05/02/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gay W. Gaddis Mgmt For For For 2 Elect Roger J. Heinen, Mgmt For For For Jr. 3 Elect Denise F. Warren Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Motorcar Parts of America, Inc. Ticker Security ID: Meeting Date Meeting Status MPAA CUSIP 620071100 09/06/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Selwyn Joffe Mgmt For For For 2 Elect Scott J. Adelson Mgmt For For For 3 Elect David Bryan Mgmt For For For 4 Elect Rudolph Borneo Mgmt For For For 5 Elect Joseph Ferguson Mgmt For For For 6 Elect Philip Gay Mgmt For For For 7 Elect Duane Miller Mgmt For For For 8 Elect Jeffrey Mirvis Mgmt For For For 9 Elect Timothy D. Vargo Mgmt For For For 10 Elect Barbara L. Mgmt For For For Whittaker 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ MVC Capital Inc Ticker Security ID: Meeting Date Meeting Status MVC CUSIP 553829102 06/24/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Emilio Dominianni Mgmt For For For 1.2 Elect Phillip Goldstein Mgmt For For For 1.3 Elect Gerald Hellerman Mgmt For For For 1.4 Elect Warren Holtsberg Mgmt For For For 1.5 Elect Douglas Kass Mgmt For For For 1.6 Elect Robert Knapp Mgmt For For For 1.7 Elect Scott Krase Mgmt For For For 1.8 Elect William Taylor Mgmt For For For 1.9 Elect Michael T. Tokarz Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ MVC Capital, Inc. Ticker Security ID: Meeting Date Meeting Status MVC CUSIP 553829102 10/30/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Emilio Dominianni Mgmt For For For 1.2 Elect Phillip Goldstein Mgmt For For For 1.3 Elect Gerald Hellerman Mgmt For For For 1.4 Elect Warren Holtsberg Mgmt For For For 1.5 Elect Robert Knapp Mgmt For For For 1.6 Elect Scott Krase Mgmt For For For 1.7 Elect William Taylor Mgmt For For For 1.8 Elect Michael T. Tokarz Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Nabors Industries Ltd. Ticker Security ID: Meeting Date Meeting Status NBR CUSIP G6359F103 06/04/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Tanya S. Beder Mgmt For For For 1.2 Elect Anthony R. Chase Mgmt For For For 1.3 Elect James R. Crane Mgmt For For For 1.4 Elect John P. Kotts Mgmt For For For 1.5 Elect Michael C. Linn Mgmt For For For 1.6 Elect Anthony G. Mgmt For For For Petrello 1.7 Elect John Yearwood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation ________________________________________________________________________________ Nanometrics Incorporated Ticker Security ID: Meeting Date Meeting Status NANO CUSIP 630077105 05/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward J. Brown Mgmt For For For Jr. 1.2 Elect Robert G. Deuster Mgmt For For For 1.3 Elect Pierre-Yves Mgmt For For For Lesaicherre 1.4 Elect Bruce C. Rhine Mgmt For For For 1.5 Elect Christopher A. Mgmt For For For Seams 1.6 Elect Timothy J. Stultz Mgmt For For For 1.7 Elect Christine A. Mgmt For For For Tsingos 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ National Research Corporation Ticker Security ID: Meeting Date Meeting Status NRC CUSIP 637372202 05/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald M. Berwick Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Nautilus, Inc. Ticker Security ID: Meeting Date Meeting Status NLS CUSIP 63910B102 04/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald P. Badie Mgmt For For For 1.2 Elect Richard A. Horn Mgmt For For For 1.3 Elect M. Carl Johnson, Mgmt For For For III 1.4 Elect Anne G. Saunders Mgmt For For For 1.5 Elect Marvin G. Siegert Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Neogenomics, Inc. Ticker Security ID: Meeting Date Meeting Status NEO CUSIP 64049M209 06/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas M. Mgmt For For For VanOort 2 Elect Steven C. Jones Mgmt For For For 3 Elect Kevin C. Johnson Mgmt For For For 4 Elect Raymond R. Hipp Mgmt For For For 5 Elect Bruce K. Crowther Mgmt For For For 6 Elect Lynn A. Tetrault Mgmt For For For 7 Elect Allison L. Hannah Mgmt For For For 8 Elect Stephen M. Mgmt For For For Kanovsky 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ NeoPhotonics Corporation Ticker Security ID: Meeting Date Meeting Status NPTN CUSIP 64051T100 06/04/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ihab Tarazi Mgmt For For For 1.2 Elect Rajiv Ramaswami Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2010 Mgmt For For For Employee Stock Purchase Plan ________________________________________________________________________________ New Media Investment Group Inc. Ticker Security ID: Meeting Date Meeting Status NEWM CUSIP 64704V106 05/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Theodore P. Mgmt For For For Janulis 1.2 Elect Michael E. Reed Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation 4 Shareholder Proposal ShrHoldr N/A For N/A Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Newpark Resources, Inc. Ticker Security ID: Meeting Date Meeting Status NR CUSIP 651718504 05/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Anthony J. Best Mgmt For For For 1.2 Elect G. Stephen Finley Mgmt For For For 1.3 Elect Paul L. Howes Mgmt For For For 1.4 Elect Roderick A. Mgmt For For For Larson 1.5 Elect John C. Minge Mgmt For For For 1.6 Elect Rose M. Robeson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2015 Mgmt For For For Employee Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ nLIGHT, Inc. Ticker Security ID: Meeting Date Meeting Status LASR CUSIP 65487K100 06/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Scott Keeney Mgmt For Abstain Against 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ NN, Inc. Ticker Security ID: Meeting Date Meeting Status NNBR CUSIP 629337106 05/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David K. Floyd Mgmt For For For 1.2 Elect Janice E. Stipp Mgmt For For For 2 Repeal of Classified Mgmt For For For Board 3 Increase of Authorized Mgmt For For For Common Stock 4 Approval of the 2019 Mgmt For For For Omnibus Incentive Plan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ North American Construction Group Ltd. Ticker Security ID: Meeting Date Meeting Status NOA CUSIP 656811106 05/01/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Martin Ferron Mgmt For For For 2 Elect Ronald A. Mgmt For For For McIntosh 3 Elect Bryan Pinney Mgmt For For For 4 Elect John Pollesel Mgmt For For For 5 Elect Thomas P. Stan Mgmt For For For 6 Elect Jay W. Thornton Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Northwest Pipe Company Ticker Security ID: Meeting Date Meeting Status NWPX CUSIP 667746101 06/20/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael C. Mgmt For For For Franson 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Nova Measuring Instruments Ltd. Ticker Security ID: Meeting Date Meeting Status NVMI CUSIP M7516K103 06/17/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael Brunstein Mgmt For For For 2 Elect Avi Cohen Mgmt For For For 3 Elect Raanan Cohen Mgmt For For For 4 Elect Miron Kenneth Mgmt For For For 5 Compensation Policy Mgmt For Against Against 6 Confirmation of Mgmt N/A Against N/A Controlling Shareholder 7 Amend Equity-Based Mgmt For For For Compensation of Non-Executive Directors 8 Confirmation of Mgmt N/A Against N/A Controlling Shareholder 9 Revised Employment Mgmt For For For Agreement with CEO 10 Confirmation of Mgmt N/A Against N/A Controlling Shareholder 11 Amendments to Articles Mgmt For Against Against of Association 12 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Novanta Inc. Ticker Security ID: Meeting Date Meeting Status NOVT CUSIP 67000B104 05/09/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen W. Mgmt For For For Bershad 1.2 Elect Lonny J. Mgmt For For For Carpenter 1.3 Elect Deborah DiSanzo Mgmt For For For Eldracher 1.4 Elect Matthijs Glastra Mgmt For For For 1.5 Elect Brian D. King Mgmt For For For 1.6 Elect Ira J. Lamel Mgmt For For For 1.7 Elect Dominic A. Romeo Mgmt For For For 1.8 Elect Thomas N. Secor Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Oclaro, Inc. Ticker Security ID: Meeting Date Meeting Status OCLR CUSIP 67555N206 07/10/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ OHA Investment Corporation Ticker Security ID: Meeting Date Meeting Status OHAI CUSIP 67091U102 06/04/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stuart I. Oran Mgmt For For For 2 Elect Glenn R. August Mgmt For For For 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Olympic Steel, Inc. Ticker Security ID: Meeting Date Meeting Status ZEUS CUSIP 68162K106 05/02/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael D. Siegal Mgmt For For For 1.2 Elect Arthur F. Anton Mgmt For For For 1.3 Elect Michael G. Rippey Mgmt For For For 1.4 Elect Richard T. Mgmt For For For Marabito 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Omnova Solutions Inc. Ticker Security ID: Meeting Date Meeting Status OMN CUSIP 682129101 03/20/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David J. D'Antoni Mgmt For For For 2 Elect Steven W. Percy Mgmt For For For 3 Elect Allan R. Rothwell Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ OneSpan Inc. Ticker Security ID: Meeting Date Meeting Status OSPN CUSIP 68287N100 06/12/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Marc C. Mgmt For For For Boroditsky 2 Elect Scott M. Clements Mgmt For For For 3 Elect Michael P. Mgmt For For For Cullinane 4 Elect John N. Fox, Jr. Mgmt For For For 5 Elect Jean K. Holley Mgmt For For For 6 Elect T. Kendall Hunt Mgmt For For For 7 Elect Matthew Moog Mgmt For For For 8 Elect Marc Zenner Mgmt For For For 9 Approval of the 2019 Mgmt For For For Omnibus Incentive Plan 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Optiva Inc. Ticker Security ID: Meeting Date Meeting Status OPT CUSIP 68403N109 03/05/2019 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christina Jones Mgmt For For For 1.2 Elect Farhan Thawar Mgmt For For For 1.3 Elect Robert Stabile Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Approval of the Mgmt For For For Amended and Restated Share Unit Plan ________________________________________________________________________________ OraSure Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status OSUR CUSIP 68554V108 05/21/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Eamonn P. Hobbs Mgmt For For For 2 Elect Stephen S. Tang Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Orbcomm Inc Ticker Security ID: Meeting Date Meeting Status ORBC CUSIP 68555P100 04/17/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Denise Waund Mgmt For For For Gibson 1.2 Elect Karen Gould Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation ________________________________________________________________________________ Orbotech Ltd. Ticker Security ID: Meeting Date Meeting Status ORBK CUSIP M75253100 07/12/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Declaration of Mgmt N/A Against N/A Material Interest ________________________________________________________________________________ OrthoPediatrics Corp. Ticker Security ID: Meeting Date Meeting Status KIDS CUSIP 68752L100 06/05/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Fred L. Hite Mgmt For For For 1.2 Elect Bryan W. Hughes Mgmt For For For 1.3 Elect Mark Throdahl Mgmt For For For 1.4 Elect Samuel D. Mgmt For For For Riccitelli 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Panhandle Oil and Gas Inc. Ticker Security ID: Meeting Date Meeting Status PHX CUSIP 698477106 03/05/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert E. Robotti Mgmt For For For 1.2 Elect Christopher T. Mgmt For For For Fraser 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ PAR Technology Corporation Ticker Security ID: Meeting Date Meeting Status PAR CUSIP 698884103 06/10/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Douglas G. Rauch Mgmt For For For 1.2 Elect Cynthia A. Russo Mgmt For For For 1.3 Elect John W. Sammon Mgmt For For For 1.4 Elect Savneet Singh Mgmt For For For 1.5 Elect James C. Stoffel Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Approval of Amendment Mgmt For For For to the 2015 Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Patrick Industries, Inc. Ticker Security ID: Meeting Date Meeting Status PATK CUSIP 703343103 05/15/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph M. Cerulli Mgmt For For For 1.2 Elect Todd M. Cleveland Mgmt For For For 1.3 Elect John A. Forbes Mgmt For For For 1.4 Elect Michael A. Kitson Mgmt For For For 1.5 Elect Pamela R. Klyn Mgmt For For For 1.6 Elect Derrick B. Mayes Mgmt For For For 1.7 Elect Andy L. Nemeth Mgmt For For For 1.8 Elect Denis G. Scuggs Mgmt For For For 1.9 Elect M. Scott Welch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Patriot Transportation Holding, Inc. Ticker Security ID: Meeting Date Meeting Status PATI CUSIP 70338W105 01/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John E. Anderson Mgmt For For For 1.2 Elect Edward L. Baker Mgmt For For For 1.3 Elect Thompson S. Mgmt For For For Baker III 1.4 Elect Luke E. Mgmt For For For Fichthorn III 1.5 Elect Charles D. Hyman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2014 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ PC Connection, Inc. Ticker Security ID: Meeting Date Meeting Status CNXN CUSIP 69318J100 05/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Patricia Gallup Mgmt For For For 1.2 Elect David Hall Mgmt For For For 1.3 Elect David Mgmt For For For Beffa-Negrini 1.4 Elect Barbara Duckett Mgmt For For For 1.5 Elect Jack Ferguson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 4 Amendment to the 2007 Mgmt For For For Stock Incentive Plan 5 Amendment to the 1997 Mgmt For For For Employee Stock Purchase Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PCTEL, Inc. Ticker Security ID: Meeting Date Meeting Status PCTI CUSIP 69325Q105 05/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gina Haspilaire Mgmt For For For 1.2 Elect M. Jay Sinder Mgmt For For For 2 Approval of the 2019 Mgmt For For For Stock Incentive Plan 3 Approval of the 2019 Mgmt For For For Employee Stock Purchase Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PDF Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status PDFS CUSIP 693282105 05/28/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John K. Kibarian Mgmt For For For 1.2 Elect Michael B Mgmt For For For Gustafson 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2011 Mgmt For Abstain Against Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Perceptron, Inc. Ticker Security ID: Meeting Date Meeting Status PRCP CUSIP 71361F100 12/07/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John F. Bryant Mgmt For For For 1.2 Elect Jay W. Freeland Mgmt For For For 1.3 Elect W. Richard Marz Mgmt For For For 1.4 Elect C. Richard Neely Mgmt For For For 1.5 Elect James A. Ratigan Mgmt For For For 1.6 Elect William C. Taylor Mgmt For For For 1.7 Elect David Watza Mgmt For Withhold Against 2 Amendment to the Mgmt For Against Against Rights Agreement Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PetIQ, Inc. Ticker Security ID: Meeting Date Meeting Status PETQ CUSIP 71639T106 05/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark L. First Mgmt For For For 1.2 Elect Larry Bird Mgmt For For For 2 Amendment to the 2017 Mgmt For For For Omnibus Incentive Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Photronics, Inc. Ticker Security ID: Meeting Date Meeting Status PLAB CUSIP 719405102 03/25/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Walter M. Mgmt For For For Fiederowicz 1.2 Elect Joseph A. Mgmt For For For Fiorita, Jr. 1.3 Elect Liang-Choo Hsia Mgmt For For For 1.4 Elect Dr. Peter S. Mgmt For For For Kirlin 1.5 Elect Constantine S. Mgmt For For For Macricostas 1.6 Elect George Mgmt For For For Macricostas 1.7 Elect Mitchell G. Tyson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Mgmt For For For Employee Stock Purchase Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ PICO Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status PICO CUSIP 693366205 05/03/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory Bylinsky Mgmt For For For 2 Elect Dorothy Mgmt For For For Timian-Palmer 3 Elect Eric H. Speron Mgmt For For For 4 Elect Maxim C.W. Webb Mgmt For Against Against 5 Elect Nicole Weymouth Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Pioneer Energy Services Corp. Ticker Security ID: Meeting Date Meeting Status PES CUSIP 723664108 05/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect J. Michael Rauh Mgmt For For For 2 Amendment to the 2007 Mgmt For For For Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Powell Industries, Inc. Ticker Security ID: Meeting Date Meeting Status POWL CUSIP 739128106 02/20/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brett A. Cope Mgmt For For For 1.2 Elect Thomas W. Powell Mgmt For For For 1.3 Elect Richard E. Mgmt For For For Williams 2 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Pretium Resources Inc. Ticker Security ID: Meeting Date Meeting Status PVG CUSIP 74139C102 05/02/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Robert Mgmt For For For Quartermain 2.2 Elect Joseph J. Ovsenek Mgmt For For For 2.3 Elect George Paspalas Mgmt For For For 2.4 Elect Peter Birkey Mgmt For For For 2.5 Elect David Smith Mgmt For For For 2.6 Elect Faheem Tejani Mgmt For For For 2.7 Elect Robin Bienenstock Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Stock Option Plan Mgmt For For For Renewal 5 Amendment to Mgmt For For For Restricted Stock Plan 6 Amendments to Articles Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Primo Water Corporation Ticker Security ID: Meeting Date Meeting Status PRMW CUSIP 74165N105 05/02/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard A. Mgmt For For For Brenner 1.2 Elect Susan E. Cates Mgmt For For For 1.3 Elect Charles A. Norris Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Approval of the 2019 Mgmt For Abstain Against Omnibus Long-Term Incentive Plan 4 Amendment to the 2010 Mgmt For For For Employee Stock Purchase Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Profire Energy, Inc. Ticker Security ID: Meeting Date Meeting Status PFIE CUSIP 74316X101 06/12/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brenton W. Hatch Mgmt For For For 1.2 Elect Ryan W. Oviatt Mgmt For Withhold Against 1.3 Elect Ronald R. Spoehel Mgmt For For For 1.4 Elect Daren J. Shaw Mgmt For For For 1.5 Elect Arlen B. Crouch Mgmt For Withhold Against 2 Frequency of Advisory Mgmt 2 Years 1 Year Against Vote on Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Psychemedics Corporation Ticker Security ID: Meeting Date Meeting Status PMD CUSIP 744375205 05/03/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raymond C. Mgmt For For For Kubacki 1.2 Elect A. Clinton Allen Mgmt For For For 1.3 Elect Harry F. Connick Mgmt For For For 1.4 Elect Walter S. Mgmt For For For Tomenson, Jr. 1.5 Elect Fred J. Weinert Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 2006 Mgmt For For For Incentive Plan 5 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation ________________________________________________________________________________ Pzena Investment Management, Inc. Ticker Security ID: Meeting Date Meeting Status PZN CUSIP 74731Q103 05/21/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard S. Pzena Mgmt For For For 1.2 Elect John P. Goetz Mgmt For For For 1.3 Elect William L. Lipsey Mgmt For For For 1.4 Elect Steven M. Mgmt For For For Galbraith 1.5 Elect Joel M. Mgmt For For For Greenblatt 1.6 Elect Richard P. Mgmt For For For Meyerowich 1.7 Elect Charles D. Mgmt For For For Johnston 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ QAD Inc. Ticker Security ID: Meeting Date Meeting Status QADB CUSIP 74727D306 06/24/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Scott J. Adelson Mgmt For For For 2 Elect Anton Chilton Mgmt For For For 3 Elect Peter R. van Mgmt For For For Cuylenburg 4 Elect Pamela M. Lopker Mgmt For For For 5 Elect Lee D. Roberts Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 8 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Quaker Chemical Corporation Ticker Security ID: Meeting Date Meeting Status KWR CUSIP 747316107 05/08/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark A. Douglas Mgmt For For For 1.2 Elect William H. Mgmt For For For Osborne 1.3 Elect Fay West Mgmt For For For 2 Adoption of Majority Mgmt For For For Vote for Election of Directors 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Queen City Investments Inc. Ticker Security ID: Meeting Date Meeting Status QUCT CUSIP 74823W109 05/09/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect R. Whitney Mgmt For For For Latimer 1.2 Elect Randall Nicholson Mgmt For For For 1.3 Elect Darrel R Van Es Mgmt For For For 1.4 Elect Daniel K. Walker Mgmt For For For 1.5 Elect Pei Pei Wang Mgmt For For For ________________________________________________________________________________ QuinStreet, Inc. Ticker Security ID: Meeting Date Meeting Status QNST CUSIP 74874Q100 10/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Douglas Valenti Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Raven Industries, Inc. Ticker Security ID: Meeting Date Meeting Status RAVN CUSIP 754212108 05/21/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jason M. Andringa Mgmt For For For 2 Elect David L. Chicoine Mgmt For For For 3 Elect Thomas S. Everist Mgmt For For For 4 Elect Janet M. Holloway Mgmt For For For 5 Elect Kevin T. Kirby Mgmt For For For 6 Elect Marc E. LeBaron Mgmt For For For 7 Elect Lois M. Martin Mgmt For For For 8 Elect Richard W. Parod Mgmt For For For 9 Elect Daniel A. Rykhus Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Approval of the 2019 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Rayonier Advanced Materials Inc. Ticker Security ID: Meeting Date Meeting Status RYAM CUSIP 75508B104 05/20/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect C. David Brown, Mgmt For For For II 2 Elect Thomas I. Morgan Mgmt For For For 3 Elect Lisa M. Palumbo Mgmt For For For 4 Repeal of Classified Mgmt For For For Board 5 Elimination of Mgmt For For For Supermajority Requirement 6 Advisory Vote on Mgmt For Abstain Against Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Real Matters Inc. Ticker Security ID: Meeting Date Meeting Status REAL CUSIP 75601Y100 01/31/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Garry Foster Mgmt For For For 1.2 Elect Blaine Hobson Mgmt For For For 1.3 Elect William T. Mgmt For For For Holland 1.4 Elect Frank McMahon Mgmt For For For 1.5 Elect Lisa Melchior Mgmt For For For 1.6 Elect Jason Smith Mgmt For For For 1.7 Elect Peter Vukanovich Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Realnetworks, Inc. Ticker Security ID: Meeting Date Meeting Status RNWK CUSIP 75605L708 10/01/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Glaser Mgmt For For For 1.2 Elect Bruce A. Jaffe Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Red Lion Hotels Corporation Ticker Security ID: Meeting Date Meeting Status RLH CUSIP 756764106 05/21/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert G. Wolfe Mgmt For For For 2 Elect Ted Darnall Mgmt For For For 3 Elect James P. Evans Mgmt For For For 4 Elect Amy E. Humphreys Mgmt For For For 5 Elect Joseph B. Megibow Mgmt For For For 6 Elect Gregory T. Mount Mgmt For For For 7 Elect R. Carter Pate Mgmt For Against Against 8 Elect Bonny W Simi Mgmt For For For 9 Elect Michael Vernon Mgmt For For For 10 Amendment to the 2015 Mgmt For Against Against Stock Incentive Plan 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Resources Connection, Inc. Ticker Security ID: Meeting Date Meeting Status RECN CUSIP 76122Q105 10/16/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Susan J. Crawford Mgmt For For For 2 Elect Donald B. Murray Mgmt For For For 3 Elect A. Robert Pisano Mgmt For For For 4 Elect Michael H. Mgmt For For For Wargotz 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ RiceBran Technologies Ticker Security ID: Meeting Date Meeting Status RIBT CUSIP 762831204 06/19/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brent R. Rystrom Mgmt For For For 1.2 Elect Brent Rosenthal Mgmt For For For 1.3 Elect Beth L. Bronner Mgmt For For For 1.4 Elect David I. Chemerow Mgmt For For For 1.5 Elect Ari Gendason Mgmt For For For 1.6 Elect David Goldman Mgmt For For For 1.7 Elect Baruch Halpern Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Issuance of Common Mgmt For For For Stock 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Richardson Electronics, Ltd. Ticker Security ID: Meeting Date Meeting Status RELL CUSIP 763165107 10/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward J. Mgmt For For For Richardson 1.2 Elect Paul J. Plante Mgmt For For For 1.3 Elect Jacques Belin Mgmt For For For 1.4 Elect James Benham Mgmt For For For 1.5 Elect Kenneth Halverson Mgmt For For For 1.6 Elect Robert H. Kluge Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2011 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ Ring Energy, Inc. Ticker Security ID: Meeting Date Meeting Status REI CUSIP 76680V108 12/11/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kelly Hoffman Mgmt For For For 1.2 Elect David A. Fowler Mgmt For For For 1.3 Elect Lloyd T. Rochford Mgmt For For For 1.4 Elect Stanley M. McCabe Mgmt For For For 1.5 Elect Anthony B. Mgmt For For For Petrelli 1.6 Elect Clayton E. Mgmt For For For Woodrum 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Rubicon Project Inc Ticker Security ID: Meeting Date Meeting Status RUBI CUSIP 78112V102 10/24/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Frank Addante Mgmt For For For 2 Elect Robert J. Mgmt For For For Frankenberg 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Rudolph Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status RTEC CUSIP 781270103 05/15/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel H. Berry Mgmt For For For 2 Elect Vita A. Cassese Mgmt For For For 3 Elect Thomas G. Greig Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sandstorm Gold Ltd. Ticker Security ID: Meeting Date Meeting Status SSL CUSIP 80013R206 06/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Nolan Watson Mgmt For For For 2.2 Elect David Awram Mgmt For For For 2.3 Elect David E. De Witt Mgmt For For For 2.4 Elect Andrew T. Mgmt For For For Swarthout 2.5 Elect John P.A. Mgmt For For For Budreski 2.6 Elect Mary L. Little Mgmt For For For 2.7 Elect Vera Kobalia Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Approval of Mgmt For For For Unallocated Options Under the Stock Option Plan 5 Amendments to the Mgmt For For For Restricted Share Plan ________________________________________________________________________________ SeaChange International, Inc. Ticker Security ID: Meeting Date Meeting Status SEAC CUSIP 811699107 07/12/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark J. Bonney Mgmt For For For 2 Elect Mary Palermo Mgmt For For For Cotton 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SEACOR Marine Holdings Inc. Ticker Security ID: Meeting Date Meeting Status SMHI CUSIP 78413P101 06/11/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles Fabrikant Mgmt For For For 1.2 Elect John Gellert Mgmt For For For 1.3 Elect Andrew R. Morse Mgmt For For For 1.4 Elect R. Christopher Mgmt For For For Regan 1.5 Elect Robert Mgmt For For For Abendschein 1.6 Elect Julie Persily Mgmt For For For 1.7 Elect Alfredo Miguel Mgmt For For For Bejos 2 Elimination of Mgmt For For For Supermajority Requirement for Shareholder Action by Written Consent 3 Elimination of Mgmt For For For Supermajority Requirement for Mergers or Similar Transactions 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sears Hometown and Outlet Stores, Inc. Ticker Security ID: Meeting Date Meeting Status SHOS CUSIP 812362101 05/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect E. J. Bird Mgmt For For For 1.2 Elect James F. Gooch Mgmt For For For 1.3 Elect Josephine Linden Mgmt For For For 1.4 Elect Kevin Longino Mgmt For For For 1.5 Elect Alberto Franco Mgmt For For For 1.6 Elect Will Powell Mgmt For For For 1.7 Elect John E. Tober Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sebang Global Battery Ticker Security ID: Meeting Date Meeting Status 004490 CINS Y2723M106 03/20/2019 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For For For Allocation of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Election of Directors Mgmt For For For (Slate) 4 Election of Audit Mgmt For For For Committee Members (Slate) 5 Directors' Fees Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Seneca Foods Corporation Ticker Security ID: Meeting Date Meeting Status SENEA CUSIP 817070105 07/27/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kraig M. Kayser Mgmt For For For 1.2 Elect Thomas Paulson Mgmt For For For 1.3 Elect Keith A. Woodward Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SharpSpring, Inc. Ticker Security ID: Meeting Date Meeting Status SHSP CUSIP 820054104 06/13/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven A. Huey Mgmt For For For 1.2 Elect Richard Carlson Mgmt For For For 1.3 Elect David A. Buckel Mgmt For For For 1.4 Elect Marietta Davis Mgmt For For For 1.5 Elect Daniel C. Allen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the 2019 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Shoe Carnival, Inc. Ticker Security ID: Meeting Date Meeting Status SCVL CUSIP 824889109 06/13/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Clifton E. Mgmt For For For Sifford 2 Elect James A. Mgmt For For For Aschleman 3 Elect Andrea R. Guthrie Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SIFCO Industries, Inc. Ticker Security ID: Meeting Date Meeting Status SIF CUSIP 826546103 01/31/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey P. Mgmt For For For Gotschall 1.2 Elect Peter W. Knapper Mgmt For For For 1.3 Elect Donald C. Mgmt For For For Molten, Jr. 1.4 Elect Alayne L. Reitman Mgmt For For For 1.5 Elect Mark J. Silk Mgmt For For For 1.6 Elect Hudson D. Smith Mgmt For For For 1.7 Elect Norman E. Wells, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Silicon Motion Technology Corporation Ticker Security ID: Meeting Date Meeting Status SIMO CUSIP 82706C108 09/26/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Additional Mgmt For For For Directors (Slate) 2 Elect Han-Ping D. Shieh Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Silvercrest Asset Management Group Inc. Ticker Security ID: Meeting Date Meeting Status SAMG CUSIP 828359109 06/05/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Albert S. Messina Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Simulations Plus, Inc. Ticker Security ID: Meeting Date Meeting Status SLP CUSIP 829214105 02/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Walter S. Woltosz Mgmt For For For 1.2 Elect Thaddeus H. Mgmt For For For Grasela 1.3 Elect Dr. John K. Mgmt For For For Paglia 1.4 Elect David L. Ralph Mgmt For Withhold Against 1.5 Elect Daniel L. Mgmt For For For Weiner, Ph.D. 2 Ratification of Auditor Mgmt For For For 3 Change in Board Size Mgmt For For For ________________________________________________________________________________ Solium Capital Inc. Ticker Security ID: Meeting Date Meeting Status SUM CUSIP 83425Q105 04/15/2019 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For ________________________________________________________________________________ Spartan Motors, Inc. Ticker Security ID: Meeting Date Meeting Status SPAR CUSIP 846819100 05/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard F. Dauch Mgmt For For For 1.2 Elect Ronald Harbour Mgmt For For For 1.3 Elect James A. Sharman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Sprott Inc. Ticker Security ID: Meeting Date Meeting Status SII CUSIP 852066109 05/10/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald Dewhurst Mgmt For For For 1.2 Elect Peter Grosskopf Mgmt For For For 1.3 Elect Sharon Ranson Mgmt For For For 1.4 Elect Arthur R. Rule IV Mgmt For For For 1.5 Elect Rosemary Zigrossi Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Stage Stores, Inc. Ticker Security ID: Meeting Date Meeting Status SSI CUSIP 85254C305 06/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan J. Barocas Mgmt For For For 2 Elect Elaine D. Crowley Mgmt For For For 3 Elect Diane M. Ellis Mgmt For For For 4 Elect Michael L. Glazer Mgmt For For For 5 Elect Earl J. Mgmt For For For Hesterberg, Jr. 6 Elect Lisa R. Kranc Mgmt For For For 7 Elect William J. Mgmt For For For Montgoris 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For 10 Amendment to the 2017 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ Stamps.com Inc. Ticker Security ID: Meeting Date Meeting Status STMP CUSIP 852857200 06/12/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mohan P. Ananda Mgmt For For For 1.2 Elect David C. Habiger Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Standard Motor Products, Inc. Ticker Security ID: Meeting Date Meeting Status SMP CUSIP 853666105 05/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John P. Gethin Mgmt For For For 1.2 Elect Pamela Forbes Mgmt For For For Lieberman 1.3 Elect Patrick S. Mgmt For For For McClymont 1.4 Elect Joseph W. Mgmt For For For McDonnell 1.5 Elect Alisa C. Norris Mgmt For For For 1.6 Elect Eric P. Sills Mgmt For For For 1.7 Elect Lawrence I. Sills Mgmt For For For 1.8 Elect William H. Turner Mgmt For For For 1.9 Elect Richard S. Ward Mgmt For For For 1.10 Elect Roger M. Widmann Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ StealthGas, Inc. Ticker Security ID: Meeting Date Meeting Status GASS CUSIP Y81669106 09/13/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Harry N. Vafias Mgmt For For For 1.2 Elect Markos Drakos Mgmt For For For 2 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Stoneridge, Inc. Ticker Security ID: Meeting Date Meeting Status SRI CUSIP 86183P102 05/14/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jonathan B. Mgmt For For For DeGaynor 1.2 Elect Jeffrey P. Draime Mgmt For For For 1.3 Elect Douglas C. Jacobs Mgmt For For For 1.4 Elect Ira C. Kaplan Mgmt For For For 1.5 Elect Kim Korth Mgmt For For For 1.6 Elect William M. Lasky Mgmt For For For 1.7 Elect George S. Mayes, Mgmt For For For Jr. 1.8 Elect Paul J. Schlather Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Stratec SE Ticker Security ID: Meeting Date Meeting Status SBS CINS D8171G205 05/29/2019 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Mgmt For For For Profits/Dividends 7 Ratification of Mgmt For For For Management Board Acts 8 Ratification of Mgmt For For For Supervisory Board Acts 9 Appointment of Auditor Mgmt For For For 10 Elect Frank Hiller Mgmt For For For 11 Elect Rainer Baule Mgmt For For For 12 Elect Stefanie Remmele Mgmt For For For ________________________________________________________________________________ Sun Hydraulics Corporation Ticker Security ID: Meeting Date Meeting Status SNHY CUSIP 866942105 06/13/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Marc Bertoneche Mgmt For For For 1.2 Elect Douglas M. Britt Mgmt For For For 1.3 Elect Philippe Lemaitre Mgmt For For For 1.4 Elect Kennon H. Mgmt For For For Guglielmo 2 Company Name Change Mgmt For For For 3 Increase of Authorized Mgmt For For For Common Stock 4 Approval of the 2019 Mgmt For For For Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ SunOpta Inc. Ticker Security ID: Meeting Date Meeting Status STKL CUSIP 8676EP108 05/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Margaret Shan Mgmt For For For Atkins 2 Elect Albert D. Bolles Mgmt For For For 3 Elect Derek Briffett Mgmt For For For 4 Elect Joseph Ennen Mgmt For For For 5 Elect Michael Detlefsen Mgmt For For For 6 Elect R. Dean Hollis Mgmt For For For 7 Elect Katrina Houde Mgmt For For For 8 Elect Brendan B. Mgmt For For For Springstubb 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the 2013 Mgmt For For For Stock Incentive Plan 12 Approval of Mgmt For For For Shareholder Rights Plan ________________________________________________________________________________ Support.com, Inc. Ticker Security ID: Meeting Date Meeting Status SPRT CUSIP 86858W200 06/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Bloom Mgmt For For For 1.2 Elect Brian J. Kelley Mgmt For For For 1.3 Elect Bradley L. Radoff Mgmt For For For 1.4 Elect Joshua E. Mgmt For For For Schechter 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Surmodics, Inc. Ticker Security ID: Meeting Date Meeting Status SRDX CUSIP 868873100 02/13/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald B. Kalich Mgmt For For For 1.2 Elect Shawn T. Mgmt For For For McCormick 2 Board Size Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For Abstain Against Executive Compensation 5 Approval of the 2019 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Tabula Rasa HealthCare, Inc. Ticker Security ID: Meeting Date Meeting Status TRHC CUSIP 873379101 06/14/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Calvin H. Mgmt For For For Knowlton 1.2 Elect Orsula V. Mgmt For For For Knowlton 1.3 Elect A. Gordon Mgmt For For For Tunstall 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Team, Inc. Ticker Security ID: Meeting Date Meeting Status TISI CUSIP 878155100 05/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sylvia J. Mgmt For For For Kerrigan 1.2 Elect Emmett J. Mgmt For For For Lescroart 1.3 Elect Craig L. Martin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2018 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Tejon Ranch Co. Ticker Security ID: Meeting Date Meeting Status TRC CUSIP 879080109 05/15/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven A. Betts Mgmt For Withhold Against 1.2 Elect Daniel R. Tisch Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ TerraVest Industries Inc. Ticker Security ID: Meeting Date Meeting Status TVK CUSIP 88105G103 02/12/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles Pellerin Mgmt For For For 1.2 Elect Blair A. Cook Mgmt For For For 1.3 Elect Dale H. Laniuk Mgmt For For For 1.4 Elect Dustin Haw Mgmt For For For 1.5 Elect Rocco Rossi Mgmt For For For 1.6 Elect Mick MacBean Mgmt For For For 1.7 Elect George Armoyan Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ The Bank of N.T. Butterfield & Son Limited Ticker Security ID: Meeting Date Meeting Status NTB CUSIP G0772R208 05/15/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For and Authority to Set Fees 2 Elect Michael Collins Mgmt For For For 3 Elect Alastair Barbour Mgmt For For For 4 Elect James Burr Mgmt For For For 5 Elect Michael Covell Mgmt For For For 6 Elect Caroline Foulger Mgmt For For For 7 Elect Conor O'Dea Mgmt For For For 8 Elect Meroe Park Mgmt For For For 9 Elect Pamela Mgmt For For For Thomas-Graham 10 Elect John R. Wright Mgmt For For For 11 Authority to Issue Mgmt For For For Treasury Shares and Unissued Authorized Capital ________________________________________________________________________________ The Hackett Group, Inc. Ticker Security ID: Meeting Date Meeting Status HCKT CUSIP 404609109 05/02/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ted A. Fernandez Mgmt For For For 1.2 Elect Robert A. Rivero Mgmt For For For 1.3 Elect Alan T.G. Wix Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The Monarch Cement Company Ticker Security ID: Meeting Date Meeting Status MCEM CUSIP 609031307 04/10/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jack R. Callahan Mgmt For For For 1.2 Elect Mark A. Callaway Mgmt For For For 1.3 Elect Robert M. Kissick Mgmt For For For 1.4 Elect Robert K. Mgmt For For For Radcliff ________________________________________________________________________________ The RMR Group Inc. Ticker Security ID: Meeting Date Meeting Status RMR CUSIP 74967R106 04/03/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jennifer B. Clark Mgmt For For For 2 Elect Ann D. Logan Mgmt For For For 3 Elect Rosen Plevneliev Mgmt For For For 4 Elect Adam D. Portnoy Mgmt For For For 5 Elect Walter C. Watkins Mgmt For For For 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The Rubicon Project, Inc. Ticker Security ID: Meeting Date Meeting Status RUBI CUSIP 78112V102 05/15/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael G. Mgmt For For For Barrett 2 Elect Robert F. Mgmt For For For Spillane 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The Westaim Corporation Ticker Security ID: Meeting Date Meeting Status WED CUSIP 956909303 05/30/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen R. Cole Mgmt For For For 1.2 Elect Ian W. Delaney Mgmt For For For 1.3 Elect John Gildner Mgmt For For For 1.4 Elect J. Cameron Mgmt For For For MacDonald 1.5 Elect Bruce V. Walter Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Incentive Stock Option Mgmt For For For Plan Renewal ________________________________________________________________________________ Theratechnologies Inc. Ticker Security ID: Meeting Date Meeting Status TH CUSIP 88338H100 05/15/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sheila M. Frame Mgmt For For For 1.2 Elect Gerald Lacoste Mgmt For For For 1.3 Elect Gary Littlejohn Mgmt For For For 1.4 Elect Dale Mgmt For For For MacCandlish-Well 1.5 Elect Paul Pommier Mgmt For For For 1.6 Elect Dawn Svoronos Mgmt For For For 1.7 Elect Jean-Denis Talon Mgmt For For For 1.8 Elect Luc Tanguay Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Amendment to Mgmt For For For Shareholder Rights Plan ________________________________________________________________________________ Theravance Biopharma, Inc. Ticker Security ID: Meeting Date Meeting Status TBPH CUSIP G8807B106 04/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rick E. Mgmt For For For Winningham 2 Elect Robert V. Mgmt For For For Gunderson, Jr. 3 Elect Susan M. Mgmt For For For Molineaux 4 Elect Donal O'Connor Mgmt For For For 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Titan International, Inc. Ticker Security ID: Meeting Date Meeting Status TWI CUSIP 88830M102 06/12/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard M. Mgmt For For For Cashin, Jr. 1.2 Elect Gary L. Cowger Mgmt For For For 1.3 Elect Albert J. Febbo Mgmt For For For 1.4 Elect Peter B. McNitt Mgmt For For For 1.5 Elect Mark H. Rachesky Mgmt For For For 1.6 Elect Paul G. Reitz Mgmt For For For 1.7 Elect Anthony L. Soave Mgmt For For For 1.8 Elect Maurice M. Mgmt For For For Taylor, Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding a Sale, Merger or Other Disposition ________________________________________________________________________________ Total Energy Services Inc. Ticker Security ID: Meeting Date Meeting Status TOT CUSIP 89154B102 05/15/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George K. Chow Mgmt For For For 1.2 Elect Gregory K. Mgmt For For For Melchin 1.3 Elect Bruce L. Mgmt For For For Pachkowski 1.4 Elect Glenn Dagenais Mgmt For For For 1.5 Elect Daniel K. Halyk Mgmt For For For 1.6 Elect Andrew B. Wiswell Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to the Share Mgmt For For For Option Plan ________________________________________________________________________________ TransAct Technologies Incorporated Ticker Security ID: Meeting Date Meeting Status TACT CUSIP 892918103 05/28/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Haydee Oritz Mgmt For For For Olinger 2 Elect Emanuel N. Mgmt For For For Hilario 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Trecora Resources Ticker Security ID: Meeting Date Meeting Status TREC CUSIP 894648104 05/15/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gary K. Adams Mgmt For For For 2 Elect Pamela R. Butcher Mgmt For For For 3 Elect Nicholas N. Mgmt For For For Carter 4 Elect Adam C. Peakes Mgmt For For For 5 Elect Patrick D. Mgmt For For For Quarles 6 Elect Janet S. Roemer Mgmt For For For 7 Elect Karen A. Mgmt For For For Twitchell 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Trupanion, Inc. Ticker Security ID: Meeting Date Meeting Status TRUP CUSIP 898202106 06/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Doak Mgmt For For For 1.2 Elect Darryl Rawlings Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Tuesday Morning Corporation Ticker Security ID: Meeting Date Meeting Status TUES CUSIP 899035505 11/29/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven R. Becker Mgmt For For For 1.2 Elect Terry Burman Mgmt For For For 1.3 Elect James T. Corcoran Mgmt For For For 1.4 Elect Barry S. Gluck Mgmt For For For 1.5 Elect Frank M. Hamlin Mgmt For For For 1.6 Elect Sherry M. Smith Mgmt For For For 1.7 Elect Richard S. Willis Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ UFP Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status UFPT CUSIP 902673102 06/05/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas Oberdorf Mgmt For For For 1.2 Elect Lucia Luce Quinn Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ultra Clean Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status UCTT CUSIP 90385V107 05/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Clarence L. Mgmt For For For Granger 2 Elect James P. Mgmt For For For Scholhamer 3 Elect David T. ibnAle Mgmt For For For 4 Elect Leonid Mezhvinsky Mgmt For For For 5 Elect Emily Maddox Mgmt For For For Liggett 6 Elect Thomas T. Edman Mgmt For For For 7 Elect Barbara V. Mgmt For For For Scherer 8 Elect Ernest E. Maddock Mgmt For For For 9 Amendment to the 2017 Mgmt For For For Stock Incentive Plan 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Uni-Select Inc. Ticker Security ID: Meeting Date Meeting Status UNS CUSIP 90457D100 05/02/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Bibby Mgmt For For For 1.2 Elect Michelle A. Mgmt For For For Cormier 1.3 Elect Stephane Gonthier Mgmt For For For 1.4 Elect Jeffrey Ian Hall Mgmt For For For 1.5 Elect George E. Heath Mgmt For For For 1.6 Elect Frederick J. Mgmt For For For Mifflin 1.7 Elect Robert Molenaar Mgmt For For For 1.8 Elect Pierre A. Raymond Mgmt For For For 1.9 Elect Richard G. Roy Mgmt For For For 1.10 Elect Dennis M. Mgmt For For For Welvaert 1.11 Elect Michael Wright Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Unique Fabricating, Inc. Ticker Security ID: Meeting Date Meeting Status UFAB CUSIP 90915J103 06/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Cooke Mgmt For For For 1.2 Elect Kim Korth Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Universal Electronics Inc. Ticker Security ID: Meeting Date Meeting Status UEIC CUSIP 913483103 06/04/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul D. Arling Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Universal Logistics Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ULH CUSIP 91388P105 04/25/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Grant E. Belanger Mgmt For For For 1.2 Elect Frederick P. Mgmt For For For Calderone 1.3 Elect Daniel J. Deane Mgmt For For For 1.4 Elect Clarence W. Mgmt For For For Gooden 1.5 Elect Manuel J. Moroun Mgmt For For For 1.6 Elect Matthew T. Moroun Mgmt For For For 1.7 Elect Michael A. Regan Mgmt For For For 1.8 Elect Jefferey A. Mgmt For For For Rogers 1.9 Elect Richard P. Urban Mgmt For For For 1.10 Elect H.E. Wolfe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr N/A For N/A Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Universal Stainless & Alloy Products, Inc. Ticker Security ID: Meeting Date Meeting Status USAP CUSIP 913837100 05/02/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher L. Mgmt For For For Ayers 1.2 Elect Judith L. Bacchus Mgmt For For For 1.3 Elect M. David Mgmt For For For Kornblatt 1.4 Elect Dennis M. Oates Mgmt For For For 1.5 Elect Udi Toledano Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Universal Technical Institute, Inc. Ticker Security ID: Meeting Date Meeting Status UTI CUSIP 913915104 02/28/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roderick R. Paige Mgmt For For For 2 Elect Kenneth R. Mgmt For For For Trammell 3 Elect John C. White Mgmt For For For 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Upland Software, Inc. Ticker Security ID: Meeting Date Meeting Status UPLD CUSIP 91544A109 06/12/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David D. May Mgmt For For For 1.2 Elect Joe Ross Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Urbana Corporation Ticker Security ID: Meeting Date Meeting Status URB CUSIP 91707P109 05/08/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas S. Mgmt For For For Caldwell 1.2 Elect Bethann Colle Mgmt For For For 1.3 Elect George D. Elliott Mgmt For For For 1.4 Elect Michael B.C. Mgmt For For For Gundy 1.5 Elect Charles A.V. Mgmt For For For Pennock 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Utah Medical Products, Inc. Ticker Security ID: Meeting Date Meeting Status UTMD CUSIP 917488108 05/03/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barbara A. Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Value Line, Inc. Ticker Security ID: Meeting Date Meeting Status VALU CUSIP 920437100 10/09/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Howard A. Brecher Mgmt For For For 1.2 Elect Stephen R. Mgmt For For For Anastasio 1.3 Elect Mary Bernstein Mgmt For For For 1.4 Elect Alfred R. Fiore Mgmt For For For 1.5 Elect Stephen P. Davis Mgmt For For For 1.6 Elect Glenn J. Muenzer Mgmt For For For ________________________________________________________________________________ Veeco Instruments Inc. Ticker Security ID: Meeting Date Meeting Status VECO CUSIP 922417100 05/03/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William J. Miller Mgmt For For For 1.2 Elect John R. Peeler Mgmt For For For 1.3 Elect Thomas M. St. Mgmt For For For Dennis 2 Amendment to the 2010 Mgmt For For For Stock Incentive Plan 3 Amendment to the 2016 Mgmt For For For Employee Stock Purchase Plan 4 Advisory Vote on Mgmt For Abstain Against Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Victoria Gold Corp. Ticker Security ID: Meeting Date Meeting Status VIT CUSIP 92625W101 09/12/2018 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Terence S. Harvey Mgmt For For For 2.2 Elect John McConnell Mgmt For For For 2.3 Elect Christopher Hill Mgmt For For For 2.4 Elect Michael D. Mgmt For For For McInnis 2.5 Elect Jacques Perron Mgmt For For For 2.6 Elect Sean Roosen Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Amendment Regarding Mgmt For For For Alternation of Company's Articles 5 Stock Option Plan Mgmt For For For Renewal ________________________________________________________________________________ ViewRay, Inc. Ticker Security ID: Meeting Date Meeting Status VRAY CUSIP 92672L107 06/13/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Scott W. Drake Mgmt For For For 1.2 Elect D. Keith Grossman Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Vishay Precision Group, Inc. Ticker Security ID: Meeting Date Meeting Status VPG CUSIP 92835K103 05/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Marc Zandman Mgmt For For For 1.2 Elect Janet M. Clarke Mgmt For For For 1.3 Elect Wesley Cummins Mgmt For For For 1.4 Elect Bruce Lerner Mgmt For For For 1.5 Elect Saul V. Reibstein Mgmt For Withhold Against 1.6 Elect Timothy V. Mgmt For For For Talbert 1.7 Elect Ziv Shoshani Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Vocera Communications, Inc. Ticker Security ID: Meeting Date Meeting Status VCRA CUSIP 92857F107 05/31/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael Burkland Mgmt For For For 2 Elect Brent D. Lang Mgmt For For For 3 Elect Bharat Sundaram Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Vostok New Ventures Ltd. Ticker Security ID: Meeting Date Meeting Status VNVSDB CINS G9392V127 02/14/2019 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Share Redemption Plan Mgmt For For For 7 Amendments to Articles Mgmt For For For Regarding Location of General Meetings 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Vostok New Ventures Ltd. Ticker Security ID: Meeting Date Meeting Status VNVSDB CINS G9392V143 05/15/2019 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Accounts and Reports Mgmt For For For 10 Allocation of Mgmt For For For Profits/Dividends 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Board Size Mgmt For For For 13 Number of Auditors Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Appointment of Auditor Mgmt For For For 17 Elect Lars O. Gronstedt ShrHoldr For For For 18 Elect Josh Blachman ShrHoldr For For For 19 Elect Per Brilioth ShrHoldr For For For 20 Elect Victoria Grace ShrHoldr For For For 21 Elect Ylva Lindquist ShrHoldr For For For 22 Elect Keith Richman ShrHoldr For For For 23 Elect Lars O. ShrHoldr For For For Gronstedt as Board Chair 24 Nomination Committee Mgmt For For For Guidelines 25 Remuneration Guidelines Mgmt For Abstain Against 26 Long-Term Incentive Mgmt For For For Program 27 Change of Company Name Mgmt For For For 28 Cancel 2007 Incentive Mgmt For For For Plan 29 Cancel 2010 Incentive Mgmt For For For Plan 30 Non-Voting Agenda Item N/A N/A N/A N/A 31 Non-Voting Meeting Note N/A N/A N/A N/A 32 Non-Voting Meeting Note N/A N/A N/A N/A 33 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Wabash National Corporation Ticker Security ID: Meeting Date Meeting Status WNC CUSIP 929566107 05/21/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Martin C. Jischke Mgmt For For For 2 Elect John G. Boss Mgmt For For For 3 Elect John E. Kunz Mgmt For For For 4 Elect Larry J. Magee Mgmt For For For 5 Elect Ann D. Murtlow Mgmt For For For 6 Elect Scott K. Sorensen Mgmt For For For 7 Elect Brent L. Yeagy Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Warsaw Stock Exchange Ticker Security ID: Meeting Date Meeting Status GPW CINS X980AG100 06/17/2019 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Election of Presiding Mgmt For For For Chair 5 Compliance with Rules Mgmt For For For of Convocation 6 Agenda Mgmt For For For 7 Presentation of Mgmt For For For Management Board Report 8 Presentation of Mgmt For For For Financial Statements 9 Presentation of Mgmt For For For Supervisory Board Report (Management Board) 10 Presentation of Mgmt For For For Supervisory Board Report (Financial Statements ) 11 Presentation of Mgmt For For For Supervisory Board Report (Profit Allocation) 12 Presentation of Mgmt For For For Supervisory Board Report (Activities) 13 Presentation of Mgmt For For For Supervisory Board Report (Company's Standing) 14 Presentation of Mgmt For For For Supervisory Board Report (Corporate Governance) 15 Accounts and Reports Mgmt For For For 16 Allocation of Mgmt For For For Profits/Dividends 17 Accounts and Reports Mgmt For For For (Consolidated) 18 Ratification of Mgmt For For For Supervisory Board Acts 19 Ratification of Mgmt For For For Management Board Acts 20 Changes to the Mgmt For Abstain Against Supervisory Board Composition 21 Amendments to Articles Mgmt For For For 22 Election of Exchange Mgmt For Abstain Against Court Judges 23 Election of Exchange Mgmt For Abstain Against Court President and Vice President 24 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Management Board Remuneration Policy 25 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Supervisory Board Remuneration Policy 26 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Westport Fuel Systems Inc. Ticker Security ID: Meeting Date Meeting Status WPRT CUSIP 960908309 05/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Anthony Harris Mgmt For For For 1.2 Elect Brenda J. Eprile Mgmt For For For 1.3 Elect Colin S. Johnston Mgmt For For For 1.4 Elect Daniel M. Hancock Mgmt For For For 1.5 Elect David Johnson Mgmt For For For 1.6 Elect Michele J. Mgmt For For For Buchignani 1.7 Elect Peter M. Yu Mgmt For For For 1.8 Elect Rodney T. Nunn Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Westwood Holdings Group, Inc. Ticker Security ID: Meeting Date Meeting Status WHG CUSIP 961765104 04/24/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian O. Casey Mgmt For For For 1.2 Elect Richard M. Frank Mgmt For For For 1.3 Elect Susan M. Byrne Mgmt For For For 1.4 Elect Ellen H. Mgmt For For For Masterson 1.5 Elect Geoffrey R. Mgmt For For For Norman 1.6 Elect Raymond E. Mgmt For For For Wooldridge 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Stock Mgmt For For For Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Eliminate Mgmt For For For Supermajority Requirement for Removal of Directors ________________________________________________________________________________ Weyco Group, Inc. Ticker Security ID: Meeting Date Meeting Status WEYS CUSIP 962149100 05/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Tina Chang Mgmt For For For 1.2 Elect Thomas W. Mgmt For For For Florsheim 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Xcerra Corporation Ticker Security ID: Meeting Date Meeting Status XCRA CUSIP 98400J108 08/30/2018 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting 3 Advisory Vote on Mgmt For Against Against Golden Parachutes ________________________________________________________________________________ Yatra Online, Inc. Ticker Security ID: Meeting Date Meeting Status YTRA CUSIP G98338109 12/12/2018 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Murlidhara Mgmt For For For Lakshmikantha Kadaba 2 Elect Sanjay Arora Mgmt For For For 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ YGM Trading Limited Ticker Security ID: Meeting Date Meeting Status 0375 CINS Y98250106 09/03/2018 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Samuel CHAN Mgmt For For For Wing Sun 5 Elect William FU Sing Mgmt For For For Yam 6 Elect Andrew CHAN Mgmt For For For 7 Elect Peter CHAN Wing Mgmt For For For Fui 8 Elect So Stephen Hon Mgmt For For For Cheung 9 Elect LIU Guangming Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 13 Authority to Mgmt For For For Repurchase Shares 14 Authority to Issue Mgmt For For For Repurchased Shares 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Zafgen, Inc. Ticker Security ID: Meeting Date Meeting Status ZFGN CUSIP 98885E103 06/13/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter Barrett Mgmt For For For 1.2 Elect Wendy Everett Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Zagg Inc Ticker Security ID: Meeting Date Meeting Status ZAGG CUSIP 98884U108 06/20/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Chris Ahern Mgmt For For For 1.2 Elect Michael T. Birch Mgmt For For For 1.3 Elect Cheryl A. Larabee Mgmt For For For 1.4 Elect Daniel R. Maurer Mgmt For For For 1.5 Elect P. Scott Stubbs Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Zealand Pharma A/S. Ticker Security ID: Meeting Date Meeting Status ZEAL CUSIP 98920Y304 04/04/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Alain Munoz Mgmt For For For 4 Elect Martin Nicklasson Mgmt For For For 5 Elect Michael J. Owen Mgmt For For For 6 Elect Kirsten Aarup Mgmt For For For Drejer 7 Elect Bernadette Mgmt For For For Connaughton 8 Elect Jeffrey Berkowitz Mgmt For For For 9 Elect Leonard Kruimer Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Mgmt For For For Repurchase Shares 12 Amendments to Articles Mgmt For For For Regarding the Election of the Vice-Chair 13 Incentive Pay Mgmt For For For Guidelines 14 Remuneration Guidelines Mgmt For For For 15 Directors' Fees Mgmt For For For ________________________________________________________________________________ Zealand Pharma A/S. Ticker Security ID: Meeting Date Meeting Status ZEAL CINS K9898X127 04/04/2019 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Elect Alain Munoz Mgmt For For For 8 Elect Martin Nicklasson Mgmt For For For 9 Elect Michael J. Owen Mgmt For For For 10 Elect Kirsten Aarup Mgmt For For For Drejer 11 Elect Bernadette Mgmt For For For Connaughton 12 Elect Jeffrey Berkowitz Mgmt For For For 13 Elect Leonard Kruimer Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Mgmt For For For Repurchase Shares 16 Amendments to Articles Mgmt For For For Regarding the Election of the Vice-Chair 17 Incentive Pay Mgmt For For For Guidelines 18 Remuneration Guidelines Mgmt For For For 19 Directors' Fees Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Meeting Note N/A N/A N/A N/A SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Royce Micro-Cap Trust, Inc. By (Signature) /s/ Christopher D. Clark Name Christopher D. Clark Title President Date 08/20/2019