8-A12B 1 etf8_8a.txt REGISTRATION OF CERTAIN CLASSES OF SECURITIES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 FIRST TRUST EXCHANGE-TRADED FUND III --------------------------------------------------------- (Exact name of registrant as specified in its charter) MASSACHUSETTS See Exhibit 1 ---------------------------------------- ------------------------------------ (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187 ---------------------------------------- ------------------------------------ (Address of Principal Executive Offices) (Zip Code) Securities to be registered pursuant to Section 12(b) of the Act: TITLE OF EACH CLASS NAME OF EACH EXCHANGE ON WHICH TO BE SO REGISTERED EACH CLASS IS TO BE REGISTERED Common Shares of Beneficial Interest, NYSE Arca. $0.01 par value per share, of First Trust Merger Arbitrage ETF If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A. (c), check the following box.-- [ X ] If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A. (d), check the following box.-- [ ] Securities Act registration statement file number to which this form relates: 333-210186. Securities to be registered pursuant to Section 12(g) of the Act: None -------------------------------------------------------------------------------- TITLE OF EACH CLASS TO BE REGISTERED INFORMATION REQUIRED IN REGISTRATION STATEMENT ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED The securities to be registered hereunder are common shares of beneficial interest, $0.01 par value per share (the "Shares"), of First Trust Merger Arbitrage ETF (the "Fund"), a series of First Trust Exchange-Traded Fund III (the "Registrant"). An application for listing of the Shares of the Fund has been filed with and approved by NYSE Arca, Inc. A description of the Shares is contained in the Prospectus, which is a part of the Registration Statement on Form N-1A (Registration Nos. 333-176976 and 811-22245), filed with the Securities and Exchange Commission on January 31, 2020. Such description is incorporated by reference herein. ITEM 2. EXHIBITS Pursuant to the "Instruction as to Exhibits" of Form 8-A, no exhibits are filed herewith or incorporated by reference. SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. FIRST TRUST EXCHANGE-TRADED FUND III By: /s/ W. Scott Jardine ------------------------------------- W. Scott Jardine, Secretary February 3, 2020 Exhibit 1 ----------------------------------------- ---------------------------------- FUND I.R.S. EMPLOYER IDENTIFICATION NO. ----------------------------------------- ---------------------------------- First Trust Merger Arbitrage ETF 84-3875419 ----------------------------------------- ----------------------------------