N-PX 1 BRD6J1_0001375340_2019.txt BRD6J1_0001375340_2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-21948 NAME OF REGISTRANT: Cohen & Steers Closed-End Opportunity Fund, Inc. ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 280 Park Avenue 10th Floor New York, NY 10017 NAME AND ADDRESS OF AGENT FOR SERVICE: Dana A. DeVivo 280 Park Avenue 10th Floor New York, NY 10017 REGISTRANT'S TELEPHONE NUMBER: 212-832-3232 DATE OF FISCAL YEAR END: 12/31 DATE OF REPORTING PERIOD: 07/01/2018 - 06/30/2019 Cohen & Steers Closed-End Opportunity Fund, Inc. -------------------------------------------------------------------------------------------------------------------------- ADAMS NATURAL RESOURCES FUND, INC Agenda Number: 934932167 -------------------------------------------------------------------------------------------------------------------------- Security: 00548F105 Meeting Type: Annual Meeting Date: 16-Apr-2019 Ticker: PEO ISIN: US00548F1057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Enrique R. Arzac Mgmt Split 96% For 4% Withheld Split Kenneth J. Dale Mgmt Split 96% For 4% Withheld Split Frederic A. Escherich Mgmt Split 96% For 4% Withheld Split Roger W. Gale Mgmt Split 95% For 5% Withheld Split Lauriann C. Kloppenburg Mgmt Split 96% For 4% Withheld Split Kathleen T. McGahran Mgmt Split 96% For 4% Withheld Split Craig R. Smith Mgmt Split 95% For 5% Withheld Split Mark E. Stoeckle Mgmt Split 96% For 4% Withheld Split 2. Ratification of the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit PricewaterhouseCoopers LLP as independent public auditors. -------------------------------------------------------------------------------------------------------------------------- ALLIANZGI CONVERTIBLE & INCOME II Agenda Number: 934846215 -------------------------------------------------------------------------------------------------------------------------- Security: 018825109 Meeting Type: Annual Meeting Date: 12-Jul-2018 Ticker: NCZ ISIN: US0188251096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A. DIRECTOR F. Ford Drummond Mgmt Split 96% For 4% Withheld Split Hans W. Kertess Mgmt Split 96% For 4% Withheld Split James S. MacLeod Mgmt Split 96% For 4% Withheld Split A. Douglas Eu Mgmt Split 96% For 4% Withheld Split Erick R. Holt Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ALLIANZGI NFJ DIVERSIFIED, INT & PREM ST Agenda Number: 934846241 -------------------------------------------------------------------------------------------------------------------------- Security: 01883A107 Meeting Type: Annual Meeting Date: 12-Jul-2018 Ticker: NFJ ISIN: US01883A1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A. DIRECTOR Hans W. Kertess Mgmt Split 91% For 9% Withheld Split James S. MacLeod Mgmt Split 91% For 9% Withheld Split William B. Ogden, IV Mgmt Split 91% For 9% Withheld Split A. Douglas Eu Mgmt Split 91% For 9% Withheld Split Erick R. Holt Mgmt Split 91% For 9% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ALTABA INC. Agenda Number: 934873628 -------------------------------------------------------------------------------------------------------------------------- Security: 021346101 Meeting Type: Annual Meeting Date: 16-Oct-2018 Ticker: AABA ISIN: US0213461017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Tor R. Braham Mgmt Split 99% For 1% Against Split 1.2 Election of Director: Eric K. Brandt Mgmt Split 96% For 4% Against Split 1.3 Election of Director: Catherine J. Friedman Mgmt Split 98% For 2% Against Split 1.4 Election of Director: Richard L. Kauffman Mgmt Split 99% For 1% Against Split 1.5 Election of Director: Thomas J. McInerney Mgmt For For -------------------------------------------------------------------------------------------------------------------------- ALTABA INC. Agenda Number: 935035471 -------------------------------------------------------------------------------------------------------------------------- Security: 021346101 Meeting Type: Special Meeting Date: 27-Jun-2019 Ticker: AABA ISIN: US0213461017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To consider and vote upon a proposal to Mgmt Split 92% For 8% Against Split approve the voluntary liquidation and dissolution of the Fund pursuant to the Plan of Complete Liquidation and Dissolution attached to the proxy statement as Appendix A (such plan, the "Plan of Liquidation and Dissolution"). 2. To grant discretionary authority to the Mgmt Split 96% For 4% Against Split Board of the Fund to adjourn the special meeting, even if a quorum is present, to solicit additional proxies in the event that there are insufficient votes at the time of the special meeting to approve the liquidation and dissolution of the Fund pursuant to the Plan of Liquidation and Dissolution. -------------------------------------------------------------------------------------------------------------------------- ARES DYNAMIC Agenda Number: 935007737 -------------------------------------------------------------------------------------------------------------------------- Security: 04014F102 Meeting Type: Annual Meeting Date: 06-Jun-2019 Ticker: ARDC ISIN: US04014F1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David A. Sachs Mgmt Split 91% For 9% Withheld Split James K. Hunt Mgmt Split 82% For 18% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK ENHANCED CAPITAL & INCOME FUND Agenda Number: 934847887 -------------------------------------------------------------------------------------------------------------------------- Security: 09256A109 Meeting Type: Annual Meeting Date: 27-Aug-2018 Ticker: CII ISIN: US09256A1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert Fairbairn Mgmt Split 94% For 6% Withheld Split R. Glenn Hubbard Mgmt Split 94% For 6% Withheld Split W. Carl Kester Mgmt Split 94% For 6% Withheld Split John M. Perlowski Mgmt Split 94% For 6% Withheld Split Karen P. Robards Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK ENHANCED DIVID ACHIEVERS TR Agenda Number: 934847875 -------------------------------------------------------------------------------------------------------------------------- Security: 09251A104 Meeting Type: Annual Meeting Date: 27-Aug-2018 Ticker: BDJ ISIN: US09251A1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank J. Fabozzi Mgmt Split 96% For 4% Withheld Split Robert Fairbairn Mgmt Split 98% For 2% Withheld Split Catherine A. Lynch Mgmt Split 98% For 2% Withheld Split Karen P. Robards Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK FL INSURED MUNICIPAL INCOME TR Agenda Number: 934847851 -------------------------------------------------------------------------------------------------------------------------- Security: 09250G102 Meeting Type: Annual Meeting Date: 27-Aug-2018 Ticker: BAF ISIN: US09250G1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert Fairbairn Mgmt Split 94% For 6% Withheld Split Catherine A. Lynch Mgmt Split 94% For 6% Withheld Split Karen P. Robards Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK FUNDS Agenda Number: 934847875 -------------------------------------------------------------------------------------------------------------------------- Security: 09258G104 Meeting Type: Annual Meeting Date: 27-Aug-2018 Ticker: BST ISIN: US09258G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank J. Fabozzi Mgmt Split 98% For 2% Withheld Split Robert Fairbairn Mgmt Split 98% For 2% Withheld Split Catherine A. Lynch Mgmt Split 98% For 2% Withheld Split Karen P. Robards Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK INVESTMENT QUALITY MUNI TR INC Agenda Number: 934847851 -------------------------------------------------------------------------------------------------------------------------- Security: 09247D105 Meeting Type: Annual Meeting Date: 27-Aug-2018 Ticker: BKN ISIN: US09247D1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert Fairbairn Mgmt Split 89% For 11% Withheld Split Catherine A. Lynch Mgmt Split 89% For 11% Withheld Split Karen P. Robards Mgmt Split 89% For 11% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK MUNI BOND TRUST Agenda Number: 934847851 -------------------------------------------------------------------------------------------------------------------------- Security: 09249H104 Meeting Type: Annual Meeting Date: 27-Aug-2018 Ticker: BBK ISIN: US09249H1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert Fairbairn Mgmt Split 97% For 3% Withheld Split Catherine A. Lynch Mgmt Split 93% For 7% Withheld Split Karen P. Robards Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK MUNI ENHANCED FD INC Agenda Number: 934846948 -------------------------------------------------------------------------------------------------------------------------- Security: 09253Y100 Meeting Type: Annual Meeting Date: 30-Jul-2018 Ticker: MEN ISIN: US09253Y1001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael J. Castellano Mgmt Split 98% For 2% Withheld Split Richard E. Cavanagh Mgmt Split 97% For 3% Withheld Split Cynthia L. Egan Mgmt Split 98% For 2% Withheld Split Robert Fairbairn Mgmt Split 98% For 2% Withheld Split R. Glenn Hubbard Mgmt Split 97% For 3% Withheld Split Catherine A. Lynch Mgmt Split 98% For 2% Withheld Split John M. Perlowski Mgmt Split 98% For 2% Withheld Split Karen P. Robards Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK MUNIHOLDINGS FA INSD FD INC Agenda Number: 934846950 -------------------------------------------------------------------------------------------------------------------------- Security: 09254P108 Meeting Type: Annual Meeting Date: 30-Jul-2018 Ticker: MFL ISIN: US09254P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Nominees: Michael J. Castellano Mgmt Split 96% For 2% Against 2% AbstainSplit 1b. Election of Nominees: Richard E. Cavanagh Mgmt Split 96% For 3% Against 1% AbstainSplit 1c. Election of Nominees: Cynthia L. Egan Mgmt Split 97% For 2% Against 1% AbstainSplit 1d. Election of Nominees: Robert Fairbairn Mgmt Split 96% For 2% Against 2% AbstainSplit 1e. Election of Nominees: R. Glenn Hubbard Mgmt Split 95% For 3% Against 2% AbstainSplit 1f. Election of Nominees: Catherine A. Lynch Mgmt Split 97% For 2% Against 1% AbstainSplit 1g. Election of Nominees: John M. Perlowski Mgmt Split 96% For 2% Against 2% AbstainSplit 1h. Election of Nominees: Karen P. Robards Mgmt Split 96% For 2% Against 2% AbstainSplit -------------------------------------------------------------------------------------------------------------------------- BLACKROCK MUNIHOLDINGS FUND, INC Agenda Number: 934846948 -------------------------------------------------------------------------------------------------------------------------- Security: 09253N104 Meeting Type: Annual Meeting Date: 30-Jul-2018 Ticker: MHD ISIN: US09253N1046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael J. Castellano Mgmt Split 97% For 3% Withheld Split Richard E. Cavanagh Mgmt Split 96% For 4% Withheld Split Cynthia L. Egan Mgmt Split 96% For 4% Withheld Split Robert Fairbairn Mgmt Split 97% For 3% Withheld Split R. Glenn Hubbard Mgmt Split 95% For 5% Withheld Split Catherine A. Lynch Mgmt Split 96% For 4% Withheld Split John M. Perlowski Mgmt Split 97% For 3% Withheld Split Karen P. Robards Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK MUNIHOLDINGS INSD FD II INC Agenda Number: 934846948 -------------------------------------------------------------------------------------------------------------------------- Security: 09254C107 Meeting Type: Annual Meeting Date: 30-Jul-2018 Ticker: MUE ISIN: US09254C1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael J. Castellano Mgmt Split 95% For 5% Withheld Split Richard E. Cavanagh Mgmt Split 93% For 7% Withheld Split Cynthia L. Egan Mgmt Split 95% For 5% Withheld Split Robert Fairbairn Mgmt Split 94% For 6% Withheld Split R. Glenn Hubbard Mgmt Split 93% For 7% Withheld Split Catherine A. Lynch Mgmt Split 95% For 5% Withheld Split John M. Perlowski Mgmt Split 94% For 6% Withheld Split Karen P. Robards Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK MUNIHOLDINGS INSURED FUND, INC Agenda Number: 934846948 -------------------------------------------------------------------------------------------------------------------------- Security: 09254A101 Meeting Type: Annual Meeting Date: 30-Jul-2018 Ticker: MUS ISIN: US09254A1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael J. Castellano Mgmt Split 89% For 11% Withheld Split Richard E. Cavanagh Mgmt Split 93% For 7% Withheld Split Cynthia L. Egan Mgmt Split 94% For 6% Withheld Split Robert Fairbairn Mgmt Split 95% For 5% Withheld Split R. Glenn Hubbard Mgmt Split 94% For 6% Withheld Split Catherine A. Lynch Mgmt Split 90% For 10% Withheld Split John M. Perlowski Mgmt Split 94% For 6% Withheld Split Karen P. Robards Mgmt Split 89% For 11% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK MUNIHOLDINGS NY INSD FD INC Agenda Number: 934846948 -------------------------------------------------------------------------------------------------------------------------- Security: 09255C106 Meeting Type: Annual Meeting Date: 30-Jul-2018 Ticker: MHN ISIN: US09255C1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael J. Castellano Mgmt Split 94% For 6% Withheld Split Richard E. Cavanagh Mgmt Split 93% For 7% Withheld Split Cynthia L. Egan Mgmt Split 95% For 5% Withheld Split Robert Fairbairn Mgmt Split 95% For 5% Withheld Split R. Glenn Hubbard Mgmt Split 94% For 6% Withheld Split Catherine A. Lynch Mgmt Split 95% For 5% Withheld Split John M. Perlowski Mgmt Split 95% For 5% Withheld Split Karen P. Robards Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK MUNIVEST FUND INC Agenda Number: 934846948 -------------------------------------------------------------------------------------------------------------------------- Security: 09253R105 Meeting Type: Annual Meeting Date: 30-Jul-2018 Ticker: MVF ISIN: US09253R1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael J. Castellano Mgmt Split 97% For 3% Withheld Split Richard E. Cavanagh Mgmt Split 97% For 3% Withheld Split Cynthia L. Egan Mgmt Split 97% For 3% Withheld Split Robert Fairbairn Mgmt Split 97% For 3% Withheld Split R. Glenn Hubbard Mgmt Split 97% For 3% Withheld Split Catherine A. Lynch Mgmt Split 97% For 3% Withheld Split John M. Perlowski Mgmt Split 97% For 3% Withheld Split Karen P. Robards Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK MUNIYIELD FUND Agenda Number: 934846948 -------------------------------------------------------------------------------------------------------------------------- Security: 09253W104 Meeting Type: Annual Meeting Date: 30-Jul-2018 Ticker: MYD ISIN: US09253W1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael J. Castellano Mgmt Split 97% For 3% Withheld Split Richard E. Cavanagh Mgmt Split 97% For 3% Withheld Split Cynthia L. Egan Mgmt Split 97% For 3% Withheld Split Robert Fairbairn Mgmt Split 97% For 3% Withheld Split R. Glenn Hubbard Mgmt Split 96% For 4% Withheld Split Catherine A. Lynch Mgmt Split 96% For 4% Withheld Split John M. Perlowski Mgmt Split 96% For 4% Withheld Split Karen P. Robards Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK MUNIYIELD INSURED FUND Agenda Number: 934846948 -------------------------------------------------------------------------------------------------------------------------- Security: 09254E103 Meeting Type: Annual Meeting Date: 30-Jul-2018 Ticker: MYI ISIN: US09254E1038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael J. Castellano Mgmt Split 94% For 6% Withheld Split Richard E. Cavanagh Mgmt Split 93% For 7% Withheld Split Cynthia L. Egan Mgmt Split 94% For 6% Withheld Split Robert Fairbairn Mgmt Split 94% For 6% Withheld Split R. Glenn Hubbard Mgmt Split 93% For 7% Withheld Split Catherine A. Lynch Mgmt Split 95% For 5% Withheld Split John M. Perlowski Mgmt Split 94% For 6% Withheld Split Karen P. Robards Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK MUNIYIELD QUALITY FUND Agenda Number: 934846948 -------------------------------------------------------------------------------------------------------------------------- Security: 09254F100 Meeting Type: Annual Meeting Date: 30-Jul-2018 Ticker: MQY ISIN: US09254F1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael J. Castellano Mgmt Split 96% For 4% Withheld Split Richard E. Cavanagh Mgmt Split 97% For 3% Withheld Split Cynthia L. Egan Mgmt Split 97% For 3% Withheld Split Robert Fairbairn Mgmt Split 98% For 2% Withheld Split R. Glenn Hubbard Mgmt Split 97% For 3% Withheld Split Catherine A. Lynch Mgmt Split 95% For 5% Withheld Split John M. Perlowski Mgmt Split 98% For 2% Withheld Split Karen P. Robards Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK MUNIYIELD QUALITY FUND II Agenda Number: 934846948 -------------------------------------------------------------------------------------------------------------------------- Security: 09254G108 Meeting Type: Annual Meeting Date: 30-Jul-2018 Ticker: MQT ISIN: US09254G1085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael J. Castellano Mgmt Split 94% For 6% Withheld Split Richard E. Cavanagh Mgmt Split 93% For 7% Withheld Split Cynthia L. Egan Mgmt Split 92% For 8% Withheld Split Robert Fairbairn Mgmt Split 94% For 6% Withheld Split R. Glenn Hubbard Mgmt Split 92% For 8% Withheld Split Catherine A. Lynch Mgmt Split 92% For 8% Withheld Split John M. Perlowski Mgmt Split 94% For 6% Withheld Split Karen P. Robards Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK STRATEGIC MUNICIPAL TRUST Agenda Number: 934847851 -------------------------------------------------------------------------------------------------------------------------- Security: 09248T109 Meeting Type: Annual Meeting Date: 27-Aug-2018 Ticker: BSD ISIN: US09248T1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert Fairbairn Mgmt Split 94% For 6% Withheld Split Catherine A. Lynch Mgmt Split 94% For 6% Withheld Split Karen P. Robards Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- CBRE CLARION SECURITIES Agenda Number: 934877905 -------------------------------------------------------------------------------------------------------------------------- Security: 12504G100 Meeting Type: Annual Meeting Date: 10-Oct-2018 Ticker: IGR ISIN: US12504G1004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Trustee: Asuka Nakahara Mgmt Split 96% For 4% Abstain Split -------------------------------------------------------------------------------------------------------------------------- COLUMBIA MANAGEMENT INVESTMENT ADVISERS Agenda Number: 934940734 -------------------------------------------------------------------------------------------------------------------------- Security: 19842X109 Meeting Type: Annual Meeting Date: 16-Apr-2019 Ticker: STK ISIN: US19842X1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Anthony M. Santomero Mgmt Split 97% For 3% Withheld Split Minor M. Shaw Mgmt Split 97% For 3% Withheld Split William F. Truscott Mgmt Split 97% For 3% Withheld Split 2. To ratify the selection of Mgmt Split 97% For 1% Against 2% AbstainSplit PricewaterhouseCoopers LLP as the Fund's independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- DELAWARE INVTS DIVIDEND AND INCM FD INC. Agenda Number: 934855923 -------------------------------------------------------------------------------------------------------------------------- Security: 245915103 Meeting Type: Annual Meeting Date: 15-Aug-2018 Ticker: DDF ISIN: US2459151039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas L. Bennett Mgmt Split 97% For 3% Withheld Split Ann D. Borowiec Mgmt Split 98% For 2% Withheld Split Joseph W. Chow Mgmt Split 98% For 2% Withheld Split John A. Fry Mgmt Split 97% For 3% Withheld Split Lucinda S. Landreth Mgmt Split 98% For 2% Withheld Split Shawn K. Lytle Mgmt Split 98% For 2% Withheld Split F.A. Sevilla-Sacasa Mgmt Split 98% For 2% Withheld Split Thomas K. Whitford Mgmt Split 98% For 2% Withheld Split Janet L. Yeomans Mgmt Split 98% For 2% Withheld Split 2. To approve sub-advisory agreements between Mgmt Split 95% For 3% Against 2% AbstainSplit Delaware Management Company and each of Macquarie Investment Management Europe Limited, Macquarie Investment Management Global Limited, and Macquarie Funds Management Hong Kong Limited. -------------------------------------------------------------------------------------------------------------------------- EATON VANCE FUNDS Agenda Number: 934933955 -------------------------------------------------------------------------------------------------------------------------- Security: 27828Y108 Meeting Type: Annual Meeting Date: 18-Apr-2019 Ticker: ETV ISIN: US27828Y1082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR George J. Gorman Mgmt Split 97% For 3% Withheld Split William H. Park Mgmt Split 97% For 3% Withheld Split Keith Quinton Mgmt Split 98% For 2% Withheld Split Susan J. Sutherland Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE LIMITED DURATION INCOME FD Agenda Number: 934909512 -------------------------------------------------------------------------------------------------------------------------- Security: 27828H105 Meeting Type: Annual Meeting Date: 17-Jan-2019 Ticker: EVV ISIN: US27828H1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cynthia E. Frost Mgmt Split 87% For 13% Withheld Split Valerie A. Mosley Mgmt Split 88% For 12% Withheld Split Scott E. Wennerholm Mgmt Split 88% For 12% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE MUNICIPAL INCOME TRUST Agenda Number: 934931177 -------------------------------------------------------------------------------------------------------------------------- Security: 27826U108 Meeting Type: Annual Meeting Date: 18-Apr-2019 Ticker: EVN ISIN: US27826U1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas E. Faust Jr. Mgmt Split 96% For 4% Withheld Split Mark R. Fetting Mgmt Split 96% For 4% Withheld Split Scott E. Wennerholm Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE TAX-ADVANTAGED FUND Agenda Number: 934916581 -------------------------------------------------------------------------------------------------------------------------- Security: 27828U106 Meeting Type: Annual Meeting Date: 14-Feb-2019 Ticker: ETO ISIN: US27828U1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR George J. Gorman Mgmt Split 96% For 4% Withheld Split Helen Frame Peters Mgmt Split 96% For 4% Withheld Split Marcus L. Smith Mgmt Split 96% For 4% Withheld Split Susan J. Sutherland Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE TAX-ADVANTAGED GLOBAL DIV FD Agenda Number: 934853335 -------------------------------------------------------------------------------------------------------------------------- Security: 27828S101 Meeting Type: Annual Meeting Date: 16-Aug-2018 Ticker: ETG ISIN: US27828S1015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR George J. Gorman Mgmt Split 97% For 3% Withheld Split Helen Frame Peters Mgmt Split 97% For 3% Withheld Split Susan J. Sutherland Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE TAX-MANAGED FUND Agenda Number: 934932410 -------------------------------------------------------------------------------------------------------------------------- Security: 27828X100 Meeting Type: Annual Meeting Date: 18-Apr-2019 Ticker: ETB ISIN: US27828X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR George J. Gorman Mgmt Split 97% For 3% Withheld Split William H. Park Mgmt Split 97% For 3% Withheld Split Keith Quinton Mgmt Split 97% For 3% Withheld Split Susan J. Sutherland Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE TAX-MANAGED GLOBAL Agenda Number: 934932989 -------------------------------------------------------------------------------------------------------------------------- Security: 27829C105 Meeting Type: Annual Meeting Date: 18-Apr-2019 Ticker: ETW ISIN: US27829C1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR George J. Gorman Mgmt Split 96% For 4% Withheld Split William H. Park Mgmt Split 96% For 4% Withheld Split Keith Quinton Mgmt Split 97% For 3% Withheld Split Susan J. Sutherland Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE TAX-MANGD GLB DIV EQ INC FD Agenda Number: 934852989 -------------------------------------------------------------------------------------------------------------------------- Security: 27829F108 Meeting Type: Annual Meeting Date: 16-Aug-2018 Ticker: EXG ISIN: US27829F1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mark R. Fetting Mgmt Split 98% For 2% Withheld Split Valerie A. Mosley Mgmt Split 98% For 2% Withheld Split Helen Frame Peters Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EV TAX-MANAGED DIVERSIFIED EQUITY INCOME Agenda Number: 934852509 -------------------------------------------------------------------------------------------------------------------------- Security: 27828N102 Meeting Type: Annual Meeting Date: 16-Aug-2018 Ticker: ETY ISIN: US27828N1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mark R. Fetting Mgmt Split 98% For 2% Withheld Split Valerie A. Mosley Mgmt Split 98% For 2% Withheld Split Helen Frame Peters Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- FIDELITY EUROPEAN VALUES PLC Agenda Number: 710826136 -------------------------------------------------------------------------------------------------------------------------- Security: G3401M145 Meeting Type: AGM Meeting Date: 13-May-2019 Ticker: ISIN: GB00BK1PKQ95 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE AND ADOPT THE ANNUAL REPORT AND Mgmt For For FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2018 2 TO APPROVE A FINAL DIVIDEND OF 6.28P Mgmt For For 3 TO RE-ELECT MR VIVIAN BAZALGETTE AS A Mgmt For For DIRECTOR OF THE COMPANY 4 TO RE-ELECT MS FLEUR MEIJS AS A DIRECTOR OF Mgmt For For THE COMPANY 5 TO RE-ELECT DR ROBIN NIBLETT AS A DIRECTOR Mgmt For For OF THE COMPANY 6 TO RE-ELECT MS MARION SEARS AS A DIRECTOR Mgmt For For OF THE COMPANY 7 TO RE-ELECT MR PAUL YATES AS A DIRECTOR OF Mgmt For For THE COMPANY 8 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For REPORT FOR THE YEAR ENDED 31 DECEMBER 2018 9 TO REAPPOINT ERNST AND YOUNG LLP AS AUDITOR Mgmt For For OF THE COMPANY 10 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For AUDITOR'S REMUNERATION 11 TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT Mgmt For For SHARES 12 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For 13 TO RENEW THE COMPANY'S AUTHORITY TO MAKE Mgmt For For MARKET PURCHASES OF SHARES IN THE CAPITAL OF THE COMPANY 14 TO APPROVE THE CONTINUATION OF THE COMPANY Mgmt For For AS AN INVESTMENT TRUST -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST Agenda Number: 934934628 -------------------------------------------------------------------------------------------------------------------------- Security: 33738G104 Meeting Type: Annual Meeting Date: 08-Apr-2019 Ticker: FEN ISIN: US33738G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JAMES A. BOWEN Mgmt Split 96% For 4% Withheld Split NIEL B. NIELSON Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST ADVISORS Agenda Number: 934934628 -------------------------------------------------------------------------------------------------------------------------- Security: 33739B104 Meeting Type: Annual Meeting Date: 08-Apr-2019 Ticker: FEI ISIN: US33739B1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JAMES A. BOWEN Mgmt Split 97% For 3% Withheld Split NIEL B. NIELSON Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST ADVISORS Agenda Number: 934934628 -------------------------------------------------------------------------------------------------------------------------- Security: 33739M100 Meeting Type: Annual Meeting Date: 08-Apr-2019 Ticker: FPL ISIN: US33739M1009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JAMES A. BOWEN Mgmt Split 94% For 6% Withheld Split NIEL B. NIELSON Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- FLAHERTY & CRUMRINE Agenda Number: 934948843 -------------------------------------------------------------------------------------------------------------------------- Security: 33848W106 Meeting Type: Annual Meeting Date: 23-Apr-2019 Ticker: DFP ISIN: US33848W1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR R. Eric Chadwick Mgmt Split 96% For 4% Withheld Split Morgan Gust Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- FLAHERTY & CRUMRINE PREFERRED INCOME FD Agenda Number: 934948843 -------------------------------------------------------------------------------------------------------------------------- Security: 338480106 Meeting Type: Annual Meeting Date: 23-Apr-2019 Ticker: PFD ISIN: US3384801060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR R. Eric Chadwick Mgmt Split 96% For 4% Withheld Split Morgan Gust Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- FLAHERTY & CRUMRINE/CLAYMORE PFD SEC INC Agenda Number: 934948831 -------------------------------------------------------------------------------------------------------------------------- Security: 338478100 Meeting Type: Annual Meeting Date: 23-Apr-2019 Ticker: FFC ISIN: US3384781007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR R. Eric Chadwick Mgmt Split 97% For 3% Withheld Split Karen H. Hogan Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- GABELLI DIVIDEND & INCOME TRUST Agenda Number: 934962401 -------------------------------------------------------------------------------------------------------------------------- Security: 36242H104 Meeting Type: Annual Meeting Date: 13-May-2019 Ticker: GDV ISIN: US36242H1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mario J. Gabelli Mgmt Split 46% For 54% Withheld Split Michael J. Melarkey Mgmt Split 98% For 2% Withheld Split Kuni Nakamura Mgmt Split 98% For 2% Withheld Split Susan V. Watson Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- GUGGENHEIM FUNDS Agenda Number: 934935858 -------------------------------------------------------------------------------------------------------------------------- Security: 31647Q106 Meeting Type: Annual Meeting Date: 04-Apr-2019 Ticker: FMO ISIN: US31647Q1067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class III trustee to serve Mgmt Split 98% For 1% Against 1% AbstainSplit until 2022 annual meeting: Amy J. Lee 1b. Election of Class III trustee to serve Mgmt Split 98% For 1% Against 1% AbstainSplit until 2022 annual meeting: Ronald E. Toupin, Jr. -------------------------------------------------------------------------------------------------------------------------- GUGGENHEIM FUNDS Agenda Number: 934935884 -------------------------------------------------------------------------------------------------------------------------- Security: 40167F101 Meeting Type: Annual Meeting Date: 04-Apr-2019 Ticker: GOF ISIN: US40167F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II trustee to serve until Mgmt Split 95% For 4% Against 1% AbstainSplit 2021 annual meeting: Jerry B. Farley 1b. Election of Class II trustee to serve until Mgmt Split 96% For 3% Against 1% AbstainSplit 2021 annual meeting: Ronald A. Nyberg 1c. Election of Class II trustee to serve until Mgmt Split 96% For 3% Against 1% AbstainSplit 2021 annual meeting: Ronald E. Toupin, Jr. -------------------------------------------------------------------------------------------------------------------------- HENDERSON EUROTRUST PLC Agenda Number: 710032121 -------------------------------------------------------------------------------------------------------------------------- Security: G43985111 Meeting Type: AGM Meeting Date: 14-Nov-2018 Ticker: ISIN: GB0004199294 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE THE COMPANY'S REPORT AND AUDITED Mgmt For For FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 JULY 2018 2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For REPORT FOR THE YEAR ENDED 31 JULY 2018 3 TO APPROVE A FINAL DIVIDEND OF 22.5P PER Mgmt For For SHARE 4 TO RE-ELECT NICOLA RALSTON AS A DIRECTOR Mgmt For For 5 TO RE-ELECT RUTGER KOOPMANS AS A DIRECTOR Mgmt For For 6 TO RE-ELECT DAVID MARSH AS A DIRECTOR Mgmt For For 7 TO RE-ELECT EKATERINA THOMSON AS A DIRECTOR Mgmt For For 8 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For STATUTORY AUDITOR TO THE COMPANY 9 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For REMUNERATION OF THE STATUTORY AUDITOR 10 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For RELEVANT SECURITIES 11 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For 12 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For PURCHASES OF ITS OWN SHARES 13 TO AUTHORISE A GENERAL MEETING, OTHER THAN Mgmt For For AN AGM, BE CALLED ON NOT LESS THAN 14 DAYS' NOTICE -------------------------------------------------------------------------------------------------------------------------- INVESCO Agenda Number: 934853309 -------------------------------------------------------------------------------------------------------------------------- Security: 46132R104 Meeting Type: Annual Meeting Date: 09-Aug-2018 Ticker: VTA ISIN: US46132R1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Bruce L. Crockett Mgmt Split 98% For 2% Withheld Split Jack M. Fields Mgmt Split 98% For 2% Withheld Split Martin L. Flanagan Mgmt Split 98% For 2% Withheld Split Robert C. Troccoli Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- JAPAN SMALLER CAPITALIZATION FUND, INC. Agenda Number: 934886726 -------------------------------------------------------------------------------------------------------------------------- Security: 47109U104 Meeting Type: Annual Meeting Date: 20-Nov-2018 Ticker: JOF ISIN: US47109U1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Rodney A. Buck Mgmt Split 81% For 19% Withheld Split David B. Chemidlin Mgmt Split 81% For 19% Withheld Split 2. A Shareholder proposal requesting that the Shr Split 59% For 40% Against 1% AbstainSplit Board of Directors take action to declassify the Board of Directors. -------------------------------------------------------------------------------------------------------------------------- JOHN HANCOCK FINANCIAL OPPORTUNITIES FD Agenda Number: 934913763 -------------------------------------------------------------------------------------------------------------------------- Security: 409735206 Meeting Type: Annual Meeting Date: 07-Feb-2019 Ticker: BTO ISIN: US4097352060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Andrew G. Arnott Mgmt Split 98% For 2% Withheld Split Marianne Harrison Mgmt Split 98% For 2% Withheld Split Deborah C. Jackson Mgmt Split 98% For 2% Withheld Split James M. Oates Mgmt Split 98% For 2% Withheld Split Steven R. Pruchansky Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- JOHN HANCOCK PREFERRED INCOME FUND III Agenda Number: 934913802 -------------------------------------------------------------------------------------------------------------------------- Security: 41021P103 Meeting Type: Annual Meeting Date: 07-Feb-2019 Ticker: HPS ISIN: US41021P1030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Andrew G. Arnott Mgmt Split 97% For 3% Withheld Split Marianne Harrison Mgmt Split 96% For 4% Withheld Split Deborah C. Jackson Mgmt Split 96% For 4% Withheld Split James M. Oates Mgmt Split 96% For 4% Withheld Split Steven R. Pruchansky Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- JOHN HANCOCK PREFERRED&EQUITY INCOME FD Agenda Number: 934913826 -------------------------------------------------------------------------------------------------------------------------- Security: 41013V100 Meeting Type: Annual Meeting Date: 07-Feb-2019 Ticker: HTD ISIN: US41013V1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Andrew G. Arnott Mgmt Split 97% For 3% Withheld Split Marianne Harrison Mgmt Split 97% For 3% Withheld Split Deborah C. Jackson Mgmt Split 97% For 3% Withheld Split James M. Oates Mgmt Split 97% For 3% Withheld Split Steven R. Pruchansky Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- JPMORGAN EMERGING MARKETS INVESTMENT TRUST PLC Agenda Number: 710055369 -------------------------------------------------------------------------------------------------------------------------- Security: G5205L108 Meeting Type: AGM Meeting Date: 22-Nov-2018 Ticker: ISIN: GB0003418950 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE THE DIRECTORS REPORT THE ANNUAL Mgmt For For ACCOUNTS AND THE AUDITORS REPORT FOR THE YEAR ENDED 30TH JUNE 2018 2 TO APPROVE THE COMPANY'S REMUNERATION Mgmt For For POLICY 3 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For REPORT FOR THE YEAR ENDED 30TH JUNE 2018 4 TO APPROVE A FINAL DIVIDEND OF 12 POINT 5P Mgmt For For PER SHARE 5 TO REAPPOINT SARAH ARKLE AS A DIRECTOR OF Mgmt For For THE COMPANY 6 TO REAPPOINT RICHARD LAING AS A DIRECTOR OF Mgmt For For THE COMPANY 7 TO REAPPOINT RUARY NEILL AS A DIRECTOR OF Mgmt For For THE COMPANY 8 TO REAPPOINT ANDREW PAGE AS A DIRECTOR OF Mgmt For For THE COMPANY 9 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For AUDITORS TO THE COMPANY AND TO AUTHORISE THE DIRECTORS TO DETERMINE THEIR REMUNERATION 10 TO GRANT AUTHORITY TO ALLOT NEW SHARES Mgmt For For 11 TO GRANT AUTHORITY TO DISAPPLY PRE-EMPTION Mgmt For For RIGHTS ON ALLOTMENT OF RELEVANT SECURITIES 12 TO GRANT AUTHORITY TO REPURCHASE THE Mgmt For For COMPANY'S SHARES -------------------------------------------------------------------------------------------------------------------------- KAYNE ANDERSON ENERGY TOTAL RETURN FUND Agenda Number: 934843182 -------------------------------------------------------------------------------------------------------------------------- Security: 48660P104 Meeting Type: Special Meeting Date: 31-Jul-2018 Ticker: KYE ISIN: US48660P1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. THE APPROVAL OF THE REORGANIZATION. Mgmt Split 94% For 3% Against 3% AbstainSplit -------------------------------------------------------------------------------------------------------------------------- KAYNE ANDERSON MIDSTREAM/ENERGY FUND INC Agenda Number: 935046777 -------------------------------------------------------------------------------------------------------------------------- Security: 48661E108 Meeting Type: Annual Meeting Date: 27-Jun-2019 Ticker: KMF ISIN: US48661E1082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: ANNE K. COSTIN Mgmt Split 86% For 13% Against 1% AbstainSplit 1B. Election of Director: ALBERT L. RICHEY Mgmt Split 86% For 13% Against 1% AbstainSplit 2. THE RATIFICATION OF THE SELECTION OF Mgmt Split 98% For 1% Against 1% AbstainSplit PRICEWATERHOUSECOOPERS LLP AS KMF'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2019. -------------------------------------------------------------------------------------------------------------------------- KAYNE ANDERSON MLP/MIDSTREAM INV CO Agenda Number: 935046765 -------------------------------------------------------------------------------------------------------------------------- Security: 486606106 Meeting Type: Annual Meeting Date: 27-Jun-2019 Ticker: KYN ISIN: US4866061066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: ANNE K. COSTIN Mgmt Split 96% For 3% Against 1% AbstainSplit 1B. Election of Director: ALBERT L. RICHEY Mgmt Split 96% For 3% Against 1% AbstainSplit 2. THE RATIFICATION OF THE SELECTION OF Mgmt Split 97% For 2% Against 1% AbstainSplit PRICEWATERHOUSECOOPERS LLP AS KYN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2019. -------------------------------------------------------------------------------------------------------------------------- LEGG MASON PARTNERS CAPITAL AND INCOME Agenda Number: 934939109 -------------------------------------------------------------------------------------------------------------------------- Security: 50208A102 Meeting Type: Annual Meeting Date: 12-Apr-2019 Ticker: SCD ISIN: US50208A1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Nisha Kumar Mgmt Split 93% For 7% Withheld Split William R. Hutchinson Mgmt Split 88% For 12% Withheld Split Jane Trust Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LIBERTY ALL-STAR EQUITY FUND Agenda Number: 934856569 -------------------------------------------------------------------------------------------------------------------------- Security: 530158104 Meeting Type: Annual Meeting Date: 23-Aug-2018 Ticker: USA ISIN: US5301581048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John A. Benning Mgmt Split 97% For 3% Withheld Split Maureen Usifer Mgmt Split 97% For 3% Withheld Split Edmund J. Burke Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NEUBERGER BERMAN Agenda Number: 934867815 -------------------------------------------------------------------------------------------------------------------------- Security: 64129H104 Meeting Type: Annual Meeting Date: 19-Sep-2018 Ticker: NML ISIN: US64129H1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Marc Gary Mgmt Split 87% For 13% Withheld Split Michael M. Knetter Mgmt Split 87% For 13% Withheld Split Robert Conti Mgmt Split 88% For 12% Withheld Split Peter P. Trapp Mgmt Split 66% For 34% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NEUBERGER BERMAN REAL ESTATE SEC INC FD Agenda Number: 934867815 -------------------------------------------------------------------------------------------------------------------------- Security: 64190A103 Meeting Type: Annual Meeting Date: 19-Sep-2018 Ticker: NRO ISIN: US64190A1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Marc Gary Mgmt Split 95% For 5% Withheld Split Michael M. Knetter Mgmt Split 95% For 5% Withheld Split Robert Conti Mgmt Split 95% For 5% Withheld Split Peter P. Trapp Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN AMT FREE QUALITY MUNI INC FD Agenda Number: 934855997 -------------------------------------------------------------------------------------------------------------------------- Security: 670657105 Meeting Type: Annual Meeting Date: 08-Aug-2018 Ticker: NEA ISIN: US6706571055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1c. DIRECTOR Margo L. Cook Mgmt Split 90% For 10% Withheld Split Jack B. Evans Mgmt Split 90% For 10% Withheld Split Albin F. Moschner Mgmt Split 90% For 10% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN AMT-FREE MUNICIPAL CREDIT INC FD Agenda Number: 934855997 -------------------------------------------------------------------------------------------------------------------------- Security: 67071L106 Meeting Type: Annual Meeting Date: 08-Aug-2018 Ticker: NVG ISIN: US67071L1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1c. DIRECTOR Margo L. Cook Mgmt Split 96% For 4% Withheld Split Jack B. Evans Mgmt Split 95% For 5% Withheld Split Albin F. Moschner Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN CALIFORNIA QUALITY MUNI INC FD Agenda Number: 934886548 -------------------------------------------------------------------------------------------------------------------------- Security: 67066Y105 Meeting Type: Annual Meeting Date: 13-Nov-2018 Ticker: NAC ISIN: US67066Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. DIRECTOR Margo L. Cook Mgmt Split 96% For 4% Withheld Split Jack B. Evans Mgmt Split 95% For 5% Withheld Split Albin F. Moschner Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN ENHANCED MUNICIPAL VALUE FUND Agenda Number: 934855985 -------------------------------------------------------------------------------------------------------------------------- Security: 67074M101 Meeting Type: Annual Meeting Date: 08-Aug-2018 Ticker: NEV ISIN: US67074M1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1b. DIRECTOR Margo L. Cook Mgmt Split 95% For 5% Withheld Split Jack B. Evans Mgmt Split 95% For 5% Withheld Split Albin F. Moschner Mgmt Split 95% For 5% Withheld Split William J. Schneider Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN MUNICIPAL CREDIT INCOME FUND Agenda Number: 934855997 -------------------------------------------------------------------------------------------------------------------------- Security: 67070X101 Meeting Type: Annual Meeting Date: 08-Aug-2018 Ticker: NZF ISIN: US67070X1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1c. DIRECTOR Margo L. Cook Mgmt Split 97% For 3% Withheld Split Jack B. Evans Mgmt Split 96% For 4% Withheld Split Albin F. Moschner Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN MUNICIPAL VALUE FUND INC Agenda Number: 934855985 -------------------------------------------------------------------------------------------------------------------------- Security: 670928100 Meeting Type: Annual Meeting Date: 08-Aug-2018 Ticker: NUV ISIN: US6709281009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1b. DIRECTOR Margo L. Cook Mgmt Split 97% For 3% Withheld Split Jack B. Evans Mgmt Split 96% For 4% Withheld Split Albin F. Moschner Mgmt Split 97% For 3% Withheld Split William J. Schneider Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREFERRED AND INCOME OPP FD Agenda Number: 934935668 -------------------------------------------------------------------------------------------------------------------------- Security: 67073B106 Meeting Type: Annual Meeting Date: 10-Apr-2019 Ticker: JPC ISIN: US67073B1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1b. DIRECTOR Judith M. Stockdale Mgmt Split 96% For 4% Withheld Split Carole E. Stone Mgmt Split 90% For 10% Withheld Split Margaret L. Wolff Mgmt Split 96% For 4% Withheld Split William C. Hunter Mgmt Split 90% For 10% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREFERRED AND INCOME TERM FUND Agenda Number: 934935668 -------------------------------------------------------------------------------------------------------------------------- Security: 67075A106 Meeting Type: Annual Meeting Date: 10-Apr-2019 Ticker: JPI ISIN: US67075A1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1b. DIRECTOR Judith M. Stockdale Mgmt Split 95% For 5% Withheld Split Carole E. Stone Mgmt Split 95% For 5% Withheld Split Margaret L. Wolff Mgmt Split 95% For 5% Withheld Split William C. Hunter Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN QUALITY MUNICIPAL INCOME FUND Agenda Number: 934855997 -------------------------------------------------------------------------------------------------------------------------- Security: 67066V101 Meeting Type: Annual Meeting Date: 08-Aug-2018 Ticker: NAD ISIN: US67066V1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1c. DIRECTOR Margo L. Cook Mgmt Split 82% For 18% Withheld Split Jack B. Evans Mgmt Split 82% For 18% Withheld Split Albin F. Moschner Mgmt Split 82% For 18% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN REAL ASSET INCOME AND GROWTH FUND Agenda Number: 934935668 -------------------------------------------------------------------------------------------------------------------------- Security: 67074Y105 Meeting Type: Annual Meeting Date: 10-Apr-2019 Ticker: JRI ISIN: US67074Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1b. DIRECTOR Judith M. Stockdale Mgmt Split 86% For 14% Withheld Split Carole E. Stone Mgmt Split 74% For 26% Withheld Split Margaret L. Wolff Mgmt Split 86% For 14% Withheld Split William C. Hunter Mgmt Split 74% For 26% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN REAL ESTATE INCOME FUND Agenda Number: 934935668 -------------------------------------------------------------------------------------------------------------------------- Security: 67071B108 Meeting Type: Annual Meeting Date: 10-Apr-2019 Ticker: JRS ISIN: US67071B1089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1b. DIRECTOR Judith M. Stockdale Mgmt Split 86% For 14% Withheld Split Carole E. Stone Mgmt Split 86% For 14% Withheld Split Margaret L. Wolff Mgmt Split 86% For 14% Withheld Split William C. Hunter Mgmt Split 86% For 14% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN TAX ADVANTAGED TOT RET STRAT FD Agenda Number: 934935668 -------------------------------------------------------------------------------------------------------------------------- Security: 67090H102 Meeting Type: Annual Meeting Date: 10-Apr-2019 Ticker: JTA ISIN: US67090H1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1b. DIRECTOR Judith M. Stockdale Mgmt Split 97% For 3% Withheld Split Carole E. Stone Mgmt Split 97% For 3% Withheld Split Margaret L. Wolff Mgmt Split 97% For 3% Withheld Split William C. Hunter Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN TAX-ADVANTAGED DIV GROWTH FD Agenda Number: 934935668 -------------------------------------------------------------------------------------------------------------------------- Security: 67073G105 Meeting Type: Annual Meeting Date: 10-Apr-2019 Ticker: JTD ISIN: US67073G1058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1b. DIRECTOR Judith M. Stockdale Mgmt Split 96% For 4% Withheld Split Carole E. Stone Mgmt Split 96% For 4% Withheld Split Margaret L. Wolff Mgmt Split 96% For 4% Withheld Split William C. Hunter Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIMCO Agenda Number: 934953806 -------------------------------------------------------------------------------------------------------------------------- Security: 72202D106 Meeting Type: Annual Meeting Date: 26-Apr-2019 Ticker: PCI ISIN: US72202D1063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Sarah E. Cogan Mgmt Split 98% For 2% Withheld Split David N. Fisher Mgmt Split 98% For 2% Withheld Split Deborah A. DeCotis Mgmt Split 98% For 2% Withheld Split William B. Ogden, IV Mgmt Split 98% For 2% Withheld Split John C. Maney Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIMCO CORPORATE OPPORTUNITY FUND Agenda Number: 934953832 -------------------------------------------------------------------------------------------------------------------------- Security: 72201B101 Meeting Type: Annual Meeting Date: 26-Apr-2019 Ticker: PTY ISIN: US72201B1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Sarah E. Cogan Mgmt Split 97% For 3% Withheld * David N. Fisher Mgmt Split 97% For 3% Withheld * William B. Ogden, IV Mgmt Split 97% For 3% Withheld * John C. Maney Mgmt Split 97% For 3% Withheld * -------------------------------------------------------------------------------------------------------------------------- PIMCO DYNAMIC INCOME FUND Agenda Number: 935038922 -------------------------------------------------------------------------------------------------------------------------- Security: 72201Y101 Meeting Type: Annual Meeting Date: 28-Jun-2019 Ticker: PDI ISIN: US72201Y1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Sarah E. Cogan Mgmt Split 97% For 3% Withheld Split David N. Fisher Mgmt Split 97% For 3% Withheld Split John C. Maney Mgmt Split 97% For 3% Withheld Split William B. Ogden, IV Mgmt Split 97% For 3% Withheld Split Alan Rappaport Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIMCO FLOATING RATE STRATEGY FUND Agenda Number: 935038958 -------------------------------------------------------------------------------------------------------------------------- Security: 72201J104 Meeting Type: Annual Meeting Date: 28-Jun-2019 Ticker: PFN ISIN: US72201J1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Sarah E. Cogan Mgmt Split 97% For 3% Withheld * Deborah A. DeCotis Mgmt Split 97% For 3% Withheld * David N. Fisher Mgmt Split 98% For 2% Withheld * -------------------------------------------------------------------------------------------------------------------------- PIMCO INCOME OPPORTUNITY FD Agenda Number: 934953820 -------------------------------------------------------------------------------------------------------------------------- Security: 72202B100 Meeting Type: Annual Meeting Date: 26-Apr-2019 Ticker: PKO ISIN: US72202B1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Sarah E. Cogan Mgmt Split 97% For 3% Withheld Split David N. Fisher Mgmt Split 97% For 3% Withheld Split James A. Jacobson Mgmt Split 97% For 3% Withheld Split William B. Ogden, IV Mgmt Split 97% For 3% Withheld Split John C. Maney Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIMCO MUNICIPAL INCOME FUND Agenda Number: 934898048 -------------------------------------------------------------------------------------------------------------------------- Security: 72200R107 Meeting Type: Annual Meeting Date: 19-Dec-2018 Ticker: PMF ISIN: US72200R1077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Alan Rappaport Mgmt Split 97% For 3% Withheld Split John C. Maney Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIONEER MUNICIPAL HIGH INCOME TRUST Agenda Number: 934864770 -------------------------------------------------------------------------------------------------------------------------- Security: 723763108 Meeting Type: Annual Meeting Date: 20-Sep-2018 Ticker: MHI ISIN: US7237631087 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas J. Perna Mgmt Split 86% For 14% Withheld Split Fred J. Ricciardi Mgmt Split 88% For 12% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PUTNAM MANAGED MUNICIPAL INCOME TRUST Agenda Number: 934947865 -------------------------------------------------------------------------------------------------------------------------- Security: 746823103 Meeting Type: Annual Meeting Date: 26-Apr-2019 Ticker: PMM ISIN: US7468231037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Fixing the number of Trustees at 11. Mgmt Split 93% For 4% Against 3% AbstainSplit 1B. DIRECTOR Liaquat Ahamed Mgmt Split 94% For 6% Withheld Split Ravi Akhoury Mgmt Split 93% For 7% Withheld Split Barbara M. Baumann Mgmt Split 94% For 6% Withheld Split Katinka Domotorffy Mgmt Split 94% For 6% Withheld Split Catharine Bond Hill Mgmt Split 95% For 5% Withheld Split Paul L. Joskow Mgmt Split 94% For 6% Withheld Split Kenneth R. Leibler Mgmt Split 94% For 6% Withheld Split Robert L. Reynolds Mgmt Split 95% For 5% Withheld Split Manoj P. Singh Mgmt Split 94% For 6% Withheld Split 2. Converting Putnam Managed Municipal Income Shr Split 16% For 79% Against 5% AbstainSplit Trust to an open-end investment company and approving certain related amendments to its Declaration of Trust. -------------------------------------------------------------------------------------------------------------------------- REAVES UTILITY INCOME FUND Agenda Number: 934940013 -------------------------------------------------------------------------------------------------------------------------- Security: 756158101 Meeting Type: Annual Meeting Date: 09-Apr-2019 Ticker: UTG ISIN: US7561581015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jeremy W. Deems Mgmt Split 97% For 3% Withheld Split Jeremy O. May Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ROYCE VALUE TRUST, INC. Agenda Number: 934865746 -------------------------------------------------------------------------------------------------------------------------- Security: 780910105 Meeting Type: Annual Meeting Date: 24-Sep-2018 Ticker: RVT ISIN: US7809101055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Charles M. Royce Mgmt Split 95% For 5% Withheld Split G. Peter O'Brien Mgmt Split 94% For 6% Withheld Split David L. Meister Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- SOURCE CAPITAL, INC. Agenda Number: 934986108 -------------------------------------------------------------------------------------------------------------------------- Security: 836144105 Meeting Type: Annual Meeting Date: 13-May-2019 Ticker: SOR ISIN: US8361441053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Atwood Mgmt Split 96% For 4% Withheld Split Brown Mgmt Split 95% For 5% Withheld Split Lipson Mgmt Split 96% For 4% Withheld Split Osborne Mgmt Split 96% For 4% Withheld Split Pisano Mgmt Split 96% For 4% Withheld Split Purcell Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- SSGA FUNDS Agenda Number: 934897123 -------------------------------------------------------------------------------------------------------------------------- Security: 857492888 Meeting Type: Special Meeting Date: 18-Dec-2018 Ticker: TRIXX ISIN: US8574928888 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. DIRECTOR John R. Costantino Mgmt For For Michael A. Jessee Mgmt Split 95% For 5% Withheld Split Ellen M. Needham Mgmt For For Donna M. Rapaccioli Mgmt For For -------------------------------------------------------------------------------------------------------------------------- TEKLA CAPITAL FUNDS Agenda Number: 935009123 -------------------------------------------------------------------------------------------------------------------------- Security: 87911K100 Meeting Type: Annual Meeting Date: 13-Jun-2019 Ticker: HQL ISIN: US87911K1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Rakesh K. Jain, PhD Mgmt Split 93% For 7% Withheld Split Thomas M. Kent, CPA Mgmt Split 94% For 6% Withheld Split Elizabeth G. Nabel, MD Mgmt Split 94% For 6% Withheld Split 2. The ratification or rejection of the Mgmt Split 96% For 2% Against 2% AbstainSplit selection of Deloitte & Touche LLP as the independent registered public accountants of the Fund for the fiscal year ending September 30, 2019. 3. Shareholder proposal requesting that the Shr Split 40% For 55% Against 5% AbstainSplit Fund take the steps necessary to reorganize the Board of Trustees into one class with each Trustee subject to election each year, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- TEKLA CAPITAL MANAGEMENT LLC Agenda Number: 935009147 -------------------------------------------------------------------------------------------------------------------------- Security: 879105104 Meeting Type: Annual Meeting Date: 13-Jun-2019 Ticker: THQ ISIN: US8791051043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Rakesh K. Jain, PhD Mgmt Split 93% For 7% Withheld Split Daniel R. Omstead, PhD Mgmt Split 94% For 6% Withheld Split Lucinda H Stebbins CPA Mgmt Split 93% For 7% Withheld Split 2. The ratification or rejection of the Mgmt Split 98% For 1% Against 1% AbstainSplit selection of Deloitte & Touche LLP as the independent registered public accountants of the Fund for the fiscal year ending September 30, 2019. -------------------------------------------------------------------------------------------------------------------------- TEKLA CAPITAL MANAGEMENT LLC Agenda Number: 935009135 -------------------------------------------------------------------------------------------------------------------------- Security: 87911J103 Meeting Type: Annual Meeting Date: 13-Jun-2019 Ticker: HQH ISIN: US87911J1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Elizabeth G. Nabel, MD Mgmt Split 93% For 7% Withheld Split Oleg M Pohotsky MBA JD Mgmt Split 93% For 7% Withheld Split William S. Reardon Mgmt Split 93% For 7% Withheld Split 2. The ratification or rejection of the Mgmt Split 98% For 1% Against 1% AbstainSplit selection of Deloitte & Touche LLP as the independent registered public accountants of the Fund for the fiscal year ending September 30, 2019. -------------------------------------------------------------------------------------------------------------------------- TEKLA WORLD HEALTHCARE FD Agenda Number: 935009159 -------------------------------------------------------------------------------------------------------------------------- Security: 87911L108 Meeting Type: Annual Meeting Date: 13-Jun-2019 Ticker: THW ISIN: US87911L1089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Oleg M Pohotsky MBA JD Mgmt Split 96% For 4% Withheld Split William S. Reardon Mgmt Split 96% For 4% Withheld Split 2. The ratification or rejection of the Mgmt Split 97% For 1% Against 2% AbstainSplit selection of Deloitte & Touche LLP as the independent registered public accountants of the Fund for the fiscal year ending September 30, 2019. -------------------------------------------------------------------------------------------------------------------------- TEMPLETON EMERGING MARKETS FUND Agenda Number: 934917090 -------------------------------------------------------------------------------------------------------------------------- Security: 880191101 Meeting Type: Annual Meeting Date: 04-Mar-2019 Ticker: EMF ISIN: US8801911012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR C. D. Tseretopoulos Mgmt Split 77% For 23% Withheld Split Rupert H. Johnson, Jr. Mgmt Split 77% For 23% Withheld Split Gregory E. Johnson Mgmt Split 77% For 23% Withheld Split 2. The ratification of the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Fund for the fiscal year ending August 31, 2019 -------------------------------------------------------------------------------------------------------------------------- TEMPLETON EMERGING MARKETS INVESTMENT TRUST PLC Agenda Number: 709600274 -------------------------------------------------------------------------------------------------------------------------- Security: G87546100 Meeting Type: AGM Meeting Date: 12-Jul-2018 Ticker: ISIN: GB0008829292 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE AND ADOPT THE DIRECTORS' AND Mgmt For For AUDITORS' REPORTS AND FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 MARCH 2018 2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For REPORT FOR THE YEAR ENDED 31 MARCH 2018 3 TO DECLARE A DIVIDEND OF 15.00 PENCE PER Mgmt For For SHARE FOR THE YEAR ENDED 31 MARCH 2018 4 TO ELECT CHARLIE RICKETTS AS A DIRECTOR Mgmt For For 5 TO RE-ELECT DAVID GRAHAM AS A DIRECTOR Mgmt For For 6 TO RE-ELECT PAUL MANDUCA AS A DIRECTOR Mgmt For For 7 TO RE-ELECT BEATRICE HOLLOND AS A DIRECTOR Mgmt For For 8 TO RE-ELECT SIMON JEFFREYS AS A DIRECTOR Mgmt For For 9 TO RE-ELECT GREGORY E JOHNSON AS A DIRECTOR Mgmt For For 10 TO RE-APPOINT DELOITTE LLP AS AUDITOR OF Mgmt For For THE COMPANY, TO ACT UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING OF THE COMPANY AT WHICH AUDITED ACCOUNTS ARE LAID BEFORE THE MEMBERS 11 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For AUDITORS' REMUNERATION 12 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For 13 TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION Mgmt For For TO THE ALLOTMENT OF SHARES BY THE DIRECTORS 14 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For OWN SHARES 15 THAT A GENERAL MEETING, OTHER THAN AN Mgmt For For ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE -------------------------------------------------------------------------------------------------------------------------- TEMPLETON EMERGING MKTS INCOME FUND Agenda Number: 934964758 -------------------------------------------------------------------------------------------------------------------------- Security: 880192109 Meeting Type: Annual Meeting Date: 30-May-2019 Ticker: TEI ISIN: US8801921094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mary C. Choksi Mgmt Split 96% For 4% Withheld Split Rupert H. Johnson, Jr. Mgmt Split 96% For 4% Withheld Split Gregory E. Johnson Mgmt Split 96% For 4% Withheld Split 2. To approve the elimination of the Mgmt Split 94% For 5% Against 1% AbstainSplit fundamental investment policy requiring the Fund to invest at least 65% of its total assets in U.S. dollar-denominated securities 3. To approve an amended fundamental Mgmt Split 93% For 5% Against 2% AbstainSplit investment restriction regarding investments in commodities 4. The ratification of the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Fund for the fiscal year ending December 31, 2019 -------------------------------------------------------------------------------------------------------------------------- THE GABELLI EQUITY TRUST INC. Agenda Number: 934962413 -------------------------------------------------------------------------------------------------------------------------- Security: 362397101 Meeting Type: Annual Meeting Date: 13-May-2019 Ticker: GAB ISIN: US3623971013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mario J. Gabelli Mgmt Split 85% For 15% Withheld Split William F. Heitmann Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- THE GABELLI HEALTHCARE & WELLNESS RX Agenda Number: 934962437 -------------------------------------------------------------------------------------------------------------------------- Security: 36246K103 Meeting Type: Annual Meeting Date: 13-May-2019 Ticker: GRX ISIN: US36246K1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jeffrey J. Jonas Mgmt Split 97% For 3% Withheld Split Kuni Nakamura Mgmt Split 81% For 19% Withheld Split -------------------------------------------------------------------------------------------------------------------------- TORTOISE ENERGY INFRASTRUCTURE CORP. Agenda Number: 934988582 -------------------------------------------------------------------------------------------------------------------------- Security: 89147L100 Meeting Type: Annual Meeting Date: 20-May-2019 Ticker: TYG ISIN: US89147L1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Alexandra A. Herger Mgmt Split 98% For 2% Withheld Split 2. Ratification of Ernst & Young LLP as the Mgmt Split 99% For 1% Against Split Company's independent registered public accounting firm to audit the financial statements of the Company for the fiscal year ending November 30, 2019. -------------------------------------------------------------------------------------------------------------------------- TORTOISE MLP FUND INC Agenda Number: 934988582 -------------------------------------------------------------------------------------------------------------------------- Security: 89148B101 Meeting Type: Annual Meeting Date: 20-May-2019 Ticker: NTG ISIN: US89148B1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Alexandra A. Herger Mgmt Split 97% For 3% Withheld Split 2. Ratification of Ernst & Young LLP as the Mgmt Split 99% For 1% Against Split Company's independent registered public accounting firm to audit the financial statements of the Company for the fiscal year ending November 30, 2019. -------------------------------------------------------------------------------------------------------------------------- TRI-CONTINENTAL CORPORATION Agenda Number: 934940722 -------------------------------------------------------------------------------------------------------------------------- Security: 895436103 Meeting Type: Annual Meeting Date: 16-Apr-2019 Ticker: TY ISIN: US8954361031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Anthony M. Santomero Mgmt Split 87% For 13% Withheld Split Minor M. Shaw Mgmt Split 87% For 13% Withheld Split William F. Truscott Mgmt Split 87% For 13% Withheld Split 2. To ratify the selection of Mgmt Split 87% For 8% Against 5% AbstainSplit PricewaterhouseCoopers LLP as the Corporation's independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- VAN KAMPEN FUNDS Agenda Number: 934853309 -------------------------------------------------------------------------------------------------------------------------- Security: 46131J103 Meeting Type: Annual Meeting Date: 09-Aug-2018 Ticker: VKQ ISIN: US46131J1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Bruce L. Crockett Mgmt Split 94% For 6% Withheld Split Jack M. Fields Mgmt Split 94% For 6% Withheld Split Martin L. Flanagan Mgmt Split 94% For 6% Withheld Split Robert C. Troccoli Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET MUNI PARTNERS FD INC. Agenda Number: 934939084 -------------------------------------------------------------------------------------------------------------------------- Security: 95766P108 Meeting Type: Annual Meeting Date: 12-Apr-2019 Ticker: MNP ISIN: US95766P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert D. Agdern Mgmt Split 75% For 25% Withheld Split William R. Hutchinson Mgmt Split 75% For 25% Withheld Split Eileen A. Kamerick Mgmt Split 75% For 25% Withheld Split * Management position unknown SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Cohen & Steers Closed-End Opportunity Fund, Inc. By (Signature) /s/ Dana A. DeVivo Name Dana A. DeVivo Title Secretary and Chief Legal Officer Date 08/27/2019