N-PX 1 etf-ess_npx.txt ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-22668 NAME OF REGISTRANT: ETF Series Solutions ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: Kristina R. Nelson ETF Series Solutions 615 East Michigan Street Milwaukee, WI 53202 REGISTRANT'S TELEPHONE NUMBER: 414-516-1645 Fund 1. AlphaClone Alternative Alpha ETF 2. Blue Horizon BNE ETF 3. BTD Capital Fund 4. Carbon Strategy ETF 5. ETFB Green SRI REITs ETF 6. NetLease Corporate Real Estate ETF 7. Range Cancer Therapeutics ETF 8. Loncar China Biopharma ETF 9. Roundhill Acquirers Deep Value ETF 10. PSYK ETF Date of fiscal year end 1. March 31 2. October 31 3. November 30 4. June 30 5. October 31 6. February 28 7. August 31 8. August 31 9. August 31 10. November 30 Date of reporting period 1. July 1, 2022 to June 30, 2023 2. July 1, 2022 to June 30, 2023 3. July 1, 2022 to June 30, 2023 4. July 1, 2022 to June 30, 2023 5. July 1, 2022 to June 30, 2023 6. July 1, 2022 to June 30, 2023 7. July 1, 2022 to June 30, 2023 8. July 1, 2022 to June 30, 2023 9. July 1, 2022 to June 30, 2023 10. July 1, 2022 to June 30, 2023 AlphaClone Alternative Alpha ETF -------------------------------------------------------------------------------------------------------------------------- DANAOS CORPORATION Agenda Number: 935678322 -------------------------------------------------------------------------------------------------------------------------- Security: Y1968P121 Meeting Type: Annual Meeting Date: 29-Jul-2022 Ticker: DAC ISIN: MHY1968P1218 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR William Repko Mgmt For For Richard Sadler Mgmt For For 2. Ratification of appointment of Deloitte Mgmt For For Certified Public Accountants, S.A. as the Company's independent auditors for the year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- INTER PARFUMS, INC. Agenda Number: 935695758 -------------------------------------------------------------------------------------------------------------------------- Security: 458334109 Meeting Type: Annual Meeting Date: 09-Sep-2022 Ticker: IPAR ISIN: US4583341098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jean Madar Mgmt For For Philippe Benacin Mgmt For For Philippe Santi Mgmt For For Francois Heilbronn Mgmt Withheld Against Robert Bensoussan Mgmt For For Patrick Choel Mgmt Withheld Against Michel Dyens Mgmt For For Veronique Gabai-Pinsky Mgmt Withheld Against Gilbert Harrison Mgmt For For Michel Atwood Mgmt For For 2. To vote for the advisory resolution to Mgmt For For approve executive compensation 3. To approve the adoption of an amendment to Mgmt For For our 2016 Option Plan to delete the provision of automatic grants of stock options on February 1 of each year to independent directors effective as of this past February 1, 2022, which has already been approved by the entire Board of Directors, and to eliminate the automatic grant of stock options for new independent directors. -------------------------------------------------------------------------------------------------------------------------- TESLA, INC. Agenda Number: 935679540 -------------------------------------------------------------------------------------------------------------------------- Security: 88160R101 Meeting Type: Annual Meeting Date: 04-Aug-2022 Ticker: TSLA ISIN: US88160R1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Ira Ehrenpreis Mgmt Against Against 1.2 Election of Director: Kathleen Mgmt Against Against Wilson-Thompson 2. Tesla proposal for adoption of amendments Mgmt For For to certificate of incorporation to reduce director terms to two years. 3. Tesla proposal for adoption of amendments Mgmt For For to certificate of incorporation and bylaws to eliminate applicable supermajority voting requirements. 4. Tesla proposal for adoption of amendments Mgmt For For to certificate of incorporation to increase the number of authorized shares of common stock by 4,000,000,000 shares. 5. Tesla proposal to ratify the appointment of Mgmt For For independent registered public accounting firm. 6. Stockholder proposal regarding proxy Shr For Against access. 7. Stockholder proposal regarding annual Shr For Against reporting on anti-discrimination and harassment efforts. 8. Stockholder proposal regarding annual Shr Against For reporting on Board diversity. 9. Stockholder proposal regarding reporting on Shr For Against employee arbitration. 10. Stockholder proposal regarding reporting on Shr For Against lobbying. 11. Stockholder proposal regarding adoption of Shr For Against a freedom of association and collective bargaining policy. 12. Stockholder proposal regarding additional Shr Against For reporting on child labor. 13. Stockholder proposal regarding additional Shr For Against reporting on water risk. -------------------------------------------------------------------------------------------------------------------------- ZENDESK, INC. Agenda Number: 935691546 -------------------------------------------------------------------------------------------------------------------------- Security: 98936J101 Meeting Type: Annual Meeting Date: 17-Aug-2022 Ticker: ZEN ISIN: US98936J1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II Director: Michael Mgmt Against Against Frandsen 1b. Election of Class II Director: Brandon Mgmt Against Against Gayle 1c. Election of Class II Director: Ronald Pasek Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as Zendesk's independent registered public accounting firm for the fiscal year ending December 31, 2022. 3. Non-binding advisory vote to approve the Mgmt For For compensation of our Named Executive Officers. 4. Advisory vote on the frequency of future Mgmt 1 Year For advisory votes to approve the compensation of our Named Executive Officers. -------------------------------------------------------------------------------------------------------------------------- ZENDESK, INC. Agenda Number: 935700307 -------------------------------------------------------------------------------------------------------------------------- Security: 98936J101 Meeting Type: Special Meeting Date: 19-Sep-2022 Ticker: ZEN ISIN: US98936J1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To adopt the Agreement and Plan of Merger, Mgmt For For dated as of June 24, 2022, by and among Zendesk, Inc., Zoro BidCo, Inc. and Zoro Merger Sub, Inc., as it may be amended from time to time (the "Merger Agreement"). 2. To approve, on an advisory (nonbinding) Mgmt For For basis, the compensation that may be paid or become payable to named executive officers of Zendesk, Inc. that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. 3. To approve any adjournment of the special Mgmt For For meeting of stockholders of Zendesk, Inc. (the "Special Meeting"), if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. Blue Horizon BNE ETF -------------------------------------------------------------------------------------------------------------------------- ABB AG Agenda Number: 715945828 -------------------------------------------------------------------------------------------------------------------------- Security: H0010V101 Meeting Type: EGM Meeting Date: 07-Sep-2022 Ticker: ISIN: CH0012221716 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 APPROVAL OF THE SPIN-OFF OF ACCELLERON Mgmt For For INDUSTRIES LTD BY WAY OF A SPECIAL DIVIDEND -------------------------------------------------------------------------------------------------------------------------- ABB LTD Agenda Number: 716718400 -------------------------------------------------------------------------------------------------------------------------- Security: H0010V101 Meeting Type: AGM Meeting Date: 23-Mar-2023 Ticker: ISIN: CH0012221716 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. 1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For REPORTS 2 APPROVE REMUNERATION REPORT (NON-BINDING) Mgmt For For 3 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt Against Against MANAGEMENT 4 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF CHF 0.84 PER SHARE 5.1 AMEND ARTICLES RE: SHARES AND SHARE Mgmt For For REGISTER 5.2 AMEND ARTICLES RE: RESTRICTION ON Mgmt For For REGISTRATION 5.3 AMEND ARTICLES RE: GENERAL MEETING Mgmt For For 5.4 APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS Mgmt For For 5.5 AMEND ARTICLES RE: BOARD OF DIRECTORS AND Mgmt For For COMPENSATION 6 APPROVE CREATION OF CAPITAL BAND WITHIN THE Mgmt For For UPPER LIMIT OF CHF 259.3 MILLION AND THE LOWER LIMIT OF CHF 212.2 MILLION WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS 7.1 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For AMOUNT OF CHF 4.4 MILLION 7.2 APPROVE REMUNERATION OF EXECUTIVE COMMITTEE Mgmt For For IN THE AMOUNT OF CHF 43.9 MILLION 8.1 REELECT GUNNAR BROCK AS DIRECTOR Mgmt For For 8.2 REELECT DAVID CONSTABLE AS DIRECTOR Mgmt For For 8.3 REELECT FREDERICO CURADO AS DIRECTOR Mgmt For For 8.4 REELECT LARS FOERBERG AS DIRECTOR Mgmt For For 8.5 ELECT DENISE JOHNSON AS DIRECTOR Mgmt For For 8.6 REELECT JENNIFER XIN-ZHE LI AS DIRECTOR Mgmt For For 8.7 REELECT GERALDINE MATCHETT AS DIRECTOR Mgmt For For 8.8 REELECT DAVID MELINE AS DIRECTOR Mgmt For For 8.9 REELECT JACOB WALLENBERG AS DIRECTOR Mgmt For For 8.10 REELECT PETER VOSER AS DIRECTOR AND BOARD Mgmt For For CHAIR 9.1 REAPPOINT DAVID CONSTABLE AS MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE 9.2 REAPPOINT FREDERICO CURADO AS MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE 9.3 REAPPOINT JENNIFER XIN-ZHE LI AS MEMBER OF Mgmt For For THE COMPENSATION COMMITTEE 10 DESIGNATE ZEHNDER BOLLIGER & PARTNER AS Mgmt For For INDEPENDENT PROXY 11 RATIFY KPMG AG AS AUDITORS Mgmt For For CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE -------------------------------------------------------------------------------------------------------------------------- ACUITY BRANDS, INC. Agenda Number: 935748991 -------------------------------------------------------------------------------------------------------------------------- Security: 00508Y102 Meeting Type: Annual Meeting Date: 25-Jan-2023 Ticker: AYI ISIN: US00508Y1029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Neil M. Ashe Mgmt For For 1b. Election of Director: Marcia J. Avedon, Mgmt For For Ph.D. 1c. Election of Director: W. Patrick Battle Mgmt For For 1d. Election of Director: Michael J. Bender Mgmt For For 1e. Election of Director: G. Douglas Dillard, Mgmt For For Jr. 1f. Election of Director: James H. Hance, Jr. Mgmt For For 1g. Election of Director: Maya Leibman Mgmt For For 1h. Election of Director: Laura G. Mgmt For For O'Shaughnessy 1i. Election of Director: Mark J. Sachleben Mgmt For For 1j. Election of Director: Mary A. Winston Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the independent registered public accounting firm for fiscal year 2023. 3. Advisory vote to approve named executive Mgmt For For officer compensation. -------------------------------------------------------------------------------------------------------------------------- AEROVIRONMENT, INC. Agenda Number: 935699718 -------------------------------------------------------------------------------------------------------------------------- Security: 008073108 Meeting Type: Annual Meeting Date: 23-Sep-2022 Ticker: AVAV ISIN: US0080731088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Charles Thomas Mgmt For For Burbage 1b. Election of Director: Edward R. Muller Mgmt For For 2. To ratify the selection of Deloitte & Mgmt For For Touche LLP as the company's independent registered public accounting firm for the fiscal year ending April 30, 2023. 3. Non-binding advisory vote on the Mgmt For For compensation of the company's Named Executive Officers. -------------------------------------------------------------------------------------------------------------------------- AIR LIQUIDE SA Agenda Number: 716824164 -------------------------------------------------------------------------------------------------------------------------- Security: F01764103 Meeting Type: MIX Meeting Date: 03-May-2023 Ticker: ISIN: FR0000120073 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT FOR SHAREHOLDERS NOT HOLDING SHARES Non-Voting DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID Non-Voting VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED CMMT FOR SHAREHOLDERS HOLDING SHARES DIRECTLY Non-Voting REGISTERED IN THEIR OWN NAME ON THE COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE 1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For ENDED 31 DECEMBER 2022; SETTING OF THE DIVIDEND 4 AUTHORISATION GRANTED FOR 18 MONTHS TO THE Mgmt For For BOARD OF DIRECTORS TO ALLOW THE COMPANY TO TRADE IN ITS OWN SHARES 5 APPOINTMENT OF MRS. CATHERINE GUILLOUARD AS Mgmt For For DIRECTOR OF THE COMPANY 6 APPOINTMENT OF MRS. CHRISTINA LAW AS Mgmt For For DIRECTOR OF THE COMPANY 7 APPOINTMENT OF MR. ALEXIS PERAKIS-VALAT AS Mgmt For For DIRECTOR OF THE COMPANY 8 APPOINTMENT OF MR. MICHAEL H. THAMAN AS Mgmt For For DIRECTOR OF THE COMPANY 9 RATIFICATION OF THE PROVISIONAL APPOINTMENT Mgmt For For OF MRS. MONICA DE VIRGILIIS AS DIRECTOR OF THE COMPANY, AS A REPLACEMENT FOR MRS. ANETTE BRONDER 10 THE STATUTORY AUDITORS' SPECIAL REPORT ON Mgmt For For THE AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE 11 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO MR. BENOIT POTIER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, FOR THE PERIOD FROM 01 JANUARY 2022 TO 31 MAY 2022 12 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO MR. FRANCOIS JACKOW, CHIEF EXECUTIVE OFFICER, FOR THE PERIOD FROM 01 JUNE 2022 TO 31 DECEMBER 2022 13 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO MR. BENOIT POTIER, CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE PERIOD FROM 01 JUNE 2022 TO 31 DECEMBER 2022 14 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For REMUNERATION OF CORPORATE OFFICERS MENTIONED IN SECTION I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE 15 APPROVAL OF THE REMUNERATION POLICY Mgmt For For APPLICABLE TO THE CHIEF EXECUTIVE OFFICER 16 APPROVAL OF THE REMUNERATION POLICY Mgmt For For APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS 17 APPROVAL OF THE REMUNERATION POLICY Mgmt For For APPLICABLE TO DIRECTORS 18 AUTHORISATION GRANTED FOR 24 MONTHS TO THE Mgmt For For BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLING TREASURY SHARES 19 DELEGATION OF AUTHORITY GRANTED FOR 26 Mgmt For For MONTHS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY AND/OR IN THE FUTURE, TO THE COMPANY'S CAPITAL, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR A MAXIMUM NOMINAL AMOUNT OF 470 MILLION EUROS 20 AUTHORISATION GRANTED FOR 26 MONTHS TO THE Mgmt For For BOARD OF DIRECTORS TO INCREASE, IN THE EVENT OF OVERSUBSCRIPTION, THE ISSUES AMOUNT OF SHARES OR TRANSFERABLE SECURITIES 21 DELEGATION OF AUTHORITY GRANTED FOR 26 Mgmt For For MONTHS TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT RESERVED FOR MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN 22 DELEGATION OF AUTHORITY GRANTED FOR 18 Mgmt For For MONTHS TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT RESERVED FOR A CATEGORY OF BENEFICIARIES 23 POWERS TO CARRY OUT FORMALITIES Mgmt For For CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/telech argements/BALO/pdf/2023/0222/202302222300357 .pdf CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU CMMT PLEASE NOTE SHARE BLOCKING WILL APPLY FOR Non-Voting ANY VOTED POSITIONS SETTLING THROUGH EUROCLEAR BANK -------------------------------------------------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 935746365 -------------------------------------------------------------------------------------------------------------------------- Security: 009158106 Meeting Type: Annual Meeting Date: 26-Jan-2023 Ticker: APD ISIN: US0091581068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Tonit M. Calaway Mgmt For For 1b. Election of Director: Charles Cogut Mgmt For For 1c. Election of Director: Lisa A. Davis Mgmt For For 1d. Election of Director: Seifollah Ghasemi Mgmt For For 1e. Election of Director: David H.Y. Ho Mgmt For For 1f. Election of Director: Edward L. Monser Mgmt For For 1g. Election of Director: Matthew H. Paull Mgmt For For 1h. Election of Director: Wayne T. Smith Mgmt For For 2. Advisory vote approving the compensation of Mgmt For For the Company's executive officers. 3. Advisory vote on the frequency of future Mgmt 1 Year For advisory votes on executive officer compensation. 4. Ratify the appointment of Deloitte & Touche Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2023. -------------------------------------------------------------------------------------------------------------------------- ALBEMARLE CORPORATION Agenda Number: 935783349 -------------------------------------------------------------------------------------------------------------------------- Security: 012653101 Meeting Type: Annual Meeting Date: 02-May-2023 Ticker: ALB ISIN: US0126531013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve for the Mgmt For For ensuing year: M. Lauren Brlas 1b. Election of Director to serve for the Mgmt For For ensuing year: Ralf H. Cramer 1c. Election of Director to serve for the Mgmt For For ensuing year: J. Kent Masters, Jr. 1d. Election of Director to serve for the Mgmt For For ensuing year: Glenda J. Minor 1e. Election of Director to serve for the Mgmt For For ensuing year: James J. O'Brien 1f. Election of Director to serve for the Mgmt For For ensuing year: Diarmuid B. O'Connell 1g. Election of Director to serve for the Mgmt For For ensuing year: Dean L. Seavers 1h. Election of Director to serve for the Mgmt For For ensuing year: Gerald A. Steiner 1i. Election of Director to serve for the Mgmt For For ensuing year: Holly A. Van Deursen 1j. Election of Director to serve for the Mgmt For For ensuing year: Alejandro D. Wolff 2. To approve the non-binding advisory Mgmt For For resolution approving the compensation of our named executive officers. 3. To vote on a non-binding advisory Mgmt 1 Year For resolution recommending the frequency of future advisory votes on the compensation of our named executive officers. 4. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as Albemarle's independent registered public accounting firm for the fiscal year ending December 31, 2023. 5. To approve the 2023 Stock Compensation and Mgmt For For Deferral Election Plan for Non-Employee Directors. -------------------------------------------------------------------------------------------------------------------------- ALFEN N.V. Agenda Number: 716153565 -------------------------------------------------------------------------------------------------------------------------- Security: N0227W101 Meeting Type: EGM Meeting Date: 21-Nov-2022 Ticker: ISIN: NL0012817175 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. 1. OPENING Non-Voting 2. CHANGE TO THE SUPERVISORY BOARD: PROPOSAL Mgmt For For TO APPOINT MS. JEANINE VAN DER VLIST AS MEMBER OF THE SUPERVISORY BOARD 3. CLOSING Non-Voting CMMT 10 OCT 2022: INTERMEDIARY CLIENTS ONLY - Non-Voting PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU. CMMT 10 OCT 2022: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- ALFEN N.V. Agenda Number: 716700023 -------------------------------------------------------------------------------------------------------------------------- Security: N0227W101 Meeting Type: AGM Meeting Date: 06-Apr-2023 Ticker: ISIN: NL0012817175 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE 1. OPENING Non-Voting 2.a. 2022 ANNUAL REPORT: REPORT OF THE Non-Voting MANAGEMENT BOARD FOR 2022 2.b. 2022 ANNUAL REPORT: REMUNERATION REPORT FOR Mgmt For For 2022 (ADVISORY VOTE) 2.c. 2022 ANNUAL REPORT: PROPOSAL TO ADOPT THE Mgmt For For FINANCIAL STATEMENTS FOR 2022 AS INCLUDED IN THE 2022 ANNUAL REPORT 3.a. RESERVATION AND DIVIDEND: EXPLANATION OF Non-Voting DIVIDEND AND RESERVE POLICY 3.b. RESERVATION AND DIVIDEND: EXPLANATION OF Non-Voting RESERVATION OF PROFITS FOR 2022 4.a. DISCHARGE OF THE MEMBERS OF THE MANAGEMENT Mgmt For For BOARD AND THE SUPERVISORY BOARD FROM LIABILITY FOR THE EXERCISE OF THEIR DUTIES: PROPOSAL TO DISCHARGE THE MEMBERS OF THE MANAGEMENT BOARD FROM LIABILITY 4.b. DISCHARGE OF THE MEMBERS OF THE MANAGEMENT Mgmt For For BOARD AND THE SUPERVISORY BOARD FROM LIABILITY FOR THE EXERCISE OF THEIR DUTIES: PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY 5. PROPOSAL TO AMEND THE REMUNERATION POLICY Mgmt For For FOR THE SUPERVISORY BOARD 6. CHANGES TO CORPORATE GOVERNANCE Non-Voting 7.a. AUTHORITIES OF THE MANAGEMENT BOARD: Mgmt For For PROPOSAL TO EXTEND THE DESIGNATION OF THE MANAGEMENT BOARD AS THE COMPETENT BODY TO ISSUE SHARES AND/OR GRANT RIGHTS TO SUBSCRIBE FOR SHARES AND TO LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS FOR A PERIOD OF 18 MONTHS 7.b. AUTHORITIES OF THE MANAGEMENT BOARD: Mgmt For For PROPOSAL TO AUTHORIZE THE MANAGEMENT BOARD TO CAUSE THE COMPANY TO ACQUIRE OWN SHARES FOR A PERIOD OF 18 MONTHS 8. PROPOSAL TO APPOINT PWC AS THE EXTERNAL Mgmt For For AUDITOR FOR 2024 9. ANY OTHER BUSINESS Non-Voting 10. CLOSING Non-Voting CMMT 23 FEB 2023: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO CHANGE IN NUMBERING OF RESOLUTIONS 2.a TO 4.b AND 7.a TO 7.b. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- ALLEGRO MICROSYSTEMS, INC. Agenda Number: 935680276 -------------------------------------------------------------------------------------------------------------------------- Security: 01749D105 Meeting Type: Annual Meeting Date: 04-Aug-2022 Ticker: ALGM ISIN: US01749D1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director for three-year term Mgmt Withheld Against expiring in 2025: Yoshihiro (Zen) Suzuki 1.2 Election of Director for three-year term Mgmt Withheld Against expiring in 2025: David J. Aldrich 1.3 Election of Director for three-year term Mgmt For For expiring in 2025: Kojiro (Koji) Hatano 1.4 Election of Director for three-year term Mgmt Withheld Against expiring in 2025: Paul Carl (Chip) Schorr IV 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2023. 3. To approve, on an advisory basis, the Mgmt 1 Year For preferred frequency of future advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- AMERESCO, INC. (AMRC) Agenda Number: 935847686 -------------------------------------------------------------------------------------------------------------------------- Security: 02361E108 Meeting Type: Annual Meeting Date: 13-Jun-2023 Ticker: AMRC ISIN: US02361E1082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Claire Hughes Johnson Mgmt Withheld Against Frank V. Wisneski Mgmt Withheld Against Charles R. Patton Mgmt For For 2. The ratification of the selection by the Mgmt For For Audit Committee of RSM US LLP as Ameresco's independent registered public accounting firm for the year ending December 31, 2023. 3. The approval of a non-binding, advisory Mgmt Against Against resolution approving the compensation of our named executive officers as described in the Ameresco, Inc. Proxy Statement. 4. The approval on a non-binding, advisory Mgmt 1 Year Against basis of the frequency (every one, two or three years) of future non-biding, advisory votes of stockholders on the compensation of our named executive offices. -------------------------------------------------------------------------------------------------------------------------- AMG ADVANCED METALLURGICAL GROUP NV Agenda Number: 716854270 -------------------------------------------------------------------------------------------------------------------------- Security: N04897109 Meeting Type: AGM Meeting Date: 04-May-2023 Ticker: ISIN: NL0000888691 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. 1. OPENING Non-Voting 2.a. REPORT OF THE MANAGEMENT BOARD FOR THE 2022 Non-Voting FINANCIAL YEAR INCLUDING DISCUSSION OF THE ANNUAL REPORT 2022 2.b. REMUNERATION REPORT OF THE SUPERVISORY Mgmt For For BOARD FOR THE 2022 FINANCIAL YEAR (ADVISORY VOTING ITEM) 2.c. DISCUSSION OF THE DIVIDEND POLICY Non-Voting 3.a. ADOPTION OF THE 2022 FINANCIAL STATEMENTS Mgmt For For 3.b. PROPOSAL TO RESOLVE UPON (FINAL) DIVIDEND Mgmt For For DISTRIBUTION 4. DISCHARGE OF LIABILITY OF THE MEMBERS OF Mgmt For For THE MANAGEMENT BOARD FOR THE 2022 FINANCIAL YEAR 5. DISCHARGE OF LIABILITY OF THE MEMBERS OF Mgmt For For THE SUPERVISORY BOARD FOR THE 2022 FINANCIAL YEAR 6. RE-APPOINTMENT OF DR. HEINZ SCHIMMELBUSCH Mgmt For For AS MEMBER OF THE MANAGEMENT BOARD 7.a. RE-APPOINTMENT OF PROFESSOR STEVE HANKE AS Mgmt For For MEMBER OF THE SUPERVISORY BOARD 7.b. RE-APPOINTMENT OF MR. HERB DEPP AS MEMBER Mgmt For For OF THE SUPERVISORY BOARD 7.c. APPOINTMENT OF DR. ANNE ROBY AS MEMBER OF Mgmt For For THE SUPERVISORY BOARD 8. AMENDMENT OF THE ARTICLES OF ASSOCIATION OF Mgmt For For THE COMPANY 9.i. RENEWAL OF THE AUTHORIZATION TO (I) ISSUE Mgmt For For SHARES AND/OR GRANT RIGHTS TO ACQUIRE SHARES AND (II) TO RESTRICT OR EXCLUDE THE PRE-EMPTIVE RIGHTS FOR GENERAL CORPORATE PURPOSES, AND/OR FOR THE PURPOSE OF MERGERS AND ACQUISITIONS, AND/OR FOR STRATEGIC ALLIANCES AND/OR FOR FINANCIAL SUPPORT ARRANGEMENTS: PROPOSAL TO AUTHORIZE THE MANAGEMENT BOARD FOR A PERIOD OF 18 MONTHS AS OF MAY 4, 2023, I.E., UP TO AND INCLUDING NOVEMBER 3, 2024, SUBJECT TO THE APPROVAL OF THE SUPERVISORY BOARD, TO ISSUE SHARES IN THE COMPANY'S SHARE CAPITAL AND/OR GRANT RIGHTS TO SUBSCRIBE FOR SHARES IN THE COM. FOR FULL AGENDA SEE THE CBP PORTAL OR THE CONVOCATION DOCUMENT 9.ii. RENEWAL OF THE AUTHORIZATION TO (I) ISSUE Mgmt For For SHARES AND/OR GRANT RIGHTS TO ACQUIRE SHARES AND (II) TO RESTRICT OR EXCLUDE THE PRE-EMPTIVE RIGHTS FOR GENERAL CORPORATE PURPOSES, AND/OR FOR THE PURPOSE OF MERGERS AND ACQUISITIONS, AND/OR FOR STRATEGIC ALLIANCES AND/OR FOR FINANCIAL SUPPORT ARRANGEMENTS: PROPOSAL TO AUTHORIZE THE MANAGEMENT BOARD FOR A PERIOD OF 18 MONTHS AS OF MAY 4, 2023, I.E., UP TO AND INCLUDING NOVEMBER 3, 2024 SUBJECT TO THE APPROVAL OF THE SUPERVISORY BOARD, TO RESTRICT OR EXCLUDE THE PRE-EMPTIVE RIGHTS ACCRUING TO SHAREHOLDERS UPON AN ISSUANCE AS REFERRED TO UNDER ITEM 9(I) 10. RENEWAL OF THE AUTHORIZATION TO ACQUIRE Mgmt For For SHARES IN THE COMPANY'S OWN SHARE CAPITAL 11. ANY OTHER BUSINESS Non-Voting 12. CLOSING Non-Voting CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 879482 DUE TO RECEIVED UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU CMMT 03 APR 2023: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO CHANGE IN NUMBERING OF RESOLUTIONS 9.i, 9.ii. IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID 882686, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- ANGLO AMERICAN PLATINUM LIMITED Agenda Number: 716769635 -------------------------------------------------------------------------------------------------------------------------- Security: S9122P108 Meeting Type: AGM Meeting Date: 11-May-2023 Ticker: ISIN: ZAE000013181 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O.1.1 TO RE-ELECT J VICE AS A DIRECTOR OF THE Mgmt For For COMPANY O.1.2 TO RE-ELECT N VILJOEN AS A DIRECTOR OF THE Mgmt For For COMPANY O.2.1 ELECTION OF DIRECTORS APPOINTED SINCE THE Mgmt For For PREVIOUS AGM: TO ELECT L BAM AS A DIRECTOR OF THE COMPANY O.2.2 ELECTION OF DIRECTORS APPOINTED SINCE THE Mgmt For For PREVIOUS AGM: TO ELECT T BREWER AS A DIRECTOR OF THE COMPANY O.2.3 ELECTION OF DIRECTORS APPOINTED SINCE THE Mgmt For For PREVIOUS AGM: TO ELECT S KANA AS A DIRECTOR OF THE COMPANY O.3.1 ELECTION OF J VICE AS A MEMBER OF THE Mgmt For For COMMITTEE, SUBJECT TO THE PASSING OF RESOLUTION 1.1 O.3.2 ELECTION L BAM AS A MEMBER OF THE Mgmt For For COMMITTEE, SUBJECT TO THE PASSING OF RESOLUTION 2.1 O.3.3 ELECTION OF T BREWER AS A MEMBER OF THE Mgmt For For COMMITTEE, SUBJECT TO THE PASSING OF RESOLUTION 2.2 O.3.4 ELECTION OF S KANA AS A MEMBER OF THE Mgmt For For COMMITTEE, SUBJECT TO PASSING OF RESOLUTION 2.3 O.4 RE-APPOINTMENT OF AUDITOR: Mgmt For For PRICEWATERHOUSECOOPERS INC (PWC) O.5 GENERAL AUTHORITY TO ALLOT AND ISSUE Mgmt For For AUTHORISED BUT UNISSUED SHARES FOR CASH O.6 AUTHORITY TO IMPLEMENT RESOLUTIONS Mgmt For For NB.1 NON-BINDING ADVISORY VOTE: ENDORSEMENT OF Mgmt For For THE REMUNERATION POLICY NB.2 NON-BINDING ADVISORY VOTE: ENDORSEMENT OF Mgmt Against Against THE REMUNERATION IMPLEMENTATION REPORT S.1 NON-EXECUTIVE DIRECTORS' FEES Mgmt For For S.2 AUTHORITY TO PROVIDE FINANCIAL ASSISTANCE Mgmt For For S.3 GENERAL AUTHORITY TO REPURCHASE COMPANY Mgmt For For SECURITIES -------------------------------------------------------------------------------------------------------------------------- BASF SE Agenda Number: 716783661 -------------------------------------------------------------------------------------------------------------------------- Security: D06216317 Meeting Type: AGM Meeting Date: 27-Apr-2023 Ticker: ISIN: DE000BASF111 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE 1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting REPORTS FOR FISCAL YEAR 2022 2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF EUR 3.40 PER SHARE 3 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For FISCAL YEAR 2022 4 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For FISCAL YEAR 2022 5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For 2023 6 APPROVE REMUNERATION REPORT Mgmt For For 7 AMEND ARTICLES RE: ELECTRONIC PARTICIPATION Mgmt For For 8 APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS Mgmt For For UNTIL 2025 9 AMEND ARTICLES RE: PARTICIPATION OF Mgmt For For SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION CMMT 17 MAR 2023: PLEASE NOTE SHARE BLOCKING Non-Voting WILL APPLY FOR ANY VOTED POSITIONS SETTLING THROUGH EUROCLEAR BANK. CMMT 17 MAR 2023: PLEASE NOTE THAT IF YOU HOLD Non-Voting CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU CMMT 17 MAR 2023: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- BLOOM ENERGY CORPORATION Agenda Number: 935809054 -------------------------------------------------------------------------------------------------------------------------- Security: 093712107 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: BE ISIN: US0937121079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jeffrey Immelt Mgmt For For Eddy Zervigon Mgmt Withheld Against 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 3. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- BYD COMPANY LTD Agenda Number: 717077792 -------------------------------------------------------------------------------------------------------------------------- Security: Y1023R104 Meeting Type: AGM Meeting Date: 08-Jun-2023 Ticker: ISIN: CNE100000296 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0418/2023041801055.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0418/2023041801069.pdf 1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For BOARD OF DIRECTORS OF THE COMPANY (THE BOARD) FOR THE YEAR ENDED 31 DECEMBER 2022 2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For SUPERVISORY COMMITTEE OF THE COMPANY (THE SUPERVISORY COMMITTEE) FOR THE YEAR ENDED 31 DECEMBER 2022 3 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For FINANCIAL REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2022 4 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2022 AND THE SUMMARY THEREOF 5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2022 6 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For ERNST & YOUNG HUA MING LLP AS THE SOLE EXTERNAL AUDITOR AND INTERNAL CONTROL AUDIT INSTITUTION OF THE COMPANY FOR THE FINANCIAL YEAR OF 2023 AND TO HOLD OFFICE UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, AND TO AUTHORISE THE BOARD AND THE BOARD DELEGATES THE MANAGEMENT OF THE COMPANY TO DETERMINE THEIR REMUNERATION 7 TO CONSIDER AND APPROVE THE PROVISION OF Mgmt Against Against GUARANTEES BY THE GROUP 8 TO CONSIDER AND APPROVE THE ESTIMATED CAP Mgmt For For OF ORDINARY CONNECTED TRANSACTIONS OF THE GROUP FOR THE YEAR 2023 9 TO CONSIDER AND APPROVE: (A) THE GRANT TO Mgmt Against Against THE BOARD A GENERAL MANDATE TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL H SHARES IN THE CAPITAL OF THE COMPANY SUBJECT TO THE FOLLOWING CONDITIONS: (I) THAT THE AGGREGATE NOMINAL AMOUNT OF H SHARES OF THE COMPANY ALLOTTED, ISSUED AND DEALT WITH OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED, ISSUED OR DEALT WITH BY THE BOARD PURSUANT TO THE GENERAL MANDATE SHALL NOT EXCEED 20 PER CENT OF THE AGGREGATE NOMINAL AMOUNT OF H SHARES OF THE COMPANY IN ISSUE (II) THAT THE EXERCISE OF THE GENERAL MANDATE SHALL BE SUBJECT TO ALL GOVERNMENTAL AND/OR REGULATORY APPROVAL(S), IF ANY, AND APPLICABLE LAWS (INCLUDING BUT WITHOUT LIMITATION, THE COMPANY LAW OF THE PRC AND THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED (THE LISTING RULES)) (III) THAT THE GENERAL MANDATE SHALL REMAIN VALID UNTIL THE EARLIEST OF (1) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; OR (2) THE EXPIRATION OF A 12-MONTH PERIOD FOLLOWING THE PASSING OF THIS RESOLUTION; OR (3) THE DATE ON WHICH THE AUTHORITY SET OUT IN THIS RESOLUTION IS REVOKED OR VARIED BY A SPECIAL RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN A GENERAL MEETING; AND (B) THE AUTHORISATION TO THE BOARD TO APPROVE, EXECUTE AND DO OR PROCURE TO BE EXECUTED AND DONE, ALL SUCH DOCUMENTS, DEEDS AND THINGS AS IT MAY CONSIDER NECESSARY OR EXPEDIENT IN CONNECTION WITH THE ALLOTMENT AND ISSUE OF ANY NEW SHARES PURSUANT TO THE EXERCISE OF THE GENERAL MANDATE REFERRED TO IN PARAGRAPH (A) OF THIS RESOLUTION 10 TO CONSIDER AND APPROVE A GENERAL AND Mgmt Against Against UNCONDITIONAL MANDATE TO THE DIRECTORS OF BYD ELECTRONIC (INTERNATIONAL) COMPANY LIMITED (BYD ELECTRONIC) TO ALLOT, ISSUE AND DEAL WITH NEW SHARES OF BYD ELECTRONIC NOT EXCEEDING 20 PER CENT OF THE NUMBER OF THE ISSUED SHARES OF BYD ELECTRONIC 11 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt Against Against TO THE BOARD TO DETERMINE THE PROPOSED PLAN FOR THE ISSUANCE OF DEBT FINANCING INSTRUMENT(S) 12 TO CONSIDER AND APPROVE MATTERS IN Mgmt For For CONNECTION WITH THE PURCHASE OF LIABILITY INSURANCE FOR THE COMPANY AND ALL DIRECTORS, SUPERVISORS, SENIOR MANAGEMENT AND OTHER RELATED PERSONS, AND SUBJECT TO OBTAINING AUTHORIZATION FROM GENERAL MEETING, TO AGREE WITH THE DELEGATION OF THE BOARD TO AUTHORIZE THE CHAIRMAN OR ITS AUTHORISED PERSONS TO APPROVE AND HANDLE MATTERS IN CONNECTION WITH THE PURCHASE OF LIABILITY INSURANCE FOR THE COMPANY AND ALL DIRECTORS, SUPERVISORS, AND SENIOR MANAGEMENT (INCLUDING BUT NOT LIMITED TO THE DETERMINATION OF OTHER RELATED RESPONSIBLE PERSONS, THE DETERMINATION OF THE INSURANCE COMPANY, THE DETERMINATION OF THE INSURANCE AMOUNT, THE PREMIUM AND OTHER INSURANCE CLAUSES, THE SIGNING OF RELEVANT LEGAL DOCUMENTS AND DEALING WITH OTHER MATTERS RELATING TO THE PURCHASE OF INSURANCE, ETC.), AND TO DEAL WITH MATTERS RELATING TO THE RENEWAL OR REPURCHASE OF THE INSURANCE UPON OR BEFORE THE EXPIRATION OF THE ABOVEMENTIONED LIABILITY INSURANCE CONTRACTS 13 TO CONSIDER AND APPROVE THE COMPLIANCE Mgmt For For MANUAL IN RELATION TO CONNECTED TRANSACTION OF THE COMPANY AS SET OUT IN APPENDIX I TO THE CIRCULAR DATED 19 APRIL 2023 OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- CAMECO CORP Agenda Number: 716975036 -------------------------------------------------------------------------------------------------------------------------- Security: 13321L108 Meeting Type: AGM Meeting Date: 10-May-2023 Ticker: ISIN: CA13321L1085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 859383 DUE TO RECEIVED UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. A.1 ELECTION OF DIRECTOR: IAN BRUCE Mgmt For For A.2 ELECTION OF DIRECTOR: DANIEL CAMUS Mgmt For For A.3 ELECTION OF DIRECTOR: DON DERANGER Mgmt For For A.4 ELECTION OF DIRECTOR: CATHERINE GIGNAC Mgmt For For A.5 ELECTION OF DIRECTOR: TIM GITZEL Mgmt For For A.6 ELECTION OF DIRECTOR: JIM GOWANS Mgmt For For A.7 ELECTION OF DIRECTOR: KATHRYN JACKSON Mgmt For For A.8 ELECTION OF DIRECTOR: DON KAYNE Mgmt For For A.9 ELECTION OF DIRECTOR: LEONTINE VAN Mgmt For For LEEUWEN-ATKINS B APPOINT THE AUDITORS (SEE PAGE 5 OF THE Mgmt For For MANAGEMENT PROXY CIRCULAR) APPOINT KPMG LLP AS AUDITORS C HAVE A SAY ON OUR APPROACH TO EXECUTIVE Mgmt For For COMPENSATION (SEE PAGE 7 OF THE MANAGEMENT PROXY CIRCULAR) AS THIS IS AN ADVISORY VOTE, THE RESULTS WILL NOT BE BINDING ON THE BOARD. BE IT RESOLVED THAT, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS FOR EXECUTIVE COMPENSATION, THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN CAMECO'S MANAGEMENT PROXY CIRCULAR DELIVERED IN ADVANCE OF THE 2023 ANNUAL MEETING OF SHAREHOLDERS D DECLARE YOUR RESIDENCY YOU DECLARE THAT THE Mgmt Abstain SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM ARE HELD, BENEFICIALLY OWNED OR CONTROLLED, EITHER DIRECTLY OR INDIRECTLY, BY A RESIDENT OF CANADA AS DEFINED BELOW. IF THE SHARES ARE HELD IN THE NAMES OF TWO OR MORE PEOPLE, YOU DECLARE THAT ALL OF THESE PEOPLE ARE RESIDENTS OF CANADA. NOTE: "FOR" = YES, "ABSTAIN" = NO, AND "AGAINST" WILL BE TREATED AS NOT MARKED CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS A.1 TO A.9 AND C AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBER B. THANK YOU CMMT 14 APR 2023: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF TEXT OF RESOLUTION D. IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID 895582, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- CANADIAN SOLAR INC. Agenda Number: 935875382 -------------------------------------------------------------------------------------------------------------------------- Security: 136635109 Meeting Type: Annual Meeting Date: 28-Jun-2023 Ticker: CSIQ ISIN: CA1366351098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Shawn (Xiaohua) Qu Mgmt For For Harry E. Ruda Mgmt For For Lauren C. Templeton Mgmt For For Andrew Luen Cheung Wong Mgmt For For Lap Tat Arthur Wong Mgmt For For Leslie Li Hsien Chang Mgmt For For Yan Zhuang Mgmt For For Huifeng Chang Mgmt For For 2 To reappoint Deloitte Touche Tohmatsu Mgmt For For Certified Public Accountants LLP as auditors of the Corporation and to authorize the directors of the Corporation to fix their remuneration. -------------------------------------------------------------------------------------------------------------------------- CAPSTONE COPPER CORP Agenda Number: 716842340 -------------------------------------------------------------------------------------------------------------------------- Security: 14071L108 Meeting Type: MIX Meeting Date: 03-May-2023 Ticker: ISIN: CA14071L1085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 1, 4, 5 AND 6 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1 TO 2.8 AND 3. THANK YOU 1 TO SET THE NUMBER OF DIRECTORS AT EIGHT Mgmt For For 2.1 ELECTION OF DIRECTOR: ALISON BAKER Mgmt For For 2.2 ELECTION OF DIRECTOR: GEORGE BRACK Mgmt For For 2.3 ELECTION OF DIRECTOR: ROBERT GALLAGHER Mgmt For For 2.4 ELECTION OF DIRECTOR: ANNE GIARDINI Mgmt For For 2.5 ELECTION OF DIRECTOR: PETER MEREDITH Mgmt For For 2.6 ELECTION OF DIRECTOR: PATRICIA PALACIOS Mgmt For For 2.7 ELECTION OF DIRECTOR: JOHN MACKENZIE Mgmt For For 2.8 ELECTION OF DIRECTOR: DARREN PYLOT Mgmt For For 3 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF Mgmt For For THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION 4 PASS AN ADVISORY VOTE ON CAPSTONE'S Mgmt For For APPROACH TO EXECUTIVE COMPENSATION 5 RATIFY AND APPROVE CAPSTONE'S ADVANCE Mgmt For For NOTICE POLICY APPROVED BY THE BOARD ON MARCH 23, 2022 6 APPROVE CAPSTONE TO GRANT ALL UNALLOCATED Mgmt Against Against ENTITLEMENTS, INCLUDING OPTIONS AND BONUS SHARES, UNDER CAPSTONE'S INCENTIVE STOCK OPTION AND BONUS SHARE PLAN, AS AMENDED FROM TIME TO TIME (THE "PLAN") IN ACCORDANCE WITH ITS TERMS UNTIL MAY 3, 2026 -------------------------------------------------------------------------------------------------------------------------- CHARGEPOINT HOLDINGS, INC. Agenda Number: 935665111 -------------------------------------------------------------------------------------------------------------------------- Security: 15961R105 Meeting Type: Annual Meeting Date: 12-Jul-2022 Ticker: CHPT ISIN: US15961R1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jeffrey Harris Mgmt Withheld Against Susan Heystee Mgmt Withheld Against G. Richard Wagoner, Jr. Mgmt Withheld Against 2. The ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2023. 3. The advisory approval of the compensation Mgmt Against Against of our named executive officers ("Say-on-Pay"). 4. The preferred frequency of holding future Mgmt 1 Year For advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- CMOC GROUP LIMITED Agenda Number: 717041280 -------------------------------------------------------------------------------------------------------------------------- Security: Y1503Z105 Meeting Type: EGM Meeting Date: 05-May-2023 Ticker: ISIN: CNE100000114 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0413/2023041300477.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0413/2023041300507.pdf 1 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For PROVISION OF GUARANTEES BY THE COMPANY TO ITS CONTROLLED SUBSIDIARIES 2 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For ABSORPTION AND MERGER OF THE WHOLLY-OWNED SUBSIDIARIES OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- CMOC GROUP LIMITED Agenda Number: 717163567 -------------------------------------------------------------------------------------------------------------------------- Security: Y1503Z105 Meeting Type: AGM Meeting Date: 09-Jun-2023 Ticker: ISIN: CNE100000114 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0428/2023042804335.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0428/2023042804393.pdf 1 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2022 2 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2022 3 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2022 4 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For FINANCIAL REPORT AND FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2022 5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2022 6 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For RE-APPOINTMENT OF THE EXTERNAL AUDITORS OF THE COMPANY FOR THE YEAR 2023 7 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For BUDGET REPORT OF THE COMPANY FOR THE YEAR 2023 8 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt Against Against PURCHASE OF STRUCTURED DEPOSIT WITH INTERNAL IDLE FUND 9 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For PURCHASE OF WEALTH MANAGEMENT OR ENTRUSTED WEALTH MANAGEMENT PRODUCTS WITH INTERNAL IDLE FUND 10 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt Against Against EXTERNAL GUARANTEE ARRANGEMENTS FOR THE YEAR 2023 OF THE COMPANY 11 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt Against Against AUTHORIZATION TO THE BOARD (THE "BOARD") OF THE COMPANY TO DECIDE ON ISSUANCE OF DEBT FINANCING INSTRUMENTS 12 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For PURCHASE OF LIABILITY INSURANCE FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT OF THE COMPANY 13 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt Against Against FORMULATION, AMENDMENT AND IMPROVEMENT OF THE INTERNAL CONTROL SYSTEMS OF THE COMPANY 14 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For FORFEITURE OF UNCOLLECTED DIVIDEND OF H SHAREHOLDERS FOR THE YEAR 2015 15 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For AUTHORIZATION TO THE BOARD TO DEAL WITH THE DISTRIBUTION OF INTERIM DIVIDEND AND QUARTERLY DIVIDEND FOR THE YEAR 2023 16 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt Against Against GRANT OF A GENERAL MANDATE TO THE BOARD FOR ISSUANCE OF ADDITIONAL A SHARES AND/OR H SHARES OF THE COMPANY 17 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For GRANT OF A GENERAL MANDATE TO THE BOARD TO REPURCHASE H SHARES 18 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For PROVISION OF FINANCIAL SUPPORT TO THE INVESTED SUBSIDIARIES 19 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For ADDITION OF MR. JIANG LI AS A NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF THE COMPANY 20 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For ADDITION OF MR. LIN JIUXIN AS A NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF THE COMPANY 21 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For ADDITION OF MR. ZHENG SHU AS A NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF THE SIXTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- DENSO CORPORATION Agenda Number: 717276782 -------------------------------------------------------------------------------------------------------------------------- Security: J12075107 Meeting Type: AGM Meeting Date: 20-Jun-2023 Ticker: ISIN: JP3551500006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1.1 Appoint a Director Arima, Koji Mgmt For For 1.2 Appoint a Director Hayashi, Shinnosuke Mgmt For For 1.3 Appoint a Director Matsui, Yasushi Mgmt For For 1.4 Appoint a Director Ito, Kenichiro Mgmt For For 1.5 Appoint a Director Toyoda, Akio Mgmt For For 1.6 Appoint a Director Kushida, Shigeki Mgmt For For 1.7 Appoint a Director Mitsuya, Yuko Mgmt For For 1.8 Appoint a Director Joseph P. Schmelzeis, Mgmt For For Jr. 2.1 Appoint a Corporate Auditor Kuwamura, Mgmt For For Shingo 2.2 Appoint a Corporate Auditor Goto, Yasuko Mgmt For For 2.3 Appoint a Corporate Auditor Kitamura, Haruo Mgmt For For 3 Appoint a Substitute Corporate Auditor Mgmt For For Kitagawa, Hiromi -------------------------------------------------------------------------------------------------------------------------- DOOSAN FUEL CELL CO., LTD. Agenda Number: 716737614 -------------------------------------------------------------------------------------------------------------------------- Security: Y2103X102 Meeting Type: AGM Meeting Date: 29-Mar-2023 Ticker: ISIN: KR7336260005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For 2.1 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For SPECIFIC BUSINESS PURPOSE ARTICLE NO 2 2.2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For IMPROVEMENT OF DIVIDEND PROCESS ARTICLE NO 16,20,56,58 2.3 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For IMPLEMENTATION OF ELECTRONIC REGISTRATION SYSTEM ARTICLE NO 17 2.4 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For SPECIFYING RESOLUTION REQUIREMENTS FOR APPOINTING AUDIT COMMITTEE MEMBERS UNDER THE COMMERCIAL ACT ARTICLE NO 49 2.5 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For SUPPLEMENTARY PROVISIONS 3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against CMMT 03 MAR 2023: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION 2.1 TO 2.5. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- ECOPRO BM CO. LTD. Agenda Number: 716737208 -------------------------------------------------------------------------------------------------------------------------- Security: Y2243T102 Meeting Type: AGM Meeting Date: 29-Mar-2023 Ticker: ISIN: KR7247540008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For 2 ELECTION OF NON-EXECUTIVE DIRECTOR: KIM SUN Mgmt Against Against JOO 3 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt For For DIRECTORS 4 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt For For AUDITORS -------------------------------------------------------------------------------------------------------------------------- EDISON INTERNATIONAL Agenda Number: 935776635 -------------------------------------------------------------------------------------------------------------------------- Security: 281020107 Meeting Type: Annual Meeting Date: 27-Apr-2023 Ticker: EIX ISIN: US2810201077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jeanne Beliveau-Dunn Mgmt For For 1b. Election of Director: Michael C. Camunez Mgmt For For 1c. Election of Director: Vanessa C.L. Chang Mgmt For For 1d. Election of Director: James T. Morris Mgmt For For 1e. Election of Director: Timothy T. O'Toole Mgmt For For 1f. Election of Director: Pedro J. Pizarro Mgmt For For 1g. Election of Director: Marcy L. Reed Mgmt For For 1h. Election of Director: Carey A. Smith Mgmt For For 1i. Election of Director: Linda G. Stuntz Mgmt For For 1j. Election of Director: Peter J. Taylor Mgmt For For 1k. Election of Director: Keith Trent Mgmt For For 2. Ratification of the Independent Registered Mgmt For For Public Accounting Firm 3. Advisory Vote to Approve Say-on-Pay Vote Mgmt 1 Year For Frequency 4. Advisory Vote to Approve Executive Mgmt For For Compensation -------------------------------------------------------------------------------------------------------------------------- ENPHASE ENERGY, INC. Agenda Number: 935812013 -------------------------------------------------------------------------------------------------------------------------- Security: 29355A107 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: ENPH ISIN: US29355A1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jamie Haenggi Mgmt For For Benjamin Kortlang Mgmt For For Richard Mora Mgmt For For 2. To approve, on advisory basis, the Mgmt For For compensation of our named executive officers, as disclosed in the proxy statement. 3. To ratify the selection of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- ERO COPPER CORP Agenda Number: 716774965 -------------------------------------------------------------------------------------------------------------------------- Security: 296006109 Meeting Type: MIX Meeting Date: 26-Apr-2023 Ticker: ISIN: CA2960061091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 1 AND 4 TO 6 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1 TO 2.10 AND 3. THANK YOU 1 TO SET THE NUMBER OF DIRECTORS AT TEN Mgmt For For 2.1 ELECTION OF DIRECTOR: CHRISTOPHER NOEL DUNN Mgmt For For 2.2 ELECTION OF DIRECTOR: DAVID STRANG Mgmt For For 2.3 ELECTION OF DIRECTOR: JILL ANGEVINE Mgmt For For 2.4 ELECTION OF DIRECTOR: LYLE BRAATEN Mgmt For For 2.5 ELECTION OF DIRECTOR: STEVEN BUSBY Mgmt For For 2.6 ELECTION OF DIRECTOR: DR. SALLY EYRE Mgmt For For 2.7 ELECTION OF DIRECTOR: ROBERT GETZ Mgmt For For 2.8 ELECTION OF DIRECTOR: CHANTAL GOSSELIN Mgmt For For 2.9 ELECTION OF DIRECTOR: JOHN WRIGHT Mgmt For For 2.10 ELECTION OF DIRECTOR: MATTHEW WUBS Mgmt For For 3 APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For PROFESSIONAL ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION 4 AUTHORIZE AND APPROVE THE COMPANY'S STOCK Mgmt For For OPTION PLAN, INCLUDING AMENDMENTS THERETO, AND THE UNALLOCATED OPTIONS ISSUABLE THEREUNDER 5 TO AUTHORIZE AND APPROVE THE COMPANY'S Mgmt For For SHARE UNIT PLAN, INCLUDING AMENDMENTS THERETO, AND THE UNALLOCATED UNITS ISSUABLE THEREUNDER 6 TO APPROVE A NON-BINDING ADVISORY "SAY ON Mgmt For For PAY" RESOLUTION ACCEPTING THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION -------------------------------------------------------------------------------------------------------------------------- EVGO INC. Agenda Number: 935808519 -------------------------------------------------------------------------------------------------------------------------- Security: 30052F100 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: EVGO ISIN: US30052F1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Darpan Kapadia Mgmt Withheld Against Jonathan Seelig Mgmt For For Paul Segal Mgmt Withheld Against 2. The ratification of the appointment of KPMG Mgmt For For LLP as EVgo INC.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. Approval of the amendment to EVgo INC.'s Mgmt Against Against Second Amended and Restated Certificate of Incorporation to limit the personal liability of certain of its officers as permitted by recent amendments to the General Corporation Law of the State of Delaware. -------------------------------------------------------------------------------------------------------------------------- FIRST QUANTUM MINERALS LTD Agenda Number: 716842352 -------------------------------------------------------------------------------------------------------------------------- Security: 335934105 Meeting Type: AGM Meeting Date: 04-May-2023 Ticker: ISIN: CA3359341052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO FIX THE NUMBER OF DIRECTORS AT TEN (10) Mgmt For For 2.1 ELECTION OF DIRECTOR: ANDREW B. ADAMS Mgmt For For 2.2 ELECTION OF DIRECTOR: ALISON C. BECKETT Mgmt For For 2.3 ELECTION OF DIRECTOR: ROBERT J. HARDING Mgmt For For 2.4 ELECTION OF DIRECTOR: KATHLEEN A. HOGENSON Mgmt For For 2.5 ELECTION OF DIRECTOR: C. KEVIN MCARTHUR Mgmt For For 2.6 ELECTION OF DIRECTOR: PHILIP K. R. PASCALL Mgmt For For 2.7 ELECTION OF DIRECTOR: A. TRISTAN PASCALL Mgmt For For 2.8 ELECTION OF DIRECTOR: SIMON J. SCOTT Mgmt For For 2.9 ELECTION OF DIRECTOR: DR. JOANNE K. WARNER Mgmt For For 2.10 ELECTION OF DIRECTOR: GEOFF CHATER Mgmt For For 3 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY AND AUTHORIZING THE DIRECTOR TO FIX THEIR REMUNERATION 4 APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For 5 CONTINUATION, AMENDMENT AND RESTATEMENT OF Mgmt For For SHAREHOLDER RIGHTS PLAN CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 1,4 AND 5 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1 TO 2.10 AND 3. THANK YOU -------------------------------------------------------------------------------------------------------------------------- FIRST SOLAR, INC. Agenda Number: 935794861 -------------------------------------------------------------------------------------------------------------------------- Security: 336433107 Meeting Type: Annual Meeting Date: 09-May-2023 Ticker: FSLR ISIN: US3364331070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Michael J. Ahearn Mgmt For For 1b. Election of Director: Richard D. Chapman Mgmt For For 1c. Election of Director: Anita Marangoly Mgmt For For George 1d. Election of Director: George A. Hambro Mgmt For For 1e. Election of Director: Molly E. Joseph Mgmt For For 1f. Election of Director: Craig Kennedy Mgmt For For 1g. Election of Director: Lisa A. Kro Mgmt For For 1h. Election of Director: William J. Post Mgmt For For 1i. Election of Director: Paul H. Stebbins Mgmt For For 1j. Election of Director: Michael T. Sweeney Mgmt For For 1k. Election of Director: Mark R. Widmar Mgmt For For 1l. Election of Director: Norman L. Wright Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2023 3. Advisory vote to approve the compensation Mgmt For For of our named executive officers 4. Advisory vote on the frequency of Mgmt 1 Year For shareholder votes on executive compensation -------------------------------------------------------------------------------------------------------------------------- FLUENCE ENERGY, INC. Agenda Number: 935761761 -------------------------------------------------------------------------------------------------------------------------- Security: 34379V103 Meeting Type: Annual Meeting Date: 20-Mar-2023 Ticker: FLNC ISIN: US34379V1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cynthia Arnold Mgmt For For Herman Bulls Mgmt Withheld Against Emma Falck Mgmt Withheld Against Ricardo Falu Mgmt Withheld Against Elizabeth Fessenden Mgmt For For Harald von Heynitz Mgmt For For Barbara Humpton Mgmt Withheld Against Axel Meier Mgmt Withheld Against Tish Mendoza Mgmt Withheld Against Julian Nebreda Mgmt Withheld Against John C. Shelton Mgmt Withheld Against Simon James Smith Mgmt Withheld Against 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for fiscal year 2023. -------------------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY Agenda Number: 935790128 -------------------------------------------------------------------------------------------------------------------------- Security: 345370860 Meeting Type: Annual Meeting Date: 11-May-2023 Ticker: F ISIN: US3453708600 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Kimberly A. Casiano Mgmt For For 1b. Election of Director: Alexandra Ford Mgmt For For English 1c. Election of Director: James D. Farley, Jr. Mgmt For For 1d. Election of Director: Henry Ford III Mgmt For For 1e. Election of Director: William Clay Ford, Mgmt Against Against Jr. 1f. Election of Director: William W. Helman IV Mgmt For For 1g. Election of Director: Jon M. Huntsman, Jr. Mgmt For For 1h. Election of Director: William E. Kennard Mgmt Against Against 1i. Election of Director: John C. May Mgmt For For 1j. Election of Director: Beth E. Mooney Mgmt For For 1k. Election of Director: Lynn Vojvodich Mgmt For For Radakovich 1l. Election of Director: John L. Thornton Mgmt For For 1m. Election of Director: John B. Veihmeyer Mgmt For For 1n. Election of Director: John S. Weinberg Mgmt For For 2. Ratification of Independent Registered Mgmt For For Public Accounting Firm. 3. Say-on-Pay - An Advisory Vote to Approve Mgmt For For the Compensation of the Named Executives. 4. An Advisory Vote on the Frequency of a Mgmt 1 Year For Shareholder Vote to Approve the Compensation of the Named Executives. 5. Approval of the 2023 Long-Term Incentive Mgmt Against Against Plan. 6. Relating to Consideration of a Shr For Against Recapitalization Plan to Provide That All of the Company's Outstanding Stock Have One Vote Per Share. 7. Relating to Disclosure of the Company's Shr Against For Reliance on Child Labor Outside of the United States. 8. Relating to Reporting on the Company's Shr Against For Animal Testing Practices. -------------------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN INC. Agenda Number: 935831493 -------------------------------------------------------------------------------------------------------------------------- Security: 35671D857 Meeting Type: Annual Meeting Date: 06-Jun-2023 Ticker: FCX ISIN: US35671D8570 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: David P. Abney Mgmt For For 1b. Election of Director: Richard C. Adkerson Mgmt For For 1c. Election of Director: Marcela E. Donadio Mgmt For For 1d. Election of Director: Robert W. Dudley Mgmt For For 1e. Election of Director: Hugh Grant Mgmt For For 1f. Election of Director: Lydia H. Kennard Mgmt For For 1g. Election of Director: Ryan M. Lance Mgmt For For 1h. Election of Director: Sara Grootwassink Mgmt For For Lewis 1i. Election of Director: Dustan E. McCoy Mgmt For For 1j. Election of Director: Kathleen L. Quirk Mgmt For For 1k. Election of Director: John J. Stephens Mgmt For For 1l. Election of Director: Frances Fragos Mgmt For For Townsend 2. Approval, on an advisory basis, of the Mgmt For For compensation of our named executive officers. 3. Approval, on an advisory basis, of the Mgmt 1 Year For frequency of future advisory votes on the compensation of our named executive officers. 4. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Agenda Number: 715965616 -------------------------------------------------------------------------------------------------------------------------- Security: Y2690M105 Meeting Type: EGM Meeting Date: 25-Aug-2022 Ticker: ISIN: CNE1000031W9 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0804/2022080401918.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0804/2022080402006.pdf 1 PROPOSED ADOPTION OF THE SHARE OPTION Mgmt For For INCENTIVE SCHEME 2022 2 REGARDING THE ASSESSMENT MANAGEMENT Mgmt For For MEASURES FOR THE IMPLEMENTATION OF THE SHARE OPINION INCENTIVE SCHEME 2022 3 PROPOSED AUTHORIZATION TO THE BOARD TO DEAL Mgmt For For WITH RELEVANT MATTERS IN RELATION TO THE SHARE OPTION INCENTIVE SCHEME 2022 -------------------------------------------------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Agenda Number: 715966466 -------------------------------------------------------------------------------------------------------------------------- Security: Y2690M105 Meeting Type: CLS Meeting Date: 25-Aug-2022 Ticker: ISIN: CNE1000031W9 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0804/2022080401930.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0804/2022080402022.pdf CMMT 09 AUG 2022: DELETION COMMENT Non-Voting 1 PROPOSED ADOPTION OF THE SHARE OPTION Mgmt For For INCENTIVE SCHEME 2022 2 REGARDING THE ASSESSMENT MANAGEMENT Mgmt For For MEASURES FOR THE IMPLEMENTATION OF THE SHARE OPINION INCENTIVE SCHEME 2022 3 PROPOSED AUTHORIZATION TO THE BOARD TO DEAL Mgmt For For WITH RELEVANT MATTERS IN RELATION TO THE SHARE OPTION INCENTIVE SCHEME 2022 CMMT 09 AUG 2022: PLEASE NOTE THAT THIS IS A OF Non-Voting REVISION DUE TO DELETION COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Agenda Number: 716058587 -------------------------------------------------------------------------------------------------------------------------- Security: Y2690M105 Meeting Type: EGM Meeting Date: 30-Sep-2022 Ticker: ISIN: CNE1000031W9 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0908/2022090801112.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0908/2022090801114.pdf S.1 TO CONSIDER AND APPROVE THE PROPOSED CHANGE Mgmt For For OF COMPANY NAME S.2 CONDITIONAL UPON THE PASSING OF THE SPECIAL Mgmt For For RESOLUTION NUMBERED 1, TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION O.1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For CAPACITY CONSTRUCTION SCALE IMPROVEMENT OF GANFENG LIENERGY NEW-TYPE LITHIUM BATTERY PROJECT WITH 15 GWH ANNUAL CAPACITY O.2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For INVESTMENT AND CONSTRUCTION OF NEW-TYPE LITHIUM BATTERY PRODUCTION PROJECT WITH 6 GWH ANNUAL CAPACITY BY GANFENG LIENERGY O.3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For INVESTMENT AND CONSTRUCTION OF SMALL POLYMER LITHIUM BATTERY PROJECT WITH 2 BILLION UNITS ANNUAL CAPACITY BY GANFENG NEW LITHIUM SOURCE -------------------------------------------------------------------------------------------------------------------------- GANFENG LITHIUM GROUP CO., LTD Agenda Number: 716396759 -------------------------------------------------------------------------------------------------------------------------- Security: Y2690M105 Meeting Type: EGM Meeting Date: 20-Dec-2022 Ticker: ISIN: CNE1000031W9 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1123/2022112300929.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1123/2022112300945.pdf 1 TO CONSIDER AND APPROVE THE CAPITAL Mgmt For For INCREASE AND SHARE EXPANSION BY GANFENG LIENERGY, A CONTROLLED SUBSIDIARY OF THE COMPANY, AND RELATED PARTY TRANSACTION -------------------------------------------------------------------------------------------------------------------------- GANFENG LITHIUM GROUP CO., LTD Agenda Number: 716671777 -------------------------------------------------------------------------------------------------------------------------- Security: Y2690M105 Meeting Type: EGM Meeting Date: 28-Feb-2023 Ticker: ISIN: CNE1000031W9 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0207/2023020700537.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0207/2023020700545.pdf S.1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For AMENDMENTS TO THE EXTERNAL INVESTMENT MANAGEMENT SYSTEM S.2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For ENGAGEMENT IN FOREIGN EXCHANGE HEDGING BUSINESS BY THE COMPANY AND ITS SUBSIDIARIES S.3 TO CONSIDER AND APPROVE THE APPLICATION FOR Mgmt Against Against BANK FACILITIES AND PROVISION OF GUARANTEES BY THE COMPANY AND ITS SUBSIDIARIES S.4 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against INVESTMENT IN WEALTH MANAGEMENT PRODUCTS WITH SELF-OWNED FUNDS S.5 TO CONSIDER AND APPROVE THE CONTINUING Mgmt For For RELATED-PARTY TRANSACTIONS FOR 2023 O.1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against SIGNING OF INVESTMENT AGREEMENT BY GANFENG LIENERGY O.2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For INVESTMENT AND CONSTRUCTION OF NEW-TYPE LITHIUM BATTERY AND ENERGY STORAGE HEADQUARTERS PROJECT WITH 10 GWH ANNUAL CAPACITY BY GANFENG LIENERGY CMMT 09 FEB 2023: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION S.3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- GANFENG LITHIUM GROUP CO., LTD Agenda Number: 717410106 -------------------------------------------------------------------------------------------------------------------------- Security: Y2690M105 Meeting Type: AGM Meeting Date: 29-Jun-2023 Ticker: ISIN: CNE1000031W9 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0518/2023051800625.pdf, O.1 WORK REPORT OF THE BOARD FOR 2022 Mgmt For For O.2 WORK REPORT OF THE BOARD OF SUPERVISORS FOR Mgmt For For 2022 O.3 2022 ANNUAL REPORT, SUMMARY OF THE ANNUAL Mgmt For For REPORT AND ANNUAL RESULTS ANNOUNCEMENT O.4 2022 FINANCIAL REPORT AS RESPECTIVELY Mgmt For For AUDITED BY THE DOMESTIC AND OVERSEAS AUDITORS O.5 ENGAGEMENT OF DOMESTIC AND OVERSEAS Mgmt For For AUDITORS AND THE INTERNAL CONTROL AUDITORS FOR 2023 O.6 THE REMUNERATION OF DOMESTIC AND OVERSEAS Mgmt For For AUDITORS AND THE INTERNAL CONTROL AUDITORS FOR 2023 O.7 DETERMINATION OF DIRECTORS EMOLUMENTS Mgmt For For O.8 DETERMINATION OF SUPERVISORS EMOLUMENTS Mgmt For For O.9 PROPOSED AMENDMENTS TO THE EXTERNAL Mgmt For For DONATIONS AND SPONSORSHIPS MANAGEMENT SYSTEM O.10 PROPOSED AMENDMENTS TO THE VENTURE CAPITAL Mgmt For For INVESTMENT MANAGEMENT SYSTEM S.1 PROFIT DISTRIBUTION PROPOSAL FOR 2022 Mgmt For For S.2 GRANT OF GENERAL MANDATE TO THE BOARD Mgmt Against Against S.3 GENERAL MANDATE TO ISSUE DOMESTIC AND Mgmt Against Against OVERSEAS DEBT FINANCING INSTRUMENTS S.4 VENTURE CAPITAL INVESTMENT WITH SELF-OWNED Mgmt Against Against FUNDS S.5 CONTINUING RELATED-PARTY TRANSACTIONS Mgmt For For FORECAST BETWEEN THE COMPANY AND LITHIUM AMERICAS FOR 2023 S.6 PROPOSED DERIVATIVES TRADING WITH Mgmt For For SELF-OWNED FUNDS CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 882574 DUE TO RECEIVED UPDATED AGENDA WITH ADDITIONAL RESOLUTION S.6. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU -------------------------------------------------------------------------------------------------------------------------- GENERAL MOTORS COMPANY Agenda Number: 935847561 -------------------------------------------------------------------------------------------------------------------------- Security: 37045V100 Meeting Type: Annual Meeting Date: 20-Jun-2023 Ticker: GM ISIN: US37045V1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Mary T. Barra Mgmt For For 1b. Election of Director: Aneel Bhusri Mgmt For For 1c. Election of Director: Wesley G. Bush Mgmt For For 1d. Election of Director: Joanne C. Crevoiserat Mgmt For For 1e. Election of Director: Linda R. Gooden Mgmt For For 1f. Election of Director: Joseph Jimenez Mgmt For For 1g. Election of Director: Jonathan McNeill Mgmt For For 1h. Election of Director: Judith A. Miscik Mgmt For For 1i. Election of Director: Patricia F. Russo Mgmt For For 1j. Election of Director: Thomas M. Schoewe Mgmt For For 1k. Election of Director: Mark A. Tatum Mgmt For For 1l. Election of Director: Jan E. Tighe Mgmt For For 1m. Election of Director: Devin N. Wenig Mgmt For For 2. Ratification of the Selection of Ernst & Mgmt For For Young LLP as the Company's Independent Registered Public Accounting Firm for 2023. 3. Advisory Approval of Named Executive Mgmt For For Officer Compensation. 4. Approval of Amendment No. 1 to the Mgmt For For Company's 2020 Long-Term Incentive Plan. 5. Shareholder Proposal Requesting a Report on Shr Against For the Company's Operations in China. 6. Shareholder Proposal Regarding Shareholder Shr For Against Written Consent. 7. Shareholder Proposal Regarding Sustainable Shr Against For Materials Procurement Targets. -------------------------------------------------------------------------------------------------------------------------- GLENCORE PLC Agenda Number: 717211445 -------------------------------------------------------------------------------------------------------------------------- Security: G39420107 Meeting Type: AGM Meeting Date: 26-May-2023 Ticker: ISIN: JE00B4T3BW64 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 846434 DUE TO RECEIVED UPDATED AGENDA WITH CHANGE IN VOTING STATUS FOR 19TH RESOLUTION, THE BOARD HAS RECOMMENDED THAT SHAREHOLDERS VOTE AGAINST THE RESOLUTION AND CODE AS 8840. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU 1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2022 2 TO APPROVE THAT THE COMPANY'S CAPITAL Mgmt For For CONTRIBUTION RESERVES (FORMING PART OF ITS SHARE PREMIUM ACCOUNT) BE REDUCED AND BE REPAID TO SHAREHOLDERS AS PER THE TERMS SET OUT IN THE NOTICE OF MEETING 3 TO RE-ELECT KALIDAS MADHAVPEDDI AS A Mgmt For For DIRECTOR 4 TO RE-ELECT GARY NAGLE AS A DIRECTOR Mgmt For For 5 TO RE-ELECT PETER COATES AS A DIRECTOR Mgmt For For 6 TO RE-ELECT MARTIN GILBERT AS A DIRECTOR Mgmt For For 7 TO RE-ELECT GILL MARCUS AS A DIRECTOR Mgmt For For 8 TO RE-ELECT CYNTHIA CARROLL AS A DIRECTOR Mgmt For For 9 TO RE-ELECT DAVID WORMSLEY AS A DIRECTOR Mgmt For For 10 TO ELECT LIZ HEWITT AS A DIRECTOR Mgmt For For 11 TO REAPPOINT DELOITTE LLP AS THE COMPANY'S Mgmt For For AUDITORS TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID 12 TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE Mgmt For For REMUNERATION OF THE AUDITORS 13 TO APPROVE THE COMPANY'S 2022 CLIMATE Mgmt Against Against REPORT 14 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For REPORT AS SET OUT IN THE 2022 ANNUAL REPORT 15 TO RENEW THE AUTHORITY CONFERRED ON THE Mgmt For For DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE COMPANY'S ARTICLES OF ASSOCIATION 16 SUBJECT TO THE PASSING OF RESOLUTION 15, TO Mgmt For For RENEW THE AUTHORITY CONFERRED ON THE DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE COMPANY'S ARTICLES OF ASSOCIATION TO ALLOT EQUITY SECURITIES FOR CASH FOR AN ALLOTMENT PERIOD 17 SUBJECT TO THE PASSING OF RESOLUTION 15, Mgmt For For AND IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 16, TO EMPOWER THE DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE ARTICLES TO ALLOT EQUITY SECURITIES FOR CASH FOR AN ALLOTMENT PERIOD 18 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For PURCHASES OF ORDINARY SHARES 19 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against SHAREHOLDER PROPOSAL: SHAREHOLDER RESOLUTION IN RESPECT OF THE NEXT CLIMATE ACTION TRANSITION PLAN -------------------------------------------------------------------------------------------------------------------------- HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL Agenda Number: 935835681 -------------------------------------------------------------------------------------------------------------------------- Security: 41068X100 Meeting Type: Annual Meeting Date: 07-Jun-2023 Ticker: HASI ISIN: US41068X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jeffrey W. Eckel Mgmt For For Lizabeth A. Ardisana Mgmt For For Clarence D. Armbrister Mgmt For For Teresa M. Brenner Mgmt For For Michael T. Eckhart Mgmt For For Nancy C. Floyd Mgmt For For Jeffrey A. Lipson Mgmt For For Charles M. O'Neil Mgmt For For Richard J. Osborne Mgmt For For Steven G. Osgood Mgmt For For Kimberly A. Reed Mgmt For For 2. The ratification of the appointment of Mgmt For For Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. The advisory approval of the compensation Mgmt For For of the Named Executive Officers as described in the Compensation Discussion and Analysis, the compensation tables and other narrative disclosure in the proxy statement. 4. The frequency in years with which Mgmt 1 Year For stockholders are provided an advisory vote on executive compensation pursuant to the compensation disclosure rules of the SEC. -------------------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Agenda Number: 935801200 -------------------------------------------------------------------------------------------------------------------------- Security: 438516106 Meeting Type: Annual Meeting Date: 19-May-2023 Ticker: HON ISIN: US4385161066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Darius Adamczyk Mgmt For For 1B. Election of Director: Duncan B. Angove Mgmt For For 1C. Election of Director: William S. Ayer Mgmt For For 1D. Election of Director: Kevin Burke Mgmt For For 1E. Election of Director: D. Scott Davis Mgmt For For 1F. Election of Director: Deborah Flint Mgmt For For 1G. Election of Director: Vimal Kapur Mgmt For For 1H. Election of Director: Rose Lee Mgmt For For 1I. Election of Director: Grace D. Lieblein Mgmt For For 1J. Election of Director: Robin L. Washington Mgmt For For 1K. Election of Director: Robin Watson Mgmt For For 2. Advisory Vote to Approve Frequency of Mgmt 1 Year For Advisory Vote on Executive Compensation. 3. Advisory Vote to Approve Executive Mgmt For For Compensation. 4. Approval of Independent Accountants. Mgmt For For 5. Shareowner Proposal - Independent Board Shr For Against Chairman. 6. Shareowner Proposal - Environmental and Shr Against For Health Impact Report. -------------------------------------------------------------------------------------------------------------------------- IBERDROLA SA Agenda Number: 716779042 -------------------------------------------------------------------------------------------------------------------------- Security: E6165F166 Meeting Type: OGM Meeting Date: 28-Apr-2023 Ticker: ISIN: ES0144580Y14 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. 1 ANNUAL FINANCIAL STATEMENTS 2022 Mgmt For For 2 DIRECTORS REPORTS 2022 Mgmt For For 3 STATEMENT OF NON-FINANCIAL INFORMATION 2022 Mgmt For For 4 CORPORATE MANAGEMENT AND ACTIVITIES OF THE Mgmt For For BOARD OF DIRECTORS IN 2022 5 AMENDMENT OF THE PREAMBLE TO AND THE Mgmt For For HEADING OF THE PRELIMINARY TITLE OF THE BY-LAWS IN ORDER TO CONFORM THE TEXT THEREOF TO THE CURRENT BUSINESS AND THE GOVERNANCE AND COMPLIANCE CONTEXT, AND TO MAKE ADJUSTMENTS OF A FORMAL NATURE 6 AMENDMENT OF ARTICLES 4 AND 32 OF THE Mgmt For For BY-LAWS TO ACCOMMODATE THE FUNCTIONS OF DIFFERENT CORPORATE LEVELS WITHIN THE STRUCTURE OF THE IBERDROLA GROUP 7 AMENDMENT OF ARTICLE 8 OF THE BY-LAWS TO Mgmt For For UPDATE REFERENCES TO INTERNAL REGULATIONS AND TO THE COMPLIANCE SYSTEM 8 ENGAGEMENT DIVIDEND: APPROVAL AND PAYMENT Mgmt For For 9 ALLOCATION OF PROFITS/LOSSES AND 2022 Mgmt For For DIVIDENDS: APPROVAL AND SUPPLEMENTARY PAYMENT, WHICH WILL BE MADE WITHIN THE FRAMEWORK OF THE IBERDROLA RETRIBUCION FLEXIBLE OPTIONAL DIVIDEND SYSTEM 10 FIRST INCREASE IN CAPITAL BY MEANS OF A Mgmt For For SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET VALUE OF EUR 2,275 MILLION IN ORDER TO IMPLEMENT THE IBERDROLA RETRIBUCION FLEXIBLE OPTIONAL DIVIDEND SYSTEM 11 SECOND INCREASE IN CAPITAL BY MEANS OF A Mgmt For For SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET VALUE OF EUR 1,500 MILLION IN ORDER TO IMPLEMENT THE IBERDROLA RETRIBUCION FLEXIBLE OPTIONAL DIVIDEND SYSTEM 12 REDUCTION IN CAPITAL BY MEANS OF THE Mgmt For For RETIREMENT OF A MAXIMUM OF 206,364,000 OWN SHARES (3.201 PERCENT OF THE SHARE CAPITAL) 13 CONSULTATIVE VOTE ON THE ANNUAL DIRECTOR Mgmt For For REMUNERATION REPORT 2022 14 STRATEGIC BONUS FOR PROFESSIONALS OF THE Mgmt For For COMPANIES OF THE IBERDROLA GROUP LINKED TO THE COMPANYS PERFORMANCE DURING THE 2023-2025 PERIOD, TO BE PAID ON A FRACTIONAL AND DEFERRED BASIS THROUGH THE DELIVERY OF SHARES 15 RE-ELECTION OF MS MARIA HELENA ANTOLIN Mgmt For For RAYBAUD AS AN EXTERNAL DIRECTOR 16 RATIFICATION AND RE-ELECTION OF MR ARMANDO Mgmt For For MARTINEZ MARTINEZ AS AN EXECUTIVE DIRECTOR 17 RE-ELECTION OF MR MANUEL MOREU MUNAIZ AS AN Mgmt For For INDEPENDENT DIRECTOR 18 RE-ELECTION OF MS SARA DE LA RICA Mgmt For For GOIRICELAYA AS AN INDEPENDENT DIRECTOR 19 RE-ELECTION OF MR XABIER SAGREDO ORMAZA AS Mgmt For For AN INDEPENDENT DIRECTOR 20 RE-ELECTION OF MR JOSE IGNACIO SANCHEZ Mgmt For For GALAN AS AN EXECUTIVE DIRECTOR 21 SETTING OF THE NUMBER OF MEMBERS OF THE Mgmt For For BOARD OF DIRECTORS AT FOURTEEN 22 DELEGATION OF POWERS TO FORMALISE AND TO Mgmt For For CONVERT THE RESOLUTIONS ADOPTED INTO A PUBLIC INSTRUMENT CMMT 17 MAR 2023: ENGAGEMENT DIVIDEND: THE Non-Voting SHAREHOLDERS ENTITLED TO PARTICIPATE IN THE MEETING WILL RECEIVE EUR 0.005 (GROSS) PER SHARE IF THE SHAREHOLDERS AT THIS MEETING APPROVE SAID INCENTIVE AND ADOPT A RESOLUTION FOR THE PAYMENT THEREOF, WHICH WILL BE SUBJECT TO THE QUORUM FOR THE MEETING REACHING 70% OF THE SHARE CAPITAL AND TO THE APPROVAL OF ITEM 8 ON THE AGENDA CMMT 17 MAR 2023: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 29 APR 2023. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- IGO LIMITED Agenda Number: 716192822 -------------------------------------------------------------------------------------------------------------------------- Security: Q4875H108 Meeting Type: AGM Meeting Date: 17-Nov-2022 Ticker: ISIN: AU000000IGO4 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSALS FROM 3 TO 8 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 1 ELECTION OF MS. TRACEY ARLAUD Mgmt For For 2 ELECTION OF MR. JUSTIN OSBORNE Mgmt For For 3 REMUNERATION REPORT Mgmt For For 4 ISSUE OF SERVICE RIGHTS TO MR. PETER Mgmt For For BRADFORD 5 ISSUE OF PERFORMANCE RIGHTS AND OPTIONS TO Mgmt Against Against MR. PETER BRADFORD 6 APPROVAL OF TERMINATION PAYMENTS TO MR. DAN Mgmt For For LOUGHER 7 IGO EMPLOYEE INCENTIVE PLAN APPROVAL Mgmt For For 8 APPROVAL OF INCREASE IN DIRECTORS FEE POOL Mgmt For For CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting THE COMPANY, A SHARE TRANSFER TO THE OFFEROR CANNOT BE REGISTERED UNTIL THE BID IS APPROVED BY MEMBERS NOT ASSOCIATED WITH THE BIDDER. THE RESOLUTION MUST BE CONSIDERED AT A MEETING HELD MORE THAN 14 DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS ONE VOTE FOR EACH FULLY PAID SHARE HELD. THE VOTE IS DECIDED ON A SIMPLE MAJORITY. THE BIDDER AND ITS ASSOCIATES ARE NOT ALLOWED TO VOTE 9 RENEWAL OF THE COMPANY'S PROPORTIONAL Mgmt For For TAKEOVER APPROVAL PROVISIONS 10 APPROVAL OF FINANCIAL ASSISTANCE Mgmt For For -------------------------------------------------------------------------------------------------------------------------- ILUKA RESOURCES LTD Agenda Number: 715816762 -------------------------------------------------------------------------------------------------------------------------- Security: Q4875J104 Meeting Type: EGM Meeting Date: 22-Jul-2022 Ticker: ISIN: AU000000ILU1 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL OF DEMERGER Mgmt For For -------------------------------------------------------------------------------------------------------------------------- INFINEON TECHNOLOGIES AG Agenda Number: 716495824 -------------------------------------------------------------------------------------------------------------------------- Security: D35415104 Meeting Type: AGM Meeting Date: 16-Feb-2023 Ticker: ISIN: DE0006231004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. 1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting REPORTS FOR FISCAL YEAR 2022 2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF EUR 0.32 PER SHARE 3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER JOCHEN HANEBECK FOR FISCAL YEAR 2022 3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER CONSTANZE HUFENBECHER FOR FISCAL YEAR 2022 3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER SVEN SCHNEIDER FOR FISCAL YEAR 2022 3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER ANDREAS URSCHITZ (FROM JUNE 1, 2022) FOR FISCAL YEAR 2022 3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER RUTGER WIJBURG (FROM APRIL 1, 2022) FOR FISCAL YEAR 2022 3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER REINHARD PLOSS (UNTIL MARCH 31, 2022) FOR FISCAL YEAR 2022 3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER HELMUT GASSEL (UNTIL MAY 31, 2022) FOR FISCAL YEAR 2022 4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER WOLFGANG EDER FOR FISCAL YEAR 2022 4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER XIAOQUN CLEVER FOR FISCAL YEAR 2022 4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER JOHANN DECHANT FOR FISCAL YEAR 2022 4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER FRIEDRICH EICHINER FOR FISCAL YEAR 2022 4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER ANNETTE ENGELFRIED FOR FISCAL YEAR 2022 4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER PETER GRUBER FOR FISCAL YEAR 2022 4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER HANS-ULRICH HOLDENRIED FOR FISCAL YEAR 2022 4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER SUSANNE LACHENMANN FOR FISCAL YEAR 2022 4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER GERALDINE PICAUD FOR FISCAL YEAR 2022 4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER MANFRED PUFFER FOR FISCAL YEAR 2022 4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER MELANIE RIEDL FOR FISCAL YEAR 2022 4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER JUERGEN SCHOLZ FOR FISCAL YEAR 2022 4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER ULRICH SPIESSHOFER FOR FISCAL YEAR 2022 4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER MARGRET SUCKALE FOR FISCAL YEAR 2022 4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER MIRCO SYNDE (FROM JUNE 1, 2023) FOR FISCAL YEAR 2022 4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER DIANA VITALE FOR FISCAL YEAR 2022 4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER KERSTIN SCHULZENDORF (UNTIL MAY 31, 2022) FOR FISCAL YEAR 2022 5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For 2023 AND FOR THE REVIEW OF INTERIM FINANCIAL REPORTS FOR THE FIRST HALF OF FISCAL YEAR 2023 6.1 ELECT HERBERT DIESS TO THE SUPERVISORY Mgmt For For BOARD 6.2 ELECT KLAUS HELMRICH TO THE SUPERVISORY Mgmt For For BOARD 7 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For REISSUANCE OR CANCELLATION OF REPURCHASED SHARES 8 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt For For REPURCHASING SHARES 9.1 AMEND ARTICLES RE: AGM LOCATION Mgmt For For 9.2 APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS Mgmt For For UNTIL 2028 9.3 AMEND ARTICLES RE: PARTICIPATION OF Mgmt For For SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION 10 APPROVE REMUNERATION POLICY Mgmt For For 11 APPROVE REMUNERATION REPORT Mgmt For For CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE CMMT 11 JAN 2023: PLEASE NOTE THAT IF YOU HOLD Non-Voting CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU CMMT 11 JAN 2023: PLEASE NOTE SHARE BLOCKING Non-Voting WILL APPLY FOR ANY VOTED POSITIONS SETTLING THROUGH EUROCLEAR BANK. CMMT 11 JAN 2023: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- ITRON, INC. Agenda Number: 935780470 -------------------------------------------------------------------------------------------------------------------------- Security: 465741106 Meeting Type: Annual Meeting Date: 11-May-2023 Ticker: ITRI ISIN: US4657411066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Mary C. Hemmingsen Mgmt For For 1b. Election of Director: Jerome J. Lande Mgmt For For 1c. Election of Director: Frank M. Jaehnert Mgmt For For 2. Proposal to approve the advisory Mgmt For For (non-binding) resolution relating to executive compensation. 3. Proposal to approve, on an advisory Mgmt 1 Year For (non-binding) basis, the frequency of the advisory vote on executive compensation. 4. Proposal to approve the amendment of the Mgmt For For Itron, Inc. 2012 Employee Stock Purchase Plan. 5. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accountant for 2023. -------------------------------------------------------------------------------------------------------------------------- ITT INC. Agenda Number: 935786307 -------------------------------------------------------------------------------------------------------------------------- Security: 45073V108 Meeting Type: Annual Meeting Date: 10-May-2023 Ticker: ITT ISIN: US45073V1089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Donald DeFosset, Jr. Mgmt For For 1b. Election of Director: Nicholas C. Mgmt For For Fanandakis 1c. Election of Director: Richard P. Lavin Mgmt For For 1d. Election of Director: Rebecca A. McDonald Mgmt For For 1e. Election of Director: Timothy H. Powers Mgmt For For 1f. Election of Director: Luca Savi Mgmt For For 1g. Election of Director: Cheryl L. Shavers Mgmt For For 1h. Election of Director: Sabrina Soussan Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the independent registered public accounting firm of the Company for the 2023 fiscal year 3. Approval of a non-binding advisory vote on Mgmt For For executive compensation 4. Approval of a non-binding advisory vote on Mgmt 1 Year For the frequency of future shareholder votes on executive compensation 5. Approval of adoption of the Company's Mgmt For For Employee Stock Purchase Plan 6. A shareholder proposal regarding special Shr Against For shareholder meetings -------------------------------------------------------------------------------------------------------------------------- JINKOSOLAR HOLDING CO., LTD. Agenda Number: 935745503 -------------------------------------------------------------------------------------------------------------------------- Security: 47759T100 Meeting Type: Annual Meeting Date: 28-Dec-2022 Ticker: JKS ISIN: US47759T1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. As an ordinary resolution that Mr. Kangping Mgmt Against Against Chen be re-elected as a director of the Company. 2. As an ordinary resolution that Mr. Haiyun Mgmt Against Against Cao be re-elected as a director of the Company. 3. As an ordinary resolution that the Mgmt For For appointment of PricewaterhouseCoopers Zhong Tian LLP as auditors of the Company for the fiscal year of 2022 be ratified. 4. As an ordinary resolution that the Mgmt For For directors of the Company be authorized to determine the remuneration of the Company's auditors. 5. As an ordinary resolution that each of the Mgmt For For directors of the Company be authorized to take any and all action that might be necessary to effect the foregoing resolutions 1 to 4 as such director, in his or her absolute discretion, thinks fit. -------------------------------------------------------------------------------------------------------------------------- JOHNSON CONTROLS INTERNATIONAL PLC Agenda Number: 935759590 -------------------------------------------------------------------------------------------------------------------------- Security: G51502105 Meeting Type: Annual Meeting Date: 08-Mar-2023 Ticker: JCI ISIN: IE00BY7QL619 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a period of one Mgmt For For year, expiring at the end of the Company's Annual General Meeting in 2024: Jean Blackwell 1b. Election of Director for a period of one Mgmt For For year, expiring at the end of the Company's Annual General Meeting in 2024: Pierre Cohade 1c. Election of Director for a period of one Mgmt For For year, expiring at the end of the Company's Annual General Meeting in 2024: Michael E. Daniels 1d. Election of Director for a period of one Mgmt For For year, expiring at the end of the Company's Annual General Meeting in 2024: W. Roy Dunbar 1e. Election of Director for a period of one Mgmt For For year, expiring at the end of the Company's Annual General Meeting in 2024: Gretchen R. Haggerty 1f. Election of Director for a period of one Mgmt For For year, expiring at the end of the Company's Annual General Meeting in 2024: Ayesha Khanna 1g. Election of Director for a period of one Mgmt For For year, expiring at the end of the Company's Annual General Meeting in 2024: Simone Menne 1h. Election of Director for a period of one Mgmt For For year, expiring at the end of the Company's Annual General Meeting in 2024: George R. Oliver 1i. Election of Director for a period of one Mgmt For For year, expiring at the end of the Company's Annual General Meeting in 2024: Jurgen Tinggren 1j. Election of Director for a period of one Mgmt For For year, expiring at the end of the Company's Annual General Meeting in 2024: Mark Vergnano 1k. Election of Director for a period of one Mgmt For For year, expiring at the end of the Company's Annual General Meeting in 2024: John D. Young 2.a To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent auditors of the Company. 2.b To authorize the Audit Committee of the Mgmt For For Board of Directors to set the auditors' remuneration. 3. To authorize the Company and/or any Mgmt For For subsidiary of the Company to make market purchases of Company shares. 4. To determine the price range at which the Mgmt For For Company can re-allot shares that it holds as treasury shares (Special Resolution). 5. To approve, in a non-binding advisory vote, Mgmt For For the compensation of the named executive officers. 6. To approve, in a non-binding advisory vote, Mgmt 1 Year For the frequency of the non-binding advisory vote on the compensation of the named executive officers. 7. To approve the Directors' authority to Mgmt For For allot shares up to approximately 20% of issued share capital. 8. To approve the waiver of statutory Mgmt For For preemption rights with respect to up to 5% of the issued share capital (Special Resolution). -------------------------------------------------------------------------------------------------------------------------- L & F CO LTD Agenda Number: 716727322 -------------------------------------------------------------------------------------------------------------------------- Security: Y52747105 Meeting Type: AGM Meeting Date: 22-Mar-2023 Ticker: ISIN: KR7066970005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For 2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For 3 ELECTION OF OUTSIDE DIRECTOR BAK GI SEON Mgmt For For 4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against -------------------------------------------------------------------------------------------------------------------------- LANDIS+GYR GROUP AG Agenda Number: 717311562 -------------------------------------------------------------------------------------------------------------------------- Security: H893NZ107 Meeting Type: AGM Meeting Date: 22-Jun-2023 Ticker: ISIN: CH0371153492 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 929453 DUE TO RECEIVED UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. 1 2022 ANNUAL REPORT AND FINANCIAL STATEMENTS Mgmt For For . APPROPRIATION OF RESULTS 2.1 APPROPRIATION OF ACCUMULATED DEFICIT Mgmt For For 2.2 DISTRIBUTION FROM STATUTORY CAPITAL Mgmt For For RESERVES 3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS AND OF THE GROUP EXECUTIVE MANAGEMENT 4.1 2022 REMUNERATION REPORT (CONSULTATIVE Mgmt For For VOTE) 4.2 MAXIMUM AGGREGATE REMUNERATION FOR THE Mgmt For For BOARD OF DIRECTORS FOR THE TERM OF OFFICE UNTIL THE 2024 GENERAL MEETING (BINDING VOTE) 4.3 MAXIMUM AGGREGATE REMUNERATION FOR THE Mgmt For For GROUP EXECUTIVE MANAGEMENT FOR THE FINANCIAL YEAR 2024 STARTING APRIL 1, 2024 AND ENDING MARCH 31, 2025 (BINDING VOTE) 5.1.1 RE-ELECTION OF MEMBERS OF THE BOARD OF Mgmt For For DIRECTOR: ANDREAS UMBACH 5.1.2 RE-ELECTION OF MEMBERS OF THE BOARD OF Mgmt For For DIRECTOR: ERIC ELZVIK 5.1.3 RE-ELECTION OF MEMBERS OF THE BOARD OF Mgmt For For DIRECTOR: PETER MAINZ 5.1.4 RE-ELECTION OF MEMBERS OF THE BOARD OF Mgmt For For DIRECTOR: ANDREAS SPREITER 5.1.5 RE-ELECTION OF MEMBERS OF THE BOARD OF Mgmt For For DIRECTOR: CHRISTINA STERCKEN 5.1.6 RE-ELECTION OF MEMBERS OF THE BOARD OF Mgmt For For DIRECTOR: LAUREEN TOLSON 5.2.1 ELECTION OF NEW MEMBER OF THE BOARD OF Mgmt For For DIRECTOR: PETER CHRISTOPHER V. BASON 5.2.2 ELECTION OF NEW MEMBER OF THE BOARD OF Mgmt For For DIRECTOR: AUDREY ZIBLEMAN 5.3 RE-ELECTION OF THE CHAIROF THE BOARD OF Mgmt For For DIRECTOR: ANDREAS UMBACH 5.4.1 RE-ELECTION OF THE MEMBERS OF THE Mgmt For For REMUNERATION COMMITTEE: ERIC ELZVIK 5.4.2 RE-ELECTION OF THE MEMBERS OF THE Mgmt For For REMUNERATION COMMITTEE: PETER MAINZ 5.4.3 RE-ELECTION OF THE MEMBERS OF THE Mgmt For For REMUNERATION COMMITTEE: LAUREEN TOLSON 5.5 RE-ELECTION OF THE STATUTORY AUDITORS: Mgmt For For PRICEWATERHOUSECOOPERS AG, ZUG 5.6 RE-ELECTION OF THE INDEPENDENT PROXY: Mgmt For For ADROIT ATTORNEYS, ZURICH 6.1 AMENDMENT OF THE ARTICLES OF ASSOCIATION: Mgmt For For AMENDMENT OF COMPANY PURPOSE . CAPITAL BAND 6.2.1 AMENDMENT OF THE ARTICLES OF ASSOCIATION: Mgmt For For ABOLISHMENT OF AUTHORIZED CAPITAL IN ARTICLE 3C 6.2.2 AMENDMENT OF THE ARTICLES OF ASSOCIATION: Mgmt For For INDTRODUCTION OF CAPITAL BAND IN ARTICLE 3C 6.3.1 AMENDMENTS RELATING TO GENERAL MEETING: Mgmt For For ITEMS REQUIRING A SIMPLE VOTING MAJORITY 6.3.2 AMENDMENTS RELATING TO GENERAL MEETING: Mgmt For For ITEMS REQUIRING A QUALIFIED VOTING MAJORITY 6.4 AMENDMENTS RELATING TO THE BOARD OF Mgmt For For DIRECTORS AND THE EXECUTIVE MANAGEMENT 6.5 OTHER AMENDMENTS Mgmt For For 7 PROPOSALS ON ADDITIONAL AGENDA ITEMS OR Mgmt Against Against AMENDED PROPOSALS FROM THE BOARD OF DIRECTORS 8 PROPOSALS ON ADDITIONAL AGENDA ITEMS OR Shr Against AMENDED PROPOSALS FROM SHAREHOLDERS -------------------------------------------------------------------------------------------------------------------------- LG CHEM LTD Agenda Number: 716692050 -------------------------------------------------------------------------------------------------------------------------- Security: Y52758102 Meeting Type: AGM Meeting Date: 28-Mar-2023 Ticker: ISIN: KR7051910008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For 2 ELECTION OF OUTSIDE DIRECTOR CHEON GYEONG Mgmt For For HUN 3 ELECTION OF AUDIT COMMITTEE MEMBER CHEON Mgmt For For GYEONG HUN 4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For -------------------------------------------------------------------------------------------------------------------------- LG ENERGY SOLUTION LTD. Agenda Number: 716699206 -------------------------------------------------------------------------------------------------------------------------- Security: Y5S5CG102 Meeting Type: AGM Meeting Date: 24-Mar-2023 Ticker: ISIN: KR7373220003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For 2 ELECTION OF OUTSIDE DIRECTOR: BAK JIN GYU Mgmt For For 3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For -------------------------------------------------------------------------------------------------------------------------- LI AUTO INC. Agenda Number: 935858021 -------------------------------------------------------------------------------------------------------------------------- Security: 50202M102 Meeting Type: Annual Meeting Date: 31-May-2023 Ticker: LI ISIN: US50202M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 To receive and adopt the audited Mgmt For For consolidated financial statements of the Company for the year ended December 31, 2022 and the reports of the Directors and independent auditor thereon. O2 To re-elect Mr. Ma Donghui as an executive Mgmt Against Against Director. O3 To re-elect Mr. Li Xiang as an executive Mgmt Against Against Director. O4 To re-elect Mr. Li Tie as an executive Mgmt Against Against Director. O5 To re-elect Mr. Zhao Hongqiang as an Mgmt For For independent non-executive Director. O6 To authorize the Board to fix the Mgmt For For remuneration of the Directors of the Company. O7 To grant a general mandate to the Directors Mgmt Against Against to issue, allot and deal with additional Class A Ordinary shares of the Company not exceeding 20% of the total number of issued shares of the Company as at the date of passing of this resolution. O8 To grant a general mandate to the Directors Mgmt For For to repurchase shares of the Company not exceeding 10% of the total number of issued shares of the Company as at the date of passing of this resolution. O9 To extend the general mandate granted to Mgmt Against Against the Directors to issue, allot and deal with additional shares in the capital of the Company by the aggregate number of the shares repurchased by the Company. O10 To re-appoint PricewaterhouseCoopers as Mgmt For For auditor of the Company to hold office until the conclusion of the next annual general meeting of the Company and to authorize the Board to fix their remuneration for the year ending December 31, 2023. S11 To approve the adoption of the sixth Mgmt For For amended and restated memorandum and articles of association of the Company as the new memorandum and articles of association of the Company in substitution for, and to the exclusion of, the fifth amended and restated memorandum and articles of association of the Company with immediate effect after the close of the AGM, and any one Director be and is hereby authorised to do all such acts and things and execute all such documents, deeds and make all ...(due to space limits, see proxy material for full proposal). -------------------------------------------------------------------------------------------------------------------------- LI-CYCLE HOLDINGS CORP. Agenda Number: 935785658 -------------------------------------------------------------------------------------------------------------------------- Security: 50202P105 Meeting Type: Annual Meeting Date: 27-Apr-2023 Ticker: LICY ISIN: CA50202P1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Election of Directors Election of Director: Mgmt Withheld Against Ajay Kochhar 1B Election of Director: Tim Johnston Mgmt Withheld Against 1C Election of Director: Susan Alban Mgmt For For 1D Election of Director: Jacqueline Dedo Mgmt For For 1E Election of Director: Scott Prochazka Mgmt For For 1F Election of Director: Kunal Sinha Mgmt Withheld Against 1G Election of Director: Anthony Tse Mgmt Withheld Against 1H Election of Director: Mark Wellings Mgmt For For 2 Appoint KPMG LLP as the external auditor of Mgmt For For the Company and authorize the Board to fix their remuneration. -------------------------------------------------------------------------------------------------------------------------- LINDE PLC Agenda Number: 935660200 -------------------------------------------------------------------------------------------------------------------------- Security: G5494J103 Meeting Type: Annual Meeting Date: 25-Jul-2022 Ticker: LIN ISIN: IE00BZ12WP82 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Stephen F. Angel Mgmt For For 1b. Election of Director: Sanjiv Lamba Mgmt For For 1c. Election of Director: Prof. DDr. Mgmt For For Ann-Kristin Achleitner 1d. Election of Director: Dr. Thomas Enders Mgmt For For 1e. Election of Director: Edward G. Galante Mgmt For For 1f. Election of Director: Joe Kaeser Mgmt For For 1g. Election of Director: Dr. Victoria Ossadnik Mgmt For For 1h. Election of Director: Prof. Dr. Martin H. Mgmt For For Richenhagen 1i. Election of Director: Alberto Weisser Mgmt For For 1j. Election of Director: Robert L. Wood Mgmt For For 2a. To ratify, on an advisory and non-binding Mgmt For For basis, the appointment of PricewaterhouseCoopers ("PWC") as the independent auditor. 2b. To authorize the Board, acting through the Mgmt For For Audit Committee, to determine PWC's remuneration. 3. To approve, on an advisory and non-binding Mgmt For For basis, the compensation of Linde plc's Named Executive Officers, as disclosed in the 2022 Proxy statement. 4. To approve, on an advisory and non-binding Mgmt For For basis, the Directors' Remuneration Report (excluding the Directors' Remuneration Policy) as set forth in the Company's IFRS Annual Report for the financial year ended December 31, 2021, as required under Irish law. 5. To determine the price range at which Linde Mgmt For For plc can re-allot shares that it acquires as treasury shares under Irish law. 6. To consider and vote on a shareholder Shr For Against proposal regarding supermajority voting requirements in Linde's Irish Constitution. -------------------------------------------------------------------------------------------------------------------------- LINDE PLC Agenda Number: 935750819 -------------------------------------------------------------------------------------------------------------------------- Security: G5494J103 Meeting Type: Special Meeting Date: 18-Jan-2023 Ticker: LIN ISIN: IE00BZ12WP82 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve, subject to the approval by the Mgmt For For requisite majorities at the Court Meeting, the scheme of arrangement that is included in Linde's Proxy Statement, referred to as the "Scheme" or "Scheme of Arrangement," in its original form or with or subject to any modification, addition or condition approved or imposed by the Irish High Court. 2. To approve, subject to the Scheme becoming Mgmt For For effective, an amendment to the articles of association of Linde, which are part of the Linde constitution, referred to as the "Articles," in respect of certain mechanics to effect the Scheme as set forth in Linde's Proxy Statement. 3. To approve the Common Draft Terms of Merger Mgmt For For dated December 2, 2022 between Linde and New Linde, that are included in Linde's Proxy Statement, whereupon and assuming the other conditions to the merger are satisfied, Linde would be merged with and into New Linde, with New Linde surviving the merger, and the directors of Linde be authorized to take all steps necessary or appropriate to execute and carry the merger into effect. -------------------------------------------------------------------------------------------------------------------------- LINDE PLC Agenda Number: 935750821 -------------------------------------------------------------------------------------------------------------------------- Security: G5494J111 Meeting Type: Special Meeting Date: 18-Jan-2023 Ticker: ISIN: -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the Scheme of Arrangement under Mgmt For For Irish Law between Linde plc and the Scheme Shareholders, in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the Irish High Court. -------------------------------------------------------------------------------------------------------------------------- LIVENT CORPORATION Agenda Number: 935773499 -------------------------------------------------------------------------------------------------------------------------- Security: 53814L108 Meeting Type: Annual Meeting Date: 25-Apr-2023 Ticker: LTHM ISIN: US53814L1089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II Director to terms Mgmt For For expiring in 2026: Paul W. Graves 1b. Election of Class II Director to terms Mgmt For For expiring in 2026: Andrea E. Utecht 1c. Election of Class II Director to terms Mgmt For For expiring in 2026: Christina Lampe-Onnerud 2. Ratification of the appointment of KPMG LLP Mgmt For For as independent registered public accounting firm for 2023. 3. Advisory (non-binding) approval of named Mgmt For For executive officer compensation. 4. Amendments to the Company's Amended and Mgmt For For Restated Certificate of Incorporation and Amended and Restated By-Laws to declassify the board of directors. 5. Amendment to the Company's Amended and Mgmt For For Restated Certificate of Incorporation to eliminate supermajority voting requirements. -------------------------------------------------------------------------------------------------------------------------- LYNAS RARE EARTHS LTD Agenda Number: 716162374 -------------------------------------------------------------------------------------------------------------------------- Security: Q5683J210 Meeting Type: AGM Meeting Date: 29-Nov-2022 Ticker: ISIN: AU000000LYC6 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSALS 1,3,4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 1 REMUNERATION REPORT Mgmt For For 2 RE-ELECTION OF DIRECTOR - KATHLEEN CONLON Mgmt For For 3 GRANT OF PERFORMANCE RIGHTS FOR THE BENEFIT Mgmt For For OF CEO & MANAGING DIRECTOR - AMANDA LACAZE 4 DIRECTOR FEE POOL Mgmt For For -------------------------------------------------------------------------------------------------------------------------- MERCEDES-BENZ GROUP AG Agenda Number: 716817361 -------------------------------------------------------------------------------------------------------------------------- Security: D1668R123 Meeting Type: AGM Meeting Date: 03-May-2023 Ticker: ISIN: DE0007100000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. 1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting REPORTS FOR FISCAL YEAR 2022 2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF EUR 5.20 PER SHARE 3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For FISCAL YEAR 2022 4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For FISCAL YEAR 2022 5.1 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For 2023 5.2 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For AUDITORS FOR THE 2024 INTERIM FINANCIAL STATEMENTS UNTIL THE 2024 AGM 5.3 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For AUDITORS FOR FISCAL YEAR 2024 AND FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS AFTER THE 2024 AGM 6 ELECT STEFAN PIERER TO THE SUPERVISORY Mgmt For For BOARD 7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For 8 APPROVE REMUNERATION POLICY Mgmt For For 9 APPROVE REMUNERATION REPORT Mgmt For For 10 APPROVE CREATION OF EUR 1 BILLION POOL OF Mgmt For For AUTHORIZED CAPITAL WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS 11 APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS Mgmt For For UNTIL 2025 12 AMEND ARTICLES RE: PARTICIPATION OF Mgmt For For SUPERVISORY BOARD MEMBERS IN THE VIRTUAL ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU CMMT PLEASE NOTE SHARE BLOCKING WILL APPLY FOR Non-Voting ANY VOTED POSITIONS SETTLING THROUGH EUROCLEAR BANK. -------------------------------------------------------------------------------------------------------------------------- MERIDIAN ENERGY LTD Agenda Number: 716059298 -------------------------------------------------------------------------------------------------------------------------- Security: Q5997E121 Meeting Type: AGM Meeting Date: 18-Oct-2022 Ticker: ISIN: NZMELE0002S7 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 THAT MICHELLE HENDERSON, WHO RETIRES BY Mgmt For For ROTATION AND IS ELIGIBLE FOR RE-ELECTION, BE RE-ELECTED AS A DIRECTOR OF THE COMPANY 2 THAT JULIA HOARE, WHO RETIRES BY ROTATION Mgmt For For AND IS ELIGIBLE FOR RE-ELECTION, BE RE-ELECTED AS A DIRECTOR OF THE COMPANY 3 THAT NAGAJA SANATKUMAR, WHO RETIRES BY Mgmt For For ROTATION AND IS ELIGIBLE FOR RE-ELECTION, BE RE-ELECTED AS A DIRECTOR OF THE COMPANY 4 THAT GRAHAM COCKROFT (APPOINTED AS A Mgmt For For DIRECTOR OF THE COMPANY BY THE BOARD WITH EFFECT FROM 26 JULY 2022), WHO RETIRES AND IS ELIGIBLE FOR ELECTION, BE ELECTED AS A DIRECTOR OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- MP MATERIALS CORP. Agenda Number: 935847193 -------------------------------------------------------------------------------------------------------------------------- Security: 553368101 Meeting Type: Annual Meeting Date: 13-Jun-2023 Ticker: MP ISIN: US5533681012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Arnold W. Donald Mgmt For For 1b. Election of Director: Randall J. Mgmt Withheld Against Weisenburger 2. Advisory vote to approve compensation paid Mgmt For For to the Company's named executive officers. 3. The ratification of the appointment of KPMG Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- NEL ASA Agenda Number: 715832172 -------------------------------------------------------------------------------------------------------------------------- Security: R4S21L127 Meeting Type: EGM Meeting Date: 02-Aug-2022 Ticker: ISIN: NO0010081235 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. CMMT IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF Non-Voting ATTORNEY (POA) IN PLACE, AN INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED. CMMT TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE Non-Voting ACCOUNT IN THE LOCAL MARKET, THE LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE. CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. 1 OPEN MEETING Non-Voting 2 ELECT CHAIRMAN OF MEETING; DESIGNATE Mgmt For For INSPECTOR(S) OF MINUTES OF MEETING 3 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For 4 APPROVE EQUITY PLAN FINANCING Mgmt For For CMMT 29 JUN 2022: PLEASE NOTE THAT IF YOU HOLD Non-Voting CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU CMMT 1 JUL 2022: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU CMMT 1 JUL 2022: INTERMEDIARY CLIENTS ONLY - Non-Voting PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE -------------------------------------------------------------------------------------------------------------------------- NEL ASA Agenda Number: 716819579 -------------------------------------------------------------------------------------------------------------------------- Security: R4S21L127 Meeting Type: AGM Meeting Date: 21-Apr-2023 Ticker: ISIN: NO0010081235 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION CMMT IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF Non-Voting ATTORNEY (POA) IN PLACE, AN INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED CMMT TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE Non-Voting ACCOUNT IN THE LOCAL MARKET, THE LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE 1 OPENING OF THE MEETING AND REGISTRATION OF Non-Voting PARTICIPATING SHAREHOLDERS 2 ELECTION OF CHAIR OF THE MEETING AND A Mgmt For For PERSON TO CO-SIGN THE MINUTES 3 APPROVAL OF NOTICE AND AGENDA Mgmt For For 4 APPROVAL OF THE ANNUAL ACCOUNTS AND THE Mgmt For For BOARD'S REPORT FOR THE FINANCIAL YEAR 2022 5 THE BOARD'S REPORT ON CORPORATE GOVERNANCE Non-Voting 6 REMUNERATION FOR THE MEMBERS OF THE BOARD Mgmt For For 7 REMUNERATION FOR NOMINATION COMMITTEE, Mgmt For For AUDIT COMMITTEE AND REMUNERATION COMMITTEE 8 AUDITOR'S FEES Mgmt For For 9 REPORT REGARDING SALARY AND OTHER Mgmt Against Against COMPENSATION TO EXECUTIVE MANAGEMENT 10.1 AUTHORIZATIONS TO ISSUE SHARES: FOR GENERAL Mgmt For For CORPORATE PURPOSES 10.2 AUTHORIZATIONS TO ISSUE SHARES: IN Mgmt For For CONNECTION WITH INCENTIVE PLANS FOR EMPLOYEES 11.1 AUTHORIZATIONS TO ACQUIRE TREASURY SHARES: Mgmt Against Against IN CONNECTION WITH INCENTIVE PLANS FOR EMPLOYEES 11.2 AUTHORIZATIONS TO ACQUIRE TREASURY SHARES: Mgmt For For FOR GENERAL CORPORATE PURPOSES 12.1 ELECTION OF MEMBER TO THE BOARD: OLE ENGER Mgmt For For (CHAIR) 12.2 ELECTION OF MEMBER TO THE BOARD: HANNE Mgmt For For BLUME 12.3 ELECTION OF MEMBER TO THE BOARD: CHARLOTTA Mgmt For For FALVIN 12.4 ELECTION OF MEMBER TO THE BOARD: BEATRIZ Mgmt For For MALO DE MOLINA 12.5 ELECTION OF MEMBER TO THE BOARD: ARVID MOSS Mgmt For For 12.6 ELECTION OF MEMBER TO THE BOARD: TOM ROTJER Mgmt For For 12.7 ELECTION OF MEMBER TO THE BOARD: JENS BJORN Mgmt For For STAFF 13 AMENDMENTS TO THE ARTICLES OF ASSOCIATION - Mgmt For For ADVANCE NOTICE FOR SHAREHOLDERS MEETINGS 14 AMENDMENTS TO THE ARTICLES OF ASSOCIATION - Mgmt For For MEMBERS OF THE NOMINATION COMMITTEE 15.1 ELECTION OF MEMBER TO THE NOMINATION Mgmt For For COMMITTEE: EIVIND SARS VEDDENG (CHAIR) 15.2 ELECTION OF MEMBER TO THE NOMINATION Mgmt For For COMMITTEE: ANDREAS POOLE CMMT 23 MAR 2023: PLEASE NOTE THAT IF YOU HOLD Non-Voting CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU CMMT 23 MAR 2023: PLEASE NOTE SHARE BLOCKING Non-Voting WILL APPLY FOR ANY VOTED POSITIONS SETTLING THROUGH EUROCLEAR BANK. CMMT 23 MAR 2023: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- NEOEN SPA Agenda Number: 716929899 -------------------------------------------------------------------------------------------------------------------------- Security: F6517R107 Meeting Type: MIX Meeting Date: 10-May-2023 Ticker: ISIN: FR0011675362 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT FOR SHAREHOLDERS NOT HOLDING SHARES Non-Voting DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID Non-Voting VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. CMMT FOR SHAREHOLDERS HOLDING SHARES DIRECTLY Non-Voting REGISTERED IN THEIR OWN NAME ON THE COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU CMMT PLEASE NOTE SHARE BLOCKING WILL APPLY FOR Non-Voting ANY VOTED POSITIONS SETTLING THROUGH EUROCLEAR BANK. CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/telech argements/BALO/pdf/2023/0403/202304032300740 .pdf 1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For STATEMENTS FOR THE FINANCIAL YEAR 2022 AND APPROVAL OF NON-DEDUCTIBLE EXPENSES AND COSTS 2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS FOR THE FINANCIAL YEAR 2022 3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For AND SETTING OF THE DIVIDEND 4 OPTION FOR THE PAYMENT OF THE DIVIDEND IN Mgmt For For CASH OR IN SHARES 5 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt For For SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE CONTAINED IN THE CORPORATE GOVERNANCE REPORT (SAY ON PAY EX POST GLOBAL) 6 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2022 OR ALLOCATED IN RESPECT OF THE SAME FINANCIAL YEAR TO MR. XAVIER BARBARO, CHAIRMAN AND CHIEF EXECUTIVE OFFICER 7 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2022 OR ALLOCATED IN RESPECT OF THE SAME FINANCIAL YEAR TO MR. ROMAIN DESROUSSEAUX, DEPUTY CHIEF EXECUTIVE OFFICER 8 APPROVAL OF THE REMUNERATION POLICY Mgmt For For APPLICABLE TO THE MEMBERS OF THE BOARD OF DIRECTORS 9 APPROVAL OF THE REMUNERATION POLICY Mgmt For For APPLICABLE TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER 10 APPROVAL OF THE REMUNERATION POLICY Mgmt Against Against APPLICABLE TO THE DEPUTY CHIEF EXECUTIVE OFFICER 11 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt Against Against STEPHANIE LEVAN AS DIRECTOR 12 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For DIRECTORS TO TRADE IN THE COMPANY'S SHARES PURSUANT TO THE PROVISIONS OF ARTICLE L.22-10-62 OF THE FRENCH COMMERCIAL CODE, DURATION OF THE AUTHORISATION, PURPOSES, TERMS AND CONDITIONS, CEILING 13 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE COMPANY'S CAPITAL BY ISSUING SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL IMMEDIATELY OR IN THE FUTURE AND/OR TO DEBT SECURITIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR COLLABORATORS OF THE GROUP ABROAD, DURATION OF THE DELEGATION, MAXIMUM NOMINAL AMOUNT OF THE CAPITAL INCREASE, ISSUE PRICE, OPTION TO LIMIT TO THE AMOUNT OF THE SUBSCRIPTIONS OR TO DISTRIBUTE THE NON-SUBSCRIBED SECURITIES 14 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH RETENTION OR CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT 15 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE COMPANY'S CAPITAL BY ISSUING SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL IMMEDIATELY OR IN THE FUTURE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR MEMBERS OF COMPANY SAVINGS PLANS PURSUANT TO ARTICLES L.3332-18 AND FOLLOWING OF THE FRENCH LABOUR CODE, MAXIMUM NOMINAL AMOUNT OF THE CAPITAL INCREASE, ISSUE PRICE, POSSIBILITY TO ALLOCATE FREE SHARES PURSUANT TO ARTICLE L.3332-21 OF THE FRENCH LABOUR CODE 16 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt Against Against DIRECTORS TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED FOR THE BENEFIT OF EMPLOYEES OF THE COMPANY OR RELATED COMPANIES OR ECONOMIC INTEREST GROUPINGS AND/OR CORPORATE OFFICERS OF THE GROUP OR SOME OF THEM, WAIVER BY THE SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT, DURATION OF THE AUTHORISATION, CEILING, DURATION OF THE ACQUISITION PERIODS, IN PARTICULAR IN THE EVENT OF DISABILITY, AND, WHERE APPLICABLE, OF THE CONSERVATION PERIOD 17 OVERALL LIMITATION OF THE CEILINGS FOR Mgmt For For DELEGATIONS AND AUTHORISATIONS PROVIDED FOR IN THE 13TH, THE 15TH, AND THE 16TH RESOLUTIONS OF THIS MEETING AND IN THE 17TH, THE 18TH, THE 21ST, AND THE 24TH RESOLUTIONS OF THE GENERAL MEETING OF 25 MAY 2022 18 ALIGNMENT OF ARTICLE 9 OF THE BY-LAWS Mgmt For For CONCERNING THE IDENTIFICATION OF BEARER SECURITIES 19 ESTABLISHMENT OF A DOUBLE VOTING RIGHT AND Mgmt Against Against CORRELATIVE AMENDMENT TO ARTICLE 11 OF THE BY-LAWS 20 POWERS TO CARRY OUT FORMALITIES Mgmt For For CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE -------------------------------------------------------------------------------------------------------------------------- NESTE CORPORATION Agenda Number: 716671929 -------------------------------------------------------------------------------------------------------------------------- Security: X5688A109 Meeting Type: AGM Meeting Date: 28-Mar-2023 Ticker: ISIN: FI0009013296 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. CMMT A POWER OF ATTORNEY (POA) IS REQUIRED TO Non-Voting APPOINT A REPRESENTATIVE TO ATTEND THE MEETING AND LODGE YOUR VOTING INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS THE SHAREHOLDER IS FINNISH). CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. 1 OPEN MEETING Non-Voting 2 CALL THE MEETING TO ORDER Non-Voting 3 DESIGNATE INSPECTOR OR SHAREHOLDER Non-Voting REPRESENTATIVE(S) OF MINUTES OF MEETING 4 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting 5 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting 6 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting REPORTS; RECEIVE BOARD'S REPORT; RECEIVE AUDITOR'S REPORT 7 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For REPORTS 8 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF EUR 1.02 PER SHARE 9 APPROVE DISCHARGE OF BOARD AND PRESIDENT Mgmt For For 10 APPROVE REMUNERATION REPORT (ADVISORY VOTE) Mgmt For For CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 13 IS Non-Voting PROPOSED BY SHAREHOLDERS NOMINATION BOARD AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THIS PROPOSAL. THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING 11 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For AMOUNT OF EUR 95,000 FOR CHAIRMAN, EUR 60,000 FOR VICE CHAIRMAN, AND EUR 45,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK; APPROVE MEETING FEES 12 FIX NUMBER OF DIRECTORS AT NINE Mgmt For 13 THE NOMINATION BOARD PROPOSES THAT MATTI Mgmt For KAHKONEN SHALL BE RE-ELECTED AS THE CHAIR OF THE BOARD OF DIRECTORS. IN ADDITION, THE CURRENT MEMBERS OF THE BOARD, JOHN ABBOTT, NICK ELMSLIE, JUST JANSZ, JARI ROSENDAL, EEVA SIPILA AND JOHANNA SODERSTROM ARE PROPOSED TO BE RE-ELECTED FOR A FURTHER TERM OF OFFICE. THE NOMINATION BOARD PROPOSES THAT EEVA SIPILA SHALL BE ELECTED AS THE VICE CHAIR OF THE BOARD. FURTHER, THE NOMINATION BOARD PROPOSES THAT HEIKKI MALINEN AND KIMMO VIERTOLA SHALL BE ELECTED AS NEW MEMBERS. OF THE CURRENT BOARD MEMBERS, MARCO WIREN, WHO HAS BEEN A BOARD MEMBER OF THE COMPANY AS OF 2015, AND MARTINA FLOEL, WHO HAS BEEN A BOARD MEMBER OF THE COMPANY AS OF 2017, HAVE INFORMED THAT THEY WILL NOT BE AVAILABLE FOR RE-ELECTION FOR THE NEXT PERIOD OF OFFICE 14 APPROVE REMUNERATION OF AUDITORS Mgmt For For 15 RATIFY KPMG AS AUDITORS Mgmt For For 16 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt For For 17 APPROVE ISSUANCE OF UP TO 23 MILLION SHARES Mgmt For For WITHOUT PREEMPTIVE RIGHTS 18 AMEND ARTICLES RE: BOOK-ENTRY SYSTEM Mgmt Against Against 19 CLOSE MEETING Non-Voting CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE CMMT 16 MAR 2023: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF TEXT OF RESOLUTIONS 12 AND 13. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- NEXTERA ENERGY PARTNERS, LP Agenda Number: 935772764 -------------------------------------------------------------------------------------------------------------------------- Security: 65341B106 Meeting Type: Annual Meeting Date: 24-Apr-2023 Ticker: NEP ISIN: US65341B1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Susan D. Austin Mgmt For For 1b. Election of Director: Robert J. Byrne Mgmt For For 1c. Election of Director: John W. Ketchum Mgmt Against Against 1d. Election of Director: Peter H. Kind Mgmt For For 2. Ratification of appointment of Deloitte & Mgmt For For Touche LLP as NextEra Energy Partners' independent registered public accounting firm for 2023 3. Approval, by non-binding advisory vote, of Mgmt Against Against the compensation of NextEra Energy Partners' named executive officers as disclosed in the proxy statement 4. Non-binding advisory vote on the frequency Mgmt 1 Year For of future unitholder non-binding advisory votes on the compensation of NextEra Energy Partners' named executive officers -------------------------------------------------------------------------------------------------------------------------- NEXTERA ENERGY, INC. Agenda Number: 935808696 -------------------------------------------------------------------------------------------------------------------------- Security: 65339F101 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: NEE ISIN: US65339F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Nicole S. Arnaboldi Mgmt For For 1b. Election of Director: Sherry S. Barrat Mgmt For For 1c. Election of Director: James L. Camaren Mgmt For For 1d. Election of Director: Kenneth B. Dunn Mgmt For For 1e. Election of Director: Naren K. Gursahaney Mgmt For For 1f. Election of Director: Kirk S. Hachigian Mgmt For For 1g. Election of Director: John W. Ketchum Mgmt For For 1h. Election of Director: Amy B. Lane Mgmt For For 1i. Election of Director: David L. Porges Mgmt For For 1j. Election of Director: Deborah "Dev" Mgmt For For Stahlkopf 1k. Election of Director: John A. Stall Mgmt For For 1l. Election of Director: Darryl L. Wilson Mgmt For For 2. Ratification of appointment of Deloitte & Mgmt For For Touche LLP as NextEra Energy's independent registered public accounting firm for 2023 3. Approval, by non-binding advisory vote, of Mgmt For For NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement 4. Non-Binding advisory vote on whether Mgmt 1 Year For NextEra Energy should hold a non-binding shareholder advisory vote to approve NextEra Energy's compensation of its named executive officers every 1, 2 or 3 years 5. A proposal entitled "Board Skills Shr For Against Disclosure" requesting a chart of individual board skills -------------------------------------------------------------------------------------------------------------------------- NIO INC Agenda Number: 935694960 -------------------------------------------------------------------------------------------------------------------------- Security: 62914V106 Meeting Type: Annual Meeting Date: 25-Aug-2022 Ticker: NIO ISIN: US62914V1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A1. As a special resolution: THAT subject to Mgmt For For the passing of the Class-based Resolution (as defined in the Meeting Notice) at each of the class meeting of holders of the Class C ordinary shares with a par value of US$0.00025 each and the annual general meeting of the Company, each convened on the same date and at the same place as the Class A Meeting, the Company's Twelfth Amended and Restated Memorandum of Association and Articles of Association in effect be amended and restated by the ...(due to space limits, see proxy material for full proposal). 1. As an ordinary resolution: THAT the Mgmt For For authorised but unissued 132,030,222 Class B ordinary shares of a par value of US$0.00025 each of the Company be redesignated as 132,030,222 Class A ordinary shares of a par value of US$0.00025 each of the Company, such that the authorised share capital of the Company is US$1,000,000 divided into 4,000,000,000 shares comprising of (i) 2,632,030,222 Class A ordinary shares of a par value of US$0.00025 each, (ii) 148,500,000 Class C ordinary shares of a ...(due to space limits, see proxy material for full proposal). 2. As an ordinary resolution: to re-appoint Mgmt For For PricewaterhouseCoopers as the auditor of the Company to hold office until the conclusion of the next annual general meeting of the Company and to authorise the Board to fix their remuneration for the year ending December 31, 2022. 3. As a special resolution: THAT subject to Mgmt For For the passing of the Class-based Resolution (as defined in the Meeting Notice) at each of the class meeting of holders of the Class C ordinary shares with a par value of US$0.00025 each, each and the class meeting of holders of Class A ordinary shares with a par value of US$0.00025 each convened on the same date and at the same place as the AGM, the Company's Twelfth Amended and Restated Memorandum of Association and Articles of Association in effect ...(due to space limits, see proxy material for full proposal). 4. As a special resolution: THAT the Company's Mgmt For For Twelfth Amended and Restated Memorandum of Association and Articles of Association in effect be amended and restated by the deletion in their entirety and the substitution in their place of the Thirteenth Amended and Restated Memorandum and Articles of Association annexed Thirteenth Amended and Restated Memorandum and Articles of Association annexed to this notice, as more particularly disclosed on pages 141 to 152 of the Listing Document, by (a) ...(due to space limits, see proxy material for full proposal). 5. As a special resolution: THAT the Chinese Mgmt For For name of the Company be adopted as the dual foreign name of the Company. -------------------------------------------------------------------------------------------------------------------------- NIO INC Agenda Number: 935889684 -------------------------------------------------------------------------------------------------------------------------- Security: 62914V106 Meeting Type: Annual Meeting Date: 26-Jun-2023 Ticker: NIO ISIN: US62914V1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. As an ordinary resolution: to re-elect Mr. Mgmt For For Hai Wu as an independent director of the Company. 2. As an ordinary resolution: to re-appoint Mgmt For For PricewaterhouseCoopers Zhong Tian LLP as the auditor of the Company to hold office until the conclusion of the next annual general meeting of the Company and to authorize the Board to fix their remuneration for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- NXP SEMICONDUCTORS N.V. Agenda Number: 935858475 -------------------------------------------------------------------------------------------------------------------------- Security: N6596X109 Meeting Type: Annual Meeting Date: 24-May-2023 Ticker: NXPI ISIN: NL0009538784 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Adoption of the 2022 Statutory Annual Mgmt For For Accounts 2. Discharge the members of the Company's Mgmt For For Board of Directors (the "Board") for their responsibilities in the financial year ended December 31, 2022 3a. Re-appoint Kurt Sievers as executive Mgmt For For director 3b. Re-appoint Annette Clayton as non-executive Mgmt For For director 3c. Re-appoint Anthony Foxx as non-executive Mgmt For For director 3d. Re-appoint Chunyuan Gu as non-executive Mgmt For For director 3e. Re-appoint Lena Olving as non-executive Mgmt For For director 3f. Re-appoint Julie Southern as non-executive Mgmt For For director 3g. Re-appoint Jasmin Staiblin as non-executive Mgmt For For director 3h. Re-appoint Gregory Summe as non-executive Mgmt For For director 3i. Re-appoint Karl-Henrik Sundstrom as Mgmt For For non-executive director 3j. Appoint Moshe Gavrielov as non-executive Mgmt For For director 4. Authorization of the Board to issue Mgmt For For ordinary shares of the Company ("ordinary shares") and grant rights to acquire ordinary shares 5. Authorization of the Board to restrict or Mgmt For For exclude preemption rights accruing in connection with an issue of shares or grant of rights 6. Authorization of the Board to repurchase Mgmt For For ordinary shares 7. Authorization of the Board to cancel Mgmt For For ordinary shares held or to be acquired by the Company 8. Re-appointment of Ernst & Young Accountants Mgmt For For LLP as our independent auditors for the fiscal year ending December 31, 2023 9. Non-binding, advisory vote to approve Named Mgmt For For Executive Officer compensation -------------------------------------------------------------------------------------------------------------------------- ON SEMICONDUCTOR CORPORATION Agenda Number: 935803468 -------------------------------------------------------------------------------------------------------------------------- Security: 682189105 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: ON ISIN: US6821891057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Atsushi Abe Mgmt For For 1b. Election of Director: Alan Campbell Mgmt For For 1c. Election of Director: Susan K. Carter Mgmt For For 1d. Election of Director: Thomas L. Deitrich Mgmt For For 1e. Election of Director: Hassane El-Khoury Mgmt For For 1f. Election of Director: Bruce E. Kiddoo Mgmt For For 1g. Election of Director: Paul A. Mascarenas Mgmt For For 1h. Election of Director: Gregory Waters Mgmt For For 1i. Election of Director: Christine Y. Yan Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of our named executive officers (Say-on-Pay). 3. Advisory vote to approve the frequency of Mgmt 1 Year For future Say-on-Pay votes. 4. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent registered accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- ORMAT TECHNOLOGIES, INC. Agenda Number: 935799823 -------------------------------------------------------------------------------------------------------------------------- Security: 686688102 Meeting Type: Annual Meeting Date: 09-May-2023 Ticker: ORA ISIN: US6866881021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Stockholders: Isaac Angel 1B. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Stockholders: Karin Corfee 1C. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Stockholders: David Granot 1D. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Stockholders: Michal Marom 1E. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Stockholders: Mike Nikkel 1F. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Stockholders: Dafna Sharir 1G. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Stockholders: Stanley B. Stern 1H. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Stockholders: Hidetake Takahashi 1I. Election of Director to hold office until Mgmt For For the 2024 Annual Meeting of Stockholders: Byron G. Wong 2. To ratify the appointment of Kesselman & Mgmt For For Kesselman, a member firm of PricewaterhouseCoopers International Limited, as our independent registered public accounting firm for 2023. 3. To approve, in a non-binding, advisory Mgmt For For vote, the compensation of our named executive officers. 4. To approve, in a non-binding, advisory Mgmt 1 Year For vote, the frequency of the advisory stockholder vote on the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- PANASONIC HOLDINGS CORPORATION Agenda Number: 717313073 -------------------------------------------------------------------------------------------------------------------------- Security: J6354Y104 Meeting Type: AGM Meeting Date: 26-Jun-2023 Ticker: ISIN: JP3866800000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1.1 Appoint a Director Tsuga, Kazuhiro Mgmt For For 1.2 Appoint a Director Kusumi, Yuki Mgmt For For 1.3 Appoint a Director Homma, Tetsuro Mgmt For For 1.4 Appoint a Director Sato, Mototsugu Mgmt For For 1.5 Appoint a Director Umeda, Hirokazu Mgmt For For 1.6 Appoint a Director Matsui, Shinobu Mgmt For For 1.7 Appoint a Director Noji, Kunio Mgmt For For 1.8 Appoint a Director Sawada, Michitaka Mgmt For For 1.9 Appoint a Director Toyama, Kazuhiko Mgmt For For 1.10 Appoint a Director Tsutsui, Yoshinobu Mgmt For For 1.11 Appoint a Director Miyabe, Yoshiyuki Mgmt For For 1.12 Appoint a Director Shotoku, Ayako Mgmt For For 1.13 Appoint a Director Nishiyama, Keita Mgmt For For 2 Appoint a Corporate Auditor Baba, Hidetoshi Mgmt For For 3 Approve Details of the Restricted-Stock Mgmt For For Compensation to be received by Directors (Excluding Outside Directors) 4 Approve Details of the Compensation to be Mgmt For For received by Corporate Auditors -------------------------------------------------------------------------------------------------------------------------- PG&E CORPORATION Agenda Number: 935808521 -------------------------------------------------------------------------------------------------------------------------- Security: 69331C108 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: PCG ISIN: US69331C1080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Cheryl F. Campbell Mgmt For For 1b. Election of Director: Kerry W. Cooper Mgmt For For 1c. Election of Director: Arno L. Harris Mgmt For For 1d. Election of Director: Carlos M. Hernandez Mgmt For For 1e. Election of Director: Michael R. Niggli Mgmt For For 1f. Election of Director: Benjamin F. Wilson Mgmt For For 2. Advisory Vote to Approve Executive Mgmt Against Against Compensation 3. Advisory Vote on the Frequency of the Mgmt 1 Year For Advisory Vote to Approve Executive Compensation 4. Ratification of the Appointment of Deloitte Mgmt For For and Touche LLP as the Independent Public Accounting Firm -------------------------------------------------------------------------------------------------------------------------- PILBARA MINERALS LTD Agenda Number: 716163631 -------------------------------------------------------------------------------------------------------------------------- Security: Q7539C100 Meeting Type: AGM Meeting Date: 17-Nov-2022 Ticker: ISIN: AU000000PLS0 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSALS 1, 4 TO 6 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 1 REMUNERATION REPORT Mgmt For For 2 RE-ELECTION OF MR ANTHONY KIERNAN AS Mgmt For For DIRECTOR 3 RE-ELECTION OF MR NICHOLAS CERNOTTA AS Mgmt For For DIRECTOR 4 RATIFICATION OF CONVERTIBLE BONDS Mgmt For For 5 ISSUE OF EMPLOYEE PERFORMANCE RIGHTS TO MR Mgmt For For DALE HENDERSON 6 INCREASE IN NON-EXECUTIVE DIRECTORS FEES Mgmt For For -------------------------------------------------------------------------------------------------------------------------- PLUG POWER INC. Agenda Number: 935870320 -------------------------------------------------------------------------------------------------------------------------- Security: 72919P202 Meeting Type: Annual Meeting Date: 27-Jun-2023 Ticker: PLUG ISIN: US72919P2020 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class III Director: Jonathan M. Mgmt Withheld Against Silver 1b. Election of Class III Director: Kyungyeol Mgmt Withheld Against Song 2. The approval of Amendment No. 2 to the Plug Mgmt For For Power Inc. 2021 Stock Option and Incentive Plan as described in the proxy statement. 3. The approval of the Plug Power Inc. 2023 Mgmt For For Employee Stock Purchase Plan as described in the proxy statement. 4. The approval of the non-binding, advisory Mgmt For For vote regarding the compensation of the Company's named executive officers as described in the proxy statement. 5. The approval of the non-binding, advisory Mgmt 1 Year For vote regarding the frequency of future non-binding, advisory votes to approve the compensation of the Company's named executive officers. 6. The ratification of Deloitte & Touche LLP Mgmt For For as the Company's independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- POSCO CHEMICAL CO. LTD. Agenda Number: 716716773 -------------------------------------------------------------------------------------------------------------------------- Security: Y70754109 Meeting Type: AGM Meeting Date: 20-Mar-2023 Ticker: ISIN: KR7003670007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For 2.1 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt For For COMPANY NAME CHANGE 2.2 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt For For FISCAL YEAR END DIVIDEND RECORD DATE CHANGE 3.1 ELECTION OF INSIDE DIRECTOR: GIM JUN HYEONG Mgmt For For 3.2 ELECTION OF INSIDE DIRECTOR: YUN DEOK IL Mgmt For For 3.3 ELECTION OF INSIDE DIRECTOR: GIM JIN CHUL Mgmt For For 3.4 ELECTION OF A NON-PERMANENT DIRECTOR: YU Mgmt For For BYEONG OK 3.5 ELECTION OF OUTSIDE DIRECTOR: I UNG BEOM Mgmt For For 3.6 ELECTION OF OUTSIDE DIRECTOR: GIM WON YONG Mgmt For For 4 ELECTION OF AUDIT COMMITTEE MEMBER: I UNG Mgmt For For BEOM 5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For -------------------------------------------------------------------------------------------------------------------------- PROTERRA INC Agenda Number: 935883884 -------------------------------------------------------------------------------------------------------------------------- Security: 74374T109 Meeting Type: Annual Meeting Date: 23-Jun-2023 Ticker: PTRA ISIN: US74374T1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director for a Mgmt Withheld Against three-year term expiring in 2026: Jan R. Hauser 1.2 Election of Class II Director for a Mgmt For For three-year term expiring in 2026: Gareth T. Joyce 1.3 Election of Class II Director for a Mgmt For For three-year term expiring in 2026: Michael D. Smith 2. Advisory vote on the compensation of our Mgmt Against Against named executive officers. 3. Ratification of appointment of independent Mgmt For For registered public accounting firm. 4. Approval of the issuance of shares of our Mgmt For For common stock (or securities convertible into or exercisable for common stock), in settlement of the conversion in full of the aggregate principal amount of, plus accrued and unpaid interest on, our convertible notes in accordance with the applicable rules of the Nasdaq Stock Market. 5. Amendment of our certificate of Mgmt For For incorporation to increase the authorized number of shares of common stock. -------------------------------------------------------------------------------------------------------------------------- RIVIAN AUTOMOTIVE, INC. Agenda Number: 935857358 -------------------------------------------------------------------------------------------------------------------------- Security: 76954A103 Meeting Type: Annual Meeting Date: 21-Jun-2023 Ticker: RIVN ISIN: US76954A1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II Director to serve Mgmt Withheld Against until the 2026 Annual Meeting of Stockholders: Karen Boone 1b. Election of Class II Director to serve Mgmt Withheld Against until the 2026 Annual Meeting of Stockholders: Rose Marcario 2. Ratification of the appointment of KPMG LLP Mgmt For For as our independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. Approval, on an advisory (non-binding) Mgmt For For basis, of the compensation of our named executive officers. 4. Stockholder proposal requesting the Shr For Against adoption of a human rights policy. -------------------------------------------------------------------------------------------------------------------------- SAMSUNG SDI CO. LTD Agenda Number: 716684091 -------------------------------------------------------------------------------------------------------------------------- Security: Y74866107 Meeting Type: AGM Meeting Date: 15-Mar-2023 Ticker: ISIN: KR7006400006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For 2.1 ELECTION OF INSIDE DIRECTOR: JEON YEONG Mgmt For For HYEON 2.2 ELECTION OF OUTSIDE DIRECTOR: GWON O GYEONG Mgmt For For 2.3 ELECTION OF OUTSIDE DIRECTOR: GIM DEOK Mgmt For For HYEON 2.4 ELECTION OF OUTSIDE DIRECTOR: I MI GYEONG Mgmt For For 3.1 ELECTION OF AUDIT COMMITTEE MEMBER GWON O Mgmt For For GYEONG 3.2 ELECTION OF AUDIT COMMITTEE MEMBER I MI Mgmt For For GYEONG 4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For AUDIT COMMITTEE MEMBER CHOE WON UK 5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For CMMT 16 FEB 2023: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF TEXT OF RESOLUTIONS 2.4 AND 3.2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- SCHNEIDER ELECTRIC SE Agenda Number: 716843570 -------------------------------------------------------------------------------------------------------------------------- Security: F86921107 Meeting Type: MIX Meeting Date: 04-May-2023 Ticker: ISIN: FR0000121972 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT FOR SHAREHOLDERS NOT HOLDING SHARES Non-Voting DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID Non-Voting VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. CMMT FOR SHAREHOLDERS HOLDING SHARES DIRECTLY Non-Voting REGISTERED IN THEIR OWN NAME ON THE COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU CMMT PLEASE NOTE SHARE BLOCKING WILL APPLY FOR Non-Voting ANY VOTED POSITIONS SETTLING THROUGH EUROCLEAR BANK. 1 APPROVAL OF STATUTORY FINANCIAL STATEMENTS Mgmt For For FOR THE 2022 FISCAL YEAR 2 APPROVAL OF CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS FOR THE 2022 FISCAL YEAR 3 APPROPRIATION OF PROFIT FOR THE FISCAL YEAR Mgmt For For AND SETTING THE DIVIDEND 4 APPROVAL OF REGULATED AGREEMENTS GOVERNED Mgmt For For BY ARTICLE L. 225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE 5 APPROVAL OF THE INFORMATION ON THE Mgmt For For DIRECTORS AND THE CORPORATE OFFICERS COMPENSATION PAID OR GRANTED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2022 MENTIONED IN ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE 6 APPROVAL OF THE COMPONENTS OF THE TOTAL Mgmt Against Against COMPENSATION AND BENEFITS OF ALL TYPES PAID DURING THE 2022 FISCAL YEAR OR AWARDED IN RESPECT OF THE SAID FISCAL YEAR TO MR. JEAN-PASCAL TRICOIRE 7 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For CHAIRMAN & CHIEF EXECUTIVE OFFICER, MR. JEAN-PASCAL TRICOIRE, FOR THE PERIOD FROM JANUARY 1 TO MAY 3, 2023 8 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For CHIEF EXECUTIVE OFFICER, MR. PETER HERWECK, FOR THE PERIOD FROM MAY 4 TO DECEMBER 31, 2023 9 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For CHAIRMAN OF THE BOARD OF DIRECTORS, MR. JEAN-PASCAL TRICOIRE, FOR THE PERIOD FROM MAY 4 TO DECEMBER 31, 2023 10 DETERMINATION OF THE TOTAL ANNUAL Mgmt For For COMPENSATION OF THE DIRECTORS 11 APPROVAL OF THE DIRECTORS COMPENSATION Mgmt For For POLICY 12 RENEWAL OF THE TERM OF OFFICE OF MR. L?O Mgmt For For APOTHEKER 13 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For GREGORY SPIERKEL 14 RENEWAL OF THE TERM OF OFFICE OF MR. LIP-BU Mgmt For For TAN 15 APPOINTMENT OF MR. ABHAY PARASNIS AS A Mgmt For For DIRECTOR 16 APPOINTMENT OF MRS. GIULIA CHIERCHIA AS A Mgmt For For DIRECTOR 17 OPINION ON THE COMPANY CLIMATE STRATEGY Mgmt For For 18 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For DIRECTORS TO BUY BACK COMPANY SHARES 19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For DIRECTORS TO INCREASE THE CAPITAL BY ISSUING ORDINARY SHARES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL OF THE COMPANY WITH SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHT 20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For DIRECTORS TO INCREASE THE CAPITAL BY ISSUING ORDINARY SHARES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL OF THE COMPANY WITHOUT SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHT THROUGH A PUBLIC OFFERING OTHER THAN THOSE REFERRED TO IN ARTICLE L. 411-2 1N OF THE FRENCH MONETARY AND FINANCIAL CODE 21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For DIRECTORS TO INCREASE THE CAPITAL BY ISSUING ORDINARY SHARES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL OF THE COMPANY WITHOUT SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHT THROUGH AN OFFERING IN ACCORDANCE WITH ARTICLE L. 411-2 1N OF THE FRENCH MONETARY AND FINANCIAL CODE 22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For DIRECTORS TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHT 23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For DIRECTORS TO INCREASE THE CAPITAL BY ISSUING ORDINARY SHARES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL OF THE COMPANY WITHOUT SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHT IN CONSIDERATION FOR CONTRIBUTIONS IN KIND TO THE COMPANY 24 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For DIRECTORS TO INCREASE THE CAPITAL BY CAPITALIZING ADDITIONAL PAID-IN CAPITAL, RESERVES, EARNINGS OR OTHER 25 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For DIRECTORS TO UNDERTAKE CAPITAL INCREASES RESERVED FOR PARTICIPANTS IN A COMPANY SAVINGS PLAN WITHOUT SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHT 26 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For DIRECTORS TO UNDERTAKE CAPITAL INCREASES RESERVED FOR EMPLOYEES OF CERTAIN NON-FRENCH SUBSIDIARIES OF THE GROUP, DIRECTLY OR VIA ENTITIES ACTING TO OFFER THOSE EMPLOYEES BENEFITS COMPARABLE TO THOSE OFFERED TO PARTICIPANTS IN A COMPANY SAVINGS PLAN WITHOUT SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHT 27 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For CANCEL SHARES OF THE COMPANY BOUGHT BACK BY THE COMPANY UNDER THE SHARE BUYBACK PROGRAMS 28 POWERS FOR FORMALITIES Mgmt For For CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/telech argements/BALO/pdf/2023/0327/202303272300691 .pdf CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE -------------------------------------------------------------------------------------------------------------------------- SES AI CORPORATION Agenda Number: 935835376 -------------------------------------------------------------------------------------------------------------------------- Security: 78397Q109 Meeting Type: Annual Meeting Date: 08-Jun-2023 Ticker: SES ISIN: US78397Q1094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Dr. Jiong Ma Mgmt Withheld Against Michael Noonen Mgmt For For Eric Luo Mgmt Withheld Against 2. To ratify the appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for the fiscal year ended December 31, 2023. 3. To approve, in a non-binding advisory vote, Mgmt For For the compensation of our named executive officers. 4. To approve, in a non-binding advisory vote, Mgmt 1 Year For the frequency of the advisory stockholder vote on the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- SIEMENS AG Agenda Number: 716439840 -------------------------------------------------------------------------------------------------------------------------- Security: D69671218 Meeting Type: AGM Meeting Date: 09-Feb-2023 Ticker: ISIN: DE0007236101 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting REPORTS FOR FISCAL YEAR 2021/22 2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF EUR 4.25 PER SHARE 3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER ROLAND BUSCH FOR FISCAL YEAR 2021/22 3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER CEDRIK NEIKE FOR FISCAL YEAR 2021/22 3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER MATTHIAS REBELLIUS FOR FISCAL YEAR 2021/22 3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER RALF THOMAS FOR FISCAL YEAR 2021/22 3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER JUDITH WIESE FOR FISCAL YEAR 2021/22 4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER JIM SNABE FOR FISCAL YEAR 2021/22 4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER BIRGIT STEINBORN FOR FISCAL YEAR 2021/22 4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER WERNER BRANDT FOR FISCAL YEAR 2021/22 4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER TOBIAS BAEUMLER FOR FISCAL YEAR 2021/22 4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER MICHAEL DIEKMANN FOR FISCAL YEAR 2021/22 4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER ANDREA FEHRMANN FOR FISCAL YEAR 2021/22 4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER BETTINA HALLER FOR FISCAL YEAR 2021/22 4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER HARALD KERN FOR FISCAL YEAR 2021/22 4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER JUERGEN KERNER FOR FISCAL YEAR 2021/22 4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER BENOIT POTIER FOR FISCAL YEAR 2021/22 4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER HAGEN REIMER FOR FISCAL YEAR 2021/22 4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER NORBERT REITHOFER FOR FISCAL YEAR 2021/22 4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER KASPER ROERSTED FOR FISCAL YEAR 2021/22 4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER NEMAT SHAFIK FOR FISCAL YEAR 2021/22 4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER NATHALIE VON SIEMENS FOR FISCAL YEAR 2021/22 4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER MICHAEL SIGMUND FOR FISCAL YEAR 2021/22 4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER DOROTHEA SIMON FOR FISCAL YEAR 2021/22 4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER GRAZIA VITTADINI FOR FISCAL YEAR 2021/22 4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER MATTHIAS ZACHERT FOR FISCAL YEAR 2021/22 4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER GUNNAR ZUKUNFT FOR FISCAL YEAR 2021/22 5 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt For For FISCAL YEAR 2022/23 6 APPROVE REMUNERATION REPORT Mgmt For For 7.1 ELECT WERNER BRANDT TO THE SUPERVISORY Mgmt For For BOARD 7.2 ELECT REGINA DUGAN TO THE SUPERVISORY BOARD Mgmt For For 7.3 ELECT KERYN LEE JAMES TO THE SUPERVISORY Mgmt For For BOARD 7.4 ELECT MARTINA MERZ TO THE SUPERVISORY BOARD Mgmt For For 7.5 ELECT BENOIT POTIER TO THE SUPERVISORY Mgmt For For BOARD 7.6 ELECT NATHALIE VON SIEMENS TO THE Mgmt For For SUPERVISORY BOARD 7.7 ELECT MATTHIAS ZACHERT TO THE SUPERVISORY Mgmt For For BOARD 8 APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS Mgmt For For UNTIL 2025 9 AMEND ARTICLES RE: PARTICIPATION OF Mgmt For For SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION 10 AMEND ARTICLES RE: REGISTRATION IN THE Mgmt For For SHARE REGISTER CMMT 14 DEC 2022: PLEASE NOTE THAT IF YOU HOLD Non-Voting CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU CMMT 14 DEC 2022: PLEASE NOTE SHARE BLOCKING Non-Voting WILL APPLY FOR ANY VOTED POSITIONS SETTLING THROUGH EUROCLEAR BANK. CMMT 14 DEC 2022: INTERMEDIARY CLIENTS ONLY - Non-Voting PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE CMMT 14 DEC 2022: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- SIGNIFY N.V. Agenda Number: 716867708 -------------------------------------------------------------------------------------------------------------------------- Security: N8063K107 Meeting Type: AGM Meeting Date: 16-May-2023 Ticker: ISIN: NL0011821392 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. 1. PRESENTATION BY CEO ERIC RONDOLAT Non-Voting 2. ADVISORY VOTE ON THE REMUNERATION REPORT Mgmt For For 2022 3. EXPLANATION OF THE POLICY ON ADDITIONS TO Non-Voting RESERVES AND DIVIDENDS 4. PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For FOR THE FINANCIAL YEAR 2022 5. PROPOSAL TO ADOPT A CASH DIVIDEND OF EUR Mgmt For For 1.50 PER ORDINARY SHARE FROM THE 2022 NET INCOME 6a. PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For BOARD OF MANAGEMENT IN RESPECT OF THEIR DUTIES PERFORMED IN 2022 6b. PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For SUPERVISORY BOARD IN RESPECT OF THEIR DUTIES PERFORMED IN 2022 7. PROPOSAL TO APPOINT HARSHAVARDHAN CHITALE Mgmt For For AS MEMBER OF THE BOARD OF MANAGEMENT 8. PROPOSAL TO APPOINT SOPHIE BECHU AS MEMBER Mgmt For For OF THE SUPERVISORY BOARD 9. PROPOSAL TO RE-APPOINT ERNST & YOUNG AS Mgmt For For EXTERNAL AUDITOR OF THE COMPANY FOR 2023-2025 10a. PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For MANAGEMENT TO ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE SHARES 10b. PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For MANAGEMENT TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS 11. PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For MANAGEMENT TO ACQUIRE SHARES IN THE COMPANY 12. PROPOSAL TO CANCEL SHARES IN ONE OR MORE Mgmt For For TRANCHES AS TO BE DETERMINED BY THE BOARD OF MANAGEMENT 13. ANY OTHER BUSINESS Non-Voting CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE -------------------------------------------------------------------------------------------------------------------------- SK INNOVATION CO LTD Agenda Number: 716756006 -------------------------------------------------------------------------------------------------------------------------- Security: Y8063L103 Meeting Type: AGM Meeting Date: 30-Mar-2023 Ticker: ISIN: KR7096770003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For 2.1 ELECTION OF INSIDE DIRECTOR: GIM JUN Mgmt For For 2.2 ELECTION OF OUTSIDE DIRECTOR: GIM JU YEON Mgmt For For 2.3 ELECTION OF OUTSIDE DIRECTOR: I BOK HUI Mgmt For For 3 ELECTION OF AUDIT COMMITTEE MEMBER: BAK JIN Mgmt For For HOE 4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against -------------------------------------------------------------------------------------------------------------------------- SMA SOLAR TECHNOLOGY AG Agenda Number: 716990850 -------------------------------------------------------------------------------------------------------------------------- Security: D7008K108 Meeting Type: AGM Meeting Date: 24-May-2023 Ticker: ISIN: DE000A0DJ6J9 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. 1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting REPORTS FOR FISCAL YEAR 2022 2 APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For OF DIVIDENDS 3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER BARBARA GREGOR FOR FISCAL YEAR 2022 3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER ULRICH HADDING FOR FISCAL YEAR 2022 3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER THOMAS PIXA FOR FISCAL YEAR 2022 3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER JUERGEN REINERT FOR FISCAL YEAR 2022 4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER ROLAND BENT FOR FISCAL YEAR 2022 4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER MARTIN BREUL FOR FISCAL YEAR 2022 4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER OLIVER DIETZEL FOR FISCAL YEAR 2022 4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER KIM FAUSING FOR FISCAL YEAR 2022 4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER JOHANNES HAEDE FOR FISCAL YEAR 2022 4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER ALEXA HERGENROETHER FOR FISCAL YEAR 2022 4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER UWE KLEINKAUF FOR FISCAL YEAR 2022 4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER ILONKA NUSSBAUMER FOR FISCAL YEAR 2022 4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER YVONNE SIEBERT FOR FISCAL YEAR 2022 4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER ROMY SIEGERT FOR FISCAL YEAR 2022 4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER JAN-HENRIK SUPADY FOR FISCAL YEAR 2022 4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER MATTHIAS VICTOR FOR FISCAL YEAR 2022 5 RATIFY BDO AG AS AUDITORS FOR FISCAL YEAR Mgmt For For 2023 AND FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS FOR THE FIRST HALF OF FISCAL YEAR 2023 6 APPROVE REMUNERATION REPORT Mgmt For For 7 APPROVE CREATION OF EUR 3.4 MILLION POOL OF Mgmt For For AUTHORIZED CAPITAL WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS 8 APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS Mgmt Against Against UNTIL 2028; AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION 9 APPROVE REMUNERATION POLICY FOR THE Mgmt For For SUPERVISORY BOARD 10 APPROVE REMUNERATION POLICY FOR THE Mgmt Against Against MANAGEMENT BOARD CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE CMMT 17 APR 2023: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF TEXT OF RESOLUTION 10 AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU CMMT 17 APR 2023: INTERMEDIARY CLIENTS ONLY - Non-Voting PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE -------------------------------------------------------------------------------------------------------------------------- SOLAREDGE TECHNOLOGIES, INC. Agenda Number: 935833194 -------------------------------------------------------------------------------------------------------------------------- Security: 83417M104 Meeting Type: Annual Meeting Date: 01-Jun-2023 Ticker: SEDG ISIN: US83417M1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Marcel Gani Mgmt For For 1b. Election of Director: Tal Payne Mgmt For For 2. Ratification of appointment of Ernst & Mgmt For For Young LLP as independent registered public accounting firm for the year ending December 31, 2023. 3. Approval of, on an advisory and non-binding Mgmt For For basis, the compensation of our named executive officers (the "Say-on-Pay" vote). 4. Vote, on an advisory and non-binding basis, Mgmt 1 Year For on the preferred frequency of future stockholder advisory votes to approve the compensation of our named executive officers (the "Say-on- Frequency" vote). 5. Approval of an amendment to the Company's Mgmt For For certificate of incorporation to declassify the Board and phase-in annual director elections. 6. Approval of an amendment to the Company's Mgmt For For certificate of incorporation to remove the supermajority voting requirements to amend certain provisions of the Company's certificate of incorporation and bylaws. 7. Approval of an amendment to the Company's Mgmt For For certificate of incorporation to add a federal forum selection provision for causes of action under the Securities Act of 1933. -------------------------------------------------------------------------------------------------------------------------- STANLEY BLACK & DECKER, INC. Agenda Number: 935773514 -------------------------------------------------------------------------------------------------------------------------- Security: 854502101 Meeting Type: Annual Meeting Date: 21-Apr-2023 Ticker: SWK ISIN: US8545021011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Donald Allan, Jr. Mgmt For For 1b. Election of Director: Andrea J. Ayers Mgmt For For 1c. Election of Director: Patrick D. Campbell Mgmt For For 1d. Election of Director: Debra A. Crew Mgmt For For 1e. Election of Director: Michael D. Hankin Mgmt For For 1f. Election of Director: Robert J. Manning Mgmt For For 1g. Election of Director: Adrian V. Mitchell Mgmt For For 1h. Election of Director: Jane M. Palmieri Mgmt For For 1i. Election of Director: Mojdeh Poul Mgmt For For 1j. Election of Director: Irving Tan Mgmt For For 2. Approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers. 3. Recommend, on an advisory basis, the Mgmt 1 Year For frequency of future shareholder advisory votes on named executive officer compensation. 4. Approve the selection of Ernst & Young LLP Mgmt For For as the Company's registered independent public accounting firm for the 2023 fiscal year. 5. To consider and vote on a shareholder Shr Against For proposal regarding shareholder ratification of termination pay. -------------------------------------------------------------------------------------------------------------------------- STELLANTIS N.V. Agenda Number: 716738666 -------------------------------------------------------------------------------------------------------------------------- Security: N82405106 Meeting Type: AGM Meeting Date: 13-Apr-2023 Ticker: ISIN: NL00150001Q9 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. 2.c REMUNERATION REPORT 2022 EXCLUDING Mgmt For For PRE-MERGER LEGACY MATTERS (ADVISORY VOTING) 2.d REMUNERATION REPORT 2022 ON THE PRE-MERGER Mgmt Against Against LEGACY MATTERS (ADVISORY VOTING) 2.e ADOPTION OF THE ANNUAL ACCOUNTS 2022 Mgmt For For 2.f APPROVAL OF 2022 DIVIDEND Mgmt For For 2.g GRANTING OF DISCHARGE TO THE DIRECTORS IN Mgmt For For RESPECT OF THE PERFORMANCE OF THEIR DUTIES DURING THE FINANCIAL YEAR 2022 3. PROPOSAL TO APPOINT MR. BENOIT Mgmt Against Against RIBADEAU-DUMAS AS NON-EXECUTIVE DIRECTOR 4.a PROPOSAL TO APPOINT ERNST & YOUNG Mgmt For For ACCOUNTANTS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FINANCIAL YEAR 2023 4.b PROPOSAL TO APPOINT DELOITTE ACCOUNTANTS Mgmt For For B.V. AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FINANCIAL YEAR 2024 5. PROPOSAL TO AMEND PARAGRAPH 6 OF THE Mgmt For For REMUNERATION POLICY FOR THE BOARD OF DIRECTORS 6.a PROPOSAL TO DESIGNATE THE BOARD OF Mgmt For For DIRECTORS AS THE CORPORATE BODY AUTHORIZED TO ISSUE COMMON SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR COMMON SHARES AS PROVIDED FOR IN ARTICLE 7 OF THE COMPANY'S ARTICLES OF ASSOCIATION 6.b PROPOSAL TO DESIGNATE THE BOARD OF Mgmt For For DIRECTORS AS THE CORPORATE BODY AUTHORIZED TO LIMIT OR TO EXCLUDE PRE-EMPTION RIGHTS FOR COMMON SHARES AS PROVIDED FOR IN ARTICLE 8 OF THE COMPANY'S ARTICLES OF ASSOCIATION 7. PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For DIRECTORS TO ACQUIRE FULLY PAID-UP COMMON SHARES IN THE COMPANY'S OWN SHARE CAPITAL IN ACCORDANCE WITH ARTICLE 9 OF THE COMPANY'S ARTICLES OF ASSOCIATION 8. PROPOSAL TO CANCEL COMMON SHARES HELD BY Mgmt For For THE COMPANY IN ITS OWN SHARE CAPITAL AS SPECIFIED IN ARTICLE 10 OF THE COMPANY'S ARTICLES OF ASSOCIATION CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE -------------------------------------------------------------------------------------------------------------------------- STEM INC. Agenda Number: 935835275 -------------------------------------------------------------------------------------------------------------------------- Security: 85859N102 Meeting Type: Annual Meeting Date: 07-Jun-2023 Ticker: STEM ISIN: US85859N1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for terms expiring in Mgmt For For 2026: Adam E. Daley 1b. Election of Director for terms expiring in Mgmt For For 2026: Anil Tammineedi 1c. Election of Director for terms expiring in Mgmt For For 2026: Lisa L. Troe 2. To amend our Certificate of Incorporation Mgmt For For to provide for the declassification of our Board of Directors over a five-year period and make corresponding updates to director removal provisions. 3. To amend our Certificate of Incorporation Mgmt For For to eliminate supermajority voting requirements to amend our Certificate of Incorporation and Bylaws. 4. To amend our Certificate of Incorporation Mgmt For For to provide for exculpation from liability for certain officers of the Company in accordance with recent amendments to Delaware law. 5. To ratify Deloitte & Touche LLP as our Mgmt For For independent registered public accounting firm for fiscal 2023. 6. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- SUNNOVA ENERGY INTERNATIONAL INC Agenda Number: 935809282 -------------------------------------------------------------------------------------------------------------------------- Security: 86745K104 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: NOVA ISIN: US86745K1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director to serve Mgmt Withheld Against three-year terms: William J. Berger 1.2 Election of Class I Director to serve Mgmt Withheld Against three-year terms: Rahman D'Argenio 1.3 Election of Class I Director to serve Mgmt Withheld Against three-year terms: Michael C. Morgan 2. To approve, in a non-binding advisory vote, Mgmt For For the compensation of our named executive officers. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. -------------------------------------------------------------------------------------------------------------------------- SUNPOWER CORPORATION Agenda Number: 935798061 -------------------------------------------------------------------------------------------------------------------------- Security: 867652406 Meeting Type: Annual Meeting Date: 11-May-2023 Ticker: SPWR ISIN: US8676524064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Peter Faricy Mgmt Withheld Against Nathaniel Anschuetz Mgmt Withheld Against Thomas McDaniel Mgmt For For 2. The approval, in an advisory vote, of our Mgmt For For named executive officer compensation. 3. The proposal to approve, in an advisory Mgmt 1 Year For vote, whether a stockholder advisory vote on our named executive officer compensation should be held every (a) one year, (b) two years, or (c) three years. 4. The ratification of the appointment of Mgmt For For Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2023. -------------------------------------------------------------------------------------------------------------------------- SUNRUN INC. Agenda Number: 935833120 -------------------------------------------------------------------------------------------------------------------------- Security: 86771W105 Meeting Type: Annual Meeting Date: 01-Jun-2023 Ticker: RUN ISIN: US86771W1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Leslie Dach Mgmt For For Edward Fenster Mgmt For For Mary Powell Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. 3. Advisory proposal of the compensation of Mgmt For For our named executive officers ("Say-on-Pay"). 4. Approval of an amendment to our Amended and Mgmt For For Restated Certificate of Incorporation to declassify our board of directors. 5. Approval of an amendment to our Amended and Mgmt For For Restated Certificate of Incorporation to eliminate supermajority voting requirements. -------------------------------------------------------------------------------------------------------------------------- TESLA, INC. Agenda Number: 935679540 -------------------------------------------------------------------------------------------------------------------------- Security: 88160R101 Meeting Type: Annual Meeting Date: 04-Aug-2022 Ticker: TSLA ISIN: US88160R1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Ira Ehrenpreis Mgmt Against Against 1.2 Election of Director: Kathleen Mgmt Against Against Wilson-Thompson 2. Tesla proposal for adoption of amendments Mgmt For For to certificate of incorporation to reduce director terms to two years. 3. Tesla proposal for adoption of amendments Mgmt For For to certificate of incorporation and bylaws to eliminate applicable supermajority voting requirements. 4. Tesla proposal for adoption of amendments Mgmt For For to certificate of incorporation to increase the number of authorized shares of common stock by 4,000,000,000 shares. 5. Tesla proposal to ratify the appointment of Mgmt For For independent registered public accounting firm. 6. Stockholder proposal regarding proxy Shr For Against access. 7. Stockholder proposal regarding annual Shr For Against reporting on anti-discrimination and harassment efforts. 8. Stockholder proposal regarding annual Shr Against For reporting on Board diversity. 9. Stockholder proposal regarding reporting on Shr For Against employee arbitration. 10. Stockholder proposal regarding reporting on Shr For Against lobbying. 11. Stockholder proposal regarding adoption of Shr For Against a freedom of association and collective bargaining policy. 12. Stockholder proposal regarding additional Shr Against For reporting on child labor. 13. Stockholder proposal regarding additional Shr For Against reporting on water risk. -------------------------------------------------------------------------------------------------------------------------- TESLA, INC. Agenda Number: 935804636 -------------------------------------------------------------------------------------------------------------------------- Security: 88160R101 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: TSLA ISIN: US88160R1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Elon Musk Mgmt For For 1.2 Election of Director: Robyn Denholm Mgmt Against Against 1.3 Election of Director: JB Straubel Mgmt For For 2. Tesla proposal to approve executive Mgmt For For compensation on a non- binding advisory basis. 3. Tesla proposal to approve the frequency of Mgmt 1 Year Against future votes on executive compensation on a non-binding advisory basis. 4. Tesla proposal to ratify the appointment of Mgmt For For independent registered public accounting firm. 5. Stockholder proposal regarding reporting on Shr Against For key-person risk. -------------------------------------------------------------------------------------------------------------------------- TIANQI LITHIUM CORPORATION Agenda Number: 716034450 -------------------------------------------------------------------------------------------------------------------------- Security: Y8817Q101 Meeting Type: EGM Meeting Date: 17-Oct-2022 Ticker: ISIN: CNE100005F09 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0830/2022083001992.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0830/2022083001932.pdf 1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY 2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against ADOPTION OF THE EMPLOYEE STOCK OWNERSHIP PLAN OF THE YEAR 2022 OF A SHARES OF THE COMPANY (DRAFT) AND ITS SUMMARY 3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against ADOPTION OF THE MANAGEMENT MEASURES OF THE EMPLOYEE STOCK OWNERSHIP PLAN OF THE YEAR 2022 OF A SHARES OF THE COMPANY 4 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against AUTHORIZATION TO THE BOARD OF DIRECTORS OF THE COMPANY TO DEAL WITH MATTERS IN RELATION TO EMPLOYEE STOCK OWNERSHIP PLAN OF THE YEAR 2022 OF A SHARES OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- TIANQI LITHIUM CORPORATION Agenda Number: 716036000 -------------------------------------------------------------------------------------------------------------------------- Security: Y8817Q101 Meeting Type: CLS Meeting Date: 17-Oct-2022 Ticker: ISIN: CNE100005F09 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS:https://www1.hkexnews.hk/listedco/lis tconews/sehk/2022/0830/2022083002004.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0830/2022083001976.pdf CMMT 02 SEP 2022: DELETION OF COMMENT Non-Voting 1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY CMMT 02 SEP 2022: PLEASE NOTE THAT THIS IS A OF Non-Voting REVISION DUE TO DELETION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- TIANQI LITHIUM CORPORATION Agenda Number: 716289079 -------------------------------------------------------------------------------------------------------------------------- Security: Y8817Q101 Meeting Type: EGM Meeting Date: 18-Nov-2022 Ticker: ISIN: CNE100005F09 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1027/2022102701498.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1027/2022102701500.pdf 1 TO CONSIDER AND APPROVE THE CHANGE OF Mgmt For For DOMESTIC AUDITOR OF THE COMPANY FROM SHINEWING CERTIFIED PUBLIC ACCOUNTANTS (SPECIAL GENERAL PARTNERSHIP) TO KPMG HUAZHEN LLP AND APPOINT KPMG AS THE COMPANY'S INTERNATIONAL AUDITOR FOR THE YEAR ENDING 31 DECEMBER 2022 -------------------------------------------------------------------------------------------------------------------------- TIANQI LITHIUM CORPORATION Agenda Number: 716770208 -------------------------------------------------------------------------------------------------------------------------- Security: Y8817Q101 Meeting Type: EGM Meeting Date: 14-Apr-2023 Ticker: ISIN: CNE100005F09 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0310/2023031001620.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0310/2023031001628.pdf CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 1.01 THROUGH 1.04 WILL BE PROCESSED AS TAKE NO ACTIONBY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET 1.01 TO RE-ELECT MR. JIANG WEIPING AS AN Mgmt For For EXECUTIVE DIRECTOR FOR THE SIXTH SESSION OF THE BOARD OF THE COMPANY (THE BOARD) FROM THE DATE OF APPROVAL AT THE EGM 1.02 TO RE-ELECT MS. JIANG ANQI AS AN EXECUTIVE Mgmt For For DIRECTOR FOR THE SIXTH SESSION OF THE BOARD FROM THE DATE OF APPROVAL AT THE EGM 1.03 TO RE-ELECT MR. HA, FRANK CHUN SHING AS AN Mgmt For For EXECUTIVE DIRECTOR FOR THE SIXTH SESSION OF THE BOARD FROM THE DATE OF APPROVAL AT THE EGM 1.04 TO RE-ELECT MR. ZOU JUN AS AN EXECUTIVE Mgmt For For DIRECTOR FOR THE SIXTH SESSION OF THE BOARD FROM THE DATE OF APPROVAL AT THE EGM CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 2.01 THROUGH 2.04 WILL BE PROCESSED AS TAKE NO ACTIONBY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET 2.01 TO RE-ELECT MR. XIANG CHUAN AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR FOR THE SIXTH SESSION OF THE BOARD FROM THE DATE OF APPROVAL AT THE EGM 2.02 TO RE-ELECT MS. TANG GUO QIONG AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR FOR THE SIXTH SESSION OF THE BOARD FROM THE DATE OF APPROVAL AT THE EGM 2.03 TO RE-ELECT MS. HUANG WEI AS AN INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR FOR THE SIXTH SESSION OF THE BOARD FROM THE DATE OF APPROVAL AT THE EGM 2.04 TO ELECT MS. WU CHANGHUA AS AN INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR FOR THE SIXTH SESSION OF THE BOARD FROM THE DATE OF APPROVAL AT THE EGM CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 3.01 THROUGH 3.02 WILL BE PROCESSED AS TAKE NO ACTIONBY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET 3.01 TO ELECT MS. WANG DONGJIE AS AN EXTERNAL Mgmt For For SUPERVISOR FOR THE SIXTH SESSION OF THE SUPERVISORY COMMITTEE FROM THE DATE OF APPROVAL AT THE EGM 3.02 TO RE-ELECT MS. CHEN ZEMIN AS A Mgmt For For SHAREHOLDERS REPRESENTATIVE SUPERVISOR FOR THE SIXTH SESSION OF THE SUPERVISORY COMMITTEE FROM THE DATE OF APPROVAL AT THE EGM -------------------------------------------------------------------------------------------------------------------------- TIANQI LITHIUM CORPORATION Agenda Number: 717159049 -------------------------------------------------------------------------------------------------------------------------- Security: Y8817Q101 Meeting Type: AGM Meeting Date: 16-Jun-2023 Ticker: ISIN: CNE100005F09 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0428/2023042803047.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0428/2023042802967.pdf 1 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For THE BOARD OF DIRECTORS (THE BOARD) FOR 2022 2 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For THE BOARD OF SUPERVISORS (THE BOARD OF SUPERVISORS) FOR 2022 3 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For AND ITS SUMMARY FOR 2022 4 TO CONSIDER AND APPROVE THE FINAL FINANCIAL Mgmt For For REPORT FOR 2022 5 TO CONSIDER AND APPROVE THE 2022 PROFIT Mgmt For For DISTRIBUTION PLAN 6 TO CONSIDER AND APPROVE THE 2023 FINANCIAL Mgmt For For BUDGET REPORT 7 TO CONSIDER AND APPROVE THE SPECIAL REPORT Mgmt For For ON THE DEPOSIT AND USE OF RAISED PROCEEDS IN 2022 8 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For THE APPLICATION FOR REGISTRATION AND ISSUANCE OF DEBT FINANCING INSTRUMENTS 9 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For SHAREHOLDERS RETURN PLAN FOR THE NEXT THREE YEARS FROM 2023 TO 2025 10 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt Against Against THE APPLICATION TO FINANCIAL INSTITUTIONS FOR CREDIT LINES IN 2023 BY THE COMPANY AND ITS CONTROLLED SUBSIDIARIES AND THE PROVISION OF RELATED GUARANTEE 11 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt Against Against THE GENERAL MANDATE TO ISSUE ADDITIONAL A SHARES OR H SHARES OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- TRANE TECHNOLOGIES PLC Agenda Number: 935831897 -------------------------------------------------------------------------------------------------------------------------- Security: G8994E103 Meeting Type: Annual Meeting Date: 01-Jun-2023 Ticker: TT ISIN: IE00BK9ZQ967 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Kirk E. Arnold Mgmt For For 1b. Election of Director: Ann C. Berzin Mgmt For For 1c. Election of Director: April Miller Boise Mgmt For For 1d. Election of Director: Gary D. Forsee Mgmt For For 1e. Election of Director: Mark R. George Mgmt For For 1f. Election of Director: John A. Hayes Mgmt For For 1g. Election of Director: Linda P. Hudson Mgmt For For 1h. Election of Director: Myles P. Lee Mgmt For For 1i. Election of Director: David S. Regnery Mgmt For For 1j. Election of Director: Melissa N. Schaeffer Mgmt For For 1k. Election of Director: John P. Surma Mgmt For For 2. Advisory vote on the frequency of the Mgmt 1 Year For advisory vote on the compensation of the Company's named executive officers. 3. Advisory approval of the compensation of Mgmt For For the Company's named executive officers. 4. Approval of the appointment of independent Mgmt For For auditors of the Company and authorization of the Audit Committee of the Board of Directors to set the auditors' remuneration. 5. Approval of the renewal of the Directors' Mgmt For For existing authority to issue shares. 6. Approval of the renewal of the Directors' Mgmt For For existing authority to issue shares for cash without first offering shares to existing shareholders. (Special Resolution) 7. Determination of the price range at which Mgmt For For the Company can re-allot shares that it holds as treasury shares. (Special Resolution) -------------------------------------------------------------------------------------------------------------------------- TURQUOISE HILL RESOURCES LTD. Agenda Number: 935717821 -------------------------------------------------------------------------------------------------------------------------- Security: 900435207 Meeting Type: Special Meeting Date: 09-Dec-2022 Ticker: TRQ ISIN: CA9004352071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 To consider and, if deemed advisable, to Mgmt Against Against pass, with or without variation, a special resolution, the full text of which is outlined in Appendix A of the accompanying management proxy circular (the "Circular"), to approve an arrangement pursuant to section 195 of the Business Corporations Act (Yukon) involving the Corporation, Rio Tinto International Holdings Limited and Rio Tinto plc, the whole as described in the Circular. -------------------------------------------------------------------------------------------------------------------------- UBER TECHNOLOGIES, INC. Agenda Number: 935791726 -------------------------------------------------------------------------------------------------------------------------- Security: 90353T100 Meeting Type: Annual Meeting Date: 08-May-2023 Ticker: UBER ISIN: US90353T1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Ronald Sugar Mgmt For For 1b. Election of Director: Revathi Advaithi Mgmt For For 1c. Election of Director: Ursula Burns Mgmt For For 1d. Election of Director: Robert Eckert Mgmt For For 1e. Election of Director: Amanda Ginsberg Mgmt For For 1f. Election of Director: Dara Khosrowshahi Mgmt For For 1g. Election of Director: Wan Ling Martello Mgmt For For 1h. Election of Director: John Thain Mgmt For For 1i. Election of Director: David Trujillo Mgmt For For 1j. Election of Director: Alexander Wynaendts Mgmt For For 2. Advisory vote to approve 2022 named Mgmt For For executive officer compensation. 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. 4. Stockholder proposal to prepare an Shr Against For independent third-party audit on Driver health and safety. -------------------------------------------------------------------------------------------------------------------------- UMICORE SA Agenda Number: 716838985 -------------------------------------------------------------------------------------------------------------------------- Security: B95505184 Meeting Type: MIX Meeting Date: 27-Apr-2023 Ticker: ISIN: BE0974320526 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY Non-Voting (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED A.1. COMMUNICATION OF THE ANNUAL REPORT OF THE Non-Voting SUPERVISORY BOARD AND REPORT OF THE STATUTORY AUDITOR ON THE STATUTORY ACCOUNTS FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2022 A.2. APPROVAL OF THE REMUNERATION REPORT Mgmt For For A.3. APPROVAL OF THE COMPANY'S STATUTORY Mgmt For For ACCOUNTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2022, INCLUDING THE PROPOSED ALLOCATION OF THE RESULT A.4. COMMUNICATION OF THE CONSOLIDATED ANNUAL Non-Voting ACCOUNTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2022 AS WELL AS THE ANNUAL REPORT OF THE SUPERVISORY BOARD AND THE AUDITORS REPORT ON THESE CONSOLIDATED ANNUAL ACCOUNTS A.5. DISCHARGE TO THE MEMBERS OF THE SUPERVISORY Mgmt For For BOARD A.6. DISCHARGE TO COMMISSIONER Mgmt For For A.7.a TO RE-ELECT MR. MARIO ARMERO, AS A MEMBER Mgmt For For OF THE SUPERVISORY BOARD A.7.b TO ELECT MR. MARC GRYNBERG, AS A NEW MEMBER Mgmt For For OF THE SUPERVISORY BOARD A.8. FIXING THE EMOLUMENTS OF THE SUPERVISORY Mgmt For For BOARD B.1. APPROVAL OF CHANGE OF CONTROL CLAUSES Mgmt For For CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE CMMT 04 APR 2023: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO CHANGE IN NUMBERING OF ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- UNIVERSAL DISPLAY CORPORATION Agenda Number: 935833283 -------------------------------------------------------------------------------------------------------------------------- Security: 91347P105 Meeting Type: Annual Meeting Date: 15-Jun-2023 Ticker: OLED ISIN: US91347P1057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve for a Mgmt For For one-year term: Steven V. Abramson 1b. Election of Director to serve for a Mgmt For For one-year term: Cynthia J. Comparin 1c. Election of Director to serve for a Mgmt For For one-year term: Richard C. Elias 1d. Election of Director to serve for a Mgmt For For one-year term: Elizabeth H. Gemmill 1e. Election of Director to serve for a Mgmt For For one-year term: C. Keith Hartley 1f. Election of Director to serve for a Mgmt For For one-year term: Celia M. Joseph 1g. Election of Director to serve for a Mgmt For For one-year term: Lawrence Lacerte 1h. Election of Director to serve for a Mgmt For For one-year term: Sidney D. Rosenblatt 2. Approval of the Company's Equity Mgmt For For Compensation Plan. 3. Advisory resolution to approve the Mgmt For For compensation of the Company's named executive officers. 4. Advisory resolution regarding the frequency Mgmt 1 Year For of future advisory shareholder votes on compensation of the Company's named executive officers. 5. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- VALE S.A. Agenda Number: 935743751 -------------------------------------------------------------------------------------------------------------------------- Security: 91912E105 Meeting Type: Special Meeting Date: 21-Dec-2022 Ticker: VALE ISIN: US91912E1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Agenda for Extraordinary General Meeting: Mgmt For For See enclosed Depositary's Notice. 2. Agenda for Extraordinary General Meeting: Mgmt For For See enclosed Depositary's Notice. 3. Agenda for Extraordinary General Meeting: Mgmt For For See enclosed Depositary's Notice. 4. Agenda for Extraordinary General Meeting: Mgmt For For See enclosed Depositary's Notice. 5. Agenda for Extraordinary General Meeting: Mgmt For For See enclosed Depositary's Notice. -------------------------------------------------------------------------------------------------------------------------- VALE S.A. Agenda Number: 935824905 -------------------------------------------------------------------------------------------------------------------------- Security: 91912E105 Meeting Type: Annual Meeting Date: 28-Apr-2023 Ticker: VALE ISIN: US91912E1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Resolution 1 Mgmt For For 2 Resolution 2 Mgmt For For 3 Resolution 3 Mgmt For For 4 Resolution 4 Mgmt Abstain Against 5A Election of the Board of Directors by Mgmt For For Candidate: Daniel Andre Stieler 5B Election of the Board of Directors by Mgmt For For Candidate: Douglas James Upton (independent) 5C Election of the Board of Directors by Mgmt Against Against Candidate: Fernando Jorge Buso Gomes 5D Election of the Board of Directors by Mgmt For For Candidate: Joao Luiz Fukunaga 5E Election of the Board of Directors by Mgmt For For Candidate: Jose Luciano Duarte Penido (independent) 5F Election of the Board of Directors by Mgmt For For Candidate: Luis Henrique Cals de Beauclair Guimaraes (independent) 5G Election of the Board of Directors by Mgmt For For Candidate: Manuel Lino Silva de Sousa Oliveira (Ollie) (independent) 5H Election of the Board of Directors by Mgmt For For Candidate: Marcelo Gasparino da Silva (independent) 5I Election of the Board of Directors by Mgmt For For Candidate: Paulo Hartung (independent) 5J Election of the Board of Directors by Mgmt For For Candidate: Rachel de Oliveira Maia (independent) 5K Election of the Board of Directors by Mgmt For For Candidate: Shunji Komai 5L Election of the Board of Directors by Mgmt For For Candidate: Vera Marie Inkster (independent) 7A Election of the Board of Directors by Mgmt For Cumulative voting: Daniel Andre Stieler 7B Election of the Board of Directors by Mgmt For Cumulative voting: Douglas James Upton (independent) 7C Election of the Board of Directors by Mgmt No vote Cumulative voting: Fernando Jorge Buso Gomes 7D Election of the Board of Directors by Mgmt For Cumulative voting: Joao Luiz Fukunaga 7E Election of the Board of Directors by Mgmt For Cumulative voting: Jose Luciano Duarte Penido (independent) 7F Election of the Board of Directors by Mgmt For Cumulative voting: Luis Henrique Cals de Beauclair Guimaraes (independent) 7G Election of the Board of Directors by Mgmt For Cumulative voting: Manuel Lino Silva de Sousa Oliveira (Ollie) (independent) 7H Election of the Board of Directors by Mgmt For Cumulative voting: Marcelo Gasparino da Silva (independent) 7I Election of the Board of Directors by Mgmt For Cumulative voting: Paulo Hartung (independent) 7J Election of the Board of Directors by Mgmt For Cumulative voting: Rachel de Oliveira Maia (independent) 7K Election of the Board of Directors by Mgmt For Cumulative voting: Shunji Komai 7L Election of the Board of Directors by Mgmt For Cumulative voting: Vera Marie Inkster (independent) 8A Election of Chairman of the Board of Mgmt For For Directors: Daniel Andre Stieler 9A Election of Vice-Chairman of the Board: Mgmt For For Marcelo Gasparino da Silva (independent) 10A Election of the Fiscal Council by Mgmt For Candidate: Heloisa Belotti Bedicks / Jandaraci Ferreira de Araujo 10B Election of the Fiscal Council by Mgmt For Candidate: Marcio de Souza / Ana Maria Loureiro Recart 10C Election of the Fiscal Council by Mgmt For Candidate: Paulo Clovis Ayres Filho / Guilherme Jose de Vasconcelos Cerqueira 10D Election of the Fiscal Council by Mgmt For Candidate: Raphael Manhaes Martins / Adriana de Andrade Sole 11 Resolution 11 Mgmt For For E1 Extraordinary Shareholders' Meeting: Mgmt For For Resolution 1 -------------------------------------------------------------------------------------------------------------------------- VESTAS WIND SYSTEMS A/S Agenda Number: 716765663 -------------------------------------------------------------------------------------------------------------------------- Security: K9773J201 Meeting Type: AGM Meeting Date: 12-Apr-2023 Ticker: ISIN: DK0061539921 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING INSTRUCTIONS FOR MOST MEETINGS ARE Non-Voting CAST BY THE REGISTRAR IN ACCORDANCE WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE, IF REQUESTED. CMMT SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED Non-Voting FOR A BENEFICIAL OWNER IN THE DANISH MARKET. CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 6.A TO 6.G AND 7. THANK YOU 1 THE BOARD OF DIRECTORS' REPORT Non-Voting 2 PRESENTATION AND ADOPTION OF THE ANNUAL Mgmt For For REPORT 3 RESOLUTION FOR THE ALLOCATION OF THE RESULT Mgmt For For OF THE YEAR 4 PRESENTATION AND ADVISORY VOTE ON THE Mgmt For For REMUNERATION REPORT 5 APPROVAL OF THE BOARD OF DIRECTORS' Mgmt For For REMUNERATION 6.A RE-ELECTION OF ANDERS RUNEVAD TO THE BOARD Mgmt For For OF THE DIRECTOR 6.B RE-ELECTION OF BRUCE GRANT TO THE BOARD OF Mgmt For For THE DIRECTOR 6.C RE-ELECTION OF EVA MERETE SOFELDE BERNEKE Mgmt For For TO THE BOARD OF THE DIRECTOR 6.D RE-ELECTION OF HELLE THORNING-SCHMIDT TO Mgmt For For THE BOARD OF THE DIRECTOR 6.E RE-ELECTION OF KARL-HENRIK SUNDSTROM TO THE Mgmt For For BOARD OF THE DIRECTOR 6.F RE-ELECTION OF KENTARO HOSOMI TO THE BOARD Mgmt For For OF THE DIRECTOR 6.G RE-ELECTION OF LENA OLVING TO THE BOARD OF Mgmt For For THE DIRECTOR 7 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR 8.1 PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For RENEWAL OF THE AUTHORISATION TO ACQUIRE TREASURY SHARES AUTHORISATION TO ACQUIRE TREASURY SHARES UNTIL 31 DECEMBER 2024 9 AUTHORISATION OF THE CHAIRMAN OF THE Mgmt For For GENERAL MEETING 10 ANY OTHER BUSINESS Non-Voting CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE CMMT 13 MAR 2023: PLEASE NOTE THAT IF YOU HOLD Non-Voting CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU CMMT 13 MAR 2023: PLEASE NOTE SHARE BLOCKING Non-Voting WILL APPLY FOR ANY VOTED POSITIONS SETTLING THROUGH EUROCLEAR BANK. CMMT 13 MAR 2023: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- VOLKSWAGEN AG Agenda Number: 716192644 -------------------------------------------------------------------------------------------------------------------------- Security: D94523145 Meeting Type: EGM Meeting Date: 16-Dec-2022 Ticker: ISIN: DE0007664005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE 1 AMEND MAY 12, 2022 AGM RESOLUTION: APPROVE Mgmt For For ALLOCATION OF INCOME AND DIVIDENDS OF EUR 7.50 PER ORDINARY SHARE, EUR 7.56 PER PREFERRED SHARE AND SPECIAL DIVIDENDS OF EUR 19.06 PER SHARE CMMT 18 NOV 2022: PLEASE NOTE THAT VOTING Non-Voting INSTRUCTIONS HAVE TO BE RECEIVED IN WRITTEN FORM FOR VOTING RIGHTS TO BE EXERCISED AT THIS MEETING. IF YOU WISH TO VOTE, PLEASE EMAIL GERMANY.DMS@BROADRIDGE.COM TO REQUEST THE NECESSARY FORMS. WHEN REQUESTING FORMS, PLEASE STATE YOUR PROXYEDGE INSTITUTION ID TO MAKE SURE YOU RECEIVE THE CORRECT DOCUMENTATION FOR YOUR ACCOUNTS. IF YOU ONLY WANT TO VOTE A SUBSET OF YOUR ACCOUNTS, PLEASE LIST ALL ACCOUNTS TO BE VOTED IN ADDITION TO YOUR PROXYEDGE ID. VOTES INPUT INTO PROXYEDGE WILL BE RECORDED FOR RECORD KEEPING PURPOSES BUT WILL NOT BE PROCESSED. PLEASE NOTE THAT THE ORIGINAL COMPLETED PROXY FORM MUST BE RETURNED TO THE RESPECTIVE SUB CUSTODIAN BY THE DEADLINE AS INDICATED ON THE PROXY FORM. PLEASE NOTE THAT THE VOTE ENTITLEMENT IS DETERMINED BY THE RECORD DATE. PLEASE NOTE THAT BROADRIDGE WILL PROVIDE THE PROXY FORMS VIA EMAIL AS EARLY AS RECORD DATE TO ENABLE YOU TO LIST ONLY THE VOTE ENTITLED SHARE AMOUNT ON THE PROXY FORM CMMT 18 NOV 2022: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- VOLKSWAGEN AG Agenda Number: 716837313 -------------------------------------------------------------------------------------------------------------------------- Security: D94523145 Meeting Type: AGM Meeting Date: 10-May-2023 Ticker: ISIN: DE0007664005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE 1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting REPORTS FOR FISCAL YEAR 2022 2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF EUR 8.70 PER ORDINARY SHARE AND EUR 8.76 PER PREFERRED SHARE 3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER O. BLUME FOR FISCAL YEAR 2022 3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER M. AKSEL (UNTIL AUG. 31, 2022) FOR FISCAL YEAR 2022 3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER A. ANTLITZ FOR FISCAL YEAR 2022 3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER R. BRANDSTAETTER FOR FISCAL YEAR 2022 3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER H. DIESS (UNTIL AUG. 31, 2022) FOR FISCAL YEAR 2022 3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER M. DOESS (FROM FEB. 1, 2022) FOR FISCAL YEAR 2022 3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER M. DUESMANN FOR FISCAL YEAR 2022 3.8 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER G. KILIAN FOR FISCAL YEAR 2022 3.9 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER T. SCHAEFER (FROM JULY 1, 2022) FOR FISCAL YEAR 2022 3.10 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER T. SCHMALL-VON WESTERHOLT FOR FISCAL YEAR 2022 3.11 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER H. STARS (FROM FEB. 1, 2022) FOR FISCAL YEAR 2022 3.12 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER H. D. WERNER (UNTIL JAN. 31, 2022) FOR FISCAL YEAR 2022 3.13 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER H. WORTMANN (FEB. 1 - AUG. 31, 2022) FOR FISCAL YEAR 2022 4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER H.D. POETSCH FOR FISCAL YEAR 2022 4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER J. HOFMANN FOR FISCAL YEAR 2022 4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER H.A. AL ABDULLA (UNTIL MAY 12, 2022) FOR FISCAL YEAR 2022 4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER H. S. AL JABER FOR FISCAL YEAR 2022 4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER M. B. E. AL-MAHMOUD (FROM MAY 12, 2022) FOR FISCAL YEAR 2022 4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER B. ALTHUSMANN (UNTIL NOV. 8, 2022) FOR FISCAL YEAR 2022 4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER H. BUCK (FROM OCT. 4, 2022) FOR FISCAL YEAR 2022 4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER M. CARNERO SOJO FOR FISCAL YEAR 2022 4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER D. CAVALLO FOR FISCAL YEAR 2022 4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER H.-P. FISCHER (UNTIL MAY 12, 2022) FOR FISCAL YEAR 2022 4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER J. W. HAMBURG (FROM NOV. 8, 2022) FOR FISCAL YEAR 2022 4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER M. HEISS FOR FISCAL YEAR 2022 4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER A. HOMBURG (FROM MAY 12, 2022) FOR FISCAL YEAR 2022 4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER U. JAKOB (UNTIL MAY 12, 2022) FOR FISCAL YEAR 2022 4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER S. MAHLER (FROM MAY 12, 2022) FOR FISCAL YEAR 2022 4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER P. MOSCH FOR FISCAL YEAR 2022 4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER B. MURKOVIC (UNTIL MAY 12, 2022) FOR FISCAL YEAR 2022 4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER D. NOWAK (FROM MAY 12, 2022) FOR FISCAL YEAR 2022 4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER H. M. PIECH FOR FISCAL YEAR 2022 4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER F. O. PORSCHE FOR FISCAL YEAR 2022 4.21 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER W. PORSCHE FOR FISCAL YEAR 2022 4.22 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER J. ROTHE FOR FISCAL YEAR 2022 4.23 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER C. SCHOENHARDT FOR FISCAL YEAR 2022 4.24 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER S. WEIL FOR FISCAL YEAR 2022 4.25 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER W. WERESCH (UNTIL SEP. 30, 2022) FOR FISCAL YEAR 2022 5.1 ELECT MARIANNE HEISS TO THE SUPERVISORY Mgmt Against Against BOARD 5.2 ELECT GUENTHER HORVATH TO THE SUPERVISORY Mgmt Against Against BOARD 5.3 ELECT WOLFGANG PORSCHE TO THE SUPERVISORY Mgmt Against Against BOARD 6 AMEND AFFILIATION AGREEMENT WITH VOLKSWAGEN Mgmt For For BANK GMBH 7 APPROVE SPIN-OFF AND TAKEOVER AGREEMENT Mgmt For For WITH VOLKSWAGEN FINANCIAL SERVICES EUROPE AG 8 APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS Mgmt For For UNTIL 2028 9 AMEND ARTICLES RE: PARTICIPATION OF Mgmt For For SUPERVISORY BOARD MEMBERS IN THE VIRTUAL ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION 10 APPROVE CREATION OF EUR 227.5 MILLION POOL Mgmt Against Against OF CAPITAL WITH PREEMPTIVE RIGHTS 11 APPROVE REMUNERATION REPORT Mgmt Against Against 12 APPROVE REMUNERATION POLICY FOR THE Mgmt For For MANAGEMENT BOARD 13 APPROVE REMUNERATION POLICY FOR THE Mgmt For For SUPERVISORY BOARD 14 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt For For FISCAL YEAR 2023 AND FOR THE REVIEW OF THE INTERIM FINANCIAL STATEMENTS FOR FISCAL YEAR 2023 AND FIRST QUARTER OF FISCAL YEAR 2024 -------------------------------------------------------------------------------------------------------------------------- WAERTSILAE CORPORATION Agenda Number: 716615565 -------------------------------------------------------------------------------------------------------------------------- Security: X98155116 Meeting Type: AGM Meeting Date: 09-Mar-2023 Ticker: ISIN: FI0009003727 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION CMMT A POWER OF ATTORNEY (POA) IS REQUIRED TO Non-Voting APPOINT A REPRESENTATIVE TO ATTEND THE MEETING AND LODGE YOUR VOTING INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS THE SHAREHOLDER IS FINNISH) CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED 1 OPEN MEETING Non-Voting 2 CALL THE MEETING TO ORDER Non-Voting 3 DESIGNATE INSPECTOR OR SHAREHOLDER Non-Voting REPRESENTATIVE(S) OF MINUTES OF MEETING 4 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting 5 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting 6 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting REPORTS 7 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For REPORTS 8 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF EUR 0.26 PER SHARE 9 APPROVE DISCHARGE OF BOARD AND PRESIDENT Mgmt For For 10 APPROVE REMUNERATION REPORT (ADVISORY VOTE) Mgmt For For 11 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For AMOUNT OF EUR 200,000 FOR CHAIRMAN, EUR 105,000 FOR VICE CHAIRMAN, AND EUR 80,000 FOR OTHER DIRECTORS; APPROVE MEETING FEES; APPROVE REMUNERATION FOR COMMITTEE WORK 12 FIX NUMBER OF DIRECTORS AT EIGHT Mgmt For For 13 REELECT KAREN BOMBA, MORTEN H. ENGELSTOFT, Mgmt Against Against KARIN FALK, JOHAN FORSSELL, TOM JOHNSTONE (CHAIR), MATS RAHMSTROM AND TIINA TUOMELA AS DIRECTORS; ELECT MIKA VEHVILAINEN (VICE-CHAIR) AS DIRECTOR 14 APPROVE REMUNERATION OF AUDITORS Mgmt For For 15 RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS Mgmt For For 16 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt For For 17 APPROVE ISSUANCE OF UP TO 57 MILLION SHARES Mgmt For For WITHOUT PREEMPTIVE RIGHTS 18 CLOSE MEETING Non-Voting CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE -------------------------------------------------------------------------------------------------------------------------- WEG SA Agenda Number: 716825089 -------------------------------------------------------------------------------------------------------------------------- Security: P9832B129 Meeting Type: AGM Meeting Date: 25-Apr-2023 Ticker: ISIN: BRWEGEACNOR0 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY Non-Voting (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED 1 EXAMINATION, DISCUSSION AND VOTING ON THE Mgmt For For MANAGEMENT REPORT, FINANCIAL STATEMENTS, INDEPENDENT AUDIT REPORT, FISCAL COUNCIL OPINION AND OTHER DOCUMENTS RELATED TO THE FISCAL YEAR ENDED ON DECEMBER 31, 2022 2 APPROVAL ON THE ALLOCATION OF THE NET Mgmt For For EARNINGS OF THE FISCAL YEAR AND THE CAPITAL BUDGET FOR 2023 AS PROPOSED BY THE BOARD OF DIRECTORS, AS WELL AS RATIFICATION OF THE DISTRIBUTION OF DIVIDENDS AND INTEREST ON STOCKHOLDERS EQUITY IN ACCORDANCE WITH RESOLUTIONS ALREADY TAKEN AT THE BOARD OF DIRECTORS MEETINGS 3 DECIDE UPON MANAGEMENTS ANNUAL GLOBAL Mgmt For For REMUNERATION 4 ELECTION OF THE FISCAL BOARD BY SINGLE Mgmt Abstain Against GROUP OF CANDIDATES. NOMINATION OF ALL THE NAMES THAT COMPOSE THE SLATE. PATRICIA VALENTE STIERLI, EFFECTIVE, GIULIANO BARBATO WOLF, SUBSTITUTE. VANDERLEI DOMINGUEZ DA ROSA, EFFECTIVE, PAULO ROBERTO FRANCESCHI, SUBSTITUTE 5 IF ONE OF THE CANDIDATES OF THE SLATE Mgmt Against Against LEAVES IT, TO ACCOMMODATE THE SEPARATE ELECTION REFERRED TO IN ARTICLES 161, PARAGRAPH 4, AND 240 OF LAW 6404, OF 1976, CAN THE VOTES CORRESPONDING TO YOUR SHARES CONTINUE TO BE CONFERRED TO THE SAME SLATE 6 SEPARATE ELECTION OF THE FISCAL COUNCIL, Mgmt For For COMMON SHARES. NOMINATION OF CANDIDATES TO THE FISCAL COUNCIL BY MINORITY SHAREHOLDERS WITH VOTING RIGHTS, THE SHAREHOLDER MUST FILL THIS FIELD IF THE GENERAL ELECTION FIELD WAS LEFT IN BLANK. LUCIA MARIA MARTINS CASASANTA, EFFECTIVE, SILVIA MAURA RODRIGUES PEREIRA, SUBSTITUTE 7 DECIDE UPON FISCAL COUNCIL MEMBERS Mgmt For For REMUNERATION 8 APPROVAL OF THE NEWSPAPERS FOR PUBLICATION Mgmt For For OF LEGAL ACTS CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU -------------------------------------------------------------------------------------------------------------------------- WEG SA Agenda Number: 716822754 -------------------------------------------------------------------------------------------------------------------------- Security: P9832B129 Meeting Type: EGM Meeting Date: 25-Apr-2023 Ticker: ISIN: BRWEGEACNOR0 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY Non-Voting (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU 1 EXAMINATION, DISCUSSION AND VOTING ON THE Mgmt For For PROPOSAL OF THE BOARD OF DIRECTORS DEALING WITH AMENDMENTS TO THE BYLAWS, PARAGRAPHS 2, 6 AND 7 OF ARTICLE 17 AND PARAGRAPH 4 OF ARTICLE 36, TO ACCOMMODATE ADJUSTMENTS RELATED TO THE NOVO MERCADO RULES, AS WELL AS, TO EXPAND THE POSSIBILITIES OF PROHIBITING THE POSSIBILITY OF ACCUMULATION OF POSITIONS BETWEEN MEMBERS OF THE BOARD OF DIRECTORS AND OTHER MEMBERS OF THE COMPANYS MANAGEMENT 2 CONSOLIDATION OF THE BYLAWS TO INCLUDE THE Mgmt For For RESOLUTIONS APPROVED BY THE MEETING IN RELATION TO THE PREVIOUS TOPICS -------------------------------------------------------------------------------------------------------------------------- WOLFSPEED, INC. Agenda Number: 935709862 -------------------------------------------------------------------------------------------------------------------------- Security: 977852102 Meeting Type: Annual Meeting Date: 24-Oct-2022 Ticker: WOLF ISIN: US9778521024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Glenda M. Dorchak Mgmt For For John C. Hodge Mgmt For For Clyde R. Hosein Mgmt For For Darren R. Jackson Mgmt For For Duy-Loan T. Le Mgmt For For Gregg A. Lowe Mgmt For For John B. Replogle Mgmt For For Marvin A. Riley Mgmt For For Thomas H. Werner Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 25, 2023. 3. ADVISORY (NONBINDING) VOTE TO APPROVE Mgmt For For EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO LTD Agenda Number: 716334468 -------------------------------------------------------------------------------------------------------------------------- Security: Y97237112 Meeting Type: EGM Meeting Date: 23-Dec-2022 Ticker: ISIN: CNE100000PP1 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1107/2022110700639.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1107/2022110700623.pdf 1 TO CONSIDER AND APPROVE THE MOTION ON THE Mgmt Against Against PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION 2 TO CONSIDER AND APPROVE THE MOTION ON THE Mgmt For For PROPOSED AMENDMENTS TO THE RULES OF PROCEDURE FOR THE GENERAL MEETING 3 TO CONSIDER AND APPROVE THE MOTION ON THE Mgmt For For REMUNERATION OF THE CHAIRMAN OF THE EIGHTH SESSION OF THE BOARD OF THE COMPANY 4 TO CONSIDER AND APPROVE THE MOTION ON THE Mgmt For For APPLICATION FOR THE ESTIMATED ANNUAL CAP FOR CONNECTED TRANSACTIONS CONDUCTED IN THE ORDINARY COURSE OF BUSINESS (A SHARE) FOR 2023 5 TO CONSIDER AND APPROVE THE RECOMMENDATION Mgmt For For OF MR. WANG YILI AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO LTD Agenda Number: 717190401 -------------------------------------------------------------------------------------------------------------------------- Security: Y97237112 Meeting Type: AGM Meeting Date: 20-Jun-2023 Ticker: ISIN: CNE100000PP1 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT 02 JUN 2023: PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS:https://www1.hkexnews.hk/listedco/lis tconews/sehk/2023/0504/2023050401511.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0504/2023050401521.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0602/2023060201714.pdf 1 TO CONSIDER AND APPROVE THE ISSUE OF BONDS Mgmt For For AND ASSET-BACKED SECURITIES INSIDE OR OUTSIDE THE PRC 2 TO CONSIDER AND APPROVE THE PROPOSED CHANGE Mgmt For For OF COMPANY NAME 3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For AMENDMENTS TO THE ARTICLES 4 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For BOARD OF DIRECTORS (THE "DIRECTORS") OF THE COMPANY (THE "BOARD") FOR THE YEAR OF 2022 5 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For SUPERVISORY COMMITTEE OF THE COMPANY (THE "SUPERVISORY COMMITTEE") FOR THE YEAR OF 2022 6 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For AUDITORS AND AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2022 7 TO CONSIDER AND APPROVE THE FINAL DIVIDEND Mgmt For For DISTRIBUTION FOR THE YEAR ENDED 31 DECEMBER 2022 8 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For OF THE COMPANY FOR THE YEAR OF 2022 9 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For OPERATION OF EXCHANGE RATE HEDGING BUSINESS WITH A TOTAL AMOUNT OF NOT MORE THAN USD2 BILLION AND THE INTEREST RATE HEDGING BUSINESS WITH A TOTAL AMOUNT OF NOT MORE THAN USD500 MILLION DURING THE PERIOD FROM THE DATE OF PASSING THIS RESOLUTION UNTIL THE DATE OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2023 10 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For PROVISION OF NEW GUARANTEES BY THE COMPANY FOR ITS SUBSIDIARIES WITH A TOTAL AMOUNT OF NOT MORE THAN RMB20 BILLION DURING THE PERIOD FROM THE DATE OF PASSING OF THIS RESOLUTION UNTIL THE DATE OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2023, AND AUTHORISE THE CHAIRMAN OF THE BOARD, MR. WU GANG, TO SIGN ANY AGREEMENTS AND/OR DOCUMENTS ON BEHALF OF THE COMPANY NECESSARY IN RELATION THERETO 11 TO CONSIDER AND APPROVE THE PROVISION OF Mgmt For For LETTER OF GUARANTEE BY THE COMPANY FOR THE BENEFIT OF ITS SUBSIDIARIES WITH A TOTAL AMOUNT OF NOT MORE THAN RMB10 BILLION DURING THE PERIOD FROM THE DATE OF PASSING OF THIS RESOLUTION UNTIL THE DATE OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2023 12 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP AS THE PRC AUDITOR OF THE COMPANY AND DELOITTE TOUCHE TOHMATSU AS THE INTERNATIONAL AUDITOR OF THE COMPANY TO HOLD OFFICE FROM THE DATE OF PASSING OF THIS RESOLUTION UNTIL DATE OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2023, AND AUTHORISE THE BOARD TO DETERMINE THEIR REMUNERATION, RESPECTIVELY 13 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For PROVISION OF PARENT COMPANY GUARANTEE BASED ON SHAREHOLDING RATIO FOR THE REFINANCING OF THE WHITE ROCK WIND FARM PROJECT IN AUSTRALIA 14 TO CONSIDER AND APPROVE THE ELECTION OF MS. Mgmt For For YANG LIYING (AS SPECIFIED) AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY CMMT 02 JUN 2023: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF TEXT OF RESOLUTION 14 AND MODIFICATION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- YADEA GROUP HOLDINGS LTD Agenda Number: 717122989 -------------------------------------------------------------------------------------------------------------------------- Security: G9830F106 Meeting Type: AGM Meeting Date: 16-Jun-2023 Ticker: ISIN: KYG9830F1063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0426/2023042601845.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0426/2023042601881.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS (THE "DIRECTORS") AND AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2022 2 TO DECLARE A FINAL DIVIDEND OF 40.0 HK Mgmt For For CENTS PER SHARE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2022 3.A.I TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For WHO ARE STANDING FOR RE-ELECTION AT THE ANNUAL GENERAL MEETING: MR. DONG JINGGUI AS AN EXECUTIVE DIRECTOR 3.AII TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For WHO ARE STANDING FOR RE-ELECTION AT THE ANNUAL GENERAL MEETING: MS. QIAN JINGHONG AS AN EXECUTIVE DIRECTOR 3.B.I TO APPOINT THE FOLLOWING AS DIRECTORS AT Mgmt For For THE ANNUAL GENERAL MEETING: MR. CHEN MINGYU AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR 3.BII TO APPOINT THE FOLLOWING AS DIRECTORS AT Mgmt For For THE ANNUAL GENERAL MEETING: MS. MA CHENGUANG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR 3BIII TO APPOINT THE FOLLOWING AS DIRECTORS AT Mgmt For For THE ANNUAL GENERAL MEETING: MS. LIANG QIN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR 3.C TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For COMPANY (THE "BOARD") TO FIX THE REMUNERATION OF THE DIRECTORS 4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD TO FIX ITS REMUNERATION 5.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE NUMBER OF THE ISSUED SHARES OF THE COMPANY (THE "ISSUE MANDATE") 5.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE NUMBER OF THE ISSUED SHARES OF THE COMPANY 5.C TO EXTEND THE ISSUE MANDATE BY THE NUMBER Mgmt Against Against OF SHARES REPURCHASED BY THE COMPANY BTD Capital Fund -------------------------------------------------------------------------------------------------------------------------- ALTRIA GROUP, INC. Agenda Number: 935804965 -------------------------------------------------------------------------------------------------------------------------- Security: 02209S103 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: MO ISIN: US02209S1033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Ian L.T. Clarke Mgmt For For 1b. Election of Director: Marjorie M. Connelly Mgmt For For 1c. Election of Director: R. Matt Davis Mgmt For For 1d. Election of Director: William F. Gifford, Mgmt For For Jr. 1e. Election of Director: Jacinto J. Hernandez Mgmt For For 1f. Election of Director: Debra J. Kelly-Ennis Mgmt For For 1g. Election of Director: Kathryn B. McQuade Mgmt For For 1h. Election of Director: George Munoz Mgmt For For 1i. Election of Director: Nabil Y. Sakkab Mgmt For For 1j. Election of Director: Virginia E. Shanks Mgmt For For 1k. Election of Director: Ellen R. Strahlman Mgmt For For 1l. Election of Director: M. Max Yzaguirre Mgmt For For 2. Ratification of the Selection of Mgmt For For Independent Registered Public Accounting Firm 3. Non-Binding Advisory Vote to Approve the Mgmt For For Compensation of Altria's Named Executive Officers 4. Non-Binding Advisory Vote on the Frequency Mgmt 1 Year For of Future Advisory Votes to Approve the Compensation of Altria's Named Executive Officers 5. Shareholder Proposal - Report on Congruence Shr Against For of Political and Lobbying Expenditures with Company Values and Policies 6. Shareholder Proposal - Commission a Civil Shr For Against Rights Equity Audit -------------------------------------------------------------------------------------------------------------------------- CBRE GROUP, INC. Agenda Number: 935802163 -------------------------------------------------------------------------------------------------------------------------- Security: 12504L109 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: CBRE ISIN: US12504L1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Brandon B. Boze Mgmt For For 1b. Election of Director: Beth F. Cobert Mgmt For For 1c. Election of Director: Reginald H. Gilyard Mgmt For For 1d. Election of Director: Shira D. Goodman Mgmt For For 1e. Election of Director: E.M. Blake Hutcheson Mgmt For For 1f. Election of Director: Christopher T. Jenny Mgmt For For 1g. Election of Director: Gerardo I. Lopez Mgmt For For 1h. Election of Director: Susan Meaney Mgmt For For 1i. Election of Director: Oscar Munoz Mgmt For For 1j. Election of Director: Robert E. Sulentic Mgmt For For 1k. Election of Director: Sanjiv Yajnik Mgmt For For 2. Ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for 2023. 3. Advisory vote to approve named executive Mgmt For For officer compensation for 2022. 4. Advisory vote to approve the frequency of Mgmt 1 Year For future advisory votes on named executive officer compensation. 5. Stockholder proposal regarding executive Shr For Against stock ownership retention. -------------------------------------------------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY Agenda Number: 935795382 -------------------------------------------------------------------------------------------------------------------------- Security: 194162103 Meeting Type: Annual Meeting Date: 12-May-2023 Ticker: CL ISIN: US1941621039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: John P. Bilbrey Mgmt For For 1b. Election of Director: John T. Cahill Mgmt For For 1c. Election of Director: Steve Cahillane Mgmt For For 1d. Election of Director: Lisa M. Edwards Mgmt For For 1e. Election of Director: C. Martin Harris Mgmt For For 1f. Election of Director: Martina Hund-Mejean Mgmt For For 1g. Election of Director: Kimberly A. Nelson Mgmt For For 1h. Election of Director: Lorrie M. Norrington Mgmt For For 1i. Election of Director: Michael B. Polk Mgmt For For 1j. Election of Director: Stephen I. Sadove Mgmt For For 1k. Election of Director: Noel R. Wallace Mgmt For For 2. Ratify selection of PricewaterhouseCoopers Mgmt For For LLP as Colgate's independent registered public accounting firm. 3. Advisory vote on executive compensation. Mgmt For For 4. Advisory vote on the frequency of future Mgmt 1 Year For advisory votes on executive compensation. 5. Stockholder proposal on independent Board Shr Against For Chairman. 6. Stockholder proposal on executives to Shr For Against retain significant stock. -------------------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS Agenda Number: 935796194 -------------------------------------------------------------------------------------------------------------------------- Security: 20825C104 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: COP ISIN: US20825C1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Dennis V. Arriola Mgmt For For 1b. Election of Director: Jody Freeman Mgmt For For 1c. Election of Director: Gay Huey Evans Mgmt For For 1d. Election of Director: Jeffrey A. Joerres Mgmt For For 1e. Election of Director: Ryan M. Lance Mgmt For For 1f. Election of Director: Timothy A. Leach Mgmt For For 1g. Election of Director: William H. McRaven Mgmt For For 1h. Election of Director: Sharmila Mulligan Mgmt For For 1i. Election of Director: Eric D. Mullins Mgmt For For 1j. Election of Director: Arjun N. Murti Mgmt For For 1k. Election of Director: Robert A. Niblock Mgmt For For 1l. Election of Director: David T. Seaton Mgmt For For 1m. Election of Director: R.A. Walker Mgmt For For 2. Proposal to ratify appointment of Ernst & Mgmt For For Young LLP as ConocoPhillips' independent registered public accounting firm for 2023. 3. Advisory Approval of Executive Mgmt For For Compensation. 4. Advisory Vote on Frequency of Advisory Vote Mgmt 1 Year on Executive Compensation. 5. Adoption of Amended and Restated Mgmt For For Certificate of Incorporation on Right to Call Special Meeting. 6. Approval of 2023 Omnibus Stock and Mgmt For For Performance Incentive Plan of ConocoPhillips. 7. Independent Board Chairman. Shr Against For 8. Share Retention Until Retirement. Shr For Against 9. Report on Tax Payments. Shr Against For 10. Report on Lobbying Activities. Shr Against For -------------------------------------------------------------------------------------------------------------------------- DISH NETWORK CORPORATION Agenda Number: 935782917 -------------------------------------------------------------------------------------------------------------------------- Security: 25470M109 Meeting Type: Annual Meeting Date: 28-Apr-2023 Ticker: DISH ISIN: US25470M1099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kathleen Q. Abernathy Mgmt Withheld Against George R. Brokaw Mgmt Withheld Against Stephen J. Bye Mgmt For For W. Erik Carlson Mgmt For For James DeFranco Mgmt For For Cantey M. Ergen Mgmt Withheld Against Charles W. Ergen Mgmt Withheld Against Tom A. Ortolf Mgmt Withheld Against Joseph T. Proietti Mgmt For For 2. To ratify the appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. To amend and restate our Employee Stock Mgmt For For Purchase Plan. 4. To conduct a non-binding advisory vote on Mgmt Against Against executive compensation. 5. To conduct a non-binding advisory vote on Mgmt 1 Year Against the frequency of future non-binding advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- DOMINO'S PIZZA, INC. Agenda Number: 935779390 -------------------------------------------------------------------------------------------------------------------------- Security: 25754A201 Meeting Type: Annual Meeting Date: 25-Apr-2023 Ticker: DPZ ISIN: US25754A2015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David A. Brandon Mgmt For For C. Andrew Ballard Mgmt For For Andrew B. Balson Mgmt For For Corie S. Barry Mgmt For For Diana F. Cantor Mgmt For For Richard L. Federico Mgmt For For James A. Goldman Mgmt For For Patricia E. Lopez Mgmt For For Russell J. Weiner Mgmt For For 2. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the 2023 fiscal year. 3. Advisory vote to approve the compensation Mgmt For For of the named executive officers of the Company. 4. Advisory vote to recommend the frequency of Mgmt 1 Year For future advisory votes on the compensation of the named executive officers of the Company. -------------------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP Agenda Number: 935773398 -------------------------------------------------------------------------------------------------------------------------- Security: 316773100 Meeting Type: Annual Meeting Date: 18-Apr-2023 Ticker: FITB ISIN: US3167731005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Nicholas K. Akins 1b. Election of Director to serve until 2024 Mgmt For For Annual Meeting: B. Evan Bayh, III 1c. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Jorge L. Benitez 1d. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Katherine B. Blackburn 1e. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Emerson L. Brumback 1f. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Linda W. Clement-Holmes 1g. Election of Director to serve until 2024 Mgmt For For Annual Meeting: C. Bryan Daniels 1h. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Mitchell S. Feiger 1i. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Thomas H. Harvey 1j. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Gary R. Heminger 1k. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Eileen A. Mallesch 1l. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Michael B. McCallister 1m. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Timothy N. Spence 1n. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Marsha C. Williams 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP to serve as the independent external audit firm for the Company for the year 2023. 3. An advisory vote on approval of Company's Mgmt For For compensation of its named executive officers. -------------------------------------------------------------------------------------------------------------------------- FORTIVE CORPORATION Agenda Number: 935830958 -------------------------------------------------------------------------------------------------------------------------- Security: 34959J108 Meeting Type: Annual Meeting Date: 06-Jun-2023 Ticker: FTV ISIN: US34959J1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve for a Mgmt For For one-year term expiring at the 2024 Annual Meeting: Eric Branderiz 1b. Election of Director to serve for a Mgmt For For one-year term expiring at the 2024 Annual Meeting: Daniel L. Comas 1c. Election of Director to serve for a Mgmt For For one-year term expiring at the 2024 Annual Meeting: Sharmistha Dubey 1d. Election of Director to serve for a Mgmt For For one-year term expiring at the 2024 Annual Meeting: Rejji P. Hayes 1e. Election of Director to serve for a Mgmt For For one-year term expiring at the 2024 Annual Meeting: Wright Lassiter III 1f. Election of Director to serve for a Mgmt For For one-year term expiring at the 2024 Annual Meeting: James A. Lico 1g. Election of Director to serve for a Mgmt For For one-year term expiring at the 2024 Annual Meeting: Kate D. Mitchell 1h. Election of Director to serve for a Mgmt For For one-year term expiring at the 2024 Annual Meeting: Jeannine P. Sargent 1i. Election of Director to serve for a Mgmt For For one-year term expiring at the 2024 Annual Meeting: Alan G. Spoon 2. To approve on an advisory basis Fortive's Mgmt Against Against named executive officer compensation. 3. To hold an advisory vote relating to the Mgmt 1 Year For frequency of future shareholder advisory votes on Fortive's named executive officer compensation. 4. To ratify the appointment of Ernst & Young Mgmt For For LLP as Fortive's independent registered public accounting firm for the year ending December 31, 2023. 5. To consider and act upon a shareholder Shr Against For proposal seeking shareholder ratification of termination pay. -------------------------------------------------------------------------------------------------------------------------- IQVIA HOLDINGS INC. Agenda Number: 935769628 -------------------------------------------------------------------------------------------------------------------------- Security: 46266C105 Meeting Type: Annual Meeting Date: 18-Apr-2023 Ticker: IQV ISIN: US46266C1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Carol J. Burt Mgmt For For 1b. Election of Director: Colleen A. Goggins Mgmt For For 1c. Election of Director: Sheila A. Stamps Mgmt For For 2. Approve an advisory (non-binding) Mgmt For For resolution to approve IQVIA's executive compensation (say-on-pay). 3. Approve a Company proposal to amend IQVIA's Mgmt For For Certificate of Incorporation to adopt a stockholders' right to request a special stockholders' meeting. 4. If properly presented, a stockholder Shr For Against proposal concerning special stockholder meetings. 5. If properly presented, a stockholder Shr Against For proposal for separate Chairman and Chief Executive Officer roles. 6. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as IQVIA's independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- KEYCORP Agenda Number: 935797386 -------------------------------------------------------------------------------------------------------------------------- Security: 493267108 Meeting Type: Annual Meeting Date: 11-May-2023 Ticker: KEY ISIN: US4932671088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Alexander M. Cutler Mgmt For For 1b. Election of Director: H. James Dallas Mgmt For For 1c. Election of Director: Elizabeth R. Gile Mgmt For For 1d. Election of Director: Ruth Ann M. Gillis Mgmt For For 1e. Election of Director: Christopher M. Gorman Mgmt For For 1f. Election of Director: Robin N. Hayes Mgmt For For 1g. Election of Director: Carlton L. Highsmith Mgmt For For 1h. Election of Director: Richard J. Hipple Mgmt For For 1i. Election of Director: Devina A. Rankin Mgmt For For 1j. Election of Director: Barbara R. Snyder Mgmt For For 1k. Election of Director: Richard J. Tobin Mgmt For For 1l. Election of Director: Todd J. Vasos Mgmt For For 1m. Election of Director: David K. Wilson Mgmt For For 2. Ratification of the appointment of Mgmt For For independent auditor. 3. Advisory approval of executive Mgmt For For compensation. 4. Advisory vote on the frequency of the Mgmt 1 Year For advisory vote on executive compensation. 5. Approval of the KeyCorp Amended and Mgmt For For Restated 2019 Equity Compensation Plan. 6. Shareholder proposal seeking an independent Shr Against For Board Chairperson. -------------------------------------------------------------------------------------------------------------------------- MARKETAXESS HOLDINGS INC. Agenda Number: 935842333 -------------------------------------------------------------------------------------------------------------------------- Security: 57060D108 Meeting Type: Annual Meeting Date: 07-Jun-2023 Ticker: MKTX ISIN: US57060D1081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Richard M. McVey Mgmt For For 1b. Election of Director: Christopher R. Mgmt For For Concannon 1c. Election of Director: Nancy Altobello Mgmt For For 1d. Election of Director: Steven L. Begleiter Mgmt For For 1e. Election of Director: Stephen P. Casper Mgmt For For 1f. Election of Director: Jane Chwick Mgmt For For 1g. Election of Director: William F. Cruger Mgmt For For 1h. Election of Director: Kourtney Gibson Mgmt For For 1i. Election of Director: Richard G. Ketchum Mgmt For For 1j. Election of Director: Emily H. Portney Mgmt For For 1k. Election of Director: Richard L. Prager Mgmt For For 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers as disclosed in the 2023 Proxy Statement. 4. To approve, on an advisory basis, the Mgmt 1 Year For frequency of future advisory votes on the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. Agenda Number: 935809080 -------------------------------------------------------------------------------------------------------------------------- Security: 58933Y105 Meeting Type: Annual Meeting Date: 23-May-2023 Ticker: MRK ISIN: US58933Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Douglas M. Baker, Jr. Mgmt For For 1b. Election of Director: Mary Ellen Coe Mgmt For For 1c. Election of Director: Pamela J. Craig Mgmt For For 1d. Election of Director: Robert M. Davis Mgmt For For 1e. Election of Director: Thomas H. Glocer Mgmt For For 1f. Election of Director: Risa J. Mgmt For For Lavizzo-Mourey, M.D. 1g. Election of Director: Stephen L. Mayo, Mgmt For For Ph.D. 1h. Election of Director: Paul B. Rothman, M.D. Mgmt For For 1i. Election of Director: Patricia F. Russo Mgmt For For 1j. Election of Director: Christine E. Seidman, Mgmt For For M.D. 1k. Election of Director: Inge G. Thulin Mgmt For For 1l. Election of Director: Kathy J. Warden Mgmt For For 1m. Election of Director: Peter C. Wendell Mgmt For For 2. Non-binding advisory vote to approve the Mgmt For For compensation of our named executive officers. 3. Non-binding advisory vote to approve the Mgmt 1 Year For frequency of future votes to approve the compensation of our named executive officers. 4. Ratification of the appointment of the Mgmt For For Company's independent registered public accounting firm for 2023. 5. Shareholder proposal regarding business Shr Against For operations in China. 6. Shareholder proposal regarding access to Shr For Against COVID-19 products. 7. Shareholder proposal regarding indirect Shr Against For political spending. 8. Shareholder proposal regarding patents and Shr For Against access. 9. Shareholder proposal regarding a congruency Shr Against For report of partnerships with globalist organizations. 10. Shareholder proposal regarding an Shr Against For independent board chairman. -------------------------------------------------------------------------------------------------------------------------- MOLSON COORS BEVERAGE COMPANY Agenda Number: 935812405 -------------------------------------------------------------------------------------------------------------------------- Security: 60871R209 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: TAP ISIN: US60871R2094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Roger G. Eaton Mgmt For For Charles M. Herington Mgmt For For H. Sanford Riley Mgmt For For 2. To approve, in a non-binding advisory vote, Mgmt For For the compensation of Molson Coors Beverage Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- NEWELL BRANDS INC. Agenda Number: 935806135 -------------------------------------------------------------------------------------------------------------------------- Security: 651229106 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: NWL ISIN: US6512291062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Bridget Ryan Berman Mgmt For For 1b. Election of Director: Patrick D. Campbell Mgmt For For 1c. Election of Director: Gary Hu Mgmt For For 1d. Election of Director: Jay L. Johnson Mgmt For For 1e. Election of Director: Gerardo I. Lopez Mgmt For For 1f. Election of Director: Courtney R. Mather Mgmt For For 1g. Election of Director: Christopher H. Mgmt For For Peterson 1h. Election of Director: Judith A. Sprieser Mgmt For For 1i. Election of Director: Stephanie P. Stahl Mgmt For For 1j. Election of Director: Robert A. Steele Mgmt For For 1k. Election of Director: David P. Willetts Mgmt For For 2. Ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. Advisory resolution to approve executive Mgmt For For compensation. 4. Vote on an advisory resolution on the Mgmt 1 Year For frequency of the advisory vote on executive compensation. 5. A stockholder proposal to amend the Shr Against For stockholders' right to action by written consent. -------------------------------------------------------------------------------------------------------------------------- PPL CORPORATION Agenda Number: 935803381 -------------------------------------------------------------------------------------------------------------------------- Security: 69351T106 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: PPL ISIN: US69351T1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Arthur P. Beattie Mgmt For For 1b. Election of Director: Raja Rajamannar Mgmt For For 1c. Election of Director: Heather B. Redman Mgmt For For 1d. Election of Director: Craig A. Rogerson Mgmt For For 1e. Election of Director: Vincent Sorgi Mgmt For For 1f. Election of Director: Linda G. Sullivan Mgmt For For 1g. Election of Director: Natica von Althann Mgmt For For 1h. Election of Director: Keith H. Williamson Mgmt For For 1i. Election of Director: Phoebe A. Wood Mgmt For For 1j. Election of Director: Armando Zagalo de Mgmt For For Lima 2. Advisory vote to approve compensation of Mgmt For For named executive officers 3. Advisory vote on the frequency of future Mgmt 1 Year For executive compensation votes 4. Ratification of the appointment of Mgmt For For Independent Registered Public Accounting Firm 5. Shareowner Proposal regarding Independent Shr Against For Board Chairman -------------------------------------------------------------------------------------------------------------------------- QUEST DIAGNOSTICS INCORPORATED Agenda Number: 935807137 -------------------------------------------------------------------------------------------------------------------------- Security: 74834L100 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: DGX ISIN: US74834L1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: James E. Davis Mgmt For For 1b. Election of Director: Luis A. Diaz, Jr., Mgmt For For M.D. 1c. Election of Director: Tracey C. Doi Mgmt For For 1d. Election of Director: Vicky B. Gregg Mgmt For For 1e. Election of Director: Wright L. Lassiter, Mgmt For For III 1f. Election of Director: Timothy L. Main Mgmt For For 1g. Election of Director: Denise M. Morrison Mgmt For For 1h. Election of Director: Gary M. Pfeiffer Mgmt For For 1i. Election of Director: Timothy M. Ring Mgmt For For 1j. Election of Director: Gail R. Wilensky, Mgmt For For Ph.D. 2. An advisory resolution to approve the Mgmt For For executive officer compensation disclosed in the Company's 2023 proxy statement 3. An advisory vote to recommend the frequency Mgmt 1 Year For of the stockholder advisory vote to approve executive officer compensation 4. Ratification of the appointment of our Mgmt For For independent registered public accounting firm for 2023 5. Approval of the Amended and Restated Mgmt For For Employee Long-Term Incentive Plan 6. Stockholder proposal regarding a report on Shr For Against the Company's greenhouse gas emissions -------------------------------------------------------------------------------------------------------------------------- ROLLINS, INC. Agenda Number: 935779566 -------------------------------------------------------------------------------------------------------------------------- Security: 775711104 Meeting Type: Annual Meeting Date: 25-Apr-2023 Ticker: ROL ISIN: US7757111049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director for a Mgmt For For three-year term expiring in 2026: Jerry E. Gahlhoff 1.2 Election of Class I Director for a Mgmt For For three-year term expiring in 2026: Patrick J. Gunning 1.3 Election of Class I Director for a Mgmt For For three-year term expiring in 2026: Gregory B. Morrison 1.4 Election of Class I Director for a Mgmt For For three-year term expiring in 2026: Jerry W. Nix 1.5 Election of Class II Director for a Mgmt For For one-year term expiring in 2024: P. Russell Hardin 2. To hold an advisory (non-binding) vote to Mgmt For For approve the compensation of the Company's named executive officers. 3. To hold an advisory (non-binding) vote on Mgmt 1 Year Against the frequency of future stockholder advisory votes to approve the compensation paid to the Company's named executive officers -------------------------------------------------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. Agenda Number: 935815413 -------------------------------------------------------------------------------------------------------------------------- Security: 844741108 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: LUV ISIN: US8447411088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: David W. Biegler Mgmt For For 1b. Election of Director: J. Veronica Biggins Mgmt For For 1c. Election of Director: Douglas H. Brooks Mgmt For For 1d. Election of Director: Eduardo F. Conrado Mgmt For For 1e. Election of Director: William H. Cunningham Mgmt For For 1f. Election of Director: Thomas W. Gilligan Mgmt For For 1g. Election of Director: David P. Hess Mgmt For For 1h. Election of Director: Robert E. Jordan Mgmt For For 1i. Election of Director: Gary C. Kelly Mgmt For For 1j. Election of Director: Elaine Mendoza Mgmt For For 1k. Election of Director: John T. Montford Mgmt For For 1l. Election of Director: Christopher P. Mgmt For For Reynolds 1m. Election of Director: Ron Ricks Mgmt For For 1n. Election of Director: Jill A. Soltau Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of the Company's named executive officers. 3. Advisory vote on frequency of votes on Mgmt 1 Year For named executive officer compensation. 4. Ratification of the selection of Ernst & Mgmt For For Young LLP as the Company's independent auditors for the fiscal year ending December 31, 2023. 5. Advisory vote on shareholder proposal to Shr For Against permit shareholder removal of directors without cause. 6. Advisory vote on shareholder proposal to Shr Against For require shareholder ratification of termination pay. -------------------------------------------------------------------------------------------------------------------------- STEEL DYNAMICS, INC. Agenda Number: 935797805 -------------------------------------------------------------------------------------------------------------------------- Security: 858119100 Meeting Type: Annual Meeting Date: 11-May-2023 Ticker: STLD ISIN: US8581191009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mark D. Millett Mgmt For For Sheree L. Bargabos Mgmt For For Kenneth W. Cornew Mgmt For For Traci M. Dolan Mgmt For For James C. Marcuccilli Mgmt For For Bradley S. Seaman Mgmt For For Gabriel L. Shaheen Mgmt For For Luis M. Sierra Mgmt For For Steven A. Sonnenberg Mgmt For For Richard P. Teets, Jr. Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS STEEL DYNAMICS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 3. APPROVAL OF FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For VOTES ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS 4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF THE NAMED EXECUTIVE OFFICERS 5. APPROVAL OF THE STEEL DYNAMICS, INC. 2023 Mgmt For For EQUITY INCENTIVE PLAN 6. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For AMENDED AND RESTATED ARTICLES OF INCORPORATION TO PROVIDE FOR ELECTION OF DIRECTORS BY MAJORITY VOTE -------------------------------------------------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Agenda Number: 935779706 -------------------------------------------------------------------------------------------------------------------------- Security: 969457100 Meeting Type: Annual Meeting Date: 25-Apr-2023 Ticker: WMB ISIN: US9694571004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a one-year term: Mgmt For For Alan S. Armstrong 1b. Election of Director for a one-year term: Mgmt For For Stephen W. Bergstrom 1c. Election of Director for a one-year term: Mgmt For For Michael A. Creel 1d. Election of Director for a one-year term: Mgmt For For Stacey H. Dore 1e. Election of Director for a one-year term: Mgmt For For Carri A. Lockhart 1f. Election of Director for a one-year term: Mgmt For For Richard E. Muncrief 1g. Election of Director for a one-year term: Mgmt For For Peter A. Ragauss 1h. Election of Director for a one-year term: Mgmt For For Rose M. Robeson 1i. Election of Director for a one-year term: Mgmt For For Scott D. Sheffield 1j. Election of Director for a one-year term: Mgmt For For Murray D. Smith 1k. Election of Director for a one-year term: Mgmt For For William H. Spence 1l. Election of Director for a one-year term: Mgmt For For Jesse J. Tyson 2. Ratify the selection of Ernst & Young LLP Mgmt For For as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. Approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 4. Approve, on an advisory basis, the Mgmt 1 Year For frequency of future advisory votes to approve the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. Agenda Number: 935803709 -------------------------------------------------------------------------------------------------------------------------- Security: 883556102 Meeting Type: Annual Meeting Date: 24-May-2023 Ticker: TMO ISIN: US8835561023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Marc N. Casper Mgmt For For 1b. Election of Director: Nelson J. Chai Mgmt For For 1c. Election of Director: Ruby R. Chandy Mgmt For For 1d. Election of Director: C. Martin Harris Mgmt For For 1e. Election of Director: Tyler Jacks Mgmt For For 1f. Election of Director: R. Alexandra Keith Mgmt For For 1g. Election of Director: James C. Mullen Mgmt For For 1h. Election of Director: Lars R. Sorensen Mgmt For For 1i. Election of Director: Debora L. Spar Mgmt For For 1j. Election of Director: Scott M. Sperling Mgmt For For 1k. Election of Director: Dion J. Weisler Mgmt For For 2. An advisory vote to approve named executive Mgmt For For officer compensation. 3. An advisory vote on the frequency of future Mgmt 1 Year For named executive officer advisory votes. 4. Ratification of the Audit Committee's Mgmt For For selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2023. 5. Approval of the Company's Amended and Mgmt For For Restated 2013 Stock Incentive Plan. 6. Approval of the Company's 2023 Global Mgmt For For Employee Stock Purchase Plan. -------------------------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY Agenda Number: 935776774 -------------------------------------------------------------------------------------------------------------------------- Security: 949746101 Meeting Type: Annual Meeting Date: 25-Apr-2023 Ticker: WFC ISIN: US9497461015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Steven D. Black Mgmt For For 1b. Election of Director: Mark A. Chancy Mgmt For For 1c. Election of Director: Celeste A. Clark Mgmt For For 1d. Election of Director: Theodore F. Craver, Mgmt For For Jr. 1e. Election of Director: Richard K. Davis Mgmt For For 1f. Election of Director: Wayne M. Hewett Mgmt For For 1g. Election of Director: CeCelia ("CeCe") G. Mgmt For For Morken 1h. Election of Director: Maria R. Morris Mgmt For For 1i. Election of Director: Felicia F. Norwood Mgmt For For 1j. Election of Director: Richard B. Payne, Jr. Mgmt For For 1k. Election of Director: Ronald L. Sargent Mgmt For For 1l. Election of Director: Charles W. Scharf Mgmt For For 1m. Election of Director: Suzanne M. Vautrinot Mgmt For For 2. Advisory resolution to approve executive Mgmt For For compensation (Say on Pay). 3. Advisory resolution on the frequency of Mgmt 1 Year For future advisory votes to approve executive compensation (Say on Frequency). 4. Ratify the appointment of KPMG LLP as the Mgmt For For Company's independent registered public accounting firm for 2023. 5. Shareholder Proposal - Adopt Simple Shr For Against Majority Vote. 6. Shareholder Proposal - Report on Congruency Shr For Against of Political Spending. 7. Shareholder Proposal - Climate Lobbying Shr For Against Report. 8. Shareholder Proposal - Climate Transition Shr For Against Report. 9. Shareholder Proposal - Fossil Fuel Lending Shr Against For Policy. 10. Shareholder Proposal - Annual Report on Shr For Against Prevention of Workplace Harassment and Discrimination. 11. Shareholder Proposal - Policy on Freedom of Shr For Against Association and Collective Bargaining. Carbon Strategy ETF -------------------------------------------------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting peiod. ETFB Green SRI REITs ETF -------------------------------------------------------------------------------------------------------------------------- ABRDN PROPERTY INCOME TRUST LIMITED Agenda Number: 717240458 -------------------------------------------------------------------------------------------------------------------------- Security: G79022110 Meeting Type: AGM Meeting Date: 14-Jun-2023 Ticker: ISIN: GB0033875286 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE AND APPROVE THE ANNUAL REPORT Mgmt For For AND CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE ENDED 31 DECEMBER 2022 2 TO RECEIVE AND APPROVE THE DIRECTORS' Mgmt For For REMUNERATION REPORT(EXCLUDING THE DIRECTORS' REMUNERATION POLICY) FOR THE YEAR ENDED 31 DECEMBER 2022 3 TO APPROVE THE COMPANY'S DIVIDEND POLICY TO Mgmt For For CONTINUE TO PAY FOUR QUARTERLY INTERIM DIVIDENDS PER YEAR 4 TO RE-APPOINT DELOITTE LLP AS AUDITOR OF Mgmt For For THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING 5 TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt For For DETERMINE THE AUDITOR'S REMUNERATION 6 TO RE-ELECT MIKE BANE AS A DIRECTOR OF THE Mgmt For For COMPANY 7 TO RE-ELECT MIKE BALFOUR AS A DIRECTOR OF Mgmt For For THE COMPANY 8 TO RE-ELECT JAMES CLIFTON-BROWN AS A Mgmt For For DIRECTOR OF THE COMPANY 9 TO RE-ELECT JILL MAY AS A DIRECTOR OF THE Mgmt Against Against COMPANY 10 TO RE-ELECT SARAH SLATER AS A DIRECTOR OF Mgmt For For THE COMPANY 11 TO AUTHORISE THE COMPANY, IN ACCORDANCE Mgmt For For WITH THE COMPANIES(GUERNSEY) LAW, 2008, AS AMENDED TO MAKE MARKET ACQUISITIONS, AS PER THE TERMS SET OUT IN THE NOM 12 THAT THE DIRECTORS OF THE COMPANY BE AND Mgmt For For THEY ARE HEREBY GENERALLY EMPOWERED TO ALLOT ORDINARY SHARES IN THE COMPANY, AS PER THE TERMS SET OUT IN THE NOM -------------------------------------------------------------------------------------------------------------------------- AGREE REALTY CORPORATION Agenda Number: 935795762 -------------------------------------------------------------------------------------------------------------------------- Security: 008492100 Meeting Type: Annual Meeting Date: 11-May-2023 Ticker: ADC ISIN: US0084921008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Merrie Frankel Mgmt For For John Rakolta, Jr. Mgmt For For Jerome Rossi Mgmt For For 2. To ratify the appointment of Grant Thornton Mgmt For For LLP as our independent registered public accounting firm for 2023. 3. To approve, by non-binding vote, executive Mgmt For For compensation. 4. To approve, by non-binding vote, the Mgmt 1 Year For frequency of executive compensation votes. -------------------------------------------------------------------------------------------------------------------------- AIMS APAC REIT Agenda Number: 715860359 -------------------------------------------------------------------------------------------------------------------------- Security: Y0029Z136 Meeting Type: AGM Meeting Date: 26-Jul-2022 Ticker: ISIN: SG2D63974620 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE AND ADOPT THE TRUSTEE'S REPORT, Mgmt For For THE MANAGER'S STATEMENT, THE AUDITED FINANCIAL STATEMENTS OF AA REIT FOR THE FINANCIAL YEAR ENDED 31 MARCH 2022 AND THE AUDITORS REPORT THEREON 2 TO RE-APPOINT KPMG LLP AS AUDITORS AND Mgmt For For AUTHORISE THE MANAGER TO DETERMINE THE AUDITORS REMUNERATION 3 TO AUTHORISE THE MANAGER TO ISSUE UNITS AND Mgmt For For TO MAKE OR GRANT CONVERTIBLE INSTRUMENTS -------------------------------------------------------------------------------------------------------------------------- ALEXANDER & BALDWIN, INC. Agenda Number: 935770164 -------------------------------------------------------------------------------------------------------------------------- Security: 014491104 Meeting Type: Annual Meeting Date: 25-Apr-2023 Ticker: ALEX ISIN: US0144911049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Christopher J. Mgmt For For Benjamin 1.2 Election of Director: Diana M. Laing Mgmt For For 1.3 Election of Director: John T. Leong Mgmt For For 1.4 Election of Director: Thomas A. Lewis, Jr. Mgmt For For 1.5 Election of Director: Douglas M. Pasquale Mgmt For For 1.6 Election of Director: Michele K. Saito Mgmt For For 1.7 Election of Director: Eric K. Yeaman Mgmt For For 2. Approve the advisory resolution relating to Mgmt For For executive compensation. 3. Ratify the appointment of Deloitte & Touche Mgmt For For LLP as the independent registered public accounting firm of the corporation. -------------------------------------------------------------------------------------------------------------------------- ALEXANDRIA REAL ESTATE EQUITIES, INC. Agenda Number: 935824070 -------------------------------------------------------------------------------------------------------------------------- Security: 015271109 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: ARE ISIN: US0152711091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Joel S. Marcus Mgmt For For 1b. Election of Director: Steven R. Hash Mgmt For For 1c. Election of Director: James P. Cain Mgmt Against Against 1d. Election of Director: Cynthia L. Feldmann Mgmt For For 1e. Election of Director: Maria C. Freire Mgmt Against Against 1f. Election of Director: Richard H. Klein Mgmt For For 1g. Election of Director: Michael A. Woronoff Mgmt Against Against 2. To cast a non-binding, advisory vote on a Mgmt For For resolution to approve the compensation of the Company's named executive officers, as more particularly described in the accompanying Proxy Statement. 3. To cast a non-binding, advisory vote on the Mgmt 1 Year For frequency of future non-binding advisory stockholder votes on the compensation of the Company's named executive officers, as more particularly described in the accompanying Proxy Statement. 4. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accountants for the fiscal year ending December 31, 2023, as more particularly described in the accompanying Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- AMERICAN HOMES 4 RENT Agenda Number: 935785177 -------------------------------------------------------------------------------------------------------------------------- Security: 02665T306 Meeting Type: Annual Meeting Date: 09-May-2023 Ticker: AMH ISIN: US02665T3068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Trustee: Matthew J. Hart Mgmt For For 1b. Election of Trustee: David P. Singelyn Mgmt For For 1c. Election of Trustee: Douglas N. Benham Mgmt For For 1d. Election of Trustee: Jack Corrigan Mgmt For For 1e. Election of Trustee: David Goldberg Mgmt For For 1f. Election of Trustee: Tamara H. Gustavson Mgmt For For 1g. Election of Trustee: Michelle C. Kerrick Mgmt For For 1h. Election of Trustee: James H. Kropp Mgmt For For 1i. Election of Trustee: Lynn C. Swann Mgmt For For 1j. Election of Trustee: Winifred M. Webb Mgmt For For 1k. Election of Trustee: Jay Willoughby Mgmt For For 1l. Election of Trustee: Matthew R. Zaist Mgmt For For 2. Ratification of the Appointment of Ernst & Mgmt For For Young LLP as American Homes 4 Rent's Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2023. 3. Advisory Vote to Approve American Homes 4 Mgmt For For Rent's Named Executive Officer Compensation. -------------------------------------------------------------------------------------------------------------------------- APPLE HOSPITALITY REIT, INC. Agenda Number: 935805753 -------------------------------------------------------------------------------------------------------------------------- Security: 03784Y200 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: APLE ISIN: US03784Y2000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Glenn W. Bunting Mgmt For For Jon A. Fosheim Mgmt For For Kristian M. Gathright Mgmt For For Carolyn B. Handlon Mgmt For For Glade M. Knight Mgmt For For Justin G. Knight Mgmt For For Blythe J. McGarvie Mgmt For For L. Hugh Redd Mgmt For For Howard E. Woolley Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Company's independent registered public accounting firm to serve for 2023. 3. Approval on an advisory basis of executive Mgmt For For compensation paid by the Company. 4. Approval on an advisory basis on the Mgmt 1 Year For frequency of the advisory vote on executive compensation. -------------------------------------------------------------------------------------------------------------------------- ARENA REIT Agenda Number: 716230278 -------------------------------------------------------------------------------------------------------------------------- Security: Q0457C152 Meeting Type: AGM Meeting Date: 24-Nov-2022 Ticker: ISIN: AU000000ARF6 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSALS 1,4 TO 7 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION CMMT BELOW RESOLUTIONS 1,2,3 ARE FOR THE COMPANY Non-Voting CMMT BELOW RESOLUTIONS 4 TO 7 ARE FOR THE Non-Voting COMPANY AND EACH OF THE TRUSTS 1 NON-BINDING ADVISORY VOTE ON THE Mgmt For For REMUNERATION REPORT 2 RE-ELECTION OF DR SIMON PARSONS AS A Mgmt Against Against DIRECTOR OF THE COMPANY 3 RE-ELECTION OF MS ROSEMARY HARTNETT AS A Mgmt Against Against DIRECTOR OF THE COMPANY 4 GRANT OF DEFERRED STI RIGHTS TO MR ROB DE Mgmt For For VOS 5 GRANT OF LTI PERFORMANCE RIGHTS TO MR ROB Mgmt For For DE VOS 6 GRANT OF DEFERRED STI RIGHTS TO MR GARETH Mgmt For For WINTER 7 GRANT OF LTI PERFORMANCE RIGHTS TO MR Mgmt For For GARETH WINTER -------------------------------------------------------------------------------------------------------------------------- ARGOSY PROPERTY LTD Agenda Number: 717263747 -------------------------------------------------------------------------------------------------------------------------- Security: Q0525Z126 Meeting Type: AGM Meeting Date: 20-Jun-2023 Ticker: ISIN: NZARGE0010S7 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 THAT RACHEL WINDER BE ELECTED AS A DIRECTOR Mgmt For For 2 THAT MARTIN STEARNE BE ELECTED AS A Mgmt For For DIRECTOR 3 THAT THE BOARD BE AUTHORISED TO FIX THE Mgmt For For AUDITORS FEES AND EXPENSES -------------------------------------------------------------------------------------------------------------------------- AVALONBAY COMMUNITIES, INC. Agenda Number: 935814841 -------------------------------------------------------------------------------------------------------------------------- Security: 053484101 Meeting Type: Annual Meeting Date: 24-May-2023 Ticker: AVB ISIN: US0534841012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Glyn F. Aeppel 1b. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Terry S. Brown 1c. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Ronald L. Havner, Jr. 1d. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Stephen P. Hills 1e. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Christopher B. Howard 1f. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Richard J. Lieb 1g. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Nnenna Lynch 1h. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Charles E. Mueller, Jr. 1i. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Timothy J. Naughton 1j. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Benjamin W. Schall 1k. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Susan Swanezy 1l. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: W. Edward Walter 2. To adopt a resolution approving, on a Mgmt For For non-binding advisory basis, the compensation paid to the Company's Named Executive Officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion set forth in the proxy statement. 3. To cast a non-binding, advisory vote as to Mgmt 1 Year For the frequency of future non-binding, advisory Stockholder votes on the Company's named executive officer compensation. 4. To ratify the selection of Ernst & Young Mgmt For For LLP as the Company's independent auditors for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- BALANCED COMMERCIAL PROPERTY TRUST LIMITED Agenda Number: 717131813 -------------------------------------------------------------------------------------------------------------------------- Security: G1R72U108 Meeting Type: AGM Meeting Date: 31-May-2023 Ticker: ISIN: GG00B4ZPCJ00 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 THAT THE ANNUAL REPORT AND CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2022 BE RECEIVED AND ADOPTED 2 THAT THE DIRECTOR'S REMUNERATION POLICY BE Mgmt For For APPROVED 3 THAT THE DIRECTORS' REMUNERATION REPORT AS Mgmt For For SET OUT IN THE ANNUAL REPORT FOR THE YEAR ENDED 31 DECEMBER 2022 BE APPROVED 4 THAT THE DIVIDEND POLICY AS OUT IN ANNUAL Mgmt For For REPORT BE APPROVED 5 THAT MR J WYTHE, WHO RETIRES ANNUALLY, BE Mgmt For For RE-ELECTED AS A DIRECTOR 6 THAT MR P MARCUSE, WHO RETIRES ANNUALLY, BE Mgmt Against Against RE-ELECTED AS A DIRECTOR 7 THAT MRS L WILDING, WHO RETIRES ANNUALLY, Mgmt For For BE RE-ELECTED AS A DIRECTOR 8 THAT MR H SCOTT-BARRETT, WHO RETIRES Mgmt For For ANNUALLY, BE RE-ELECTED AS A DIRECTOR 9 THAT MS I SHARP BE ELECTED AS A DIRECTOR Mgmt For For 10 THAT PRICEWATERHOUSECOOPERS CI LLP BE Mgmt For For RE-APPOINTED AS AUDITOR 11 THAT THE DIRECTORS BE AUTHORISED TO Mgmt For For DETERMINE THE AUDITOR'S REMUNERATION 12 THAT THE DIRECTORS BE AUTHORISED TO ALLOT Mgmt For For AND ISSUE ORDINARY SHARES 13 THAT THE DIRECTORS OF THE COMPANY BE Mgmt For For EMPOWERED TO ALLOT AND ISSUE ORDINARY SHARES IN THE COMPANY WITHOUT RIGHTS OF PRE-EMPTION 14 THAT THE COMPANY BE AUTHORISED TO BUYBACK Mgmt For For SHARES -------------------------------------------------------------------------------------------------------------------------- BIG YELLOW GROUP PLC Agenda Number: 715819439 -------------------------------------------------------------------------------------------------------------------------- Security: G1093E108 Meeting Type: AGM Meeting Date: 21-Jul-2022 Ticker: ISIN: GB0002869419 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For REPORTS 2 APPROVE REMUNERATION REPORT Mgmt For For 3 APPROVE REMUNERATION POLICY Mgmt For For 4 APPROVE FINAL DIVIDEND Mgmt For For 5 RE-ELECT JIM GIBSON AS DIRECTOR Mgmt For For 6 RE-ELECT ANNA KEAY AS DIRECTOR Mgmt For For 7 RE-ELECT VINCE NIBLETT AS DIRECTOR Mgmt For For 8 RE-ELECT JOHN TROTMAN AS DIRECTOR Mgmt For For 9 RE-ELECT NICHOLAS VETCH AS DIRECTOR Mgmt For For 10 RE-ELECT LAELA PAKPOUR TABRIZI AS DIRECTOR Mgmt For For 11 RE-ELECT HEATHER SAVORY AS DIRECTOR Mgmt For For 12 ELECT MICHAEL O'DONNELL AS DIRECTOR Mgmt For For 13 REAPPOINT KPMG LLP AS AUDITORS Mgmt For For 14 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For AUDITORS 15 AUTHORISE ISSUE OF EQUITY Mgmt For For 16 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For PRE-EMPTIVE RIGHTS 17 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT 18 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For SHARES 19 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For MEETING WITH TWO WEEKS' NOTICE -------------------------------------------------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST Agenda Number: 935791613 -------------------------------------------------------------------------------------------------------------------------- Security: 133131102 Meeting Type: Annual Meeting Date: 12-May-2023 Ticker: CPT ISIN: US1331311027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Trust Manager: Richard J. Campo Mgmt For For 1b. Election of Trust Manager: Javier E. Benito Mgmt For For 1c. Election of Trust Manager: Heather J. Mgmt For For Brunner 1d. Election of Trust Manager: Mark D. Gibson Mgmt For For 1e. Election of Trust Manager: Scott S. Mgmt For For Ingraham 1f. Election of Trust Manager: Renu Khator Mgmt For For 1g. Election of Trust Manager: D. Keith Oden Mgmt For For 1h. Election of Trust Manager: Frances Aldrich Mgmt For For Sevilla-Sacasa 1i. Election of Trust Manager: Steven A. Mgmt For For Webster 1j. Election of Trust Manager: Kelvin R. Mgmt For For Westbrook 2. Approval, by an advisory vote, of executive Mgmt For For compensation. 3. Ratification of Deloitte & Touche LLP as Mgmt For For the independent registered public accounting firm. 4. Approval, by an advisory vote, of frequency Mgmt 1 Year For of future advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- COMMUNITY HEALTHCARE TRUST INCORPORATED Agenda Number: 935783729 -------------------------------------------------------------------------------------------------------------------------- Security: 20369C106 Meeting Type: Annual Meeting Date: 04-May-2023 Ticker: CHCT ISIN: US20369C1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cathrine Cotman Mgmt For For David Dupuy Mgmt For For Alan Gardner Mgmt For For Claire Gulmi Mgmt For For Robert Hensley Mgmt For For Lawrence Van Horn Mgmt For For 2. To approve, on a non-binding advisory Mgmt Against Against basis, the following resolutions: RESOLVED, that the stockholders of Community Healthcare Trust Incorporated approve, on a non-binding advisory basis, the compensation of the named executive officers as disclosed pursuant to Item 402 of Regulation S-K in the Company's proxy statement for the 2023 annual meeting of stockholders. 3. To ratify the appointment of BDO USA, LLP Mgmt For For as the Company's independent registered public accountants for 2023. -------------------------------------------------------------------------------------------------------------------------- CT PROPERTY TRUST LMITED Agenda Number: 716256828 -------------------------------------------------------------------------------------------------------------------------- Security: G1R74R103 Meeting Type: AGM Meeting Date: 29-Nov-2022 Ticker: ISIN: GB00B012T521 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For REPORTS 2 APPROVE REMUNERATION REPORT Mgmt For For 3 APPROVE DIVIDEND POLICY Mgmt For For 4 RE-ELECT DAVID ROSS AS DIRECTOR Mgmt Against Against 5 RE-ELECT MARK CARPENTER AS DIRECTOR Mgmt Against Against 6 RE-ELECT ALEXA HENDERSON AS DIRECTOR Mgmt Against Against 7 RATIFY PRICEWATERHOUSECOOPERS CI LLP AS Mgmt For For AUDITORS 8 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For AUDITORS 9 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For PRE-EMPTIVE RIGHTS 10 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For SHARES -------------------------------------------------------------------------------------------------------------------------- CUBESMART Agenda Number: 935789315 -------------------------------------------------------------------------------------------------------------------------- Security: 229663109 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: CUBE ISIN: US2296631094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Piero Bussani Mgmt For For Jit Kee Chin Mgmt For For Dorothy Dowling Mgmt For For John W. Fain Mgmt For For Jair K. Lynch Mgmt For For Christopher P. Marr Mgmt For For Deborah Ratner Salzberg Mgmt For For John F. Remondi Mgmt For For Jeffrey F. Rogatz Mgmt For For 2. To ratify the appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for the year ending December 31, 2023. 3. To cast an advisory vote to approve our Mgmt For For executive compensation. 4. To cast an advisory vote on the frequency Mgmt 1 Year For of holding an advisory vote on our executive compensation -------------------------------------------------------------------------------------------------------------------------- CUSTODIAN REIT PLC Agenda Number: 715909416 -------------------------------------------------------------------------------------------------------------------------- Security: G26043102 Meeting Type: AGM Meeting Date: 31-Aug-2022 Ticker: ISIN: GB00BJFLFT45 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 THAT, THE COMPANY'S REPORT AND ACCOUNTS Mgmt For For TOGETHER WITH THE REPORTS OF THE DIRECTORS' AND AUDITOR THEREON, BE RECEIVED AND ADOPTED 2 THAT THE DIRECTORS' REMUNERATION POLICY BE Mgmt For For APPROVED 3 THAT THE DIRECTORS' REMUNERATION REPORT BE Mgmt For For APPROVED 4 THAT MALCOLM CHARLES COOPER BE ELECTED AS A Mgmt For For DIRECTOR 5 THAT HAZEL ADAM BE RE-ELECTED AS A DIRECTOR Mgmt For For 6 THAT CHRISTOPHER MACKINTOSH IRELAND BE Mgmt For For RE-ELECTED AS A DIRECTOR 7 THAT DAVID IAN HUNTER BE RE-ELECTED AS A Mgmt Against Against DIRECTOR 8 THAT IAN THOMAS MATTIOLI BE RE-ELECTED AS A Mgmt For For DIRECTOR 9 THAT ELIZABETH MCMEIKAN BE RE-ELECTED AS A Mgmt For For DIRECTOR 10 THAT DELOITTE LLP BE RE-APPOINTED AS Mgmt For For AUDITOR TO THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY 11 THAT THE DIRECTORS BE AUTHORISED TO AGREE Mgmt For For AND FIX THE AUDITOR'S REMUNERATION 12 THAT THE DIRECTORS BE AUTHORISED TO ALLOT Mgmt For For SHARES IN THE COMPANY, AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY 13 THAT THE FOLLOWING PROPOSED AMENDMENTS TO Mgmt For For THE INVESTMENT POLICY OF THE COMPANY BE APPROVED 14 THAT THE NAME OF THE COMPANY BE CHANGED TO Mgmt For For CUSTODIAN PROPERTY INCOME REIT PLC 15 THAT SUBJECT TO RESOLUTION 12THE DIRECTORS Mgmt For For BE AUTHORISED TO ALLOT EQUITY SECURITIES FOR CASH 16 THAT SUBJECT TO RESOLUTION 15, THE Mgmt For For DIRECTORS BE AUTHORISED TO ALLOT EQUITY SECURITIES FOR CASH AS IF SECTION 561 OF THE ACT DID NOT APPLY 17 THAT THE COMPANY BE AUTHORIZED TO MAKE Mgmt For For MARKET PURCHASES OF ORDINARY SHARES OF 0.01 GBP EACH IN THE CAPITAL OF THE COMPANY 18 THAT A GENERAL MEETING OF THE COMPANY, Mgmt For For OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE -------------------------------------------------------------------------------------------------------------------------- DERWENT LONDON PLC REIT Agenda Number: 717006236 -------------------------------------------------------------------------------------------------------------------------- Security: G27300105 Meeting Type: AGM Meeting Date: 12-May-2023 Ticker: ISIN: GB0002652740 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE THE REPORT AND ACCOUNTS FOR THE Mgmt For For YEAR ENDED 31 DECEMBER 2022 2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For POLICY 3 TO APPROVE THE ANNUAL STATEMENT BY THE Mgmt For For CHAIR OF THE REMUNERATION COMMITTEE AND THE ANNUAL REPORT ON DIRECTORS REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2022 4 TO DECLARE A FINAL DIVIDEND OF 54.50P PER Mgmt For For ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2022 5 TO RE-ELECT CLAUDIA ARNEY AS A DIRECTOR Mgmt For For 6 TO RE-ELECT LUCINDA BELL AS A DIRECTOR Mgmt For For 7 TO RE-ELECT MARK BREUER AS A DIRECTOR Mgmt For For 8 TO RE-ELECT NIGEL GEORGE AS A DIRECTOR Mgmt For For 9 TO RE-ELECT HELEN GORDON AS A DIRECTOR Mgmt For For 10 TO RE-ELECT EMILY PRIDEAUX AS A DIRECTOR Mgmt For For 11 TO RE-ELECT SANJEEV SHARMA AS A DIRECTOR Mgmt For For 12 TO RE-ELECT CILLA SNOWBALL AS A DIRECTOR Mgmt For For 13 TO RE-ELECT PAUL WILLIAMS AS A DIRECTOR Mgmt For For 14 TO RE-ELECT DAMIAN WISNIEWSKI AS A DIRECTOR Mgmt For For 15 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For INDEPENDENT AUDITOR 16 TO AUTHORISE THE AUDIT COMMITTEE ACTING FOR Mgmt For For AND ON BEHALF OF THE DIRECTORS TO DETERMINE THE INDEPENDENT AUDITORS REMUNERATION 17 TO APPROVE THE RULES OF THE DERWENT LONDON Mgmt For For PERFORMANCE SHARE PLAN 2023 18 TO AUTHORISE THE ALLOTMENT OR RELEVANT Mgmt For For SECURITIES 19 TO AUTHORISE THE LIMITED DISAPPLICATION OF Mgmt For For PRE-EMPTION RIGHTS 20 TO AUTHORISE ADDITIONAL DISAPPLICATION OF Mgmt For For PRE-EMPTION RIGHTS 21 TO AUTHORISE THE COMPANY TO EXERCISE ITS Mgmt For For POWER TO PURCHASE ITS OWN SHARES 22 TO AUTHORISE THE REDUCTION OF THE NOTICE Mgmt For For PERIOD FOR GENERAL MEETINGS OTHER THAN AN ANNUAL GENERAL MEETING -------------------------------------------------------------------------------------------------------------------------- DEXUS INDUSTRIA REIT Agenda Number: 716196541 -------------------------------------------------------------------------------------------------------------------------- Security: Q0R50L139 Meeting Type: AGM Meeting Date: 22-Nov-2022 Ticker: ISIN: AU0000192833 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSAL 1 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION CMMT BELOW RESOLUTIONS 1 TO 6 ARE FOR THE Non-Voting COMPANY 1 ADOPTION OF THE REMUNERATION REPORT Mgmt For For 2 RE-ELECTION OF JENNIFER HORRIGAN AS A Mgmt For For DIRECTOR OF THE COMPANY 3 RE-ELECTION OF DEBORAH COAKLEY AS A Mgmt For For DIRECTOR OF THE COMPANY 4 ELECTION OF EMILY SMITH AS A DIRECTOR OF Mgmt For For THE COMPANY 5 ELECTION OF DANIELLE CARTER AS A DIRECTOR Mgmt For For OF THE COMPANY 6 ELECTION OF JONATHAN SWEENEY AS A DIRECTOR Mgmt For For OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- DIGITAL REALTY TRUST, INC. Agenda Number: 935849743 -------------------------------------------------------------------------------------------------------------------------- Security: 253868103 Meeting Type: Annual Meeting Date: 08-Jun-2023 Ticker: DLR ISIN: US2538681030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Alexis Black Bjorlin Mgmt For For 1b. Election of Director: VeraLinn Jamieson Mgmt For For 1c. Election of Director: Kevin J. Kennedy Mgmt For For 1d. Election of Director: William G. LaPerch Mgmt For For 1e. Election of Director: Jean F.H.P. Mgmt For For Mandeville 1f. Election of Director: Afshin Mohebbi Mgmt For For 1g. Election of Director: Mark R. Patterson Mgmt For For 1h. Election of Director: Mary Hogan Preusse Mgmt For For 1i. Election of Director: Andrew P. Power Mgmt For For 2. To ratify the selection of KPMG LLP as the Mgmt For For Company's independent registered public accounting firm for the year ending December 31, 2023. 3. To approve, on a non-binding, advisory Mgmt For For basis, the compensation of the Company's named executive officers, as more fully described in the accompanying Proxy Statement (Say-on-Pay). 4. To approve, on a non-binding, advisory Mgmt 1 Year For basis, the frequency of holding future advisory votes on the compensation of our named executive officers (every one, two or three years). 5. A stockholder proposal regarding reporting Shr For Against on concealment clauses. 6. A stockholder proposal regarding inclusion Shr For Against in the workplace. -------------------------------------------------------------------------------------------------------------------------- DUKE REALTY CORPORATION Agenda Number: 935699996 -------------------------------------------------------------------------------------------------------------------------- Security: 264411505 Meeting Type: Special Meeting Date: 28-Sep-2022 Ticker: DRE ISIN: US2644115055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. A proposal to approve the Agreement and Mgmt For For Plan of Merger (including the plan of merger set forth therein), dated as of June 11, 2022, as it may be amended from time to time, by and among Prologis, Inc., a Maryland corporation, which we refer to as "Prologis," Duke Realty Corporation, an Indiana corporation, which we refer to as "Duke Realty," and the other parties thereto, which we refer to as the "merger agreement," and the transactions contemplated thereby, including the merger of Duke Realty with and into Compton Merger Sub LLC. 2. A non-binding advisory proposal to approve Mgmt Against Against the compensation that may be paid or become payable to the named executive officers of Duke Realty in connection with the company merger and the other transactions contemplated by the merger agreement. 3. A proposal to approve one or more Mgmt For For adjournments of the Duke Realty special meeting to another date, time or place, if necessary or appropriate, to solicit additional proxies in favor of the Duke Realty merger agreement proposal. -------------------------------------------------------------------------------------------------------------------------- EASTGROUP PROPERTIES, INC. Agenda Number: 935817330 -------------------------------------------------------------------------------------------------------------------------- Security: 277276101 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: EGP ISIN: US2772761019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve for a Mgmt For For one-year term until the next annual meeting of shareholders: D. Pike Aloian 1b. Election of Director to serve for a Mgmt For For one-year term until the next annual meeting of shareholders: H. Eric Bolton, Jr. 1c. Election of Director to serve for a Mgmt For For one-year term until the next annual meeting of shareholders: Donald F. Colleran 1d. Election of Director to serve for a Mgmt For For one-year term until the next annual meeting of shareholders: David M. Fields 1e. Election of Director to serve for a Mgmt For For one-year term until the next annual meeting of shareholders: Marshall A. Loeb 1f. Election of Director to serve for a Mgmt For For one-year term until the next annual meeting of shareholders: Mary E. McCormick 1g. Election of Director to serve for a Mgmt For For one-year term until the next annual meeting of shareholders: Katherine M. Sandstrom 2. To ratify the appointment of KPMG LLP as Mgmt For For the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. To approve, by a non-binding, advisory Mgmt For For vote, the compensation of the Company's Named Executive Officers as described in the Company's definitive proxy statement. 4. To vote, on a non-binding, advisory basis, Mgmt 1 Year For on the frequency of future advisory votes on the Company's Named Executive Officer compensation. 5. To approve the 2023 Equity Incentive Plan. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- ELME COMMUNITIES Agenda Number: 935821428 -------------------------------------------------------------------------------------------------------------------------- Security: 939653101 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: ELME ISIN: US9396531017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Trustee: Jennifer S. Banner Mgmt For For 1.2 Election of Trustee: Benjamin S. Butcher Mgmt For For 1.3 Election of Trustee: Ellen M. Goitia Mgmt For For 1.4 Election of Trustee: Paul T. McDermott Mgmt For For 1.5 Election of Trustee: Thomas H. Nolan, Jr. Mgmt For For 1.6 Election of Trustee: Vice Adm. Anthony L. Mgmt For For Winns (RET.) 2. To consider and vote on a non-binding, Mgmt For For advisory basis upon the compensation of the named executive officers (say-on-pay) 3. To consider and vote on a non-binding, Mgmt 1 Year For advisory basis on the frequency of holding the advisory vote on named executive officer compensation 4. To consider and vote upon ratification of Mgmt For For the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023 -------------------------------------------------------------------------------------------------------------------------- EQUITY LIFESTYLE PROPERTIES, INC. Agenda Number: 935779528 -------------------------------------------------------------------------------------------------------------------------- Security: 29472R108 Meeting Type: Annual Meeting Date: 25-Apr-2023 Ticker: ELS ISIN: US29472R1086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Andrew Berkenfield Mgmt For For Derrick Burks Mgmt For For Philip Calian Mgmt For For David Contis Mgmt Withheld Against Constance Freedman Mgmt For For Thomas Heneghan Mgmt For For Marguerite Nader Mgmt For For Scott Peppet Mgmt For For Sheli Rosenberg Mgmt For For Samuel Zell Mgmt For For 2. Ratification of the selection of Ernst & Mgmt For For Young LLP as the Company's Independent Registered Public Accounting Firm for 2023. 3. Approval on a non-binding, advisory basis Mgmt For For of our executive compensation as disclosed in the Proxy Statement. 4. A non-binding, advisory vote on the Mgmt 1 Year For frequency of stockholder votes to approve executive compensation. -------------------------------------------------------------------------------------------------------------------------- EQUITY RESIDENTIAL Agenda Number: 935842434 -------------------------------------------------------------------------------------------------------------------------- Security: 29476L107 Meeting Type: Annual Meeting Date: 15-Jun-2023 Ticker: EQR ISIN: US29476L1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Angela M. Aman Mgmt For For Linda Walker Bynoe Mgmt For For Mary Kay Haben Mgmt For For Tahsinul Zia Huque Mgmt For For John E. Neal Mgmt For For David J. Neithercut Mgmt For For Mark J. Parrell Mgmt For For Mark S. Shapiro Mgmt For For Stephen E. Sterrett Mgmt For For Samuel Zell Mgmt Withheld Against 2. Ratification of the selection of Ernst & Mgmt For For Young LLP as the Company's independent registered public accounting firm for 2023. 3. Approval of Executive Compensation. Mgmt For For 4. Advisory vote on the frequency of Mgmt 1 Year For shareholder votes on Executive Compensation. -------------------------------------------------------------------------------------------------------------------------- FAR EAST HOSPITALITY TRUST Agenda Number: 716819606 -------------------------------------------------------------------------------------------------------------------------- Security: Y24258108 Meeting Type: AGM Meeting Date: 20-Apr-2023 Ticker: ISIN: SG2F08984575 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT IF YOU WISH TO SUBMIT A Non-Voting MEETING ATTEND FOR THE SINGAPORE MARKET THEN A UNIQUE CLIENT ID NUMBER KNOWN AS THE NRIC WILL NEED TO BE PROVIDED OTHERWISE THE MEETING ATTEND REQUEST WILL BE REJECTED IN THE MARKET. KINDLY ENSURE TO QUOTE THE TERM NRIC FOLLOWED BY THE NUMBER AND THIS CAN BE INPUT IN THE FIELDS "OTHER IDENTIFICATION DETAILS (IN THE ABSENCE OF A PASSPORT)" OR "COMMENTS/SPECIAL INSTRUCTIONS" AT THE BOTTOM OF THE PAGE. 1 TO RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt For For STATEMENTS OF FAR EAST H-TRUST FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022, COMPRISING THE AUDITED FINANCIAL STATEMENTS OF FAR EAST HOSPITALITY REAL ESTATE INVESTMENT TRUST ("FAR EAST H-REIT") AND THE AUDITED FINANCIAL STATEMENTS OF FAR EAST HOSPITALITY BUSINESS TRUST ("FAR EAST H-BT"), THE REPORT OF DBS TRUSTEE LIMITED, AS THE TRUSTEE OF FAR EAST H-REIT (THE "REIT TRUSTEE"), THE REPORT OF FEO HOSPITALITY ASSET MANAGEMENT PTE. LTD., AS THE MANAGER OF FAR EAST H-REIT (THE "REIT MANAGER"), THE REPORT OF FEO HOSPITALITY TRUST MANAGEMENT PTE. LTD., AS THE TRUSTEE-MANAGER OF FAR EAST H-BT (THE "TRUSTEE-MANAGER"), THE STATEMENT BY THE CHIEF EXECUTIVE OFFICER OF THE TRUSTEE-MANAGER, TOGETHER WITH THE AUDITOR'S REPORT THEREON 2 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For OF FAR EAST H-TRUST COMPRISING FAR EAST H-REIT AND FAR EAST H-BT TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF FAR EAST H-TRUST AND TO AUTHORISE THE REIT MANAGER AND THE TRUSTEE-MANAGER TO DETERMINE THEIR REMUNERATION 3 TO AUTHORISE THE REIT MANAGER AND THE Mgmt For For TRUSTEE-MANAGER TO ISSUE STAPLED SECURITIES AND TO MAKE OR GRANT CONVERTIBLE INSTRUMENTS -------------------------------------------------------------------------------------------------------------------------- FIRST INDUSTRIAL REALTY TRUST, INC. Agenda Number: 935815499 -------------------------------------------------------------------------------------------------------------------------- Security: 32054K103 Meeting Type: Annual Meeting Date: 03-May-2023 Ticker: FR ISIN: US32054K1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director (term expires in Mgmt For For 2024): Peter E. Baccile 1.2 Election of Director (term expires in Mgmt For For 2024): Teresa B. Bazemore 1.3 Election of Director (term expires in Mgmt For For 2024): Matthew S. Dominski 1.4 Election of Director (term expires in Mgmt For For 2024): H. Patrick Hackett, Jr. 1.5 Election of Director (term expires in Mgmt For For 2024): Denise A. Olsen 1.6 Election of Director (term expires in Mgmt For For 2024): John E. Rau 1.7 Election of Director (term expires in Mgmt For For 2024): Marcus L. Smith 2. To approve, on an advisory (i.e. Mgmt For For non-binding) basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement for the 2023 Annual Meeting. 3. Indicate, on an advisory (i.e. non-binding) Mgmt 1 Year For basis, the frequency with which the Company's stockholders would like to cast an advisory vote on the compensation of the Company's named executive officers. 4. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- GOODMAN PROPERTY TRUST Agenda Number: 715767147 -------------------------------------------------------------------------------------------------------------------------- Security: Q4232A119 Meeting Type: AGM Meeting Date: 08-Jul-2022 Ticker: ISIN: NZCPTE0001S9 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 RE APPOINTMENT OF KEITH SMITH Mgmt Against Against -------------------------------------------------------------------------------------------------------------------------- GOODMAN PROPERTY TRUST Agenda Number: 717388347 -------------------------------------------------------------------------------------------------------------------------- Security: Q4232A119 Meeting Type: AGM Meeting Date: 28-Jun-2023 Ticker: ISIN: NZCPTE0001S9 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THIS IS AN INFORMATION Non-Voting MEETING. THERE ARE CURRENTLY NO PUBLISHED AGENDA ITEMS, SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR CLIENT REPRESENTATIVE. THANK YOU -------------------------------------------------------------------------------------------------------------------------- HEALTHCARE REALTY TRUST INCORPORATED Agenda Number: 935679982 -------------------------------------------------------------------------------------------------------------------------- Security: 421946104 Meeting Type: Special Meeting Date: 15-Jul-2022 Ticker: HR ISIN: US4219461047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the merger of HR Acquisition 2, Mgmt For For LLC, a Maryland limited liability company and a direct, wholly-owned subsidiary of Healthcare Trust of America, Inc., a Maryland corporation (the "Company"), with and into Healthcare Realty Trust Incorporated, a Maryland Corporation ("HR"),with HR continuing as the surviving entity and a direct, wholly-owned subsidiary of the Company, pursuant to which each outstanding share of HR common stock will be exchanged for one newly-issued share of the Company's class A common stock. 2. To approve the adjournment of the special Mgmt For For meeting, if necessary or appropriate, including to solicit additional proxies in favor of Proposal 1 if there are insufficient votes at the time of such adjournment to approve Proposal 1. -------------------------------------------------------------------------------------------------------------------------- HEALTHCARE TRUST OF AMERICA, INC. Agenda Number: 935680492 -------------------------------------------------------------------------------------------------------------------------- Security: 42225P501 Meeting Type: Special Meeting Date: 15-Jul-2022 Ticker: HTA ISIN: US42225P5017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Company Issuance Proposal. To approve the Mgmt For For issuance of shares of class A common stock, $0.01 par value per share ("Company Common Stock"), of Healthcare Trust of America, Inc. (the "Company"), pursuant to the Agreement and Plan of Merger, dated as of February 28, 2022, by and among the Company, Healthcare Trust of America Holdings, LP, Healthcare Realty Trust Incorporated, and HR Acquisition 2, LLC (the "Merger"). 2. Company Golden Parachute Proposal. To Mgmt Against Against approve, in a non-binding advisory vote, the "golden parachute" compensation that may become vested and payable to the Company's named executive officers in connection with the Merger. 3. Company Adjournment Proposal. To approve Mgmt For For one or more adjournments of the Company Special Meeting to another date, time, place, or format, if necessary or appropriate, including to solicit additional proxies in favor of the proposal to approve the issuance of shares of Company Common Stock in connection with the Merger. -------------------------------------------------------------------------------------------------------------------------- HEALTHPEAK PROPERTIES, INC Agenda Number: 935782361 -------------------------------------------------------------------------------------------------------------------------- Security: 42250P103 Meeting Type: Annual Meeting Date: 27-Apr-2023 Ticker: PEAK ISIN: US42250P1030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Scott M. Brinker Mgmt For For 1b. Election of Director: Brian G. Cartwright Mgmt For For 1c. Election of Director: James B. Connor Mgmt For For 1d. Election of Director: Christine N. Garvey Mgmt For For 1e. Election of Director: R. Kent Griffin, Jr. Mgmt For For 1f. Election of Director: David B. Henry Mgmt For For 1g. Election of Director: Sara G. Lewis Mgmt For For 1h. Election of Director: Katherine M. Mgmt For For Sandstrom 2. Approval of 2022 executive compensation on Mgmt For For an advisory basis. 3. Approval, on an advisory basis, of the Mgmt 1 Year For frequency of future advisory votes on executive compensation. 4. Approval of the Healthpeak Properties, Inc. Mgmt For For 2023 Performance Incentive Plan. 5. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as Healthpeak Properties, Inc.'s independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- IMPACT HEALTHCARE REIT PLC Agenda Number: 716879056 -------------------------------------------------------------------------------------------------------------------------- Security: G4720P108 Meeting Type: AGM Meeting Date: 17-May-2023 Ticker: ISIN: GB00BYXVMJ03 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For REPORTS 2 APPROVE REMUNERATION REPORT Mgmt For For 3 APPROVE DIVIDEND POLICY Mgmt For For 4 RE-ELECT ROSEMARY BOOT AS DIRECTOR Mgmt Against Against 5 RE-ELECT PHILIP HALL AS DIRECTOR Mgmt Against Against 6 RE-ELECT AMANDA ALDRIDGE AS DIRECTOR Mgmt Against Against 7 RE-ELECT CHRIS SANTER AS DIRECTOR Mgmt Against Against 8 ELECT SIMON LAFFIN AS DIRECTOR Mgmt For For 9 REAPPOINT BDO LLP AS AUDITORS Mgmt For For 10 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For AUDITORS 11 AUTHORISE ISSUE OF EQUITY Mgmt For For 12 AUTHORISE ISSUE OF EQUITY (ADDITIONAL Mgmt For For AUTHORITY) 13 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For PRE-EMPTIVE RIGHTS 14 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For PRE-EMPTIVE RIGHTS (ADDITIONAL AUTHORITY) 15 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For SHARES 16 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For MEETING WITH TWO WEEKS' NOTICE -------------------------------------------------------------------------------------------------------------------------- INDUSTRIAL & INFRASTRUCTURE FUND INVESTMENT CORPOR Agenda Number: 716156802 -------------------------------------------------------------------------------------------------------------------------- Security: J24393118 Meeting Type: EGM Meeting Date: 28-Oct-2022 Ticker: ISIN: JP3046500009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Amend Articles to: Approve Minor Revisions Mgmt For For Related to Change of Laws and Regulations, Update the Structure of Fee to be received by Asset Management Firm, Update the Articles Related to Deemed Approval, Approve Minor Revisions 2 Appoint an Executive Director Honda, Kumi Mgmt For For 3.1 Appoint a Supervisory Director Usami, Mgmt For For Yutaka 3.2 Appoint a Supervisory Director Ohira, Koki Mgmt For For 3.3 Appoint a Supervisory Director Bansho, Mgmt For For Fumito 4.1 Appoint a Substitute Executive Director Mgmt For For Ueda, Hidehiko 4.2 Appoint a Substitute Executive Director Mgmt For For Moritsu, Masa -------------------------------------------------------------------------------------------------------------------------- INVITATION HOMES INC. Agenda Number: 935801490 -------------------------------------------------------------------------------------------------------------------------- Security: 46187W107 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: INVH ISIN: US46187W1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael D. Fascitelli Mgmt For For Dallas B. Tanner Mgmt For For Jana Cohen Barbe Mgmt For For Richard D. Bronson Mgmt For For Jeffrey E. Kelter Mgmt For For Joseph D. Margolis Mgmt For For John B. Rhea Mgmt For For Janice L. Sears Mgmt For For F. A. Sevilla-Sacasa Mgmt For For Keith D. Taylor Mgmt For For 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for 2023. 3. To approve, in a non-binding advisory vote, Mgmt Against Against the compensation paid to our named executive officers. -------------------------------------------------------------------------------------------------------------------------- JAPAN LOGISTICS FUND,INC. Agenda Number: 716148449 -------------------------------------------------------------------------------------------------------------------------- Security: J2785A104 Meeting Type: EGM Meeting Date: 20-Oct-2022 Ticker: ISIN: JP3046230003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Appoint an Executive Director Kameoka, Mgmt For For Naohiro 2 Appoint a Substitute Executive Director Mgmt For For Sekiguchi, Ryota 3.1 Appoint a Supervisory Director Kikuchi, Mgmt For For Yumiko 3.2 Appoint a Supervisory Director Oyama, Mgmt For For Tsuyoshi 3.3 Appoint a Supervisory Director Oi, Motomi Mgmt For For 3.4 Appoint a Supervisory Director Kamoshita, Mgmt For For Kanae -------------------------------------------------------------------------------------------------------------------------- LXI REIT PLC Agenda Number: 715948987 -------------------------------------------------------------------------------------------------------------------------- Security: G57009105 Meeting Type: AGM Meeting Date: 05-Sep-2022 Ticker: ISIN: GB00BYQ46T41 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE AND ADOPT THE COMPANY'S ANNUAL Mgmt For For REPORT AND ACCOUNTS FOR THE YEAR TO 31 MARCH 2022, WITH THE REPORTS OF THE DIRECTORS AND AUDITOR THEREON 2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For REPORT INCLUDED IN THE ANNUAL REPORT FOR THE YEAR TO 31 MARCH 2022 3 TO APPROVE THE COMPANY'S DIVIDEND POLICY TO Mgmt For For PAY ALL DIVIDENDS AS INTERIM DIVIDENDS 4 TO ELECT CYRUS ARDALAN AS A DIRECTOR OF THE Mgmt For For COMPANY 5 TO ELECT HUGH SEABORN AS A DIRECTOR OF THE Mgmt For For COMPANY 6 TO ELECT ISMAT LEVIN AS A DIRECTOR OF THE Mgmt For For COMPANY 7 TO RE-ELECT JOHN CARTWRIGHT AS A DIRECTOR Mgmt For For OF THE COMPANY 8 TO ELECT SANDY GUMM AS A DIRECTOR OF THE Mgmt For For COMPANY 9 TO ELECT NICK LESLAU AS A DIRECTOR OF THE Mgmt For For COMPANY 10 TO RE-APPOINT BDO LLP AS AUDITOR TO THE Mgmt For For COMPANY 11 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For REMUNERATION OF THE AUDITOR UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY 12 THAT THE DIRECTORS BE AND ARE HEREBY Mgmt For For GENERALLY AND UNCONDITIONALLY AUTHORISED, IN ADDITION TO ANY EXISTING AUTHORITIES, PURSUANT TO AND IN ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006 (THE 'ACT'), TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT UP TO 171,447,323 ORDINARY SHARES OF GBP 0.01 EACH IN THE CAPITAL OF THE COMPANY ('ORDINARY SHARES') (EQUIVALENT TO 10% OF THE ORDINARY SHARES IN ISSUE AT THE DATE OF THIS NOTICE OF AGM), SUCH AUTHORITY TO EXPIRE (UNLESS PREVIOUSLY VARIED, REVOKED OR RENEWED BY THE COMPANY IN GENERAL MEETING) AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2023 OR, IF EARLIER, ON THE EXPIRY OF 15 MONTHS FROM THE PASSING OF THIS RESOLUTION, SAVE THAT THE COMPANY MAY, AT ANY TIME PRIOR TO THE EXPIRY OF SUCH AUTHORITY, MAKE AN OFFER OR ENTER INTO AN AGREEMENT WHICH WOULD OR MIGHT REQUIRE THE ALLOTMENT OF SHARES AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT ORDINARY SHARES IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF SUCH AUTHORITY HAD NOT EXPIRED 13 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For 12, THE DIRECTORS BE AND ARE HEREBY EMPOWERED (PURSUANT TO SECTIONS 570 AND 573 OF THE ACT), IN ADDITION TO ANY EXISTING AUTHORITIES, TO ALLOT UP TO 171,447,323 ORDINARY SHARES AND TO SELL ORDINARY SHARES FROM TREASURY FOR CASH PURSUANT TO THE AUTHORITY REFERRED TO IN RESOLUTION 12 ABOVE AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO EXPIRE (UNLESS PREVIOUSLY VARIED, REVOKED OR RENEWED BY THE COMPANY IN GENERAL MEETING) AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2023 OR, IF EARLIER, ON THE EXPIRY OF 15 MONTHS FROM THE PASSING OF THIS RESOLUTION, SAVE THAT THE COMPANY MAY, AT ANY TIME PRIOR TO THE EXPIRY OF SUCH POWER, MAKE AN OFFER OR ENTER INTO AN AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED OR SOLD FROM TREASURY AFTER THE EXPIRY OF SUCH POWER, AND THE DIRECTORS MAY ALLOT OR SELL FROM TREASURY EQUITY SECURITIES IN PURSUANCE OF SUCH AN OFFER OR AN AGREEMENT AS IF SUCH POWER HAD NOT EXPIRED 14 THAT THE COMPANY BE AND IS HEREBY GENERALLY Mgmt For For AND UNCONDITIONALLY AUTHORISED IN ACCORDANCE WITH SECTION 701 OF THE ACT TO MAKE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693(4) OF THE ACT) OF ITS ORDINARY SHARES, PROVIDED THAT: (A) THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORISED TO BE PURCHASED SHALL BE 256,999,538 (REPRESENTING 14.99 PER CENT OF THE COMPANY'S ISSUED ORDINARY SHARE CAPITAL (EXCLUDING SHARES HELD IN TREASURY) AT THE DATE OF THIS NOTICE OF AGM); (B) THE MINIMUM PRICE (EXCLUSIVE OF ANY EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE IS GBP 0.01; (C) THE MAXIMUM PRICE (EXCLUDING EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE IS NOT MORE THAN THE HIGHER OF (I) 5 PER CENT ABOVE THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR THE ORDINARY SHARES FOR THE FIVE BUSINESS DAYS IMMEDIATELY BEFORE THE DAY ON WHICH THE COMPANY PURCHASES THAT SHARE AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID FOR THE ORDINARY SHARES; (D) THE AUTHORITY HEREBY CONFERRED SHALL EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY IN 2023 OR, IF EARLIER, ON THE EXPIRY OF 15 MONTHS FROM THE PASSING OF THIS RESOLUTION, UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO SUCH TIME; AND (E) THE COMPANY MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES UNDER THE AUTHORITY HEREBY CONFERRED PRIOR TO THE EXPIRY OF SUCH AUTHORITY, WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRATION OF SUCH AUTHORITY AND MAY MAKE A PURCHASE OF ORDINARY SHARES PURSUANT TO ANY SUCH CONTRACT 15 THAT A GENERAL MEETING OF THE COMPANY OTHER Mgmt For For THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE, PROVIDED THAT THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE COMPANY'S NEXT ANNUAL GENERAL MEETING AFTER THE DATE OF THE PASSING OF THIS RESOLUTION -------------------------------------------------------------------------------------------------------------------------- LXP INDUSTRIAL TRUST Agenda Number: 935821579 -------------------------------------------------------------------------------------------------------------------------- Security: 529043101 Meeting Type: Annual Meeting Date: 23-May-2023 Ticker: LXP ISIN: US5290431015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Trustee: T. Wilson Eglin Mgmt For For 1.2 Election of Trustee: Lawrence L. Gray Mgmt For For 1.3 Election of Trustee: Arun Gupta Mgmt For For 1.4 Election of Trustee: Jamie Handwerker Mgmt For For 1.5 Election of Trustee: Derrick Johnson Mgmt For For 1.6 Election of Trustee: Claire A. Koeneman Mgmt Against Against 1.7 Election of Trustee: Nancy Elizabeth Noe Mgmt For For 1.8 Election of Trustee: Howard Roth Mgmt For For 2. To consider and vote upon an advisory, Mgmt For For non-binding resolution to approve the compensation of the named executive officers, as disclosed in the accompanying proxy statement. 3. To consider and vote upon an advisory, Mgmt 1 Year For non-binding recommendation on the frequency of future advisory votes on executive compensation. 4. To consider and vote upon the ratification Mgmt For For of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- MID-AMERICA APARTMENT COMMUNITIES, INC. Agenda Number: 935797401 -------------------------------------------------------------------------------------------------------------------------- Security: 59522J103 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: MAA ISIN: US59522J1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: H. Eric Bolton, Jr. Mgmt For For 1b. Election of Director: Deborah H. Caplan Mgmt For For 1c. Election of Director: John P. Case Mgmt For For 1d. Election of Director: Tamara Fischer Mgmt For For 1e. Election of Director: Alan B. Graf, Jr. Mgmt For For 1f. Election of Director: Toni Jennings Mgmt For For 1g. Election of Director: Edith Kelly-Green Mgmt For For 1h. Election of Director: James K. Lowder Mgmt For For 1i. Election of Director: Thomas H. Lowder Mgmt For For 1j. Election of Director: Claude B. Nielsen Mgmt For For 1k. Election of Director: W. Reid Sanders Mgmt For For 1l. Election of Director: Gary S. Shorb Mgmt For For 1m. Election of Director: David P. Stockert Mgmt For For 2. Advisory (non-binding) vote to approve the Mgmt For For compensation of our named executive officers as disclosed in the proxy statement. 3. Advisory (non-binding) vote on the Mgmt 1 Year For frequency of an advisory (non-binding) vote to approve named executive officer compensation. 4. Ratification of appointment of Ernst & Mgmt For For Young LLP as independent registered public accounting firm for fiscal year 2023. 5. Approval of the 2023 OMNIBUS Incentive Mgmt For For Plan. -------------------------------------------------------------------------------------------------------------------------- MIRVAC GROUP Agenda Number: 716156737 -------------------------------------------------------------------------------------------------------------------------- Security: Q62377108 Meeting Type: AGM Meeting Date: 18-Nov-2022 Ticker: ISIN: AU000000MGR9 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSALS 3 AND 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION CMMT BELOW RESOLUTION 1 TO 2.3, 4 IS FOR THE Non-Voting COMPANY 2.1 RE-ELECTION OF JANE HEWITT Mgmt For For 2.2 RE-ELECTION OF PETER NASH Mgmt For For 2.3 ELECTION OF DAMIEN FRAWLEY Mgmt For For CMMT BELOW RESOLUTION 3 IS FOR THE COMPANY AND Non-Voting TRUST 3 ADOPTION OF REMUNERATION REPORT Mgmt For For 4 APPROVAL TO INCREASE THE NON-EXECUTIVE Mgmt For For DIRECTORS' FEE POOL -------------------------------------------------------------------------------------------------------------------------- NATIONAL STORAGE REIT Agenda Number: 716119006 -------------------------------------------------------------------------------------------------------------------------- Security: Q6605D109 Meeting Type: AGM Meeting Date: 26-Oct-2022 Ticker: ISIN: AU000000NSR2 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSALS 2,6 TO 9,12 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION CMMT PLEASE NOTE THAT RESOLUTIONS 2, 3, 4, 5, Non-Voting 10.A, 10.B AND 12 ARE FOR THE COMPANY. RESOLUTIONS 11.A, 11.B ARE FOR THE NSPT AND RESOLUTIONS 6, 7, 8, 9 ARE FOR THE COMPANY AND NSPT. THANK YOU. 2 REMUNERATION REPORT Mgmt For For 3 RE-ELECTION OF DIRECTOR - MR ANTHONY KEANE Mgmt For For 4 ELECTION OF DIRECTOR - MS INMA BEAUMONT Mgmt For For 5 ELECTION OF DIRECTOR - MR SCOTT SMITH Mgmt For For 6 APPROVAL TO ISSUE STAPLED SECURITIES TO MR Mgmt For For ANDREW CATSOULIS 7 APPROVAL TO ISSUE STAPLED SECURITIES TO MS Mgmt For For CLAIRE FIDLER 8 APPROVAL TO ISSUE FY25 PERFORMANCE RIGHTS Mgmt For For TO MR ANDREW CATSOULIS 9 APPROVAL TO ISSUE FY25 PERFORMANCE RIGHTS Mgmt For For TO MS CLAIRE FIDLER 10.A AMENDMENT OF CONSTITUTION - GENERAL Mgmt For For AMENDMENTS 10.B AMENDMENT OF CONSTITUTION - VIRTUAL MEETING Mgmt Against Against AMENDMENTS 11.A AMENDMENT OF CONSTITUTION - GENERAL Mgmt For For AMENDMENTS 11.B AMENDMENT OF CONSTITUTION - VIRTUAL MEETING Mgmt Against Against AMENDMENTS CMMT IF YOU INTEND TO VOTE FOR THE REMUNERATION Non-Voting REPORT, THEN YOU SHOULD VOTE AGAINST THE SPILL RESOLUTION 12 SPILL RESOLUTION : THAT, AS REQUIRED BY THE Mgmt Against For CORPORATIONS ACT 2001 (CTH): (A) AN EXTRAORDINARY GENERAL MEETING OF THE COMPANY (SPILL MEETING) BE HELD WITHIN 90 DAYS AFTER THE PASSING OF THIS RESOLUTION; (B) ALL OF THE DIRECTORS OF THE COMPANY IN OFFICE AT THE TIME WHEN THE RESOLUTION TO MAKE THE DIRECTORS REPORT FOR THE FINANCIAL YEAR ENDED 30 JUNE 2022 WAS PASSED, OTHER THAN THE MANAGING DIRECTOR, CEASE TO HOLD OFFICE IMMEDIATELY BEFORE THE END OF THE SPILL MEETING; AND (C) RESOLUTIONS TO APPOINT PERSONS TO OFFICES THAT WILL BE VACATED IMMEDIATELY BEFORE THE END OF THE SPILL MEETING BE PUT TO THE VOTE AT THE SPILL MEETING CMMT PLEASE NOTE THAT ITEM 10(A) AND 11(A) ARE Non-Voting INTER-CONDITIONAL ON ONE ANOTHER AND ITEM 10(B) AND 11(B) ARE INTER-CONDITIONAL ON ONE ANOTHER. IF ITEM 10(A) IS NOT PASSED, ITEM 11 (A) WILL NOT PASS (AND VICE VERSA). IF ITEM 10(B) IS NOT PASSED, ITEM 11(B) WILL NOT PASS (AND VICE VERSA) CMMT 18 OCT 2022: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO CHANGE IN STANDING INSTRUCTIONS FROM Y TO N. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- NETSTREIT CORP. Agenda Number: 935806197 -------------------------------------------------------------------------------------------------------------------------- Security: 64119V303 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: NTST ISIN: US64119V3033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Mark Manheimer Mgmt For For 1b. Election of Director: Todd Minnis Mgmt For For 1c. Election of Director: Michael Christodolou Mgmt For For 1d. Election of Director: Heidi Everett Mgmt For For 1e. Election of Director: Matthew Troxell Mgmt For For 1f. Election of Director: Lori Wittman Mgmt For For 1g. Election of Director: Robin Zeigler Mgmt For For 2. Ratification of appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for 2023. 3. Approval, on an advisory basis, of the Mgmt Against Against compensation of NETSTREIT Corp.'s named executive officers. -------------------------------------------------------------------------------------------------------------------------- NIPPON PROLOGIS REIT,INC. Agenda Number: 715964652 -------------------------------------------------------------------------------------------------------------------------- Security: J5528H104 Meeting Type: EGM Meeting Date: 26-Aug-2022 Ticker: ISIN: JP3047550003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Amend Articles to: Approve Minor Revisions Mgmt For For Related to Change of Laws and Regulations, Update the Articles Related to Stipulating the Terms of Accounting Auditor's Fee, Update the Articles Related to Deemed Approval 2 Appoint an Executive Director Yamaguchi, Mgmt For For Satoshi 3 Appoint a Substitute Executive Director Mgmt For For Toda, Atsushi 4.1 Appoint a Supervisory Director Hamaoka, Mgmt For For Yoichiro 4.2 Appoint a Supervisory Director Tazaki, Mami Mgmt For For 4.3 Appoint a Supervisory Director Oku, Mgmt For For Kuninori -------------------------------------------------------------------------------------------------------------------------- NSI NV Agenda Number: 716764130 -------------------------------------------------------------------------------------------------------------------------- Security: N6S10A115 Meeting Type: AGM Meeting Date: 21-Apr-2023 Ticker: ISIN: NL0012365084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE 1. OPEN MEETING Non-Voting 2. RECEIVE REPORT OF MANAGEMENT BOARD Non-Voting 3. RECEIVE REPORT OF SUPERVISORY BOARD Non-Voting 3.a. APPROVE REMUNERATION REPORT Mgmt For For 4. ADOPT FINANCIAL STATEMENTS Mgmt For For 5. RECEIVE EXPLANATION ON COMPANY'S DIVIDEND Non-Voting POLICY 6. APPROVE DIVIDENDS Mgmt For For 7. APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For 8. APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For 9. REVIEW REMUNERATION POLICY FOR THE Non-Voting MANAGEMENT BOARD 10. AUTHORISATIONS Non-Voting 10.a. GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO Mgmt For For 10 PERCENT OF ISSUED CAPITAL 10.b. GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO Mgmt Against Against AN ADDITIONAL 10 PERCENT OF ISSUED CAPITAL 10.c. AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE Mgmt For For RIGHTS FROM SHARE ISSUANCES UNDER ITEM 10A 10.d. AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE Mgmt Against Against RIGHTS FROM SHARE ISSUANCES UNDER ITEM 10B 10.e. AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For ISSUED SHARE CAPITAL 11. OUTLOOK FOR 2023 Non-Voting 12. OTHER BUSINESS Non-Voting 13. CLOSE MEETING Non-Voting CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED CMMT 15 MAR 2023: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO CHANGE IN NUMBERING OF ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- PARAGON REIT Agenda Number: 716835155 -------------------------------------------------------------------------------------------------------------------------- Security: Y8123J106 Meeting Type: AGM Meeting Date: 17-Apr-2023 Ticker: ISIN: SG2G02994595 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT IF YOU WISH TO SUBMIT A Non-Voting MEETING ATTEND FOR THE SINGAPORE MARKET THEN A UNIQUE CLIENT ID NUMBER KNOWN AS THE NRIC WILL NEED TO BE PROVIDED OTHERWISE THE MEETING ATTEND REQUEST WILL BE REJECTED IN THE MARKET. KINDLY ENSURE TO QUOTE THE TERM NRIC FOLLOWED BY THE NUMBER AND THIS CAN BE INPUT IN THE FIELDS "OTHER IDENTIFICATION DETAILS (IN THE ABSENCE OF A PASSPORT)" OR "COMMENTS/SPECIAL INSTRUCTIONS" AT THE BOTTOM OF THE PAGE. 1 TO RECEIVE AND ADOPT THE REPORT OF DBS Mgmt For For TRUSTEE LIMITED, AS TRUSTEE OF PARAGON REIT (THE "TRUSTEE"), THE STATEMENT BY PARAGON REIT MANAGEMENT PTE. LTD., AS MANAGER OF PARAGON REIT (THE "MANAGER"), AND THE AUDITED FINANCIAL STATEMENTS OF PARAGON REIT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TOGETHER WITH THE AUDITORS' REPORT THEREON 2 TO RE-APPOINT KPMG LLP AS THE AUDITORS OF Mgmt For For PARAGON REIT TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF PARAGON REIT, AND TO AUTHORISE THE MANAGER TO FIX THEIR REMUNERATION 3 TO AUTHORISE THE MANAGER TO ISSUE UNITS AND Mgmt For For TO MAKE OR GRANT CONVERTIBLE INSTRUMENTS -------------------------------------------------------------------------------------------------------------------------- PARKWAY LIFE REAL ESTATE INVESTMENT TRUST Agenda Number: 716878232 -------------------------------------------------------------------------------------------------------------------------- Security: Y67202104 Meeting Type: AGM Meeting Date: 24-Apr-2023 Ticker: ISIN: SG1V52937132 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT IF YOU WISH TO SUBMIT A Non-Voting MEETING ATTEND FOR THE SINGAPORE MARKET THEN A UNIQUE CLIENT ID NUMBER KNOWN AS THE NRIC WILL NEED TO BE PROVIDED OTHERWISE THE MEETING ATTEND REQUEST WILL BE REJECTED IN THE MARKET. KINDLY ENSURE TO QUOTE THE TERM NRIC FOLLOWED BY THE NUMBER AND THIS CAN BE INPUT IN THE FIELDS "OTHER IDENTIFICATION DETAILS (IN THE ABSENCE OF A PASSPORT)" OR "COMMENTS/SPECIAL INSTRUCTIONS" AT THE BOTTOM OF THE PAGE. 1 TO RECEIVE AND ADOPT THE TRUSTEE'S REPORT, Mgmt For For THE MANAGER'S STATEMENT, THE AUDITED FINANCIAL STATEMENTS OF PARKWAY LIFE REIT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 AND THE AUDITORS' REPORT THEREON 2 TO RE-APPOINT KPMG LLP AS THE INDEPENDENT Mgmt For For AUDITOR OF PARKWAY LIFE REIT AND AUTHORISE THE MANAGER TO FIX THE AUDITOR'S REMUNERATION 3 TO ENDORSE THE APPOINTMENT OF DR. JENNIFER Mgmt For For LEE GEK CHOO AS DIRECTOR 4 TO ENDORSE THE APPOINTMENT OF MR. SIM HENG Mgmt For For JOO JOE AS DIRECTOR 5 TO ENDORSE THE APPOINTMENT OF MR. YONG YEAN Mgmt For For CHAU AS DIRECTOR 6 TO AUTHORISE THE MANAGER TO ISSUE UNITS AND Mgmt For For TO MAKE OR GRANT CONVERTIBLE INSTRUMENTS CMMT 05 APR 2023: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO CHANGE IN RECORD DATE FROM 20 APR 2023 TO 21 APR 2023. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- PHYSICIANS REALTY TRUST Agenda Number: 935781319 -------------------------------------------------------------------------------------------------------------------------- Security: 71943U104 Meeting Type: Annual Meeting Date: 03-May-2023 Ticker: DOC ISIN: US71943U1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Trustee: John T. Thomas Mgmt For For 1.2 Election of Trustee: Tommy G. Thompson Mgmt For For 1.3 Election of Trustee: Stanton D. Anderson Mgmt For For 1.4 Election of Trustee: Mark A. Baumgartner Mgmt For For 1.5 Election of Trustee: Albert C. Black, Jr. Mgmt For For 1.6 Election of Trustee: William A. Ebinger, Mgmt For For M.D. 1.7 Election of Trustee: Pamela J. Kessler Mgmt For For 1.8 Election of Trustee: Ava E. Lias-Booker Mgmt For For 1.9 Election of Trustee: Richard A. Weiss Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. To approve, on a non-binding advisory Mgmt For For basis, the compensation of the Company's named executive officers. 4. To approve the Amended and Restated Mgmt For For Physicians Realty Trust 2013 Equity Incentive Plan. 5. To approve the Amended and Restated Mgmt For For Physicians Realty Trust 2015 Employee Stock Purchase Plan. -------------------------------------------------------------------------------------------------------------------------- PICTON PROPERTY INCOME LTD Agenda Number: 715969602 -------------------------------------------------------------------------------------------------------------------------- Security: G7083C101 Meeting Type: AGM Meeting Date: 01-Sep-2022 Ticker: ISIN: GB00B0LCW208 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE THE ANNUAL REPORT AND Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 MARCH 2022 2 TO RE-ELECT KPMG CHANNEL ISLANDS LIMITED AS Mgmt For For AUDITOR OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING 3 TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt For For DETERMINE THE AUDITOR'S REMUNERATION 4 TO RE-ELECT MARK BATTEN AS A DIRECTOR OF Mgmt For For THE COMPANY 5 TO RE-ELECT MARIA BENTLEY AS A DIRECTOR OF Mgmt For For THE COMPANY 6 TO RE-ELECT ANDREW DEWHIRST AS A DIRECTOR Mgmt For For OF THE COMPANY 7 TO RE-ELECT RICHARD JONES AS A DIRECTOR OF Mgmt For For THE COMPANY 8 TO RE-ELECT MICHAEL MORRIS AS A DIRECTOR OF Mgmt For For THE COMPANY 9 TO RE-ELECT LENA WILSON AS A DIRECTOR OF Mgmt Against Against THE COMPANY 10 TO RECEIVE AND ADOPT THE DIRECTORS' Mgmt For For REMUNERATION REPORT FOR THE YEAR ENDED 31 MARCH 2022 11 TO RENEW THE AUTHORITY OF THE COMPANY, IN Mgmt For For ACCORDANCE WITH SECTION 315 OF THE COMPANIES (GUERNSEY) LAW, 2008 (AS AMENDED) ("THE LAW"), TO MAKE MARKET ACQUISITIONS (WITHIN THE MEANING OF SECTION 316 OF THE LAW) OF THE ORDINARY SHARES OF NO-PAR VALUE IN THE SHARE CAPITAL OF THE COMPANY ("THE ORDINARY SHARES") PROVIDED THAT: A) THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORISED TO BE ACQUIRED SHALL BE 14.99 PER CENT OF THE ISSUED ORDINARY SHARES ON THE DATE ON WHICH THIS RESOLUTION IS PASSED; B) THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE SHALL BE IP; C) THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE SHALL BE AN AMOUNT EQUAL TO THE HIGHER OF 105 PER CENT OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS (AS DERIVED FROM THE DAILY OFFICIAL LIST) FOR THE ORDINARY SHARES FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DATE OF PURCHASE OR THE HIGHER OF SUCH PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID AT THE TIME OF PURCHASE; AND D) UNLESS PREVIOUSLY VARIED, REVOKED OR RENEWED, THE AUTHORITY HEREBY CONFERRED SHALL EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2023, SAVE THAT THE COMPANY MAY PRIOR TO SUCH EXPIRY, ENTER INTO A CONTRACT TO PURCHASE ORDINARY SHARES UNDER SUCH AUTHORITY AND MAY MAKE A PURCHASE OF ORDINARY SHARES PURSUANT TO ANY SUCH CONTRACT 12 TO EMPOWER THE DIRECTORS OF THE COMPANY TO Mgmt For For DIS-APPLY THE RIGHT OF SHAREHOLDERS TO RECEIVE A PRE-EMPTIVE OFFER OF NEW ORDINARY SHARES PURSUANT TO ARTICLE 5.11 OF THE ARTICLES OF INCORPORATION PROVIDED THAT THIS POWER SHALL BE LIMITED TO THE ISSUE OF UP TO 27,380,279 ORDINARY SHARES (BEING EQUAL TO 5 PER CENT OF THE ORDINARY SHARES IN ISSUE AS AT THE DATE OF THIS NOTICE) AND SHALL EXPIRE (UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN A GENERAL MEETING) AT THE END OF THE ANNUAL GENERAL MEETING OF THE COMPANY HELD IN 2023, OR, IF EARLIER, THE DATE FALLING 15 MONTHS AFTER THE DATE OF THIS RESOLUTION, BUT DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE ORDINARY SHARES TO BE ISSUED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER GIVEN TO THE BOARD PURSUANT TO THIS RESOLUTION ENDS AND THE BOARD MAY ISSUE ORDINARY SHARES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT ENDED 13 THAT CONDITIONAL AND IN ADDITION TO Mgmt For For EXTRAORDINARY RESOLUTION 12 ABOVE HAVING BEEN PASSED, TO EMPOWER THE DIRECTORS OF THE COMPANY TO DIS-APPLY THE RIGHT OF SHAREHOLDERS TO RECEIVE A PRE-EMPTIVE OFFER OF NEW ORDINARY SHARES PURSUANT TO ARTICLE 5.11 OF THE ARTICLES OF INCORPORATION PROVIDED THAT THIS POWER SHALL BE: (I) LIMITED TO THE ISSUE OF UP TO 27,380,279 ORDINARY SHARES (BEING EQUAL TO 5 PER CENT OF THE ORDINARY SHARES IN ISSUE AS AT THE DATE OF THIS NOTICE); AND (II) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, AND SHALL EXPIRE (UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN A GENERAL MEETING) AT THE END OF THE ANNUAL GENERAL MEETING OF THE COMPANY HELD IN 2023, OR, IF EARLIER, THE DATE FALLING 15 MONTHS AFTER THE DATE OF THIS RESOLUTION, BUT DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE ORDINARY SHARES TO BE ISSUED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER GIVEN TO THE BOARD PURSUANT TO THIS RESOLUTION ENDS AND THE BOARD MAY ISSUE ORDINARY SHARES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT ENDED -------------------------------------------------------------------------------------------------------------------------- PROLOGIS, INC. Agenda Number: 935699554 -------------------------------------------------------------------------------------------------------------------------- Security: 74340W103 Meeting Type: Special Meeting Date: 28-Sep-2022 Ticker: PLD ISIN: US74340W1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the "Prologis common stock Mgmt For For issuance proposal" (as defined in the Proxy Statement), which involves the issuance of common stock of Prologis, Inc. in connection with the merger of Duke Realty Corporation with and into Compton Merger Sub LLC, pursuant to which each outstanding share of Duke Realty Corporation common stock will be converted into the right to receive 0.475 of a newly issued share of Prologis, Inc. common stock, on the terms and conditions set forth in the Agreement and Plan of Merger, dated as of June 11, 2022. 2. To approve one or more adjournments of the Mgmt For For Prologis, Inc. special meeting to another date, time or place, if necessary or appropriate, to solicit additional proxies in favor of the Prologis common stock issuance proposal (the "Prologis adjournment proposal"). -------------------------------------------------------------------------------------------------------------------------- PROLOGIS, INC. Agenda Number: 935786814 -------------------------------------------------------------------------------------------------------------------------- Security: 74340W103 Meeting Type: Annual Meeting Date: 04-May-2023 Ticker: PLD ISIN: US74340W1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Hamid R. Moghadam Mgmt For For 1b. Election of Director: Cristina G. Bita Mgmt For For 1c. Election of Director: James B. Connor Mgmt For For 1d. Election of Director: George L. Fotiades Mgmt For For 1e. Election of Director: Lydia H. Kennard Mgmt For For 1f. Election of Director: Irving F. Lyons III Mgmt For For 1g. Election of Director: Avid Modjtabai Mgmt For For 1h. Election of Director: David P. O'Connor Mgmt For For 1i. Election of Director: Olivier Piani Mgmt For For 1j. Election of Director: Jeffrey L. Skelton Mgmt For For 1k. Election of Director: Carl B. Webb Mgmt For For 2. Advisory Vote to Approve the Company's Mgmt Against Against Executive Compensation for 2022. 3. Advisory Vote on the Frequency of Future Mgmt 1 Year For Advisory Votes on the Company's Executive Compensation. 4. Ratification of the Appointment of KPMG LLP Mgmt For For as the Company's Independent Registered Public Accounting Firm for the Year 2023. -------------------------------------------------------------------------------------------------------------------------- PROSPERITY REAL ESTATE INVESTMENT TRUST Agenda Number: 717096437 -------------------------------------------------------------------------------------------------------------------------- Security: Y7084Q109 Meeting Type: AGM Meeting Date: 25-May-2023 Ticker: ISIN: HK0808032913 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0420/2023042000819.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0420/2023042000847.pdf CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME AS A 'TAKE NO ACTION' VOTE. 1 TO APPROVE THE GRANT OF THE BUY-BACK Mgmt For For MANDATE -------------------------------------------------------------------------------------------------------------------------- PS BUSINESS PARKS, INC. Agenda Number: 935677510 -------------------------------------------------------------------------------------------------------------------------- Security: 69360J107 Meeting Type: Special Meeting Date: 15-Jul-2022 Ticker: PSB ISIN: US69360J1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the merger (the "Company Mgmt For For Merger") of Sequoia Merger Sub I LLC ("Merger Sub I"), a wholly owned subsidiary of Sequoia Parent LP ("Parent"), with and into PS Business Parks, Inc. (the "Company"), pursuant to the Agreement and Plan of Merger, dated as of April 24, 2022, as it may be amended from time to time, by and among the Company, PS Business Parks, L.P., Parent, Merger Sub I and Sequoia Merger Sub II LLC, and the other transactions contemplated by the Merger Agreement (the "proposal to approve the Company Merger"). 2. To approve, on a non-binding, advisory Mgmt Against Against basis, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the Company Merger. 3. To approve any adjournment of the special Mgmt For For meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the special meeting to approve the proposal to approve the Company Merger. -------------------------------------------------------------------------------------------------------------------------- PUBLIC STORAGE Agenda Number: 935788399 -------------------------------------------------------------------------------------------------------------------------- Security: 74460D109 Meeting Type: Annual Meeting Date: 02-May-2023 Ticker: PSA ISIN: US74460D1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Trustee: Ronald L. Havner, Jr. Mgmt For For 1b. Election of Trustee: Tamara Hughes Mgmt For For Gustavson 1c. Election of Trustee: Leslie S. Heisz Mgmt For For 1d. Election of Trustee: Shankh S. Mitra Mgmt For For 1e. Election of Trustee: David J. Neithercut Mgmt For For 1f. Election of Trustee: Rebecca Owen Mgmt For For 1g. Election of Trustee: Kristy M. Pipes Mgmt For For 1h. Election of Trustee: Avedick B. Poladian Mgmt For For 1i. Election of Trustee: John Reyes Mgmt For For 1j. Election of Trustee: Joseph D. Russell, Jr. Mgmt For For 1k. Election of Trustee: Tariq M. Shaukat Mgmt For For 1l. Election of Trustee: Ronald P. Spogli Mgmt For For 1m. Election of Trustee: Paul S. Williams Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of the Company's Named Executive Officers. 3. Advisory vote regarding the frequency of Mgmt 1 Year For future advisory votes to approve the compensation of the Company's Named Executive Officers. 4. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. 5. Shareholder proposal requesting that the Shr For Against Company's Board of Trustees issue short- and long-term Scope 1-3 greenhouse gas reduction targets aligned with the Paris Agreement. -------------------------------------------------------------------------------------------------------------------------- REGENCY CENTERS CORPORATION Agenda Number: 935787195 -------------------------------------------------------------------------------------------------------------------------- Security: 758849103 Meeting Type: Annual Meeting Date: 03-May-2023 Ticker: REG ISIN: US7588491032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve for a Mgmt For For one-year term: Martin E. Stein, Jr. 1b. Election of Director to serve for a Mgmt For For one-year term: Bryce Blair 1c. Election of Director to serve for a Mgmt For For one-year term: C. Ronald Blankenship 1d. Election of Director to serve for a Mgmt For For one-year term: Kristin A. Campbell 1e. Election of Director to serve for a Mgmt For For one-year term: Deirdre J. Evens 1f. Election of Director to serve for a Mgmt For For one-year term: Thomas W. Furphy 1g. Election of Director to serve for a Mgmt For For one-year term: Karin M. Klein 1h. Election of Director to serve for a Mgmt For For one-year term: Peter D. Linneman 1i. Election of Director to serve for a Mgmt For For one-year term: David P. O'Connor 1j. Election of Director to serve for a Mgmt For For one-year term: Lisa Palmer 1k. Election of Director to serve for a Mgmt For For one-year term: James H. Simmons, III 2. Approval, in an advisory vote, of the Mgmt 1 Year For frequency of future shareholder votes on the Company's executive compensation. 3. Approval, in an advisory vote, of the Mgmt For For Company's executive compensation. 4. Ratification of appointment of KPMG LLP as Mgmt For For the Company's independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- REXFORD INDUSTRIAL REALTY, INC. Agenda Number: 935824777 -------------------------------------------------------------------------------------------------------------------------- Security: 76169C100 Meeting Type: Annual Meeting Date: 05-Jun-2023 Ticker: REXR ISIN: US76169C1009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Robert L. Antin Mgmt For For 1.2 Election of Director: Michael S. Frankel Mgmt For For 1.3 Election of Director: Diana J. Ingram Mgmt For For 1.4 Election of Director: Angela L. Kleiman Mgmt For For 1.5 Election of Director: Debra L. Morris Mgmt For For 1.6 Election of Director: Tyler H. Rose Mgmt For For 1.7 Election of Director: Howard Schwimmer Mgmt For For 1.8 Election of Director: Richard S. Ziman Mgmt For For 2. The ratification of the appointment of Mgmt For For Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. The advisory resolution to approve the Mgmt For For Company's named executive officer compensation for the fiscal year ended December 31, 2022, as described in the Rexford Industrial Realty, Inc. Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- SAFESTORE HOLDINGS PLC Agenda Number: 716673670 -------------------------------------------------------------------------------------------------------------------------- Security: G77733106 Meeting Type: AGM Meeting Date: 15-Mar-2023 Ticker: ISIN: GB00B1N7Z094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For ACCOUNTS, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITOR ON THOSE ACCOUNTS 2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For REPORT FOR THE FINANCIAL YEAR ENDED 31 OCTOBER2022 3 TO RE-APPOINT DELOITTE LLP AS AUDITOR OF Mgmt For For THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING 4 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For REMUNERATION OF THE AUDITOR 5 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For ENDED 31 OCTOBER 2022 OF20.40 PENCE PER ORDINARY SHARE PAYABLE ON 7 APRIL 2023 6 TO ELECT JANE BENTALL, WHO HAS BEEN Mgmt For For APPOINTED AS A DIRECTOR SINCE THE LAST ANNUAL GENERAL MEETING OF THE COMPANY, AS A DIRECTOR OF THE COMPANY 7 TO RE-ELECT DAVID HEARN AS A DIRECTOR OF Mgmt Against Against THE COMPANY 8 TO RE-ELECT FREDERIC VECCHIOLI AS A Mgmt For For DIRECTOR OF THE COMPANY 9 TO RE-ELECT ANDY JONES AS A DIRECTOR OF THE Mgmt For For COMPANY 10 TO RE-ELECT GERT VAN DE WEERDHOF AS A Mgmt For For DIRECTOR OF THE COMPANY 11 TO RE-ELECT IAN KRIEGER AS A DIRECTOR OF Mgmt For For THE COMPANY 12 TO RE-ELECT LAURE DUHOT AS A DIRECTOR OF Mgmt For For THE COMPANY 13 TO RE-ELECT DELPHINE MOUSSEAU AS A DIRECTOR Mgmt For For OF THE COMPANY 14 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For DONATIONS TO POLITICAL PARTIES, INDEPENDENT ELECTION CANDIDATES AND POLITICAL ORGANISATIONS 15 THAT THE DIRECTORS BE AUTHORIZED TO ALLOT Mgmt For For SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY 16 THAT, SUBJECT TO RESOLUTION 15, THE Mgmt For For DIRECTORS BE AUTHORISED TO ALLOT EQUITY SECURITIES FOR CASH AND/OR SELL ORDINARY SHARES AS IF SECTION 561 DID NOT APPLY 17 THAT THE COMPANY BE AUTHORIZED TO MAKE Mgmt For For MARKET PURCHASES OF ORDINARY SHARES OF 1 PENCE EACH IN THE CAPITAL OF THE COMPANY 18 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE -------------------------------------------------------------------------------------------------------------------------- SEGRO PLC (REIT) Agenda Number: 716777290 -------------------------------------------------------------------------------------------------------------------------- Security: G80277141 Meeting Type: AGM Meeting Date: 20-Apr-2023 Ticker: ISIN: GB00B5ZN1N88 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE THE FINANCIAL STATEMENTS AND THE Mgmt For For REPORTS OF THE DIRECTORS AND THE AUDITOR 2 TO DECLARE A FINAL DIVIDEND OF 18.2 PENCE Mgmt For For PER ORDINARY SHARE 3 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For REPORT 4 TO RE-ELECT ANDY HARRISON AS A DIRECTOR Mgmt For For 5 TO RE-ELECT MARY BARNARD AS A DIRECTOR Mgmt For For 6 TO RE-ELECT SUE CLAYTON AS A DIRECTOR Mgmt For For 7 TO RE-ELECT SOUMEN DAS AS A DIRECTOR Mgmt For For 8 TO RE-ELECT CAROL FAIRWEATHER AS A DIRECTOR Mgmt For For 9 TO RE-ELECT SIMON FRASER AS A DIRECTOR Mgmt For For 10 TO RE-ELECT ANDY GULLIFORD AS A DIRECTOR Mgmt For For 11 TO RE-ELECT MARTIN MOORE AS A DIRECTOR Mgmt For For 12 TO RE-ELECT DAVID SLEATH AS A DIRECTOR Mgmt For For 13 TO RE-ELECT LINDA YUEH AS A DIRECTOR Mgmt For For 14 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For AUDITOR OF THE COMPANY 15 TO AUTHORISE THE AUDIT COMMITTEE ON BEHALF Mgmt For For OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR 16 TO AUTHORISE POLITICAL DONATIONS UNDER THE Mgmt For For COMPANIES ACT 2006 17 TO CONFER ON THE DIRECTORS A GENERAL Mgmt For For AUTHORITY TO ALLOT ORDINARY SHARES 18 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS Mgmt For For RELATING TO ORDINARY SHARES ALLOTTED UNDER THE AUTHORITY GRANTED BY RESOLUTION 17 19 TO DISAPPLY PRE-EMPTION RIGHTS IN Mgmt For For CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT 20 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For OWN SHARES 21 TO ENABLE A GENERAL MEETING OTHER THAN AN Mgmt For For ANNUAL GENERAL MEETING TO BE HELD ON NOT LESS THAN 14 CLEAR DAYS NOTICE -------------------------------------------------------------------------------------------------------------------------- SHAFTESBURY PLC REIT Agenda Number: 715875285 -------------------------------------------------------------------------------------------------------------------------- Security: G80603106 Meeting Type: OGM Meeting Date: 29-Jul-2022 Ticker: ISIN: GB0007990962 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 FOR THE PURPOSES OF THE SCHEME THAT THE Mgmt For For DIRECTORS OF THE COMPANY BE AUTHORISED TO TAKE ALL SUCH ACTION NECESSARY OR APPROPRIATE TO CARRY THE SCHEME IN TO EFFECT CMMT 11 JUL 2022: PLEASE NOTE THAT THE MEETING Non-Voting TYPE CHANGED FROM EGM TO OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- SHAFTESBURY PLC REIT Agenda Number: 715875437 -------------------------------------------------------------------------------------------------------------------------- Security: G80603106 Meeting Type: CRT Meeting Date: 29-Jul-2022 Ticker: ISIN: GB0007990962 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting VOTE OPTION FOR THIS MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR ISSUERS AGENT. 1 TO APPROVE THE SCHEME OF ARRANGEMENT AS Mgmt For For DETAILED IN THE SCHEME DOCUMENT DATED 7 JULY 2022 -------------------------------------------------------------------------------------------------------------------------- STAG INDUSTRIAL, INC. Agenda Number: 935778348 -------------------------------------------------------------------------------------------------------------------------- Security: 85254J102 Meeting Type: Annual Meeting Date: 25-Apr-2023 Ticker: STAG ISIN: US85254J1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Benjamin S. Butcher Mgmt For For 1b. Election of Director: Jit Kee Chin Mgmt For For 1c. Election of Director: Virgis W. Colbert Mgmt For For 1d. Election of Director: William R. Crooker Mgmt For For 1e. Election of Director: Michelle S. Dilley Mgmt For For 1f. Election of Director: Jeffrey D. Furber Mgmt For For 1g. Election of Director: Larry T. Guillemette Mgmt For For 1h. Election of Director: Francis X. Jacoby III Mgmt For For 1i. Election of Director: Christopher P. Marr Mgmt For For 1j. Election of Director: Hans S. Weger Mgmt For For 2. The ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2023. 3. The approval of an amendment to the amended Mgmt For For and restated STAG Industrial, Inc. 2011 Equity Incentive Plan. 4. The approval, by non-binding vote, of Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- STOCKLAND Agenda Number: 716095802 -------------------------------------------------------------------------------------------------------------------------- Security: Q8773B105 Meeting Type: AGM Meeting Date: 17-Oct-2022 Ticker: ISIN: AU000000SGP0 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSAL 3, 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 1 FINANCIAL STATEMENTS AND REPORT Non-Voting CMMT BELOW RESOLUTION 2,3 IS FOR THE COMPANY Non-Voting 2 RE-ELECTION OF STEPHEN NEWTON AS A DIRECTOR Mgmt For For 3 APPROVAL OF REMUNERATION REPORT Mgmt For For CMMT BELOW RESOLUTION 4 IS FOR THE COMPANY AND Non-Voting TRUST 4 GRANT OF PERFORMANCE RIGHTS TO MANAGING Mgmt For For DIRECTOR -------------------------------------------------------------------------------------------------------------------------- SUN COMMUNITIES, INC. Agenda Number: 935801628 -------------------------------------------------------------------------------------------------------------------------- Security: 866674104 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: SUI ISIN: US8666741041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Gary A. Shiffman 1b. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Tonya Allen 1c. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Meghan G. Baivier 1d. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Stephanie W. Bergeron 1e. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Jeff T. Blau 1f. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Brian M. Hermelin 1g. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Ronald A. Klein 1h. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Clunet R. Lewis 1i. Election of Director to serve until 2024 Mgmt For For Annual Meeting: Arthur A. Weiss 2. To approve, by a non-binding advisory vote, Mgmt For For executive compensation. 3. To approve, by a non-binding advisory vote, Mgmt 1 Year For frequency of shareholder votes on executive compensation. 4. To ratify the selection of Grant Thornton Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. 5. To approve the Articles of Amendment to the Mgmt For For Company's Charter to increase authorized shares of common stock. -------------------------------------------------------------------------------------------------------------------------- TARGET HEALTHCARE REIT PLC Agenda Number: 716225710 -------------------------------------------------------------------------------------------------------------------------- Security: G8672Z105 Meeting Type: AGM Meeting Date: 06-Dec-2022 Ticker: ISIN: GB00BJGTLF51 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For REPORTS 2 APPROVE REMUNERATION POLICY Mgmt For For 3 APPROVE REMUNERATION REPORT Mgmt For For 4 APPROVE COMPANY'S DIVIDEND POLICY Mgmt For For 5 REAPPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For 6 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For AUDITORS 7 ELECT AMANDA THOMPSELL AS DIRECTOR Mgmt For For 8 ELECT RICHARD COTTON AS DIRECTOR Mgmt For For 9 RE-ELECT ALISON FYFE AS DIRECTOR Mgmt Against Against 10 RE-ELECT VINCE NIBLETT AS DIRECTOR Mgmt For For 11 APPROVE CONTINUATION OF COMPANY AS Mgmt For For INVESTMENT TRUST 12 AUTHORISE ISSUE OF EQUITY Mgmt For For 13 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For PRE-EMPTIVE RIGHTS 14 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For SHARES 15 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For MEETING WITH TWO WEEKS' NOTICE -------------------------------------------------------------------------------------------------------------------------- TERRENO REALTY CORPORATION Agenda Number: 935787400 -------------------------------------------------------------------------------------------------------------------------- Security: 88146M101 Meeting Type: Annual Meeting Date: 02-May-2023 Ticker: TRNO ISIN: US88146M1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: W. Blake Baird Mgmt For For 1b. Election of Director: Michael A. Coke Mgmt For For 1c. Election of Director: Linda Assante Mgmt For For 1d. Election of Director: Gary N. Boston Mgmt For For 1e. Election of Director: LeRoy E. Carlson Mgmt For For 1f. Election of Director: Irene H. Oh Mgmt For For 1g. Election of Director: Douglas M. Pasquale Mgmt For For 1h. Election of Director: Dennis Polk Mgmt For For 2. Adoption of a resolution to approve, on a Mgmt For For non-binding advisory basis, the compensation of certain executives, as more fully described in the proxy statement. 3. Determination on a non-binding, advisory Mgmt 1 Year For basis, of the frequency of future non-binding, advisory votes on executive compensation. 4. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered certified public accounting firm for the 2023 fiscal year. -------------------------------------------------------------------------------------------------------------------------- TRITAX BIG BOX REIT PLC Agenda Number: 716900623 -------------------------------------------------------------------------------------------------------------------------- Security: G9101W101 Meeting Type: AGM Meeting Date: 03-May-2023 Ticker: ISIN: GB00BG49KP99 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE AND ADOPT THE FINANCIAL Mgmt For For STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 2 TO RECEIVE, ADOPT AND APPROVE THE DIRECTORS Mgmt For For REMUNERATION REPORT (OTHER THAN THE DIRECTORS REMUNERATION POLICY) 3 TO RE-ELECT AUBREY ADAMS AS A DIRECTOR OF Mgmt For For THE COMPANY 4 TO RE-ELECT RICHARD LAING AS A DIRECTOR OF Mgmt For For THE COMPANY 5 TO RE-ELECT ALASTAIR HUGHES AS A DIRECTOR Mgmt For For OF THE COMPANY 6 TO RE-ELECT KAREN WHITWORTH AS A DIRECTOR Mgmt For For OF THE COMPANY 7 TO RE-ELECT WU-GANG AS A DIRECTOR OF THE Mgmt For For COMPANY 8 TO RE-ELECT ELIZABETH BROWN AS A DIRECTOR Mgmt For For OF THE COMPANY 9 TO RE-APPOINT BDO LLP AS AUDITORS OF THE Mgmt For For COMPANY 10 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For AUDITORS REMUNERATION 11 TO AUTHORISE THE DIRECTORS TO DECLARE AND Mgmt For For PAY ALL DIVIDENDS OF THE COMPANY AS INTERIM DIVIDENDS 12 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For UNDER SECTION 551 OF THE COMPANIES ACT 2006 13 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For AS IF SECTION 561(1) OF THE COMPANIES ACT 2006 DID NOT APPLY 14 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For AS IF SECTION 561(1) OF THE COMPANIES ACT 2006 DID NOT APPLY FOR THE PURPOSE OF FINANCING AN ACQUISITION 15 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For PURCHASES OF ITS OWN SHARES 16 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS NOTICE 17 THAT SUBJECT TO THE CONFIRMATION OF THE Mgmt For For COURT, THE AMOUNT STANDING TO THE CREDIT OF THE SHARE PREMIUM ACCOUNT OF THE COMPANY BE CANCELLED -------------------------------------------------------------------------------------------------------------------------- UDR, INC. Agenda Number: 935821517 -------------------------------------------------------------------------------------------------------------------------- Security: 902653104 Meeting Type: Annual Meeting Date: 01-Jun-2023 Ticker: UDR ISIN: US9026531049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. ELECTION OF DIRECTOR: Katherine A. Mgmt For For Cattanach 1b. ELECTION OF DIRECTOR: Jon A. Grove Mgmt For For 1c. ELECTION OF DIRECTOR: Mary Ann King Mgmt For For 1d. ELECTION OF DIRECTOR: James D. Klingbeil Mgmt For For 1e. ELECTION OF DIRECTOR: Clint D. McDonnough Mgmt For For 1f. ELECTION OF DIRECTOR: Robert A. McNamara Mgmt For For 1g. ELECTION OF DIRECTOR: Diane M. Morefield Mgmt For For 1h. ELECTION OF DIRECTOR: Kevin C. Nickelberry Mgmt For For 1i. ELECTION OF DIRECTOR: Mark R. Patterson Mgmt For For 1j. ELECTION OF DIRECTOR: Thomas W. Toomey Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP to serve as independent registered public accounting firm for the year ending December 31, 2023. 4. Advisory vote on the frequency of holding Mgmt 1 Year For an advisory vote on executive compensation. -------------------------------------------------------------------------------------------------------------------------- UNITE GROUP PLC Agenda Number: 716927883 -------------------------------------------------------------------------------------------------------------------------- Security: G9283N101 Meeting Type: AGM Meeting Date: 18-May-2023 Ticker: ISIN: GB0006928617 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE THE AUDITED ANNUAL ACCOUNTS OF Mgmt For For THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2022 TOGETHER WITH THE DIRECTORS REPORT, THE STRATEGIC REPORT AND THE AUDITORS REPORT ON THOSE ANNUAL ACCOUNTS (THE ANNUAL REPORT AND ACCOUNTS) 2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For REPORT (OTHER THAN THE PART CONTAINING THE DIRECTORS REMUNERATION POLICY) CONTAINED IN THE ANNUAL REPORT AND ACCOUNTS 3 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For ENDED 31 DECEMBER 2022 OF 21.7P PER ORDINARY SHARE PAYABLE ON 26 MAY 2023 TO SHAREHOLDERS ON THE REGISTER OF MEMBERS OF THE COMPANY AT THE CLOSE OF BUSINESS ON 14 APRIL 2023 4 TO RE-ELECT RICHARD HUNTINGFORD AS A Mgmt Against Against DIRECTOR OF THE COMPANY 5 TO RE-ELECT RICHARD SMITH AS A DIRECTOR OF Mgmt For For THE COMPANY 6 TO RE-ELECT JOE LISTER AS A DIRECTOR OF THE Mgmt For For COMPANY 7 TO RE-ELECT ROSS PATERSON AS A DIRECTOR OF Mgmt For For THE COMPANY 8 TO RE-ELECT ILARIA DEL BEATO AS A DIRECTOR Mgmt For For OF THE COMPANY 9 TO RE-ELECT DAME SHIRLEY PEARCE AS A Mgmt For For DIRECTOR OF THE COMPANY 10 TO RE-ELECT THOMAS JACKSON AS A DIRECTOR OF Mgmt For For THE COMPANY 11 TO RE-ELECT PROFESSOR SIR STEVE SMITH AS A Mgmt For For DIRECTOR OF THE COMPANY 12 TO ELECT NICOLA DULIEU AS A DIRECTOR OF THE Mgmt For For COMPANY 13 TO REAPPOINT DELOITTE LLP AS AUDITOR OF THE Mgmt For For COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY 14 TO AUTHORISE THE AUDIT & RISK COMMITTEE OF Mgmt For For THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR 15 AUTHORITY TO ALLOT SHARES Mgmt For For 16 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For 17 THAT IF RESOLUTION 15 (AUTHORITY TO ALLOT Mgmt For For SHARES) IS PASSED AND IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 16, THE BOARD BE AUTHORISED PURSUANT TO SECTION 570 AND SECTION 573 OF THE COMPANIES ACT 2006 (THE ACT) TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY RESOLUTION 15 AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561(1) OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO BE: (A) LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO A NOMINAL AMOUNT OF GBP 10,007,551 (THIS AMOUNT REPRESENTING NOT MORE THAN 10% OF THE NOMINAL VALUE OF THE ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF THIS NOTICE), SUCH AUTHORITY TO BE USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN TWELVE MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE BOARD OF THE COMPANY DETERMINES TO BE EITHER AN ACQUISITION OR A SPECIFIED CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP, PRIOR TO THE DATE OF THIS NOTICE; AND (B) LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) UP TO A NOMINAL AMOUNT EQUAL TO 20% OF ANY ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES FROM TIME TO TIME UNDER PARAGRAPH (A) ABOVE, SUCH AUTHORITY TO BE USED ONLY FOR THE PURPOSES OF MAKING A FOLLOW-ON OFFER WHICH THE DIRECTORS DETERMINE TO BE OF A KIND CONTEMPLATED BY PARAGRAPH 3 OF SECTION 2B OF THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 17 AUGUST 2024, THIS BEING THE DATE WHICH IS 15 MONTHS AFTER THE DATE OF THIS MEETING) BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED 18 THAT, A GENERAL MEETING OTHER THAN AN Mgmt For For ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS NOTICE -------------------------------------------------------------------------------------------------------------------------- UNIVERSAL HEALTH REALTY INCOME TRUST Agenda Number: 935836239 -------------------------------------------------------------------------------------------------------------------------- Security: 91359E105 Meeting Type: Annual Meeting Date: 07-Jun-2023 Ticker: UHT ISIN: US91359E1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Trustee: Alan B. Miller Mgmt For For 1.2 Election of Trustee: Robert F. McCadden Mgmt For For 2. Advisory (nonbinding) vote to approve named Mgmt For For executive officer compensation. 3. Advisory (nonbinding) vote on the frequency Mgmt 1 Year For of future advisory shareholder votes to approve named executive officer compensation. 4. Proposal to ratify the selection of KPMG, Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- WELLTOWER INC. Agenda Number: 935820173 -------------------------------------------------------------------------------------------------------------------------- Security: 95040Q104 Meeting Type: Annual Meeting Date: 23-May-2023 Ticker: WELL ISIN: US95040Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Kenneth J. Bacon Mgmt For For 1b. Election of Director: Karen B. DeSalvo Mgmt For For 1c. Election of Director: Philip L. Hawkins Mgmt For For 1d. Election of Director: Dennis G. Lopez Mgmt For For 1e. Election of Director: Shankh Mitra Mgmt For For 1f. Election of Director: Ade J. Patton Mgmt For For 1g. Election of Director: Diana W. Reid Mgmt For For 1h. Election of Director: Sergio D. Rivera Mgmt For For 1i. Election of Director: Johnese M. Spisso Mgmt For For 1j. Election of Director: Kathryn M. Sullivan Mgmt For For 2. The ratification of the appointment of Mgmt For For Ernst & Young LLP as independent registered public accounting firm for the year ending December 31, 2023. 3. The approval, on an advisory basis, of the Mgmt Against Against compensation of our named executive officers as disclosed in the 2023 Proxy Statement. 4. An advisory vote on the frequency of future Mgmt 1 Year For advisory votes on executive compensation. Range Cancer Therapeutics ETF -------------------------------------------------------------------------------------------------------------------------- AGENUS INC. Agenda Number: 935850037 -------------------------------------------------------------------------------------------------------------------------- Security: 00847G705 Meeting Type: Annual Meeting Date: 12-Jun-2023 Ticker: AGEN ISIN: US00847G7051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Garo H. Armen Mgmt For For Susan Hirsch Mgmt For For Ulf Wiinberg Mgmt For For 2. To approve an amendment to our 2019 Mgmt For For Employee Stock Purchase Plan (as amended) to increase the number of shares of common stock authorized for issuance under such plan from 1,000,000 to 2,000,000. 3. To approve, in a non-binding advisory vote, Mgmt For For the compensation of the Company's named executive officers. 4. To ratify the appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for the fiscal year ending December 31, 2023. 5. To recommend, on a non-binding advisory Mgmt 1 Year Against basis, the frequency of future advisory votes on the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- ALLOGENE THERAPEUTICS, INC. Agenda Number: 935849173 -------------------------------------------------------------------------------------------------------------------------- Security: 019770106 Meeting Type: Annual Meeting Date: 13-Jun-2023 Ticker: ALLO ISIN: US0197701065 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Deborah Messemer Mgmt Withheld Against 1b. Election of Director: Vicki Sato, Ph.D. Mgmt For For 1c. Election of Director: Todd Sisitsky Mgmt Withheld Against 1d. Election of Director: Owen Witte, M.D. Mgmt Withheld Against 2. To approve, on an advisory basis, the Mgmt Against Against compensation of the Company's named executive officers, as disclosed in the proxy statement. 3. To ratify the selection by the Audit Mgmt For For Committee of the Board of Directors of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- ARCELLX, INC. Agenda Number: 935852601 -------------------------------------------------------------------------------------------------------------------------- Security: 03940C100 Meeting Type: Annual Meeting Date: 13-Jun-2023 Ticker: ACLX ISIN: US03940C1009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director to hold office Mgmt Withheld Against until our 2026 annual meeting: Ali Behbahani, M.D 1.2 Election of Class I Director to hold office Mgmt For For until our 2026 annual meeting: Derek Yoon 2. To amend the Company's certificate of Mgmt For For incorporation to reflect new Delaware law provisions regarding officer exculpation. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- ARCUS BIOSCIENCES, INC. Agenda Number: 935850075 -------------------------------------------------------------------------------------------------------------------------- Security: 03969F109 Meeting Type: Annual Meeting Date: 15-Jun-2023 Ticker: RCUS ISIN: US03969F1093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: David Lacey, M.D. Mgmt Withheld Against 1b. Election of Director: Juan Carlos Jaen, Mgmt Withheld Against Ph.D. 1c. Election of Director: Merdad Parsey, M.D., Mgmt Withheld Against Ph.D. 1d. Election of Director: Nicole Lambert Mgmt Withheld Against 2. To ratify the selection by the Audit Mgmt For For Committee of the Board of Directors of Ernst & Young LLP as the independent registered public accounting firm of Arcus Biosciences for its fiscal year ending December 31, 2023. 3. To approve, on an advisory basis, the Mgmt For For compensation of Arcus Biosciences' named executive officers, as disclosed in the Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- ARGENX SE Agenda Number: 935698160 -------------------------------------------------------------------------------------------------------------------------- Security: 04016X101 Meeting Type: Special Meeting Date: 08-Sep-2022 Ticker: ARGX ISIN: US04016X1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. Appointment of Camilla Sylvest as Mgmt For non-executive director to the board of directors of the Company -------------------------------------------------------------------------------------------------------------------------- ARGENX SE Agenda Number: 935737897 -------------------------------------------------------------------------------------------------------------------------- Security: 04016X101 Meeting Type: Special Meeting Date: 12-Dec-2022 Ticker: ARGX ISIN: US04016X1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. Appointment of Ana Cespedes as Mgmt For non-executive director to the board of directors of the Company -------------------------------------------------------------------------------------------------------------------------- ARGENX SE Agenda Number: 935830770 -------------------------------------------------------------------------------------------------------------------------- Security: 04016X101 Meeting Type: Annual Meeting Date: 02-May-2023 Ticker: ARGX ISIN: US04016X1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 3. Advisory vote to approve the 2022 Mgmt Against remuneration report. 4b. Adoption of the 2022 annual accounts. Mgmt For 4d. Allocation of losses of the Company in the Mgmt For financial year 2021 to the retained earnings of the Company. 4e. Proposal to release the members of the Mgmt For board of directors from liability for their respective duties carried out in the financial year 2022. 5. Proposal to re-appoint Don deBethizy as Mgmt For non-executive director for a term of two years. 6. Authorization of the board of directors to Mgmt For issue shares and grant rights to subscribe for shares in the share capital of the Company up to a maximum of 10% of the outstanding capital at the date of the general meeting, for a period of 18 months from the annual general meeting and to limit or exclude statutory pre-emptive rights, if any. 7. Appointment of Deloitte Accountants B.V. as Mgmt For statutory auditor for the 2023 financial year. -------------------------------------------------------------------------------------------------------------------------- BEIGENE LTD Agenda Number: 935864315 -------------------------------------------------------------------------------------------------------------------------- Security: 07725L102 Meeting Type: Annual Meeting Date: 15-Jun-2023 Ticker: BGNE ISIN: US07725L1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 THAT Dr. Margaret Dugan be and is hereby Mgmt For For re-elected to serve as a Class I director of the Company until the 2026 annual general meeting of the shareholders of the Company and until her successor is duly elected and qualified, subject to her earlier resignation or removal. O2 THAT John V. Oyler be and is hereby Mgmt For For re-elected to serve as a Class I director of the Company until the 2026 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal. O3 THAT Dr. Alessandro Riva be and is hereby Mgmt For For re-elected to serve as a Class I director until the 2026 annual general meeting of shareholders and until his successor is duly electedand qualified, subject to his earlier resignation or removal. O4 THAT the selection of Ernst & Young LLP, Mgmt For For Ernst & Young and Ernst & Young Hua Ming LLP as the Company's reporting accounting firms for the fiscal year ending December 31, 2023 be and is hereby approved, ratified and confirmed. O5 THAT the Board of Directors is hereby Mgmt For For authorized to fix the auditors' remuneration for the fiscal year ending December 31, 2023. O6 THAT the granting of a share issue mandate Mgmt Against Against to the Board of ...(due to space limits, see proxy material for full proposal). O7 THAT the granting of a share repurchase Mgmt For For mandate to the Board of ...(due to space limits, see proxy material for full proposal). O8 THAT the Company and its underwriters be Mgmt Against Against and are hereby ...(due to space limits, see proxy material for full proposal). O9 THAT the Company and its underwriters be Mgmt Against Against and are hereby ...(due to space limits, see proxy material for full proposal). O10 THAT the grant of an option to acquire Mgmt For For shares to Amgen to allow ...(due to space limits, see proxy material for full proposal). O11 THAT the grant of restricted share units Mgmt Against Against ("RSUs") with a grant date fair value of US$5,500,000 to Mr. John V. Oyler under the Second Amended and Restated 2016 Share Option and Incentive Plan (as amended, the "2016 Plan"), according to the terms and conditions described in the Proxy Statement, be and is hereby approved. O12 THAT the grant of RSUs with a grant date Mgmt Against Against fair value of ...(due to space limits, see proxy material for full proposal). O13 THAT the grant of RSUs with a grant date Mgmt Against Against fair value of ...(due to space limits, see proxy material for full proposal). O14 THAT, on a non-binding, advisory basis, the Mgmt Against Against compensation of the ...(due to space limits, see proxy material for full proposal). S15 THAT the Seventh Amended and Restated Mgmt For For Memorandum and Articles of Association of the Company, as described in the Proxy Statement, be and is hereby approved. O16 THAT the adjournment of the Annual Meeting Mgmt Against Against by the chairman, if ...(due to space limits, see proxy material for full proposal). -------------------------------------------------------------------------------------------------------------------------- BICYCLE THERAPEUTICS PLC Agenda Number: 935855405 -------------------------------------------------------------------------------------------------------------------------- Security: 088786108 Meeting Type: Annual Meeting Date: 13-Jun-2023 Ticker: BCYC ISIN: US0887861088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To re elect as a director Janice Bourque, Mgmt For For who retires in accordance with the Articles of Association. 2. To re elect as a director Veronica Jordan, Mgmt For For who retires in accordance with the Articles of Association. 3. To re-elect as a director Sir Greg Winter, Mgmt For For who retires in accordance with the Articles of Association. 4. To approve, on advisory basis, the Mgmt For For compensation of our named executive officers. 5. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP, a limited liability partnership organized under the laws of England, as our U.S. independent registered public accounting firm for the year ending December 31, 2023. 6. To re appoint PricewaterhouseCoopers LLP, a Mgmt For For limited liability partnership organized under the laws of England, as our U.K statutory auditors, to hold office until the conclusion of the next annual general meeting of shareholders. 7. To authorize the Audit Committee to Mgmt For For determine our U.K statutory auditors' remuneration for the year ending December 31, 2023. 8. To receive and adopt our U.K. statutory Mgmt For For annual accounts and reports for the year ended December 31, 2022 (the "2022 U.K. Annual Report"). 9. To approve our U.K. directors' remuneration Mgmt For For report for the year ended December 31, 2022 (excluding the directors' remuneration policy). 10. To approve the directors' remuneration Mgmt For For policy. -------------------------------------------------------------------------------------------------------------------------- BIONTECH SE Agenda Number: 935849197 -------------------------------------------------------------------------------------------------------------------------- Security: 09075V102 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: BNTX ISIN: US09075V1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2 Resolution on the appropriation of the Mgmt For For balance sheet profit for the financial year 2021. 3 Resolution on the appropriation of the Mgmt For For balance sheet profit for the financial year 2022. 4 Resolution on the approval of the actions Mgmt For For of the Management Board. 5 Resolution on the approval of the actions Mgmt For For of the Supervisory Board. 6 Resolution on the appointment of the Mgmt For For auditor of the financial statements and the auditor of the consolidated financial statements for the financial year 2023 as well as the auditor for a possible audit or audit review of interim reports. 7 Resolution on the approval of the Mgmt Against Against remuneration report. 8.1 Election to the Supervisory Board: Baroness Mgmt For For Nicola Blackwood 8.2 Election to the Supervisory Board: Ulrich Mgmt For For Wandschneider, Ph.D. 8.3 Election to the Supervisory Board: Mr. Mgmt For For Michael Motschmann 9 Resolution on the Amendment to Sec. 16 Mgmt For For para. 5 of the Articles of Association to authorise the Management Board to provide for the holding of a virtual Annual General Meeting. 10 Resolution on the Amendment to Sec. 16 Mgmt For For para. 4 of the Articles of Association on the participation of members of the Supervisory Board in the Annual General Meeting by means of video and audio transmission. 11a Approval of the conclusion of the Mgmt For For domination and profit and loss transfer agreement between the Company as controlling company and BioNTech Idar-Oberstein Services GmbH as dependent company. 11b Approval of the conclusion of the Mgmt For For domination and profit and loss transfer agreement between the Company as controlling company and NT Security and Services GmbH as dependent company. 11c Approval of the conclusion of the Mgmt For For domination and profit and loss transfer agreement between the Company as controlling company and BioNTech BioNTainer Holding GmbH as dependent company. 11d Approval of the conclusion of the Mgmt For For domination and profit and loss transfer agreement between the Company as controlling company and BioNTech Individualized mRNA Manufacturing GmbH as dependent company. -------------------------------------------------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935788286 -------------------------------------------------------------------------------------------------------------------------- Security: 110122108 Meeting Type: Annual Meeting Date: 02-May-2023 Ticker: BMY ISIN: US1101221083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Peter J. Arduini Mgmt For For 1B. Election of Director: Deepak L. Bhatt, Mgmt For For M.D., M.P.H. 1C. Election of Director: Giovanni Caforio, Mgmt For For M.D. 1D. Election of Director: Julia A. Haller, M.D. Mgmt For For 1E. Election of Director: Manuel Hidalgo Mgmt For For Medina, M.D., Ph.D. 1F. Election of Director: Paula A. Price Mgmt For For 1G. Election of Director: Derica W. Rice Mgmt For For 1H. Election of Director: Theodore R. Samuels Mgmt For For 1I. Election of Director: Gerald L. Storch Mgmt For For 1J. Election of Director: Karen H. Vousden, Mgmt For For Ph.D. 1K. Election of Director: Phyllis R. Yale Mgmt For For 2. Advisory Vote to Approve the Compensation Mgmt For For of our Named Executive Officers. 3. Advisory Vote on the Frequency of the Mgmt 1 Year For Advisory Vote on the Compensation of our Named Executive Officers. 4. Ratification of the Appointment of an Mgmt For For Independent Registered Public Accounting Firm. 5. Shareholder Proposal on the Adoption of a Shr Against For Board Policy that the Chairperson of the Board be an Independent Director. 6. Shareholder Proposal on Workplace Shr Against For Non-Discrimination Audit. 7. Shareholder Proposal on Special Shareholder Shr Against For Meeting Improvement. -------------------------------------------------------------------------------------------------------------------------- CRISPR THERAPEUTICS AG Agenda Number: 935847218 -------------------------------------------------------------------------------------------------------------------------- Security: H17182108 Meeting Type: Annual Meeting Date: 08-Jun-2023 Ticker: CRSP ISIN: CH0334081137 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the Swiss management report, Mgmt For For the consolidated financial statements and the statutory financial statements of the Company for the year ended December 31, 2022. 2. Approval of the appropriation of financial Mgmt For For results. 3. Discharge of the members of the Board of Mgmt For For Directors and Executive Committee. 4.a Re-election of Rodger Novak, M.D., as Mgmt For For member and Chairman 4.b Re-election of Samarth Kulkarni, Ph.D. as a Mgmt For For member to the Board of Directors 4.c Re-election of Ali Behbahani, M.D. as a Mgmt Against Against member to the Board of Directors 4.d Re-election of Maria Fardis, Ph.D. as a Mgmt For For member to the Board of Directors 4.e Re-election of H. Edward Fleming, Jr., M.D. Mgmt For For as a member to the Board of Directors 4.f Re-election of Simeon J. George, M.D. as a Mgmt For For member to the Board of Directors 4.g Re-election of John T. Greene as a member Mgmt For For to the Board of Directors 4.h Re-election of Katherine A. High, M.D. as a Mgmt For For member to the Board of Directors 4.i Re-election of Douglas A. Treco, Ph.D. as a Mgmt For For member to the Board of Directors 5.a Re-election of Ali Behbahani, M.D. as a Mgmt Against Against member of the Compensation Committee 5.b Election of H. Edward Fleming, Jr., M.D. as Mgmt For For a member of the Compensation Committee 5.c Re-election of Simeon J. George, M.D. as a Mgmt For For member of the Compensation Committee 5.d Re-election of John T. Greene as a member Mgmt For For of the Compensation Committee 6.a Binding vote on maximum Mgmt For For non-performance-related compensation for members of the Board of Directors from the 2023 Annual General Meeting to the 2024 annual general meeting of shareholders. 6.b Binding vote on maximum equity for members Mgmt Against Against of the Board of Directors from the 2023 Annual General Meeting to the 2024 annual general meeting of shareholders. 6.c Binding vote on maximum Mgmt Against Against non-performance-related compensation for members of the Executive Committee from July 1, 2023 to June 30, 2024. 6.d Binding vote on maximum variable Mgmt Against Against compensation for members of the Executive Committee for the current year ending December 31, 2023. 6.e Binding vote on maximum equity for members Mgmt Against Against of the Executive Committee from the 2023 Annual General Meeting to the 2024 annual general meeting of shareholders. 6.f Non-binding advisory vote on the 2022 Mgmt Against Against Compensation Report. 7. Non-binding advisory vote to approve the Mgmt Against Against compensation paid to the Company's named executive officers under U.S. securities law requirements. 8. Approval of a capital band. Mgmt For For 9. Approval of an increase in the conditional Mgmt Against Against share capital for employee equity plans. 10. Approval of an amendment to the CRISPR Mgmt Against Against Therapeutics AG 2018 Stock Option and Incentive Plan. 11. Approval of a reduction in the maximum size Mgmt For For of the Board of Directors. 12a Approval of amendments to the Articles of Mgmt For For Association to reflect revised Swiss corporate law and other changes: Additions to the purpose of the Company. 12b Approval of amendments to the Articles of Mgmt For For Association to reflect revised Swiss corporate law and other changes: General Meeting abroad and virtual General Meeting. 12c Approval of amendments to the Articles of Mgmt Against Against Association to reflect revised Swiss corporate law and other changes: Inclusion of a jurisdiction clause. 12d Approval of amendments to the Articles of Mgmt For For Association to reflect revised Swiss corporate law and other changes: Alignment with compulsory new regulations. 12e Approval of amendments to the Articles of Mgmt For For Association to reflect revised Swiss corporate law and other changes: Editorial and other changes. 13. Re-election of the independent voting Mgmt For For rights representative. 14. Re-election of the auditors. Mgmt For For 15. Transact any other business that may Mgmt Against Against properly come before the 2023 Annual General Meeting or any adjournment or postponement thereof. -------------------------------------------------------------------------------------------------------------------------- FATE THERAPEUTICS, INC. Agenda Number: 935830489 -------------------------------------------------------------------------------------------------------------------------- Security: 31189P102 Meeting Type: Annual Meeting Date: 06-Jun-2023 Ticker: FATE ISIN: US31189P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director: Robert S. Mgmt For For Epstein, M.D., M.S. 1.2 Election of Class I Director: John D. Mgmt For For Mendlein, Ph.D., J.D. 1.3 Election of Class I Director: Karin Jooss, Mgmt For For Ph.D. 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2023. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers as disclosed in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- GENMAB A S Agenda Number: 935770962 -------------------------------------------------------------------------------------------------------------------------- Security: 372303206 Meeting Type: Annual Meeting Date: 29-Mar-2023 Ticker: GMAB ISIN: US3723032062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. Presentation and adoption of the audited Mgmt For For Annual Report and discharge of Board of Directors and Executive Management 3. Resolution on the distribution of profits Mgmt For For as recorded in the adopted Annual Report 4. Advisory vote on the Compensation Report Mgmt For For 5a. Re-election of Director: Deirdre P. Mgmt For For Connelly 5b. Re-election of Director: Pernille Erenbjerg Mgmt For For 5c. Re-election of Director: Rolf Hoffmann Mgmt For For 5d. Re-election of Director: Elizabeth Mgmt For For O'Farrell 5e. Re-election of Director: Dr. Paolo Paoletti Mgmt For For 5f. Re-election of Director: Dr. Anders Gersel Mgmt For For Pedersen 6. Re-election of PricewaterhouseCoopers Mgmt For For Statsautoriseret Revisionspartnerselskab 7a. Approval of the Board of Directors' Mgmt Against Against remuneration for 2023 7b. Amendment to Remuneration Policy for the Mgmt Against Against Board of Directors and the Executive Management (removal of DKK 25 million cap) 7c. Amendments to Remuneration Policy for the Mgmt Against Against Board of Directors and the Executive Management (certain other changes) 7d. Authorization to the Board of Directors to Mgmt For For mandate the Company to acquire treasury shares 8. Authorization of the Chair of the General Mgmt For For Meeting to register resolutions passed by the General Meeting -------------------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Agenda Number: 935788438 -------------------------------------------------------------------------------------------------------------------------- Security: 375558103 Meeting Type: Annual Meeting Date: 03-May-2023 Ticker: GILD ISIN: US3755581036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jacqueline K. Barton, Mgmt For For Ph.D. 1b. Election of Director: Jeffrey A. Bluestone, Mgmt For For Ph.D. 1c. Election of Director: Sandra J. Horning, Mgmt For For M.D. 1d. Election of Director: Kelly A. Kramer Mgmt For For 1e. Election of Director: Kevin E. Lofton Mgmt For For 1f. Election of Director: Harish Manwani Mgmt For For 1g. Election of Director: Daniel P. O'Day Mgmt For For 1h. Election of Director: Javier J. Rodriguez Mgmt For For 1i. Election of Director: Anthony Welters Mgmt For For 2. To ratify the selection of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. To approve, on an advisory basis, the Mgmt For For compensation of our Named Executive Officers as presented in the Proxy Statement. 4. To approve, on an advisory basis, the Mgmt 1 Year For frequency of future advisory stockholder votes on executive compensation. 5. To approve an amendment and restatement of Mgmt For For the Gilead Sciences, Inc. Employee Stock Purchase Plan and the Gilead Sciences, Inc. International Employee Stock Purchase Plan. 6. To vote on a stockholder proposal, if Shr Against For properly presented at the meeting, requesting the Board implement a process to nominate at least one more candidate than the number of directors to be elected. 7. To vote on a stockholder proposal, if Shr Against For properly presented at the meeting, requesting the Board amend the company governing documents to give street name shares and non-street name shares an equal right to call a special stockholder meeting. 8. To vote on a stockholder proposal, if Shr Against For properly presented at the meeting, requesting a report on a process by which the impact of extended patent exclusivities on product access would be considered in deciding whether to apply for secondary and tertiary patents. -------------------------------------------------------------------------------------------------------------------------- IGM BIOSCIENCES, INC. Agenda Number: 935860850 -------------------------------------------------------------------------------------------------------------------------- Security: 449585108 Meeting Type: Annual Meeting Date: 23-Jun-2023 Ticker: IGMS ISIN: US4495851085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Julie Hambleton, M.D. Mgmt Withheld Against William Strohl, Ph.D. Mgmt Withheld Against Jakob Haldor Topsoe Mgmt Withheld Against 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. 3. Approval of the amendment and restatement Mgmt Against Against of our Amended and Restated 2018 Omnibus Incentive Plan, which increases the number of shares authorized for issuance thereunder by 2,160,000 shares. -------------------------------------------------------------------------------------------------------------------------- IMMATICS, N.V. Agenda Number: 935883858 -------------------------------------------------------------------------------------------------------------------------- Security: N44445109 Meeting Type: Annual Meeting Date: 20-Jun-2023 Ticker: IMTX ISIN: NL0015285941 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Adoption of the statutory annual accounts Mgmt For For for the financial year ended 31 December 2022 2. Discharge from liability for the members of Mgmt For For the Company's board of directors (the "Board") with respect to the performance of their duties during the financial year ended 31 December 2022 3. Reappointment of Dr. H. Singh Jasuja as Mgmt For For executive director class III 4. Reappointment of Mr. A. Stone as Mgmt Against Against non-executive director class III 5. Appointment of Dr. M.P. Hothum as Mgmt For For non-executive director class III 6. Extension of the authorisation of the Board Mgmt Against Against to acquire ordinary shares or depositary receipts thereof 7. Instruction to PricewaterhouseCoopers Mgmt For For Accountants N.V. as auditor for the financial year ending 31 December 2023 -------------------------------------------------------------------------------------------------------------------------- IMMUNITYBIO, INC. Agenda Number: 935856990 -------------------------------------------------------------------------------------------------------------------------- Security: 45256X103 Meeting Type: Annual Meeting Date: 13-Jun-2023 Ticker: IBRX ISIN: US45256X1037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Patrick Soon-Shiong, Mgmt Withheld Against M.D. 1b. Election of Director: Cheryl L. Cohen Mgmt For For 1c. Election of Director: Richard Adcock Mgmt For For 1d. Election of Director: Michael D. Blaszyk Mgmt For For 1e. Election of Director: John Owen Brennan Mgmt For For 1f. Election of Director: Wesley Clark Mgmt For For 1g. Election of Director: Linda Maxwell, M.D. Mgmt For For 1h. Election of Director: Christobel Selecky Mgmt For For 1i. Election of Director: Barry J. Simon, M.D. Mgmt For For 2. To ratify the selection of Ernst & Young Mgmt For For LLP as ImmunityBio's independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- IMMUNOCORE HOLDINGS PLC Agenda Number: 935838118 -------------------------------------------------------------------------------------------------------------------------- Security: 45258D105 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: IMCR ISIN: US45258D1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To receive and adopt the accounts of the Mgmt For For Company for the financial year ended 31 December 2022 together with the reports of the directors of the Company (the "Directors") and the auditor thereon (the "UK Annual Report"). 2. To approve the Directors' Remuneration Mgmt Against Against Report (other than the Directors' Remuneration Policy), as set out in the UK Annual Report, for the financial year ended 31 December 2022. 3. To re-appoint Robert Perez as a Director of Mgmt For For the Company, who is retiring in accordance with article 81.3 of the Company's articles of association and, being eligible, is offering himself for re-appointment. 4. To re-appoint Kristine Peterson as a Mgmt For For Director of the Company, who is retiring in accordance with article 81.3 of the Company's articles of association and, being eligible, is offering herself for re-appointment. 5. To re-appoint Siddharth Kaul as a Director Mgmt For For of the Company, who is retiring in accordance with article 81.3 of the Company's articles of association and, being eligible, is offering himself for re-appointment. 6. To appoint Deloitte LLP as the Company's Mgmt For For auditor to act as such until the conclusion of the next annual general meeting of the Company at which the requirements of section 437 of the Companies Act 2006 are complied with. 7. To authorise the Directors to determine the Mgmt For For auditor's remuneration. 8. To authorise the Company and all of its Mgmt For For subsidiaries at any time during the period for which this resolution has effect to: (a) make political donations to political parties and/or independent election candidates not exceeding $50,000 in total; (b) make political donations to political organisations other than political parties not exceeding $50,000 in total; and (c) incur political expenditure not exceeding $50,000 in total, ..Due to space limits, see proxy material for full proposal. -------------------------------------------------------------------------------------------------------------------------- INHIBRX, INC. Agenda Number: 935821694 -------------------------------------------------------------------------------------------------------------------------- Security: 45720L107 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: INBX ISIN: US45720L1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Director to serve Mgmt Withheld Against until 2026 Annual Meeting of Stockholders: Mark P. Lappe 2. To ratify the appointment of BDO USA, LLP Mgmt For For as our independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- IOVANCE BIOTHERAPEUTICS, INC. Agenda Number: 935846177 -------------------------------------------------------------------------------------------------------------------------- Security: 462260100 Meeting Type: Annual Meeting Date: 06-Jun-2023 Ticker: IOVA ISIN: US4622601007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Iain Dukes, D. Phil. Mgmt For For Athena Countouriotis MD Mgmt For For Wendy L. Yarno Mgmt For For Ryan Maynard Mgmt For For Merrill A. McPeak Mgmt Withheld Against Wayne P. Rothbaum Mgmt For For Michael Weiser, MD, PhD Mgmt For For 2. To approve, by non-binding advisory vote, Mgmt For For the compensation of our named executive officers. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. 4. To approve an amendment to our 2018 Equity Mgmt For For Incentive Plan (the "2018 Plan") to increase the number of shares of the Company's common stock authorized for issuance thereunder from 20,700,000 shares to 29,700,000 shares. 5. To approve an amendment to our 2020 Mgmt For For Employee Stock Purchase Plan to increase the number of shares of the Company's common stock authorized for issuance from 500,000 shares to 1,400,000 shares. 6. To approve an amendment to our certificate Mgmt For For of incorporation, as amended, to increase the number of authorized shares of the Company's common stock from 300,000,000 to 500,000,000. -------------------------------------------------------------------------------------------------------------------------- ITEOS THERAPEUTICS, INC. Agenda Number: 935841406 -------------------------------------------------------------------------------------------------------------------------- Security: 46565G104 Meeting Type: Annual Meeting Date: 13-Jun-2023 Ticker: ITOS ISIN: US46565G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Director to serve Mgmt For For until the 2026 Annual Meeting: Michel Detheux 1.2 Election of Class III Director to serve Mgmt Withheld Against until the 2026 Annual Meeting: David L. Hallal 1.3 Election of Class III Director to serve Mgmt For For until the 2026 Annual Meeting: Tim Van Hauwermeiren 1.4 Election of Class III Director to serve Mgmt For For until the 2026 Annual Meeting: Robert Iannone 2. To ratify the appointment of Deloitte Mgmt For For Bedrijfsrevisoren / Reviseurs d'Entreprises BV/SRL as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- JANUX THERAPEUTICS, INC. Agenda Number: 935852411 -------------------------------------------------------------------------------------------------------------------------- Security: 47103J105 Meeting Type: Annual Meeting Date: 14-Jun-2023 Ticker: JANX ISIN: US47103J1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director to serve for Mgmt Withheld Against three-year terms until the 2026 Annual Meeting: Sheila Gujrathi, M.D. 1.2 Election of Class II Director to serve for Mgmt Withheld Against three-year terms until the 2026 Annual Meeting: Alana McNulty 2. To ratify the selection by the Audit Mgmt For For Committee of the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- LEGEND BIOTECH CORPORATION Agenda Number: 935712439 -------------------------------------------------------------------------------------------------------------------------- Security: 52490G102 Meeting Type: Annual Meeting Date: 14-Oct-2022 Ticker: LEGN ISIN: US52490G1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To receive the audited consolidated Mgmt For For financial statements of the Company for the fiscal year ended December 31, 2021. 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as independent auditor of the Company (the "Independent Auditor") for the fiscal year ending December 31, 2022. 3. To re-elect Dr. Patrick Casey, whose term Mgmt For For of office will expire pursuant to article 88(b) of the Company's memorandum of association, to serve as a Class II director of the Company for a full term of three (3) years. 4. To re-elect Mr. Philip Yau, whose term of Mgmt For For office will expire pursuant to article 88(b) of the Company's memorandum of association, to serve as a Class II director of the Company for a full term of three (3) years. 5. To re-elect Dr. Fangliang Zhang, whose term Mgmt For For of office will expire pursuant to article 88(b) of the Company's memorandum of association, to serve as a Class II director of the Company for a full term of three (3) years. 6. To authorize each of the directors and Mgmt For For officers of the Company to take any and every action that might be necessary to effect the foregoing resolutions as such director or officer, in his or her absolute discretion, thinks fit. -------------------------------------------------------------------------------------------------------------------------- LYELL IMMUNOPHARMA, INC. Agenda Number: 935849894 -------------------------------------------------------------------------------------------------------------------------- Security: 55083R104 Meeting Type: Annual Meeting Date: 16-Jun-2023 Ticker: LYEL ISIN: US55083R1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II Director: Richard Mgmt For For Klausner, M.D. 1b. Election of Class II Director: Otis Mgmt Withheld Against Brawley, M.D. 1c. Election of Class II Director: William Mgmt For For Rieflin 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the company's independent registered public accounting firm for its fiscal year ending December 31, 2023. 3. Advisory vote to approve the compensation Mgmt For For of the company's named executive officers. 4. Advisory vote on the preferred frequency of Mgmt 1 Year For stockholder advisory votes to approve the compensation of the company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. Agenda Number: 935809080 -------------------------------------------------------------------------------------------------------------------------- Security: 58933Y105 Meeting Type: Annual Meeting Date: 23-May-2023 Ticker: MRK ISIN: US58933Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Douglas M. Baker, Jr. Mgmt For For 1b. Election of Director: Mary Ellen Coe Mgmt For For 1c. Election of Director: Pamela J. Craig Mgmt For For 1d. Election of Director: Robert M. Davis Mgmt For For 1e. Election of Director: Thomas H. Glocer Mgmt For For 1f. Election of Director: Risa J. Mgmt For For Lavizzo-Mourey, M.D. 1g. Election of Director: Stephen L. Mayo, Mgmt For For Ph.D. 1h. Election of Director: Paul B. Rothman, M.D. Mgmt For For 1i. Election of Director: Patricia F. Russo Mgmt For For 1j. Election of Director: Christine E. Seidman, Mgmt For For M.D. 1k. Election of Director: Inge G. Thulin Mgmt For For 1l. Election of Director: Kathy J. Warden Mgmt For For 1m. Election of Director: Peter C. Wendell Mgmt For For 2. Non-binding advisory vote to approve the Mgmt For For compensation of our named executive officers. 3. Non-binding advisory vote to approve the Mgmt 1 Year For frequency of future votes to approve the compensation of our named executive officers. 4. Ratification of the appointment of the Mgmt For For Company's independent registered public accounting firm for 2023. 5. Shareholder proposal regarding business Shr Against For operations in China. 6. Shareholder proposal regarding access to Shr For Against COVID-19 products. 7. Shareholder proposal regarding indirect Shr Against For political spending. 8. Shareholder proposal regarding patents and Shr For Against access. 9. Shareholder proposal regarding a congruency Shr Against For report of partnerships with globalist organizations. 10. Shareholder proposal regarding an Shr Against For independent board chairman. -------------------------------------------------------------------------------------------------------------------------- MERUS N.V. Agenda Number: 935858855 -------------------------------------------------------------------------------------------------------------------------- Security: N5749R100 Meeting Type: Annual Meeting Date: 26-May-2023 Ticker: MRUS ISIN: NL0011606264 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Adoption of Merus N.V.'s Dutch statutory Mgmt For For annual accounts in the English language for the financial year 2022. 2. Appointment of KPMG Accountants N.V. as Mgmt For For Merus N.V.'s external auditor for the financial year 2023 for purposes of Dutch law. 3. Release of each member of Merus N.V.'s Mgmt For For board of directors from liability for the exercise of their duties during the financial year 2022. 4. Re-appointment of Sven (Bill) Ante Mgmt For For Lundberg, M.D. as executive director. 5. Re-appointment of Anand Mehra, M.D. as Mgmt For For non-executive director. 6. Re-appointment of Victor Sandor, M.D.C.M. Mgmt For For as non-executive director. 7. Extending authorization to Merus N.V.'s Mgmt Against Against board of directors to issue ordinary shares (or rights to subscribe for ordinary shares) in Merus N.V.'s capital. 8. Extending authorization of Merus N.V.'s Mgmt Against Against board of directors to limit or exclude pre-emption rights. 9. Granting authorization to Merus N.V.'s Mgmt For For board of directors to acquire shares (or depository receipts for such shares) in Merus N.V.'s capital. 10. Approval, on an advisory (non-binding) Mgmt For For basis, of the compensation of Merus N.V.'s named executive officers. -------------------------------------------------------------------------------------------------------------------------- MODERNA, INC. Agenda Number: 935788096 -------------------------------------------------------------------------------------------------------------------------- Security: 60770K107 Meeting Type: Annual Meeting Date: 03-May-2023 Ticker: MRNA ISIN: US60770K1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Stephen Berenson Mgmt For For Sandra Horning, M.D. Mgmt For For Paul Sagan Mgmt Withheld Against 2. To approve, on a non-binding, advisory Mgmt For For basis, the compensation of our named executive officers. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as our registered independent public accounting firm for the year ending December 31, 2023. 4. To vote on a shareholder proposal Shr Against For requesting a report on transferring intellectual property. -------------------------------------------------------------------------------------------------------------------------- RAPT THERAPEUTICS, INC. Agenda Number: 935819500 -------------------------------------------------------------------------------------------------------------------------- Security: 75382E109 Meeting Type: Annual Meeting Date: 24-May-2023 Ticker: RAPT ISIN: US75382E1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Brian Wong, M.D., Ph.D. Mgmt Withheld Against Mary Ann Gray, Ph.D. Mgmt Withheld Against 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the independent registered public accounting firm of RAPT Therapeutics, Inc. for its fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- REGENERON PHARMACEUTICALS, INC. Agenda Number: 935835338 -------------------------------------------------------------------------------------------------------------------------- Security: 75886F107 Meeting Type: Annual Meeting Date: 09-Jun-2023 Ticker: REGN ISIN: US75886F1075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Joseph L. Goldstein, Mgmt Against Against M.D. 1b. Election of Director: Christine A. Poon Mgmt Against Against 1c. Election of Director: Craig B. Thompson, Mgmt For For M.D. 1d. Election of Director: Huda Y. Zoghbi, M.D. Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. Proposal to approve, on an advisory basis, Mgmt For For executive compensation. 4. Proposal to approve, on an advisory basis, Mgmt 1 Year For the frequency of future advisory votes on executive compensation. 5. Non-binding shareholder proposal, if Shr Against For properly presented, requesting report on a process by which access to medicine is considered in matters related to protecting intellectual property. -------------------------------------------------------------------------------------------------------------------------- REPLIMUNE GROUP INC Agenda Number: 935693691 -------------------------------------------------------------------------------------------------------------------------- Security: 76029N106 Meeting Type: Annual Meeting Date: 07-Sep-2022 Ticker: REPL ISIN: US76029N1063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Philip Astley-Sparke Mgmt Withheld Against 1.2 Election of Director: Kapil Dhingra, Mgmt Withheld Against M.B.B.S. 1.3 Election of Director: Joseph Slattery Mgmt Withheld Against 1.4 Election of Director: Christy Oliger Mgmt For For 2. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for Replimune Group, Inc. for the fiscal year ending March 31, 2023. -------------------------------------------------------------------------------------------------------------------------- RUBIUS THERAPEUTICS, INC. Agenda Number: 935682434 -------------------------------------------------------------------------------------------------------------------------- Security: 78116T103 Meeting Type: Special Meeting Date: 07-Jul-2022 Ticker: RUBY ISIN: US78116T1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The amendment of the Company's Amended and Mgmt For For Restated Certificate of Incorporation to increase the number of authorized shares of common stock of the Company from 150,000,000 to 300,000,000. 2. The approval of an adjournment of the Mgmt For For Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve Proposal 1. -------------------------------------------------------------------------------------------------------------------------- XENCOR, INC. Agenda Number: 935845769 -------------------------------------------------------------------------------------------------------------------------- Security: 98401F105 Meeting Type: Annual Meeting Date: 14-Jun-2023 Ticker: XNCR ISIN: US98401F1057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director to serve until the Mgmt For For next Annual Meeting: Bassil I. Dahiyat, Ph.D. 1.2 Election of Director to serve until the Mgmt For For next Annual Meeting: Ellen G. Feigal, M.D. 1.3 Election of Director to serve until the Mgmt For For next Annual Meeting: Kevin C. Gorman, Ph.D. 1.4 Election of Director to serve until the Mgmt For For next Annual Meeting: Kurt A. Gustafson 1.5 Election of Director to serve until the Mgmt For For next Annual Meeting: Bruce Montgomery, M.D. 1.6 Election of Director to serve until the Mgmt For For next Annual Meeting: Richard J. Ranieri 1.7 Election of Director to serve until the Mgmt For For next Annual Meeting: Dagmar Rosa-Bjorkeson 2. To ratify the selection by the Audit Mgmt For For Committee of the Board of Directors of RSM US LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2023. 3. To hold a non-binding advisory vote on the Mgmt For For compensation of the Company's named executive officers, as disclosed in the accompanying proxy statement. 4. To approve the Company's 2023 Equity Mgmt Against Against Incentive Plan. 5. To hold a non-binding advisory vote on the Mgmt 1 Year For frequency of future non-binding advisory stockholder votes on the compensation of the Company's named executive officers. Loncar China BioPharma ETF -------------------------------------------------------------------------------------------------------------------------- 3D MEDICINES INC. Agenda Number: 717321727 -------------------------------------------------------------------------------------------------------------------------- Security: G8872R101 Meeting Type: AGM Meeting Date: 26-Jun-2023 Ticker: ISIN: KYG8872R1011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0601/2023060101784.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0601/2023060101908.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2022 AND THE REPORTS OF THE DIRECTORS (THE DIRECTORS) AND AUDITOR THEREON 2.A TO RE-ELECT DR. GONG ZHAOLONG AS AN Mgmt For For EXECUTIVE DIRECTOR 2.B TO RE-ELECT MR. ZHU PAI AS A NON-EXECUTIVE Mgmt For For DIRECTOR 2.C TO RE-ELECT MR. ZHOU FENG AS A Mgmt For For NON-EXECUTIVE DIRECTOR 2.D TO RE-ELECT MS. CHEN YAWEN AS A Mgmt For For NON-EXECUTIVE DIRECTOR 2.E TO RE-ELECT DR. LI JIN AS AN INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR 2.F TO RE-ELECT DR. LIN TAT PANG AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 2.G TO RE-ELECT MR. LIU XINGUANG AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 2.H TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For BOARD) TO FIX THE REMUNERATION OF THE DIRECTORS 3 TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF Mgmt For For THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION 4.A TO GIVE AN ISSUE MANDATE TO THE DIRECTORS Mgmt Against Against TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY 4.B TO GIVE A REPURCHASE MANDATE TO THE Mgmt For For DIRECTORS TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY 4.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH SHARES BY THE NUMBER OF SHARES REPURCHASED BY THE COMPANY 5 TO APPROVE THE ADOPTION OF THE NEW SHARE Mgmt Against Against OPTION SCHEME 6 TO APPROVE THE SCHEME MANDATE LIMIT (AS Mgmt Against Against DEFINED IN THE NEW SHARE OPTION SCHEME) 7 TO APPROVE THE CATEGORY B PARTICIPANT LIMIT Mgmt Against Against (AS DEFINED IN THE NEW SHARE OPTION SCHEME) 8 TO APPROVE THE AMENDMENTS OF THE RESTRICTED Mgmt For For SHARE UNIT SCHEME -------------------------------------------------------------------------------------------------------------------------- 3SBIO INC Agenda Number: 717271768 -------------------------------------------------------------------------------------------------------------------------- Security: G8875G102 Meeting Type: AGM Meeting Date: 20-Jun-2023 Ticker: ISIN: KYG8875G1029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0522/2023052200545.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0522/2023052200567.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2022 AND THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON 2A TO RE-ELECT MR. PU TIANRUO AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY 2B TO RE-ELECT MS. YANG, HOI TI HEIDI AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY 2C TO RE-ELECT DR. ZHANG DAN AS AN INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR OF THE COMPANY 2D TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS OF THE COMPANY 3 TO DECLARE AND PAY A FINAL DIVIDEND OF Mgmt For For HKD10 CENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2022 OUT OF THE COMPANY'S SHARE PREMIUM ACCOUNT TO SHAREHOLDERS OF THE COMPANY WHOSE NAME APPEAR ON THE REGISTER OF MEMBERS OF THE COMPANY AS AT THE CLOSE OF BUSINESS ON MONDAY, 3 JULY 2023 4 TO RE-APPOINT ERNST & YOUNG AS AUDITORS OF Mgmt For For THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION FOR THE YEAR ENDING 31 DECEMBER 2023 5A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION 5B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For OF THE COMPANY TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION 5C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW SHARES OF THE COMPANY BY THE AGGREGATE NUMBER OF SHARES REPURCHASED BY THE COMPANY -------------------------------------------------------------------------------------------------------------------------- AIM VACCINE CO., LTD. Agenda Number: 716976521 -------------------------------------------------------------------------------------------------------------------------- Security: Y088J9108 Meeting Type: EGM Meeting Date: 28-Apr-2023 Ticker: ISIN: CNE100005KF2 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0411/2023041100883.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0411/2023041100950.pdf 1 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For THE PROPOSED ISSUANCE 2 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For THE AUTHORIZATION TO THE BOARD AND ITS DELEGATED PERSONS TO DEAL WITH MATTERS RELATING TO THE PROPOSED ISSUANCE 3 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For THE CHANGE OF THE COMPANYS REGISTERED CAPITAL AND CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION -------------------------------------------------------------------------------------------------------------------------- AIM VACCINE CO., LTD. Agenda Number: 716976569 -------------------------------------------------------------------------------------------------------------------------- Security: Y088J9108 Meeting Type: CLS Meeting Date: 28-Apr-2023 Ticker: ISIN: CNE100005KF2 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0411/2023041100920.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0411/2023041100994.pdf 1 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For THE PROPOSED ISSUANCE 2 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For THE AUTHORIZATION TO THE BOARD AND ITS DELEGATED PERSONS TO DEAL WITH MATTERS RELATING TO THE PROPOSED ISSUANCE 3 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For THE CHANGE OF THE COMPANY'S REGISTERED CAPITAL AND CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION -------------------------------------------------------------------------------------------------------------------------- AIM VACCINE CO., LTD. Agenda Number: 717105301 -------------------------------------------------------------------------------------------------------------------------- Security: Y088J9108 Meeting Type: AGM Meeting Date: 28-May-2023 Ticker: ISIN: CNE100005KF2 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0421/2023042100439.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0421/2023042100689.pdf 1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For DIRECTORS FOR THE YEAR 2022 2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For SUPERVISORY COMMITTEE FOR THE YEAR 2022 3 TO CONSIDER AND APPROVE THE 2022 ANNUAL Mgmt For For REPORT OF THE COMPANY 4 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For FINANCIAL STATEMENTS OF THE GROUP FOR THE YEAR 2022 5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2022 6 TO CONSIDER AND APPROVE THE FINAL Mgmt For For SETTLEMENT OF ACCOUNTS OF THE COMPANY FOR THE YEAR 2022 7 TO CONSIDER AND APPROVE THE ANNUAL Mgmt For For FINANCIAL BUDGET OF THE GROUP FOR THE YEAR 2023 8 TO CONSIDER AND APPROVE THE APPLICATION FOR Mgmt For For BANK LOANS AND PROVISION OF GUARANTEES BY THE COMPANY AND SUBSIDIARIES DURING THE YEAR 2023 9 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For OF ERNST & YOUNG AS AUDITORS FOR THE YEAR 2023 10 TO GRANT THE BOARD A GENERAL MANDATE TO Mgmt Against Against ALLOT, ISSUE OR OTHERWISE DEAL WITH NEW H SHARES NOT EXCEEDING 20% OF THE TOTAL NUMBER OF H SHARES IN ISSUE AS AT THE DATE OF PASSING THE SPECIAL RESOLUTION ACCORDING TO SPECIAL RESOLUTION NO. 1 SET OUT IN THE CIRCULAR 11 TO GRANT THE BOARD A GENERAL MANDATE TO Mgmt For For REPURCHASE H SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF H SHARES IN ISSUE AS AT THE DATE OF PASSING THE SPECIAL RESOLUTION ACCORDING TO SPECIAL RESOLUTION NO. 2 SET OUT IN THE CIRCULAR -------------------------------------------------------------------------------------------------------------------------- AIM VACCINE CO., LTD. Agenda Number: 717105349 -------------------------------------------------------------------------------------------------------------------------- Security: Y088J9108 Meeting Type: CLS Meeting Date: 28-May-2023 Ticker: ISIN: CNE100005KF2 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0421/2023042100591.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0421/2023042100755.pdf 1 TO GRANT THE BOARD A GENERAL MANDATE TO Mgmt For For REPURCHASE H SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF H SHARES IN ISSUE AS AT THE DATE OF PASSING THE SPECIAL RESOLUTION ACCORDING TO SPECIAL RESOLUTION NO. 2 SET OUT IN THE CIRCULAR -------------------------------------------------------------------------------------------------------------------------- AKESO, INC. Agenda Number: 717172960 -------------------------------------------------------------------------------------------------------------------------- Security: G0146B103 Meeting Type: EGM Meeting Date: 19-May-2023 Ticker: ISIN: KYG0146B1032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0503/2023050300053.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0503/2023050300055.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO CONSIDER AND APPROVE THE RMB SHARE ISSUE Mgmt For For AND THE SPECIFIC MANDATE (INCLUDING BUT NOT LIMITED TO THE PARTICULARS AS SET OUT IN THE SECTION HEADED RESOLUTION ON THE RMB SHARE ISSUE AND THE SPECIFIC MANDATE IN THE CIRCULAR) 2 TO CONSIDER AND APPROVE THE AUTHORIZATION Mgmt For For TO THE BOARD AND ITS AUTHORIZED PERSON(S) TO EXERCISE FULL POWERS TO DEAL WITH MATTERS RELATING TO THE RMB SHARE ISSUE (INCLUDING BUT NOT LIMITED TO THE PARTICULARS AS SET OUT IN THE SECTION HEADED RESOLUTION ON AUTHORIZATION TO THE BOARD AND ITS AUTHORIZED PERSON(S) TO EXERCISE FULL POWERS TO DEAL WITH MATTERS RELATING TO THE RMB SHARE ISSUE IN THE CIRCULAR) 3 TO CONSIDER AND APPROVE THE PLAN FOR Mgmt For For DISTRIBUTION OF PROFITS ACCUMULATED BEFORE THE RMB SHARE ISSUE (INCLUDING BUT NOT LIMITED TO THE PARTICULARS AS SET OUT IN THE SECTION HEADED RESOLUTION ON THE PLAN FOR DISTRIBUTION OF PROFITS ACCUMULATED BEFORE THE RMB SHARE ISSUE IN THE CIRCULAR) 4 TO CONSIDER AND APPROVE THE PLAN FOR Mgmt For For STABILIZATION OF THE PRICE OF THE RMB SHARES FOR THE THREE YEARS AFTER THE RMB SHARE ISSUE IN THE FORM AS SET FORTH IN APPENDIX I TO THE CIRCULAR 5 TO CONSIDER AND APPROVE THE DIVIDEND RETURN Mgmt For For PLAN FOR THE COMING THREE YEARS AFTER THE RMB SHARE ISSUE IN THE FORM AS SET FORTH IN APPENDIX II TO THE CIRCULAR 6 TO CONSIDER AND APPROVE THE USE OF PROCEEDS Mgmt For For FROM THE RMB SHARE ISSUE (INCLUDING BUT NOT LIMITED TO THE PARTICULARS AS SET OUT IN THE SECTION HEADED RESOLUTION ON THE USE OF PROCEEDS FROM THE RMB SHARE ISSUE IN THE CIRCULAR) SUBJECT TO ANY ADJUSTMENT TO BE MADE TO THE ACTUAL AMOUNT OF PROCEEDS USED IN EACH OF THE PROJECTS BASED ON THE FINAL APPROVAL OF THE BOARD (OR ITS AUTHORIZED PERSON(S)) AS STATED IN THE FINAL PROSPECTUS TO BE ISSUED IN RELATION TO THE RMB SHARE ISSUE 7 TO CONSIDER AND APPROVE THE REMEDIAL Mgmt For For MEASURES FOR THE DILUTION OF IMMEDIATE RETURNS BY THE RMB SHARE ISSUE IN THE FORM AS SET FORTH IN APPENDIX III TO THE CIRCULAR 8 TO CONSIDER AND APPROVE THE UNDERTAKINGS Mgmt For For AND THE CORRESPONDING BINDING MEASURES IN CONNECTION WITH THE RMB SHARE ISSUE IN THE FORM AS SET FORTH IN APPENDIX IV TO THE CIRCULAR 9 TO CONSIDER AND APPROVE THE ADOPTION OF Mgmt For For POLICY GOVERNING THE PROCEDURES FOR THE HOLDING OF GENERAL MEETINGS IN THE FORM AS SET FORTH IN APPENDIX VI TO THE CIRCULAR WHICH WILL BECOME EFFECTIVE ON THE DATE OF THE LISTING OF THE RMB SHARES ON THE STAR MARKET 10 TO CONSIDER AND APPROVE THE ADOPTION OF Mgmt For For POLICY GOVERNING THE PROCEDURES FOR THE HOLDING OF BOARD MEETINGS IN THE FORM AS SET FORTH IN APPENDIX VII TO THE CIRCULAR WHICH WILL BECOME EFFECTIVE ON THE DATE OF THE LISTING OF THE RMB SHARES ON THE STAR MARKET 11 TO AUTHORISE ANY ONE OR MORE OF THE Mgmt For For DIRECTOR(S) OR OFFICER OF THE COMPANY TO CARRY OUT AND TAKE, AND TO DO ALL ACTIONS AND THINGS NECESSARY AND TO SIGN AND EXECUTE ALL NECESSARY DOCUMENTS OR AGREEMENTS, AND TO TAKE SUCH STEPS AS HE/SHE/THEY MAY CONSIDER NECESSARY, APPROPRIATE, DESIRABLE OR EXPEDIENT TO GIVE EFFECT TO OR IN CONNECTION WITH OR TO GIVE EFFECT TO THE ORDINARY RESOLUTIONS ABOVE 12 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For AMENDMENTS TO THE CURRENT ARTICLES OF ASSOCIATION, DETAILS OF WHICH ARE SET OUT IN APPENDIX V-A TO THE CIRCULAR AND THE ADOPTION OF THE AMENDED ARTICLES OF ASSOCIATION WHICH CONTAINS ALL THE PROPOSED AMENDMENTS TO THE CURRENT ARTICLES OF ASSOCIATION IN SUBSTITUTION FOR AND TO THE EXCLUSION OF THE CURRENT ARTICLES OF ASSOCIATION OF THE COMPANY WITH IMMEDIATE EFFECT 13 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For AMENDMENTS TO THE ARTICLES OF ASSOCIATION FOR THE RMB SHARE ISSUE, DETAILS OF WHICH ARE SET OUT IN APPENDIX V-B TO THE CIRCULAR AND THE ADOPTION OF THE AMENDED ARTICLES OF ASSOCIATION WHICH CONTAINS ALL THE PROPOSED AMENDMENTS TO THE CURRENT ARTICLES OF ASSOCIATION AND THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION FOR THE RMB SHARE ISSUE IN SUBSTITUTION FOR AND TO THE EXCLUSION OF THE THEN EXISTING ARTICLES OF ASSOCIATION OF THE COMPANY WITH EFFECT FROM THE DATE OF LISTING OF THE RMB SHARES ON THE STAR MARKET -------------------------------------------------------------------------------------------------------------------------- AKESO, INC. Agenda Number: 717351542 -------------------------------------------------------------------------------------------------------------------------- Security: G0146B103 Meeting Type: AGM Meeting Date: 28-Jun-2023 Ticker: ISIN: KYG0146B1032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0602/2023060201482.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0602/2023060201494.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2022 2.A.1 TO RE-ELECT - MR. XIE RONGGANG, Mgmt For For NON-EXECUTIVE DIRECTOR OF THE COMPANY 2.A.2 TO RE-ELECT - DR. XU YAN, INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR OF THE COMPANY 2.A.3 TO RE-ELECT - MR. TAN BO, INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR OF THE COMPANY 2.B TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS 3 TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF Mgmt For For THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION 4.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF THIS RESOLUTION 4.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For OF THE COMPANY TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF THIS RESOLUTION 4.C TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against DIRECTORS OF THE COMPANY PURSUANT TO ORDINARY RESOLUTION NO. 4(A) TO ISSUE SHARES BY ADDING TO THE ISSUED SHARE CAPITAL OF THE COMPANY REPURCHASED UNDER ORDINARY RESOLUTION NO. 4(B) -------------------------------------------------------------------------------------------------------------------------- ALPHAMAB ONCOLOGY Agenda Number: 717218956 -------------------------------------------------------------------------------------------------------------------------- Security: G0330A101 Meeting Type: AGM Meeting Date: 12-Jun-2023 Ticker: ISIN: KYG0330A1013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0509/2023050900928.pdf https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0509/2023050900944.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO CONSIDER AND RECEIVE THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF DIRECTORS OF THE COMPANY (THE DIRECTORS) AND THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2022 2 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY 3 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY 4 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against THE DIRECTORS TO ISSUE SHARES OF THE COMPANY BY ADDING THERETO THE SHARES TO BE BOUGHT BACK BY THE COMPANY 5.1 TO RE-ELECT MR. WEI KEVIN CHENG AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 5.2 TO RE-ELECT MR. WU DONG AS AN INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR 6 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For COMPANY (THE BOARD) TO FIX THE REMUNERATION OF THE DIRECTORS 7 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt For For TOHMATSU AS AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD TO FIX THEIR REMUNERATION 8 TO APPROVE THE ADOPTION OF THE FIFTH Mgmt For For AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- ANTENGENE CORPORATION LIMITED Agenda Number: 717115148 -------------------------------------------------------------------------------------------------------------------------- Security: G03957100 Meeting Type: AGM Meeting Date: 16-Jun-2023 Ticker: ISIN: KYG039571008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0425/2023042500779.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0425/2023042500917.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO APPROVE THE AUDITED CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (THE DIRECTORS) AND AUDITOR OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2022 2.I TO RE-ELECT MR. JOHN F. CHIN AS AN Mgmt For For EXECUTIVE DIRECTOR 2.II TO RE-ELECT MR. DONALD ANDREW LUNG AS AN Mgmt For For EXECUTIVE DIRECTOR 2.III TO RE-ELECT DR. RAFAEL FONSECA AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 2.IV TO AUTHORIZE THE BOARD (THE BOARD) OF Mgmt For For DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS 3 TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF Mgmt For For THE COMPANY AND TO AUTHORIZE THE BOARD TO FIX ITS REMUNERATION 4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ISSUE NEW SHARES OF THE COMPANY 5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE SHARES OF THE COMPANY 6 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED 7 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For SIXTH AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION AND THE ADOPTION OF THE SEVENTH AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION -------------------------------------------------------------------------------------------------------------------------- ASCENTAGE PHARMA GROUP INTERNATIONAL Agenda Number: 717105921 -------------------------------------------------------------------------------------------------------------------------- Security: G0519B102 Meeting Type: AGM Meeting Date: 18-May-2023 Ticker: ISIN: KYG0519B1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0424/2023042400048.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0424/2023042400052.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO CONSIDER AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2022 2A TO RE-ELECT DR. YANG DAJUN AS AN EXECUTIVE Mgmt For For DIRECTOR 2B TO RE-ELECT DR. WANG SHAOMENG AS A Mgmt For For NON-EXECUTIVE DIRECTOR 2C TO RE-ELECT DR. LU SIMON DAZHONG AS A Mgmt For For NON-EXECUTIVE DIRECTOR 3 TO AUTHORIZE THE BOARD TO FIX THE DIRECTORS Mgmt For For REMUNERATION 4 TO RE-APPOINT ERNST &YOUNG AS AUDITOR OF Mgmt For For THE COMPANY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, AND TO AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION 5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ALLOT, ISSUE AND DEAL WITH NEW SHARES OF THE COMPANY WITH AN AGGREGATE NUMBER OF NOT EXCEEDING 20% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THE PASSING OF THE RELEVANT RESOLUTION AT THE AGM 6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE THE COMPANYS SHARES WITH A TOTAL NUMBER OF NOT MORE THAN 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THE PASSING OF THE RELEVANT RESOLUTION AT THE AGM 7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against THE DIRECTORS UNDER RESOLUTION 5 BY AN AMOUNT REPRESENTING THE AGGREGATE NUMBER OF THE COMPANYS SHARES REPURCHASED BY THE COMPANY UNDER RESOLUTION 6, PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THE PASSING OF THE RELEVANT RESOLUTION AT THE AGM -------------------------------------------------------------------------------------------------------------------------- ASCLETIS PHARMA INC. Agenda Number: 717356922 -------------------------------------------------------------------------------------------------------------------------- Security: G0520K109 Meeting Type: AGM Meeting Date: 29-Jun-2023 Ticker: ISIN: KYG0520K1094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0605/2023060501008.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0605/2023060501080.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2022 2.1 TO RE-ELECT DR. JINZI JASON WU AS AN Mgmt For For EXECUTIVE DIRECTOR 2.2 TO RE-ELECT DR. YIZHEN WEI AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 2.3 TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX Mgmt For For THE REMUNERATION OF THE DIRECTORS 3 TO APPOINT KPMG AS THE AUDITOR OF THE Mgmt For For COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION 4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ISSUE NEW SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY 5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY 6 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED -------------------------------------------------------------------------------------------------------------------------- ASYMCHEM LABORATORIES (TIANJIN) CO LTD Agenda Number: 715973942 -------------------------------------------------------------------------------------------------------------------------- Security: Y0370S111 Meeting Type: EGM Meeting Date: 02-Sep-2022 Ticker: ISIN: CNE100004Z06 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0812/2022081200475.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0812/2022081200759.pdf 1 THE PROPOSED A SHARE REPURCHASE Mgmt For For 2 THE PROPOSED AUTHORIZATION TO THE BOARD TO Mgmt For For HANDLE MATTERS RELATED TO THE A SHARE REPURCHASE CMMT PLEASE NOTE THAT THE VOTE Non-Voting DIRECTION/INTENTION MUST BE THE SAME FOR THE RESOLUTION NUMBERS 1 AND 2 UNDER THE EGM AND RESOLUTION NUMBERS 1 AND 2 UNDER THE CLASS MEETING, OTHERWISE THE VOTE WILL BE REJECTED IN THE MARKET. IF THEY ARE VOTED IN DIFFERENT DIRECTIONS YOUR BALLOT WILL BE DISQUALIFIED AS A SPLIT VOTE. THANK YOU -------------------------------------------------------------------------------------------------------------------------- ASYMCHEM LABORATORIES (TIANJIN) CO LTD Agenda Number: 715974449 -------------------------------------------------------------------------------------------------------------------------- Security: Y0370S111 Meeting Type: CLS Meeting Date: 02-Sep-2022 Ticker: ISIN: CNE100004Z06 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0812/2022081200617.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0812/2022081200817.pdf 1 THE PROPOSED A SHARE REPURCHASE Mgmt For For 2 THE PROPOSED AUTHORIZATION TO THE BOARD TO Mgmt For For HANDLE MATTERS RELATED TO THE A SHARE REPURCHASE CMMT PLEASE NOTE THAT THE VOTE Non-Voting DIRECTION/INTENTION MUST BE THE SAME FOR THE RESOLUTION NUMBERS 1 AND 2 UNDER THE EGM AND RESOLUTION NUMBERS 1 AND 2 UNDER THE CLASS MEETING, OTHERWISE THE VOTE WILL BE REJECTED IN THE MARKET. IF THEY ARE VOTED IN DIFFERENT DIRECTIONS YOUR BALLOT WILL BE DISQUALIFIED AS A SPLIT VOTE. THANK YOU -------------------------------------------------------------------------------------------------------------------------- ASYMCHEM LABORATORIES (TIANJIN) CO LTD Agenda Number: 716156636 -------------------------------------------------------------------------------------------------------------------------- Security: Y0370S111 Meeting Type: EGM Meeting Date: 28-Oct-2022 Ticker: ISIN: CNE100004Z06 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1010/2022101000433.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1010/2022101000480.pdf 1 THE PROPOSED PROJECT UNDER THE INVESTMENT Mgmt For For AGREEMENT ENTERED INTO WITH THE MANAGEMENT COMMITTEE OF TAIXING ECONOMIC DEVELOPMENT ZONE, JIANGSU PROVINCE 2 THE PROPOSED CHANGE IN THE USE OF PART OF Mgmt For For PROCEEDS AND ESTABLISHMENT OF NEW PROCEEDS-FUNDED PROJECTS 3 THE PROPOSED CHANGE IN THE IMPLEMENTATION Mgmt For For ENTITY, PROJECT NAME AND IMPLEMENTATION LOCATION OF SOME PROCEEDS-FUNDED PROJECTS 4 THE PROPOSED REPURCHASE AND CANCELLATION OF Mgmt For For PART OF RESTRICTED A SHARES GRANTED UNDER THE 2020 RESTRICTED A SHARE INCENTIVE SCHEME 5 THE PROPOSED REPURCHASE AND CANCELLATION OF Mgmt For For PART OF RESTRICTED A SHARES GRANTED UNDER THE 2021 RESTRICTED A SHARE INCENTIVE SCHEME 6 THE PROPOSED AMENDMENTS TO THE ARTICLES OF Mgmt For For ASSOCIATION -------------------------------------------------------------------------------------------------------------------------- ASYMCHEM LABORATORIES (TIANJIN) CO LTD Agenda Number: 716156648 -------------------------------------------------------------------------------------------------------------------------- Security: Y0370S111 Meeting Type: CLS Meeting Date: 28-Oct-2022 Ticker: ISIN: CNE100004Z06 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1010/2022101000457.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1010/2022101000496.pdf 1 THE PROPOSED REPURCHASE AND CANCELLATION OF Mgmt For For PART OF RESTRICTED A SHARES GRANTED UNDER THE 2020 RESTRICTED A SHARE INCENTIVE SCHEME 2 THE PROPOSED REPURCHASE AND CANCELLATION OF Mgmt For For PART OF RESTRICTED A SHARES GRANTED UNDER THE 2021 RESTRICTED A SHARE INCENTIVE SCHEME 3 THE PROPOSED AMENDMENTS TO THE ARTICLES OF Mgmt For For ASSOCIATION -------------------------------------------------------------------------------------------------------------------------- ASYMCHEM LABORATORIES (TIANJIN) CO LTD Agenda Number: 716401372 -------------------------------------------------------------------------------------------------------------------------- Security: Y0370S111 Meeting Type: EGM Meeting Date: 16-Dec-2022 Ticker: ISIN: CNE100004Z06 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1128/2022112800337.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1128/2022112800355.pdf 1 THE PROPOSED ADOPTION OF THE EMPLOYEE SHARE Mgmt For For OWNERSHIP PLAN AND ITS SUMMARY 2 THE PROPOSED ADOPTION OF THE ADMINISTRATIVE Mgmt For For MEASURES FOR THE EMPLOYEE SHARE OWNERSHIP PLAN 3 THE PROPOSED AUTHORIZATION FOR THE BOARD TO Mgmt For For HANDLE THE MATTERS IN RELATION TO THE EMPLOYEE SHARE OWNERSHIP PLAN -------------------------------------------------------------------------------------------------------------------------- ASYMCHEM LABORATORIES (TIANJIN) CO LTD Agenda Number: 717209173 -------------------------------------------------------------------------------------------------------------------------- Security: Y0370S111 Meeting Type: AGM Meeting Date: 09-Jun-2023 Ticker: ISIN: CNE100004Z06 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0509/2023050900251.pdf https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0509/2023050900295.pdf 1 THE 2022 ANNUAL REPORT AND SUMMARY AND 2022 Mgmt For For ANNUAL RESULTS 2 THE WORK REPORT OF THE BOARD FOR THE YEAR Mgmt For For 2022 3 THE WORK REPORT OF THE SUPERVISORY Mgmt For For COMMITTEE FOR THE YEAR 2022 4 THE FINANCIAL STATEMENTS FOR THE YEAR 2022 Mgmt For For 5 THE PROPOSED 2022 PROFIT DISTRIBUTION PLAN Mgmt For For 6 THE PROPOSED RE-APPOINTMENT OF DOMESTIC Mgmt For For AUDITOR FOR THE YEAR 2023 7 THE PROPOSED RE-APPOINTMENT OF Mgmt For For INTERNATIONAL AUDITOR FOR THE YEAR 2023 8 THE DIRECTORS' REMUNERATION FOR THE YEAR Mgmt For For 2022 AND PROPOSED REMUNERATION FOR THE YEAR 2023 9 THE SUPERVISORS' REMUNERATION FOR THE YEAR Mgmt For For 2022 AND PROPOSED REMUNERATION FOR THE YEAR 2023 10 THE SPECIAL REPORT ON THE DEPOSIT AND USE Mgmt For For OF PROCEEDS IN 2022 11 THE PROPOSED FOREIGN EXCHANGE DERIVATIVES Mgmt For For BUSINESS 12 THE PROPOSED DIVIDEND DISTRIBUTION AND Mgmt For For RETURN PLAN FOR SHAREHOLDERS FOR THE NEXT THREE YEARS (2023-2025) 13 THE PROPOSED GRANTING OF GENERAL MANDATE TO Mgmt Against Against ISSUE A SHARES AND/OR H SHARES -------------------------------------------------------------------------------------------------------------------------- BEIGENE LTD Agenda Number: 935864315 -------------------------------------------------------------------------------------------------------------------------- Security: 07725L102 Meeting Type: Annual Meeting Date: 15-Jun-2023 Ticker: BGNE ISIN: US07725L1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 THAT Dr. Margaret Dugan be and is hereby Mgmt For For re-elected to serve as a Class I director of the Company until the 2026 annual general meeting of the shareholders of the Company and until her successor is duly elected and qualified, subject to her earlier resignation or removal. O2 THAT John V. Oyler be and is hereby Mgmt For For re-elected to serve as a Class I director of the Company until the 2026 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal. O3 THAT Dr. Alessandro Riva be and is hereby Mgmt For For re-elected to serve as a Class I director until the 2026 annual general meeting of shareholders and until his successor is duly electedand qualified, subject to his earlier resignation or removal. O4 THAT the selection of Ernst & Young LLP, Mgmt For For Ernst & Young and Ernst & Young Hua Ming LLP as the Company's reporting accounting firms for the fiscal year ending December 31, 2023 be and is hereby approved, ratified and confirmed. O5 THAT the Board of Directors is hereby Mgmt For For authorized to fix the auditors' remuneration for the fiscal year ending December 31, 2023. O6 THAT the granting of a share issue mandate Mgmt Against Against to the Board of ...(due to space limits, see proxy material for full proposal). O7 THAT the granting of a share repurchase Mgmt For For mandate to the Board of ...(due to space limits, see proxy material for full proposal). O8 THAT the Company and its underwriters be Mgmt Against Against and are hereby ...(due to space limits, see proxy material for full proposal). O9 THAT the Company and its underwriters be Mgmt Against Against and are hereby ...(due to space limits, see proxy material for full proposal). O10 THAT the grant of an option to acquire Mgmt For For shares to Amgen to allow ...(due to space limits, see proxy material for full proposal). O11 THAT the grant of restricted share units Mgmt Against Against ("RSUs") with a grant date fair value of US$5,500,000 to Mr. John V. Oyler under the Second Amended and Restated 2016 Share Option and Incentive Plan (as amended, the "2016 Plan"), according to the terms and conditions described in the Proxy Statement, be and is hereby approved. O12 THAT the grant of RSUs with a grant date Mgmt Against Against fair value of ...(due to space limits, see proxy material for full proposal). O13 THAT the grant of RSUs with a grant date Mgmt Against Against fair value of ...(due to space limits, see proxy material for full proposal). O14 THAT, on a non-binding, advisory basis, the Mgmt Against Against compensation of the ...(due to space limits, see proxy material for full proposal). S15 THAT the Seventh Amended and Restated Mgmt For For Memorandum and Articles of Association of the Company, as described in the Proxy Statement, be and is hereby approved. O16 THAT the adjournment of the Annual Meeting Mgmt Against Against by the chairman, if ...(due to space limits, see proxy material for full proposal). -------------------------------------------------------------------------------------------------------------------------- BIOCYTOGEN PHARMACEUTICALS (BEIJING) CO., LTD. Agenda Number: 716867746 -------------------------------------------------------------------------------------------------------------------------- Security: Y0S1T2105 Meeting Type: EGM Meeting Date: 20-Apr-2023 Ticker: ISIN: CNE100005D27 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS:https://www1.hkexnews.hk/listedco/lis tconews/sehk/2023/0330/2023033000787.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0330/2023033000988.pdf 1.I TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For OF A SHARES (THE "ISSUE OF A SHARES") AS FOLLOWS (EACH AND EVERY ITEMS AS A SEPARATE RESOLUTION): CLASS OF NEW SHARES TO BE ISSUED 1.II TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For OF A SHARES (THE "ISSUE OF A SHARES") AS FOLLOWS (EACH AND EVERY ITEMS AS A SEPARATE RESOLUTION): PLACE OF LISTING 1.III TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For OF A SHARES (THE "ISSUE OF A SHARES") AS FOLLOWS (EACH AND EVERY ITEMS AS A SEPARATE RESOLUTION): NOMINAL VALUE OF NEW SHARES TO BE ISSUED 1.IV TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For OF A SHARES (THE "ISSUE OF A SHARES") AS FOLLOWS (EACH AND EVERY ITEMS AS A SEPARATE RESOLUTION): ISSUE SIZE 1.V TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For OF A SHARES (THE "ISSUE OF A SHARES") AS FOLLOWS (EACH AND EVERY ITEMS AS A SEPARATE RESOLUTION): TARGET SUBSCRIBERS 1.VI TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For OF A SHARES (THE "ISSUE OF A SHARES") AS FOLLOWS (EACH AND EVERY ITEMS AS A SEPARATE RESOLUTION): METHOD OF ISSUANCE 1.VII TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For OF A SHARES (THE "ISSUE OF A SHARES") AS FOLLOWS (EACH AND EVERY ITEMS AS A SEPARATE RESOLUTION): METHOD OF UNDERWRITING 1VIII TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For OF A SHARES (THE "ISSUE OF A SHARES") AS FOLLOWS (EACH AND EVERY ITEMS AS A SEPARATE RESOLUTION): PRICING METHODOLOGY 1.IX TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For OF A SHARES (THE "ISSUE OF A SHARES") AS FOLLOWS (EACH AND EVERY ITEMS AS A SEPARATE RESOLUTION): SCHEDULE OF ISSUANCE 1.X TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For OF A SHARES (THE "ISSUE OF A SHARES") AS FOLLOWS (EACH AND EVERY ITEMS AS A SEPARATE RESOLUTION): USE OF PROCEEDS 1.XI TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For OF A SHARES (THE "ISSUE OF A SHARES") AS FOLLOWS (EACH AND EVERY ITEMS AS A SEPARATE RESOLUTION): VALIDITY PERIOD OF THE RESOLUTIONS 2 TO CONSIDER AND APPROVE THE AUTHORIZATION Mgmt For For THE BOARD OF DIRECTORS AND PERSONS AUTHORIZED BY IT TO FULLY HANDLE RELEVANT MATTERS IN CONNECTION WITH ISSUE OF A SHARES AND LISTING ON THE SCI-TECH BOARD 3.I TO CONSIDER AND APPROVE THE INVESTMENT Mgmt For For PROJECTS TO BE FUNDED BY THE PROCEEDS RAISED FROM THE ISSUE OF A SHARES AND FEASIBILITY ANALYSIS (EACH AND EVERY ITEMS AS A SEPARATE RESOLUTION): DRUG EARLY DEVELOPMENT SERVICE PLATFORM CONSTRUCTION PROJECT 3.II TO CONSIDER AND APPROVE THE INVESTMENT Mgmt For For PROJECTS TO BE FUNDED BY THE PROCEEDS RAISED FROM THE ISSUE OF A SHARES AND FEASIBILITY ANALYSIS (EACH AND EVERY ITEMS AS A SEPARATE RESOLUTION): ANTIBODY DRUG DEVELOPMENT AND EVALUATION PROJECT 3.III TO CONSIDER AND APPROVE THE INVESTMENT Mgmt For For PROJECTS TO BE FUNDED BY THE PROCEEDS RAISED FROM THE ISSUE OF A SHARES AND FEASIBILITY ANALYSIS (EACH AND EVERY ITEMS AS A SEPARATE RESOLUTION): PRECLINICAL AND CLINICAL DEVELOPMENT 3.IV TO CONSIDER AND APPROVE THE INVESTMENT Mgmt For For PROJECTS TO BE FUNDED BY THE PROCEEDS RAISED FROM THE ISSUE OF A SHARES AND FEASIBILITY ANALYSIS (EACH AND EVERY ITEMS AS A SEPARATE RESOLUTION): SUPPLEMENTARY WORKING CAPITAL 4 TO CONSIDER AND APPROVE THE PROPOSAL FOR Mgmt For For THE PLAN FOR UNDERTAKING ACCUMULATED UNRECOVERED LOSSES PRIOR TO THE ISSUE OF A SHARES 5 TO CONSIDER AND APPROVE THE SHARE PRICE Mgmt For For STABILIZATION PLAN WITHIN THREE YEARS AFTER THE COMPANY'S INITIAL PUBLIC OFFERING OF A SHARES AND LISTING ON THE SCI-TECH BOARD 6 TO CONSIDER AND APPROVE THE THREE-YEAR Mgmt For For DIVIDEND DISTRIBUTION PLAN FOR SHAREHOLDERS AFTER THE INITIAL PUBLIC OFFERING OF A SHARES AND LISTING ON THE SCI-TECH BOARD 7 TO CONSIDER AND APPROVE THE IMPACT OF Mgmt For For DILUTION ON IMMEDIATE RETURN BY THE INITIAL PUBLIC OFFERING OF A SHARE AND RECOVERY MEASURES FOR THE IMMEDIATE RETURN 8 TO CONSIDER AND APPROVE THE UNDERTAKINGS Mgmt For For AND RESTRAINING MEASURES RELATING TO ISSUE OF A SHARES AND LISTING ON THE SCI-TECH BOARD 9 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against AMENDMENTS TO THE ARTICLES IN RESPECT OF ISSUE OF A SHARES 10.I TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For AND/OR ADOPTION OF EACH OF THE FOLLOWING: THE RULES OF PROCEDURES OF SHAREHOLDERS' GENERAL MEETING 10.II TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For AND/OR ADOPTION OF EACH OF THE FOLLOWING: THE RULES OF PROCEDURES FOR THE BOARD OF DIRECTORS 10III TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For AND/OR ADOPTION OF EACH OF THE FOLLOWING: THE RULES OF PROCEDURES FOR THE BOARD OF SUPERVISORS 11 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For ENGAGEMENT OF INTERMEDIARIES, INCLUDING BUT NOT LIMITED TO CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED (AS SPECIFIED) AS THE SPONSOR/LEAD UNDERWRITER, ZHONG LUN LAW FIRM (AS SPECIFIED) AS THE LEGAL ADVISER TO THE COMPANY AS TO PRC LAWS, AND KPMG HUAZHEN LLP (AS SPECIFIED)) AS THE AUDITOR, FOR THE ISSUE OF A SHARES AND LISTING ON THE SCI-TECH BOARD 12.I TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For AND/OR ADOPTION OF EACH OF THE FOLLOWING: THE WORKING SYSTEM FOR INDEPENDENT NON-EXECUTIVE DIRECTORS 12.II TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For AND/OR ADOPTION OF EACH OF THE FOLLOWING: THE MEASURES FOR THE ADMINISTRATION OF RELATED TRANSACTIONS 12III TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For AND/OR ADOPTION OF EACH OF THE FOLLOWING: THE MEASURES FOR THE ADMINISTRATION OF EXTERNAL GUARANTEES 12.IV TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For AND/OR ADOPTION OF EACH OF THE FOLLOWING: THE MEASURES FOR THE ADMINISTRATION OF OUTBOUND INVESTMENT 12.V TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For AND/OR ADOPTION OF EACH OF THE FOLLOWING: THE MANAGEMENT SYSTEM FOR STANDARDIZING FINANCIAL TRANSACTIONS WITH AFFILIATES 12.VI TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For AND/OR ADOPTION OF EACH OF THE FOLLOWING: THE "ADMINISTRATION MEASURES FOR THE USE OF RAISED FUNDS" AND IMPLEMENT A SPECIAL ACCOUNT STORAGE SYSTEM FOR THE PROCEEDS 13 TO CONSIDER AND APPROVE THE CONFIRMATION OF Mgmt Against Against THE COMPANY'S RELATED PARTY TRANSACTIONS FROM 2020 TO 2022 AND THE COMPANY'S EXPECTED DAILY RELATED PARTY TRANSACTION IN 2023 14 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For GUARANTEE FOR BANK CREDIT FACILITIES FOR WHOLLY OWNED SUBSIDIARY -------------------------------------------------------------------------------------------------------------------------- BIOCYTOGEN PHARMACEUTICALS (BEIJING) CO., LTD. Agenda Number: 716865805 -------------------------------------------------------------------------------------------------------------------------- Security: Y0S1T2105 Meeting Type: CLS Meeting Date: 20-Apr-2023 Ticker: ISIN: CNE100005D27 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT 31 MAR 2023: PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0330/2023033000855.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0330/2023033001052.pdf 1.I TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For OF A SHARES (THE ISSUE OF A SHARES) AS FOLLOWS: CLASS OF NEW SHARES TO BE ISSUED 1.II TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For OF A SHARES (THE ISSUE OF A SHARES) AS FOLLOWS: PLACE OF LISTING 1.III TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For OF A SHARES (THE ISSUE OF A SHARES) AS FOLLOWS: NOMINAL VALUE OF NEW SHARES TO BE ISSUED 1.IV TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For OF A SHARES (THE ISSUE OF A SHARES) AS FOLLOWS: ISSUE SIZE 1.V TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For OF A SHARES (THE ISSUE OF A SHARES) AS FOLLOWS: TARGET SUBSCRIBERS 1.VI TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For OF A SHARES (THE ISSUE OF A SHARES) AS FOLLOWS: METHOD OF ISSUANCE 1.VII TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For OF A SHARES (THE ISSUE OF A SHARES) AS FOLLOWS: METHOD OF UNDERWRITING 1VIII TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For OF A SHARES (THE ISSUE OF A SHARES) AS FOLLOWS: PRICING METHODOLOGY 1.IX TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For OF A SHARES (THE ISSUE OF A SHARES) AS FOLLOWS: SCHEDULE OF ISSUANCE 1.X TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For OF A SHARES (THE ISSUE OF A SHARES) AS FOLLOWS: USE OF PROCEEDS 1.XI TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For OF A SHARES (THE ISSUE OF A SHARES) AS FOLLOWS: VALIDITY PERIOD OF THE RESOLUTIONS 2 TO CONSIDER AND APPROVE THE AUTHORIZATION Mgmt For For THE BOARD OF DIRECTORS AND PERSONS AUTHORIZED BY IT TO FULLY HANDLE RELEVANT MATTERS IN CONNECTION WITH ISSUE OF A SHARES AND LISTING ON THE SCI-TECH BOARD 3.I TO CONSIDER AND APPROVE THE INVESTMENT Mgmt For For PROJECTS TO BE FUNDED BY THE PROCEEDS RAISED FROM THE ISSUE OF A SHARES AND FEASIBILITY ANALYSIS: DRUG EARLY DEVELOPMENT SERVICE PLATFORM CONSTRUCTION PROJECT 3.II TO CONSIDER AND APPROVE THE INVESTMENT Mgmt For For PROJECTS TO BE FUNDED BY THE PROCEEDS RAISED FROM THE ISSUE OF A SHARES AND FEASIBILITY ANALYSIS: ANTIBODY DRUG DEVELOPMENT AND EVALUATION PROJECT 3.III TO CONSIDER AND APPROVE THE INVESTMENT Mgmt For For PROJECTS TO BE FUNDED BY THE PROCEEDS RAISED FROM THE ISSUE OF A SHARES AND FEASIBILITY ANALYSIS: PRECLINICAL AND CLINICAL DEVELOPMENT 3.IV TO CONSIDER AND APPROVE THE INVESTMENT Mgmt For For PROJECTS TO BE FUNDED BY THE PROCEEDS RAISED FROM THE ISSUE OF A SHARES AND FEASIBILITY ANALYSIS: SUPPLEMENTARY WORKING CAPITAL 4 TO CONSIDER AND APPROVE THE PROPOSAL FOR Mgmt For For THE PLAN FOR UNDERTAKING ACCUMULATED UNRECOVERED LOSSES PRIOR TO THE ISSUE OF A SHARES 5 TO CONSIDER AND APPROVE THE SHARE PRICE Mgmt For For STABILIZATION PLAN WITHIN THREE YEARS AFTER THE COMPANY'S INITIAL PUBLIC OFFERING OF A SHARES AND LISTING ON THE SCI-TECH BOARD 6 TO CONSIDER AND APPROVE THE THREE-YEAR Mgmt For For DIVIDEND DISTRIBUTION PLAN FOR SHAREHOLDERS AFTER THE INITIAL PUBLIC OFFERING OF A SHARES AND LISTING ON THE SCI-TECH BOARD 7 TO CONSIDER AND APPROVE THE IMPACT OF Mgmt For For DILUTION ON IMMEDIATE RETURN BY THE INITIAL PUBLIC OFFERING OF A SHARE AND RECOVERY MEASURES FOR THE IMMEDIATE RETURN 8 TO CONSIDER AND APPROVE THE UNDERTAKINGS Mgmt For For AND RESTRAINING MEASURES RELATING TO ISSUE OF A SHARES AND LISTING ON THE SCI-TECH BOARD 9 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against AMENDMENTS TO THE ARTICLES IN RESPECT OF ISSUE OF A SHARES CMMT 31 MAR 2023: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- BIOCYTOGEN PHARMACEUTICALS (BEIJING) CO., LTD. Agenda Number: 717167109 -------------------------------------------------------------------------------------------------------------------------- Security: Y0S1T2105 Meeting Type: AGM Meeting Date: 25-May-2023 Ticker: ISIN: CNE100005D27 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0502/2023050201365.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0502/2023050201385.pdf 1 TO RECEIVE, CONSIDER AND APPROVE THE ANNUAL Mgmt For For REPORT FOR 2022 AND AUDITED FINANCIAL STATEMENTS FOR 2022 2 TO RECEIVE, CONSIDER AND APPROVE THE WORK Mgmt For For REPORT OF THE BOARD FOR 2022 3 TO RECEIVE, CONSIDER AND APPROVE THE WORK Mgmt For For REPORT OF THE SUPERVISORY COMMITTEE FOR 2022 4 TO RECEIVE, CONSIDER AND APPROVE THE FINAL Mgmt For For ACCOUNTS REPORT FOR 2022 5 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For RE-APPOINTMENT OF KPMG, CERTIFIED PUBLIC ACCOUNTANTS AS THE AUDITOR OF THE COMPANY FOR 2023 AND AUTHORIZE THE BOARD TO FIX ITS REMUNERATION 6 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For REMUNERATION OF DIRECTORS FOR 2023 7 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For REMUNERATION OF SUPERVISORS FOR 2023 8 TO CONSIDER AND APPROVE THE PROPOSED 2022 Mgmt For For PROFIT DISTRIBUTION PLAN 9 TO REVIEW, CONSIDER AND APPROVE THE Mgmt Against Against PROPOSED ANNUAL FINANCIAL BUDGET FOR 2023 10 TO CONSIDER AND APPROVE CONFIRMATION OF Mgmt For For COMPANYS RELATED PARTY TRANSACTIONS FROM 2020 TO 2022 -------------------------------------------------------------------------------------------------------------------------- BRII BIOSCIENCES LIMITED Agenda Number: 717132764 -------------------------------------------------------------------------------------------------------------------------- Security: G1645A109 Meeting Type: AGM Meeting Date: 20-Jun-2023 Ticker: ISIN: KYG1645A1094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0427/2023042702638.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0427/2023042702737.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES, THE REPORT OF THE DIRECTORS OF THE COMPANY (THE DIRECTORS, COLLECTIVELY KNOWN AS THE BOARD) AND THE REPORT OF THE AUDITOR OF THE COMPANY (THE AUDITOR) FOR THE YEAR ENDED DECEMBER 31, 2022 2.A TO RE-ELECT DR. ANKANG LI AS AN EXECUTIVE Mgmt For For DIRECTOR 2.B TO RE-ELECT MS. GRACE HUI TANG AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 2.C TO RE-ELECT MR. YIU WA ALEC TSUI AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 2.D TO RE-ELECT MR. GREGG HUBER ALTON AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 2.E TO RE-ELECT DR. TAIYIN YANG AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 2.F TO AUTHORISE THE BOARD TO FIX THE Mgmt For For REMUNERATION OF THE DIRECTORS 3 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For THE AUDITOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND TO AUTHORISE THE BOARD TO FIX ITS REMUNERATION 4.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THE RELEVANT RESOLUTION 4.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO BUY BACK SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THE RELEVANT RESOLUTION 4.C TO EXTEND, CONDITIONAL UPON THE ABOVE Mgmt Against Against ORDINARY RESOLUTIONS NO. 4(A) AND 4(B) BEING DULY PASSED, THE AUTHORITY GIVEN TO THE DIRECTORS PURSUANT TO ORDINARY RESOLUTION NO. 4(A) TO ISSUE ADDITIONAL SHARES OF THE COMPANY BY ADDING THE NUMBER OF SHARES OF THE COMPANY BOUGHT BACK UNDER ORDINARY RESOLUTION NO. 4(B) 5 TO AMEND THE EXISTING MEMORANDUM AND Mgmt For For ARTICLES OF ASSOCIATION OF THE COMPANY WITH DETAILS SET OUT IN APPENDIX II OF THE CIRCULAR OF THE COMPANY DATED APRIL 28, 2023 AND APPROVE AND ADOPT THE AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR AND TO THE EXCLUSION OF THE EXISTING MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- BURNING ROCK BIOTECH LIMITED Agenda Number: 935699934 -------------------------------------------------------------------------------------------------------------------------- Security: 12233L107 Meeting Type: Annual Meeting Date: 08-Sep-2022 Ticker: BNR ISIN: US12233L1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. That the appointment of Ernst & Young Hua Mgmt For Ming LLP as auditor of the Company for the fiscal year ending December 31, 2022 be ratified and that directors of the Company be authorized to determine the remuneration of the auditor. 2. That Feng Deng, Leo Li and Licen Lisa Xu be Mgmt Against re-elected as directors of the Company. 3. That the 2022 Long-term Equity Incentive Mgmt Against Against Plan and the grants of options thereunder be and is hereby approved and confirmed, and where necessary ratified. 4. That each of the directors of the Company Mgmt Against be authorized to take any and all action that might be necessary to effect the foregoing resolutions as such director, in his or her absolute discretion, thinks fit. -------------------------------------------------------------------------------------------------------------------------- CANSINO BIOLOGICS INC. Agenda Number: 716427908 -------------------------------------------------------------------------------------------------------------------------- Security: Y1099N102 Meeting Type: EGM Meeting Date: 21-Dec-2022 Ticker: ISIN: CNE100003F01 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1204/2022120400003.pdf https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1204/2022120400007.pdf 1 TO CONSIDER AND APPROVE THE PROPOSED CHANGE Mgmt For For IN USE OF PROCEEDS FROM THE H SHARE OFFERING 2 TO CONSIDER AND APPROVE THE REPORT ON THE Mgmt For For USE OF PROCEEDS RAISED IN PREVIOUS OFFERINGS 3 TO CONSIDER AND APPROVE THE PROPOSED USE OF Mgmt For For THE REMAINING OVER-RAISED PROCEEDS RECEIVED FROM THE A SHARE OFFERING TO PERMANENTLY SUPPLEMENT WORKING CAPITAL -------------------------------------------------------------------------------------------------------------------------- CANSINO BIOLOGICS INC. Agenda Number: 716837301 -------------------------------------------------------------------------------------------------------------------------- Security: Y1099N102 Meeting Type: EGM Meeting Date: 20-Apr-2023 Ticker: ISIN: CNE100003F01 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0327/2023032700964.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0327/2023032700980.pdf 1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against ADOPTION OF THE 2023 A SHARE EMPLOYEE STOCK OWNERSHIP PLAN 2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against ADOPTION OF THE ADMINISTRATIVE MEASURES FOR THE 2023 A SHARE EMPLOYEE STOCK OWNERSHIP PLAN 3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against AUTHORIZATION TO THE BOARD OF DIRECTORS OF THE COMPANY TO DEAL WITH MATTERS RELATING TO THE 2023 A SHARE EMPLOYEE STOCK OWNERSHIP PLAN -------------------------------------------------------------------------------------------------------------------------- CANSINO BIOLOGICS INC. Agenda Number: 717385909 -------------------------------------------------------------------------------------------------------------------------- Security: Y1099N102 Meeting Type: AGM Meeting Date: 30-Jun-2023 Ticker: ISIN: CNE100003F01 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0607/2023060700355.pdf https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0607/2023060700399.pdf 1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR OF 2022 2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For BOARD OF SUPERVISORS OF THE COMPANY FOR THE YEAR OF 2022 3 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR OF 2022 AND ITS ABSTRACT 4 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For ACCOUNTS REPORT AND FINANCIAL AUDIT REPORT OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR OF 2022 5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR OF 2022 6 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For OF DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP AS THE DOMESTIC AUDITOR AND INTERNAL CONTROL AUDIT AGENCY AND THE RE-APPOINTMENT OF DELOITTE TOUCHE TOHMATSU AS THE INTERNATIONAL AUDITOR OF THE COMPANY FOR THE YEAR OF 2023 7 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For INCREASE AND/OR RENEWAL OF BANK CREDIT LINE FOR THE YEAR OF 2023 8 TO CONSIDER AND APPROVE THE PROPOSED CHANGE Mgmt For For IN THE INVESTMENT PROJECTS USING THE PART OF PROCEEDS RAISED FROM A SHARE OFFERING 9 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For UNCOVERED DEFICIT AMOUNTING TO ONE-THIRD OF THE TOTAL PAID-UP SHARE CAPITAL OF THE COMPANY 10 TO CONSIDER AND APPROVE THE SHAREHOLDERS' Mgmt For For DIVIDEND AND RETURN PLAN OF THE COMPANY FOR THE NEXT THREE YEARS (2023-2025) 11 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt Against Against OF A GENERAL MANDATE TO THE BOARD TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL H SHARES AND/OR A SHARES NOT EXCEEDING 20% OF EACH OF THE TOTAL NUMBER OF THE H SHARES AND A SHARES RESPECTIVELY IN ISSUE AS OF THE DATE OF PASSING THIS RESOLUTION AND TO AUTHORIZE THE BOARD TO MAKE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT SO AS TO REFLECT THE NEW SHARE CAPITAL STRUCTURE UPON THE ISSUE OR ALLOTMENT OF ADDITIONAL SHARES PURSUANT TO THE GENERAL MANDATE 12 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt For For OF A GENERAL MANDATE TO THE BOARD TO ISSUE A SHARES TO SPECIFIC TARGETS UNDER SIMPLIFIED PROCEDURE 13 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt For For OF A GENERAL MANDATE TO THE BOARD TO REPURCHASE H SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED H SHARES AS OF THE DATE OF PASSING THIS RESOLUTION 14 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt For For OF A GENERAL MANDATE TO THE BOARD TO REPURCHASE A SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED A SHARES AS OF THE DATE OF PASSING THIS RESOLUTION 15 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against AUTHORIZATION FOR ISSUE OF ONSHORE AND OFFSHORE DEBT FINANCING INSTRUMENTS -------------------------------------------------------------------------------------------------------------------------- CANSINO BIOLOGICS INC. Agenda Number: 717385911 -------------------------------------------------------------------------------------------------------------------------- Security: Y1099N102 Meeting Type: CLS Meeting Date: 30-Jun-2023 Ticker: ISIN: CNE100003F01 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0607/2023060700375.pdf https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0607/2023060700421.pdf 1 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt For For OF A GENERAL MANDATE TO THE BOARD TO ISSUE A SHARES TO SPECIFIC TARGETS UNDER SIMPLIFIED PROCEDURE 2 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt For For OF A GENERAL MANDATE TO THE BOARD TO REPURCHASE H SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED H SHARES AS OF THE DATE OF PASSING THIS RESOLUTION 3 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt For For OF A GENERAL MANDATE TO THE BOARD TO REPURCHASE A SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED A SHARES AS OF THE DATE OF PASSING THIS RESOLUTION -------------------------------------------------------------------------------------------------------------------------- CARSGEN THERAPEUTICS HOLDINGS LIMITED Agenda Number: 717078251 -------------------------------------------------------------------------------------------------------------------------- Security: G1996C100 Meeting Type: AGM Meeting Date: 25-May-2023 Ticker: ISIN: KYG1996C1006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0419/2023041900031.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0419/2023041900035.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2022 2 TO RE-ELECT DR. HUA JIANG AS AN EXECUTIVE Mgmt For For DIRECTOR OF THE COMPANY 3 TO RE-ELECT MR. RONGGANG XIE AS A Mgmt For For NON-EXECUTIVE DIRECTOR OF THE COMPANY 4 TO RE-ELECT MR. HUAQING GUO AS A Mgmt For For NON-EXECUTIVE DIRECTOR OF THE COMPANY 5 TO RE-ELECT DR. GUANGMEI YAN AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY 6 TO RE-ELECT DR. HUABING LI AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY 7 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS OF THE COMPANY 8 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION 9 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY 10 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For OF THE COMPANY TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY 11 TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against DIRECTORS OF THE COMPANY PURSUANT TO ORDINARY RESOLUTION NO. 9 TO ISSUE SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED UNDER ORDINARY RESOLUTION NO. 10 12 TO APPROVE THE PROPOSED AMENDMENTS AND THE Mgmt For For ADOPTION OF THE SEVENTH AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION -------------------------------------------------------------------------------------------------------------------------- CHINA MEDICAL SYSTEM HOLDINGS LTD Agenda Number: 716929647 -------------------------------------------------------------------------------------------------------------------------- Security: G21108124 Meeting Type: AGM Meeting Date: 28-Apr-2023 Ticker: ISIN: KYG211081248 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0406/2023040601280.pdf https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0406/2023040601314.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO REVIEW, CONSIDER AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE GROUP, THE REPORTS OF THE BOARD (THE BOARD) OF THE DIRECTORS (THE DIRECTOR(S)) OF THE COMPANY AND THE AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2022 2 TO APPROVE THE RECOMMENDED FINAL DIVIDEND Mgmt For For OF RMB0.2414 (EQUIVALENT TO HKD 0.274) PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2022 3.A TO RE-ELECT MS. CHEN YANLING AS EXECUTIVE Mgmt For For DIRECTOR 3.B TO RE-ELECT MR. LEUNG CHONG SHUN AS Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 3.C TO RE-ELECT MS. LUO LAURA YING AS Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 3.D TO AUTHORISE THE BOARD TO FIX THE DIRECTORS Mgmt For For REMUNERATION 4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION 5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ALLOT, ISSUE AND OTHERWISE DEAL WITH UNISSUED SHARES OF THE COMPANY 6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE SHARES OF THE COMPANY 7 TO ADD THE NOMINAL AMOUNT OF THE SHARES Mgmt Against Against REPURCHASED BY THE COMPANY TO THE GENERAL MANDATE GRANTED TO THE DIRECTORS UNDER RESOLUTION NO.5 ABOVE 8 TO APPROVE THE PROPOSED AMENDMENTS (THE Mgmt For For PROPOSED AMENDMENTS) TO THE EXISTING SECOND AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY (THE EXISTING MEMORANDUM AND ARTICLES OF ASSOCIATION) AS SET OUT IN APPENDIX III TO THE CIRCULAR OF THE COMPANY DATED 6 APRIL 2023 AND THE ADOPTION OF THE THIRD AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY INCORPORATING THE PROPOSED AMENDMENTS (THE NEW MEMORANDUM AND ARTICLES OF ASSOCIATION) IN SUBSTITUTION FOR AND TO THE EXCLUSION OF THE EXISTING MEMORANDUM AND ARTICLES OF ASSOCIATION -------------------------------------------------------------------------------------------------------------------------- CHINA RESOURCES PHARMACEUTICAL GROUP LTD Agenda Number: 717133285 -------------------------------------------------------------------------------------------------------------------------- Security: Y1511B108 Meeting Type: AGM Meeting Date: 29-May-2023 Ticker: ISIN: HK0000311099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0426/2023042600982.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0426/2023042601170.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For FINANCIAL STATEMENTS, THE DIRECTORS REPORT AND THE INDEPENDENT AUDITORS REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2022 2 TO DECLARE A FINAL DIVIDEND OF HKD0.16 PER Mgmt For For SHARE FOR THE YEAR ENDED 31 DECEMBER 2022 3.1 TO RE-ELECT MDM. GUO WEI AS DIRECTOR Mgmt For For 3.2 TO RE-ELECT MR. HAN YUEWEI AS DIRECTOR Mgmt For For 3.3 TO RE-ELECT MR. HOU BO AS DIRECTOR Mgmt For For 3.4 TO RE-ELECT MR. FU TINGMEI AS DIRECTOR Mgmt For For 3.5 TO RE-ELECT MR. ZHANG KEJIAN AS DIRECTOR Mgmt For For 3.6 TO AUTHORISE THE BOARD TO FIX THE Mgmt For For REMUNERATION OF THE DIRECTORS 4 TO APPROVE THE APPOINTMENT OF KPMG AS THE Mgmt For For AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION 5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO BUY BACK SHARES OF THE COMPANY 6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ISSUE NEW SHARES OF THE COMPANY 7 TO EXTEND THE GENERAL MANDATE TO BE GIVEN Mgmt Against Against TO THE DIRECTORS TO ISSUE NEW SHARES OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- CK LIFE SCIENCES INTERNATIONAL (HOLDINGS) INC Agenda Number: 717004840 -------------------------------------------------------------------------------------------------------------------------- Security: G2176J105 Meeting Type: AGM Meeting Date: 18-May-2023 Ticker: ISIN: KYG2176J1058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0413/2023041300710.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0413/2023041300639.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE THE AUDITED FINANCIAL Mgmt For For STATEMENTS, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2022 2 TO DECLARE A FINAL DIVIDEND Mgmt For For 3.1 TO ELECT MR. KAM HING LAM AS DIRECTOR Mgmt For For 3.2 TO ELECT DR. TOH KEAN MENG, MELVIN AS Mgmt For For DIRECTOR 3.3 TO ELECT MR. KWAN KAI CHEONG AS DIRECTOR Mgmt For For 3.4 TO ELECT MR. PAUL JOSEPH TIGHE AS DIRECTOR Mgmt For For 4 TO APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU Mgmt For For AS AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION 5.1 ORDINARY RESOLUTION NO. 5(1) OF THE NOTICE Mgmt For For OF ANNUAL GENERAL MEETING (TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY) 5.2 ORDINARY RESOLUTION NO. 5(2) OF THE NOTICE Mgmt For For OF ANNUAL GENERAL MEETING (TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY) -------------------------------------------------------------------------------------------------------------------------- CLOVER BIOPHARMACEUTICALS LTD Agenda Number: 717191770 -------------------------------------------------------------------------------------------------------------------------- Security: ADPV54745 Meeting Type: AGM Meeting Date: 30-May-2023 Ticker: ISIN: KYG2280A1076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0505/2023050500873.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0505/2023050500928.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2022 2.A TO RE-ELECT THE FOLLOWING PERSON: MR. LIANG Mgmt For For JOSHUA G, EXECUTIVE DIRECTOR 2.B TO RE-ELECT THE FOLLOWING PERSON: DR. WANG Mgmt For For XIAODONG, NON-EXECUTIVE DIRECTOR 2.C TO RE-ELECT THE FOLLOWING PERSON: DR. DONNA Mgmt For For MARIE AMBROSINO, NON-EXECUTIVE DIRECTOR 2.D TO RE-ELECT THE FOLLOWING PERSON: DR. RALF Mgmt For For LEO CLEMENS, NON-EXECUTIVE DIRECTOR 2.E TO RE-ELECT THE FOLLOWING PERSON: MR. LIAO Mgmt For For XIANG, INDEPENDENT NON-EXECUTIVE DIRECTOR 3 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS 4 TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF Mgmt For For THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION 5.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF THIS RESOLUTION 5.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For OF THE COMPANY TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF THIS RESOLUTION 5.C TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against DIRECTORS OF THE COMPANY PURSUANT TO ORDINARY RESOLUTION NO. 5(A) TO ISSUE SHARES BY ADDING TO THE ISSUED SHARE CAPITAL OF THE COMPANY THE NUMBER OF SHARES REPURCHASED UNDER ORDINARY RESOLUTION NO. 5(B) 6 THAT THE GRANT OF SHARE OPTIONS (THE "SHARE Mgmt Against Against OPTIONS") TO MR. LIANG JOSHUA G ("MR. LIANG"), AN EXECUTIVE DIRECTOR AND A SUBSTANTIAL SHAREHOLDER (AS DEFINED IN THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED ("LISTING RULES")) OF THE COMPANY, TO SUBSCRIBE FOR 10,080,500 ORDINARY SHARES OF USD 0.0001 EACH IN THE SHARE CAPITAL OF THE COMPANY (THE "SHARES") AT AN EXERCISE PRICE OF HKD 1.82 PER SHARE UNDER THE POST-IPO SHARE OPTION PLAN OF THE COMPANY ADOPTED BY THE COMPANY ON SEPTEMBER 26, 2021 (THE "POST-IPO SHARE OPTION PLAN") AND OTHERWISE ON SUCH TERMS AS STIPULATED IN THE OFFER LETTER TO BE ISSUED BY THE COMPANY PURSUANT TO THE POST-IPO SHARE OPTION PLAN BE AND IS HEREBY APPROVED AND THAT THE BOARD OF DIRECTORS OF THE COMPANY BE AND IS HEREBY AUTHORISED TO EXERCISE ALL RIGHTS AND POWERS AVAILABLE TO IT AS IT MAY IN ITS SOLE DISCRETION CONSIDER NECESSARY OR EXPEDIENT TO GIVE FULL EFFECT TO THE GRANT OF THE SHARE OPTIONS TO MR. LIANG AND THE ISSUE OF THE SHARES UPON THE EXERCISE OF THE SHARE OPTIONS BY MR. LIANG 7 THAT THE PROPOSED GRANT OF 1,752,000 Mgmt Against Against RESTRICTED SHARE UNITS ("RSU(S)") TO MR. LIANG IN ACCORDANCE WITH THE TERMS OF THE RESTRICTED SHARE UNITS SCHEME ADOPTED BY THE COMPANY ON APRIL 15, 2021 AND AMENDED FROM TIME TO TIME (THE "RSU SCHEME"), AND SUBJECT TO ALL APPLICABLE LAWS, RULES, REGULATIONS AND THE OTHER APPLICABLE DOCUMENTS, BE AND IS HEREBY APPROVED AND CONFIRMED AND THAT ANY DIRECTOR OF THE COMPANY BE AND IS HEREBY AUTHORISED TO DO ALL SUCH ACTS ON BEHALF OF THE COMPANY AS HE/SHE MAY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH THE IMPLEMENTATION AND COMPLETION OF THE TRANSACTIONS CONTEMPLATED PURSUANT TO THE PROPOSED RSU GRANT 8 THAT THE GRANT OF THE SHARE OPTIONS TO DR. Mgmt Against Against LIANG PENG ("DR. LIANG"), AN EXECUTIVE DIRECTOR AND A SUBSTANTIAL SHAREHOLDER OF THE COMPANY, TO SUBSCRIBE FOR 1,716,500 ORDINARY SHARES AT AN EXERCISE PRICE OF HKD 1.82 PER SHARE UNDER THE POST-IPO SHARE OPTION PLAN AND OTHERWISE ON SUCH TERM AS STIPULATED IN THE OFFER LETTER TO BE ISSUED BY THE COMPANY PURSUANT TO THE POST-IPO SHARE OPTION PLAN BE AND IS HEREBY APPROVED AND THAT THE BOARD OF DIRECTORS OF THE COMPANY BE AND IS HEREBY AUTHORISED TO EXERCISE ALL RIGHTS AND POWERS AVAILABLE TO IT AS IT MAY IN ITS SOLE DISCRETION CONSIDER NECESSARY OR EXPEDIENT TO GIVE FULL EFFECT TO THE GRANT OF THE SHARE OPTIONS TO DR. LIANG AND THE ISSUE OF THE SHARES UPON THE EXERCISE OF THE SHARE OPTIONS BY DR. LIANG 9 THAT THE PROPOSED GRANT OF 286,500 RSUS TO Mgmt Against Against DR. LIANG IN ACCORDANCE WITH THE TERMS OF THE RSU SCHEME, AND SUBJECT TO ALL APPLICABLE LAWS, RULES, REGULATIONS AND THE OTHER APPLICABLE DOCUMENTS, BE AND IS HEREBY APPROVED AND CONFIRMED AND THAT ANY DIRECTOR OF THE COMPANY BE AND IS HEREBY AUTHORISED TO DO ALL SUCH ACTS ON BEHALF OF THE COMPANY AS HE/SHE MAY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH THE IMPLEMENTATION AND COMPLETION OF THE TRANSACTIONS CONTEMPLATED PURSUANT TO THE PROPOSED RSU GRANT -------------------------------------------------------------------------------------------------------------------------- CSPC PHARMACEUTICAL GROUP LIMITED Agenda Number: 717122799 -------------------------------------------------------------------------------------------------------------------------- Security: Y1837N109 Meeting Type: AGM Meeting Date: 31-May-2023 Ticker: ISIN: HK1093012172 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0426/2023042601519.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0426/2023042601549.pdf CMMT IN THE HONG KONG MARKET A VOTE OF ABSTAIN Non-Voting WILL BE TREATED THE SAME AS A VOTE OF TAKE NO ACTION 1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For FINANCIAL STATEMENTS, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITORS REPORT FOR THE YEAR ENDED 31 DECEMBER 2022 2 TO DECLARE A FINAL DIVIDEND OF HK11 CENTS Mgmt For For PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2022 3.A.I TO RE-ELECT MR. ZHANG CUILONG AS AN Mgmt For For EXECUTIVE DIRECTOR 3.AII TO RE-ELECT MR. PAN WEIDONG AS AN EXECUTIVE Mgmt For For DIRECTOR 3AIII TO RE-ELECT DR. JIANG HAO AS AN EXECUTIVE Mgmt For For DIRECTOR 3.AIV TO RE-ELECT PROF. WANG HONGGUANG AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 3.A.V TO RE-ELECT MR. AU CHUN KWOK ALAN AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 3.AVI TO RE-ELECT MS. LI QUAN AS AN INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR 3.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For THE REMUNERATION OF DIRECTORS 4 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt For For TOHMATSU AS AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF AUDITOR 5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO BUY-BACK SHARES OF THE COMPANY (ORDINARY RESOLUTION IN ITEM NO.5 OF THE NOTICE OF ANNUAL GENERAL MEETING) 6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO ISSUE NEW SHARES OF THE COMPANY (ORDINARY RESOLUTION IN ITEM NO.6 OF THE NOTICE OF ANNUAL GENERAL MEETING) 7 TO GRANT A MANDATE TO THE DIRECTORS TO Mgmt Against Against GRANT OPTIONS UNDER THE SHARE OPTION SCHEME OF THE COMPANY (ORDINARY RESOLUTION IN ITEM NO.7 OF THE NOTICE OF ANNUAL GENERAL MEETING) -------------------------------------------------------------------------------------------------------------------------- CSTONE PHARMACEUTICALS Agenda Number: 716685067 -------------------------------------------------------------------------------------------------------------------------- Security: G2588M100 Meeting Type: EGM Meeting Date: 07-Mar-2023 Ticker: ISIN: KYG2588M1006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0214/2023021400709.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0214/2023021400721.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against AMENDMENTS TO THE POST-IPO ESOP 2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against AMENDMENTS TO THE POST-IPO RSU SCHEME 3 TO CONSIDER AND APPROVE THE SCHEME MANDATE Mgmt Against Against LIMIT 4 TO CONSIDER AND APPROVE THE SERVICE Mgmt Against Against PROVIDER SUBLIMIT 5 TO RE-GRANT OPTIONS TO DR. YANG, AN Mgmt Against Against EXISTING GRANTEE, UNDER THE POST-IPO ESOP TO SUBSCRIBE FOR AN AGGREGATE OF 4,340,000 SHARES 6 TO GRANT OPTIONS TO DR. YANG UNDER THE Mgmt Against Against POST-IPO ESOP TO SUBSCRIBE FOR AN AGGREGATE OF 28,000,000 SHARES -------------------------------------------------------------------------------------------------------------------------- CSTONE PHARMACEUTICALS Agenda Number: 717124589 -------------------------------------------------------------------------------------------------------------------------- Security: G2588M100 Meeting Type: AGM Meeting Date: 21-Jun-2023 Ticker: ISIN: KYG2588M1006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0425/2023042502607.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0425/2023042502491.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS OF THE COMPANY ("DIRECTORS") AND AUDITORS FOR THE YEAR ENDED DECEMBER 31, 2022 2.I TO RE-ELECT DR. JIANXIN YANG AS AN Mgmt For For EXECUTIVE DIRECTOR 2.II TO RE-ELECT DR. WEI LI AS A NON-EXECUTIVE Mgmt For For DIRECTOR 2.III TO RE-ELECT MR. XIANGHONG LIN AS A Mgmt For For NON-EXECUTIVE DIRECTOR 2.IV TO RE-ELECT DR. PAUL HERBERT CHEW AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 2.V TO RE-ELECT MR. HONGBIN SUN AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 3 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For THE REMUNERATION OF THE DIRECTORS 4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION 5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY 6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO BUY BACK SHARES NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY 7 TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against DIRECTORS PURSUANT TO ORDINARY RESOLUTION NO. 5 TO ISSUE SHARES BY ADDING TO THE ISSUED SHARE CAPITAL OF THE COMPANY THE NUMBER OF SHARES BOUGHT BACK UNDER ORDINARY RESOLUTION NO. 6 8 TO CONSIDER AND APPROVE THAT THE MEMORANDUM Mgmt For For AND ARTICLES OF ASSOCIATION OF THE COMPANY CURRENTLY IN EFFECT BE AMENDED AND RESTATED BY THE DELETION IN THEIR ENTIRETY AND THE SUBSTITUTION IN THEIR PLACE OF THE AMENDED AND RESTATED ARTICLES OF ASSOCIATION WITH IMMEDIATE EFFECT AFTER THE CLOSE OF THE MEETING; AND ANY ONE DIRECTOR AND/OR THE REGISTERED OFFICE PROVIDER OF THE COMPANY BE AND IS HEREBY AUTHORISED SEVERALLY TO DO ALL THINGS NECESSARY OR EXPEDIENT TO IMPLEMENT THE ADOPTION OF THE NEW ARTICLES OF ASSOCIATION, INCLUDING WITHOUT LIMITATION, ATTENDING TO THE NECESSARY FILINGS IN ACCORDANCE WITH THE RELEVANT REQUIREMENTS OF THE APPLICABLE LAWS, RULES AND REGULATIONS IN THE CAYMAN ISLANDS AND HONG KONG -------------------------------------------------------------------------------------------------------------------------- EVEREST MEDICINES LIMITED Agenda Number: 716189039 -------------------------------------------------------------------------------------------------------------------------- Security: G3224E106 Meeting Type: EGM Meeting Date: 31-Oct-2022 Ticker: ISIN: KYG3224E1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1013/2022101301032.pdf https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1013/2022101301036.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO APPROVE, CONFIRM AND RATIFY THE Mgmt For For TERMINATION AND TRANSITION SERVICES AGREEMENT AND THE TRANSACTION AND AUTHORISE ANY ONE DIRECTOR FOR AND ON BEHALF OF THE COMPANY TO EXECUTE AND DELIVER ALL SUCH DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND TO TAKE ALL STEPS AS HE OR SHE CONSIDERS NECESSARY, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT TO THE TERMINATION AND TRANSITION SERVICES AGREEMENT AND THE TRANSACTION CMMT 17 OCT 2022: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO CHANGE IN RECORD DATE FROM 28 OCT 2022 TO 27 OCT 2022. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- EVEREST MEDICINES LIMITED Agenda Number: 717367379 -------------------------------------------------------------------------------------------------------------------------- Security: G3224E106 Meeting Type: AGM Meeting Date: 29-Jun-2023 Ticker: ISIN: KYG3224E1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY REVISED PROXY Non-Voting FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0602/2023060202159.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0530/2023053000452.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2022 AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR OF THE COMPANY (THE "AUDITOR") THEREON 2A TO RE-ELECT MR. WEI FU AS AN EXECUTIVE Mgmt For For DIRECTOR 2B TO RE-ELECT MR. IAN YING WOO AS AN Mgmt For For EXECUTIVE DIRECTOR 2C TO RE-ELECT MR. YIFAN LI AS AN INDEPENDENT Mgmt Against Against NON-EXECUTIVE DIRECTOR 2D TO RE-ELECT MR. YONGQING LUO AS AN Mgmt For For EXECUTIVE DIRECTOR 2E TO RE-ELECT MS. HOI YAM CHUI AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 2F TO AUTHORIZE THE BOARD TO FIX THE Mgmt For For REMUNERATION OF THE DIRECTORS 3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For AUDITOR TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND TO AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION 4 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION 5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION 6 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE AGGREGATE NUMBER OF THE SHARES REPURCHASED BY THE COMPANY 7 TO APPROVE AND CONFIRM THE GRANT OF SHARE Mgmt Against Against OPTIONS TO MR. YONGQING LUO ("MR. LUO") TO SUBSCRIBE FOR 4,700,000 SHARES IN ACCORDANCE WITH THE TERMS OF THE POSTIPO SHARE OPTION SCHEME 8 TO APPROVE AND CONFIRM THE GRANT OF 860,474 Mgmt Against Against SHARE AWARDS TO MR. LUO IN ACCORDANCE WITH THE TERMS OF THE POST-IPO SHARE AWARD SCHEME 9 TO APPROVE AND CONFIRM THE GRANT OF A Mgmt Against Against MAXIMUM OF 1,200,000 PERFORMANCE TARGET AWARDS TO MR. LUO IN ACCORDANCE WITH THE TERMS OF THE POST-IPO SHARE AWARD SCHEME 10 TO APPROVE AND CONFIRM THE GRANT OF SHARE Mgmt Against Against OPTIONS TO MR. LUO TO SUBSCRIBE FOR 1,559,349 SHARES IN ACCORDANCE WITH THE TERMS OF THE POST-IPO SHARE OPTION SCHEME 11 TO APPROVE AND CONFIRM THE GRANT OF AWARDS Mgmt Against Against TO MR. YUAN GAO IN ACCORDANCE WITH THE TERMS OF THE POST-IPO SHARE AWARD SCHEME 12 TO APPROVE AND CONFIRM THE GRANT OF AWARDS Mgmt Against Against TO MS. MIN YU IN ACCORDANCE WITH THE TERMS OF THE POST-IPO SHARE AWARD SCHEME 13 TO APPROVE AND CONFIRM THE GRANT OF AWARDS Mgmt Against Against TO MR. ZIXIN QIAO IN ACCORDANCE WITH THE TERMS OF THE POST-IPO SHARE AWARD SCHEME 14 TO APPROVE AND CONFIRM THE GRANT OF AWARDS Mgmt Against Against TO MS. HEASUN PARK IN ACCORDANCE WITH THE TERMS OF THE POST-IPO SHARE AWARD SCHEME 15 TO APPROVE AND CONFIRM THE GRANT OF Mgmt Against Against PERFORMANCE TARGET AWARDS TO MR. IAN YING WOO IN ACCORDANCE WITH THE TERMS OF THE PRE-IPO ESOP 16 TO APPROVE AND CONFIRM THE GRANT OF Mgmt Against Against PERFORMANCE TARGET AWARDS TO MS. MIN YU IN ACCORDANCE WITH THE TERMS OF THE PRE-IPO ESOP 17 TO APPROVE AND CONFIRM THE GRANT OF Mgmt Against Against PERFORMANCE TARGET AWARDS TO MR. ZIXIN QIAO IN ACCORDANCE WITH THE TERMS OF THE PRE-IPO ESOP 18 TO APPROVE AND CONFIRM THE GRANT OF Mgmt Against Against PERFORMANCE TARGET AWARDS TO MS. HEASUN PARK IN ACCORDANCE WITH THE TERMS OF THE PRE-IPO ESOP 19 TO APPROVE AND CONFIRM THE GRANT OF Mgmt Against Against PERFORMANCE TARGET AWARDS TO MS. ZHENGYING ZHU IN ACCORDANCE WITH THE TERMS OF THE PRE-IPO ESOP CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 930660 DUE TO RECEIVED UPDATED AGENDA WITH DELETION OF RESOLUTION 20 AS PER PROXY FORM. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU -------------------------------------------------------------------------------------------------------------------------- GENSCRIPT BIOTECH CORPORATION Agenda Number: 717167250 -------------------------------------------------------------------------------------------------------------------------- Security: G3825B105 Meeting Type: AGM Meeting Date: 25-May-2023 Ticker: ISIN: KYG3825B1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0502/2023050201545.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0502/2023050201203.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (THE ''DIRECTORS'') AND AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2022 2.A.1 TO RE-ELECT THE FOLLOWING PERSONS AS Mgmt Against Against DIRECTOR: MS. WANG JIAFEN AS NON-EXECUTIVE DIRECTOR 2.A.2 TO RE-ELECT THE FOLLOWING PERSONS AS Mgmt For For DIRECTOR: MR. DAI ZUMIAN AS INDEPENDENT NON-EXECUTIVE DIRECTOR 2.A.3 TO RE-ELECT THE FOLLOWING PERSONS AS Mgmt For For DIRECTOR: MR. PAN JIUAN AS INDEPENDENT NON-EXECUTIVE DIRECTOR 2.A.4 TO RE-ELECT THE FOLLOWING PERSONS AS Mgmt For For DIRECTOR: DR. WANG XUEHAI AS INDEPENDENT NON-EXECUTIVE DIRECTOR 2.B TO AUTHORIZE THE BOARD OF DIRECTORS (THE Mgmt For For ''BOARD'') TO FIX REMUNERATION OF THE DIRECTORS 3 TO RE-APPOINT ERNST & YOUNG, CERTIFIED Mgmt For For PUBLIC ACCOUNTANTS, AS THE AUDITOR OF THE COMPANY AND AUTHORIZE THE BOARD TO FIX REMUNERATION OF AUDITOR 4.A TO GIVE A GENERAL AND UNCONDITIONAL MANDATE Mgmt Against Against TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE NUMBER OF THE ISSUED SHARES OF THE COMPANY 4.B TO GIVE A GENERAL AND UNCONDITIONAL MANDATE Mgmt For For TO THE DIRECTORS TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE NUMBER OF THE ISSUED SHARES OF THE COMPANY 4.C TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against DIRECTORS PURSUANT TO THE ORDINARY RESOLUTION NO. 4(A) TO ISSUE SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED UNDER THE ORDINARY RESOLUTION NO. 4(B) 5 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For EXISTING MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION OF THE COMPANY AND TO ADOPT THE THIRD AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY AS THE NEW MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- GRACELL BIOTECHNOLOGIES INC. Agenda Number: 935697031 -------------------------------------------------------------------------------------------------------------------------- Security: 38406L103 Meeting Type: Annual Meeting Date: 15-Sep-2022 Ticker: GRCL ISIN: US38406L1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To re-elect Dr. Guotong Xu as a Class II Mgmt For For director of the Company 2. To re-elect Dr. David Guowei Wang as a Mgmt Against Against Class II director of the Company -------------------------------------------------------------------------------------------------------------------------- GRAND PHARMACEUTICAL GROUP LIMITED Agenda Number: 717132675 -------------------------------------------------------------------------------------------------------------------------- Security: G210A7101 Meeting Type: AGM Meeting Date: 02-Jun-2023 Ticker: ISIN: BMG210A71016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0427/2023042702072.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0427/2023042702092.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO ADOPT THE AUDITED FINANCIAL STATEMENTS Mgmt For For TOGETHER WITH THE REPORT OF THE DIRECTORS AND THE REPORT OF THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2022 2 TO DECLARE A FINAL DIVIDEND OF HKD 0.14 PER Mgmt For For SHARE FOR THE YEAR ENDED 31 DECEMBER 2022 3.A TO APPOINT MR. ZHOU CHAO AS AN EXECUTIVE Mgmt For For DIRECTOR 3.B TO RE-ELECT DR. SHI LIN AS AN EXECUTIVE Mgmt For For DIRECTOR 3.C TO RE-ELECT AND RETAIN DR. PEI GENG AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR, WHO HAS SERVED MORE THAN NINE YEARS IN THE COMPANY 3.D TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For THE DIRECTORS REMUNERATION 4 TO RE-APPOINT HLB HODGSON IMPEY CHENG Mgmt For For LIMITED AS AUDITORS TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION 5 TO ADOPT ORDINARY RESOLUTION NO. 5 AS SET Mgmt Against Against OUT IN THE NOTICE (TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES IN THE COMPANY) 6 TO ADOPT ORDINARY RESOLUTION NO. 6 AS SET Mgmt For For OUT IN THE NOTICE (TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE COMPANY) 7 TO ADOPT ORDINARY RESOLUTION NO. 7 AS SET Mgmt Against Against OUT IN THE NOTICE (TO EXTEND THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES IN THE COMPANY) 8 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt Against Against EXISTING BYE-LAWS OF THE COMPANY AND ADOPT THE NEW BYE-LAWS OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO LT Agenda Number: 716395872 -------------------------------------------------------------------------------------------------------------------------- Security: Y2932P106 Meeting Type: EGM Meeting Date: 16-Dec-2022 Ticker: ISIN: CNE100000387 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1124/2022112400245.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1124/2022112400253.pdf 1 RESOLUTION ON THE APPLICATION FOR Mgmt For For REGISTRATION AND ISSUANCE OF MEDIUM-TERM NOTES OF THE COMPANY 2 RESOLUTION ON GUANGZHOU PHARMACEUTICALS Mgmt For For COMPANY LIMITED (AS SPECIFIED), A CONTROLLED SUBSIDIARY OF THE COMPANY, TO CONDUCT ASSET-BACKED SECURITIZATION OF ACCOUNTS RECEIVABLE 3 RESOLUTION ON THE SETTLEMENT OF PARTIAL Mgmt For For PROCEEDS INVESTED IN PROJECTS AND PERMANENT REPLENISHMENT OF WORKING CAPITAL FROM THE REMAINING PROCEEDS -------------------------------------------------------------------------------------------------------------------------- GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO LT Agenda Number: 717122244 -------------------------------------------------------------------------------------------------------------------------- Security: Y2932P106 Meeting Type: AGM Meeting Date: 30-May-2023 Ticker: ISIN: CNE100000387 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0425/2023042501159.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0425/2023042501199.pdf 1 ANNUAL REPORT AND ITS SUMMARY FOR YEAR 2022 Mgmt For For 2 REPORT OF THE BOARD FOR YEAR 2022 Mgmt For For 3 REPORT OF THE SUPERVISORY COMMITTEE OF THE Mgmt For For COMPANY FOR YEAR 2022 4 FINANCIAL REPORT OF THE COMPANY FOR YEAR Mgmt For For 2022 5 AUDITORS' REPORT OF THE COMPANY FOR YEAR Mgmt For For 2022 6 PROPOSAL ON PROFIT DISTRIBUTION AND Mgmt For For DIVIDEND PAYMENT OF THE COMPANY FOR YEAR 2022 7 PROPOSAL ON THE FINANCIAL AND OPERATIONAL Mgmt Against Against TARGETS AND ANNUAL BUDGET OF THE COMPANY FOR YEAR 2023 8.1 RESOLUTIONS ON THE EMOLUMENTS TO BE PAID TO Mgmt For For THE DIRECTOR OF THE 8TH SESSION OF BOARD OF THE COMPANY FOR YEAR 2023: RESOLUTION ON THE EMOLUMENTS TO BE PAID TO MR. LI CHUYUAN (THE CHAIRPERSON OF THE BOARD) FOR YEAR 2023 8.2 RESOLUTIONS ON THE EMOLUMENTS TO BE PAID TO Mgmt For For THE DIRECTOR OF THE 8TH SESSION OF BOARD OF THE COMPANY FOR YEAR 2023: RESOLUTION ON THE EMOLUMENTS TO BE PAID TO MR. YANG JUN (THE VICE CHAIRPERSON OF THE BOARD) FOR YEAR 2023 8.3 RESOLUTIONS ON THE EMOLUMENTS TO BE PAID TO Mgmt For For THE DIRECTOR OF THE 8TH SESSION OF BOARD OF THE COMPANY FOR YEAR 2023: RESOLUTION ON THE EMOLUMENTS TO BE PAID TO MS. CHENG NING (THE VICE CHAIRPERSON OF THE BOARD) FOR YEAR 2023 8.4 RESOLUTIONS ON THE EMOLUMENTS TO BE PAID TO Mgmt For For THE DIRECTOR OF THE 8TH SESSION OF BOARD OF THE COMPANY FOR YEAR 2023: RESOLUTION ON THE EMOLUMENTS TO BE PAID TO MS. LIU JUYAN (AN EXECUTIVE DIRECTOR) FOR YEAR 2023 8.5 RESOLUTIONS ON THE EMOLUMENTS TO BE PAID TO Mgmt For For THE DIRECTOR OF THE 8TH SESSION OF BOARD OF THE COMPANY FOR YEAR 2023: RESOLUTION ON THE EMOLUMENTS TO BE PAID TO MR. ZHANG CHUNBO (AN EXECUTIVE DIRECTOR) FOR YEAR 2023 8.6 RESOLUTIONS ON THE EMOLUMENTS TO BE PAID TO Mgmt For For THE DIRECTOR OF THE 8TH SESSION OF BOARD OF THE COMPANY FOR YEAR 2023: RESOLUTION ON THE EMOLUMENTS TO BE PAID TO MR. WU CHANGHAI (AN EXECUTIVE DIRECTOR) FOR YEAR 2023 8.7 RESOLUTIONS ON THE EMOLUMENTS TO BE PAID TO Mgmt For For THE DIRECTOR OF THE 8TH SESSION OF BOARD OF THE COMPANY FOR YEAR 2023: RESOLUTION ON THE EMOLUMENTS TO BE PAID TO MR. LI HONG (AN EXECUTIVE DIRECTOR) FOR YEAR 2023 8.8 RESOLUTIONS ON THE EMOLUMENTS TO BE PAID TO Mgmt For For THE DIRECTOR OF THE 8TH SESSION OF BOARD OF THE COMPANY FOR YEAR 2023: RESOLUTION ON THE EMOLUMENTS TO BE PAID TO MR. WONG HIN WING (AN INDEPENDENT NON-EXECUTIVE DIRECTOR) FOR YEAR 2023 8.9 RESOLUTIONS ON THE EMOLUMENTS TO BE PAID TO Mgmt For For THE DIRECTOR OF THE 8TH SESSION OF BOARD OF THE COMPANY FOR YEAR 2023: RESOLUTION ON THE EMOLUMENTS TO BE PAID TO MS. WANG WEIHONG (AN INDEPENDENT NON-EXECUTIVE DIRECTOR) FOR YEAR 2023 8.10 RESOLUTIONS ON THE EMOLUMENTS TO BE PAID TO Mgmt For For THE DIRECTOR OF THE 8TH SESSION OF BOARD OF THE COMPANY FOR YEAR 2023: RESOLUTION ON THE EMOLUMENTS TO BE PAID TO MR. CHEN YAJIN (AN INDEPENDENT NON-EXECUTIVE DIRECTOR) FOR YEAR 2023 8.11 RESOLUTIONS ON THE EMOLUMENTS TO BE PAID TO Mgmt For For THE DIRECTOR OF THE 8TH SESSION OF BOARD OF THE COMPANY FOR YEAR 2023: RESOLUTION ON THE EMOLUMENTS TO BE PAID TO MR. HUANG MIN (AN INDEPENDENT NON-EXECUTIVE DIRECTOR) FOR YEAR 2023 9.1 RESOLUTIONS ON THE EMOLUMENTS TO BE PAID TO Mgmt For For THE SUPERVISORS OF THE 8TH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR YEAR 2023: RESOLUTION ON THE EMOLUMENTS TO BE PAID TO MR. CAI RUIYU (THE CHAIRPERSON OF THE SUPERVISORY COMMITTEE) FOR YEAR 2023 9.2 RESOLUTIONS ON THE EMOLUMENTS TO BE PAID TO Mgmt For For THE SUPERVISORS OF THE 8TH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR YEAR 2023: RESOLUTION ON THE EMOLUMENTS TO BE PAID TO MR. CHENG JINYUAN (A SUPERVISOR) FOR YEAR 2023 9.3 RESOLUTIONS ON THE EMOLUMENTS TO BE PAID TO Mgmt For For THE SUPERVISORS OF THE 8TH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR YEAR 2023: RESOLUTION ON THE EMOLUMENTS TO BE PAID TO MR. JIA HUIDONG (A SUPERVISOR) FOR YEAR 2023 10 RESOLUTION ON THE APPLICATION FOR OMNIBUS Mgmt For For CREDIT LINES BY THE COMPANY AND ITS SUBSIDIARIES FROM FINANCIAL INSTITUTIONS 11 RESOLUTION ON THE RE-APPOINTMENT OF WUYIGE Mgmt For For CERTIFIED PUBLIC ACCOUNTANTS LLP AS THE AUDITOR OF THE COMPANY FOR YEAR 2023 12 RESOLUTION ON THE RE-APPOINTMENT OF WUYIGE Mgmt For For CERTIFIED PUBLIC ACCOUNTANTS LLP AS THE INTERNAL CONTROL AUDITOR OF THE COMPANY FOR YEAR 2023 13 RESOLUTION IN RELATION TO THE EMOLUMENTS TO Mgmt For For BE PAID TO MR. JIAN HUIDONG, A SUPERVISOR REPRESENTING THE EMPLOYEES OF THE 9TH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY, FOR YEAR 2023 CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 14.1 THROUGH 14.7 WILL BE PROCESSED AS TAKE NO ACTION BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET 14.1 RESOLUTIONS ON THE ELECTION OF EXECUTIVE Mgmt For For DIRECTOR OF THE 9TH SESSION OF THE BOARD OF THE COMPANY AND THE EMOLUMENTS TO BE PAID FOR YEAR 2023: RESOLUTION ON THE ELECTION OF MR. LI CHUYUAN AS AN EXECUTIVE DIRECTOR OF THE 9TH SESSION OF THE BOARD OF THE COMPANY AND THE EMOLUMENTS TO BE PAID TO HIM FOR YEAR 2023 14.2 RESOLUTIONS ON THE ELECTION OF EXECUTIVE Mgmt For For DIRECTOR OF THE 9TH SESSION OF THE BOARD OF THE COMPANY AND THE EMOLUMENTS TO BE PAID FOR YEAR 2023: RESOLUTION ON THE ELECTION OF MR. YANG JUN AS AN EXECUTIVE DIRECTOR OF THE 9TH SESSION OF THE BOARD OF THE COMPANY AND THE EMOLUMENTS TO BE PAID TO HIM FOR YEAR 2023 14.3 RESOLUTIONS ON THE ELECTION OF EXECUTIVE Mgmt For For DIRECTOR OF THE 9TH SESSION OF THE BOARD OF THE COMPANY AND THE EMOLUMENTS TO BE PAID FOR YEAR 2023: RESOLUTION ON THE ELECTION OF MS. CHENG NING AS AN EXECUTIVE DIRECTOR OF THE 9TH SESSION OF THE BOARD OF THE COMPANY AND THE EMOLUMENTS TO BE PAID TO HER FOR YEAR 2023 14.4 RESOLUTIONS ON THE ELECTION OF EXECUTIVE Mgmt For For DIRECTOR OF THE 9TH SESSION OF THE BOARD OF THE COMPANY AND THE EMOLUMENTS TO BE PAID FOR YEAR 2023: RESOLUTION ON THE ELECTION OF MS. LIU JUYAN AS AN EXECUTIVE DIRECTOR OF THE 9TH SESSION OF THE BOARD OF THE COMPANY AND THE EMOLUMENTS TO BE PAID TO HER FOR YEAR 2023 14.5 RESOLUTIONS ON THE ELECTION OF EXECUTIVE Mgmt For For DIRECTOR OF THE 9TH SESSION OF THE BOARD OF THE COMPANY AND THE EMOLUMENTS TO BE PAID FOR YEAR 2023: RESOLUTION ON THE ELECTION OF MR. ZHANG CHUNBO AS AN EXECUTIVE DIRECTOR OF THE 9TH SESSION OF THE BOARD OF THE COMPANY AND THE EMOLUMENTS TO BE PAID TO HIM FOR YEAR 2023 14.6 RESOLUTIONS ON THE ELECTION OF EXECUTIVE Mgmt For For DIRECTOR OF THE 9TH SESSION OF THE BOARD OF THE COMPANY AND THE EMOLUMENTS TO BE PAID FOR YEAR 2023: RESOLUTION ON THE ELECTION OF MR. WU CHANGHAI AS AN EXECUTIVE DIRECTOR OF THE 9TH SESSION OF THE BOARD OF THE COMPANY AND THE EMOLUMENTS TO BE PAID TO HIM FOR YEAR 2023 14.7 RESOLUTIONS ON THE ELECTION OF EXECUTIVE Mgmt For For DIRECTOR OF THE 9TH SESSION OF THE BOARD OF THE COMPANY AND THE EMOLUMENTS TO BE PAID FOR YEAR 2023: RESOLUTION ON THE ELECTION OF MR. LI HONG AS AN EXECUTIVE DIRECTOR OF THE 9TH SESSION OF THE BOARD OF THE COMPANY AND THE EMOLUMENTS TO BE PAID TO HIM FOR YEAR 2023 CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 15.1 THROUGH 15.4 WILL BE PROCESSED AS TAKE NO ACTION BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET 15.1 RESOLUTIONS ON THE ELECTION OF INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR OF THE 9TH SESSION OF THE BOARD OF THE COMPANY AND THE EMOLUMENTS TO BE PAID FOR YEAR 2023: RESOLUTION ON THE ELECTION OF MR. CHEN YAJIN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE 9TH SESSION OF THE BOARD OF THE COMPANY AND THE EMOLUMENTS TO BE PAID TO HIM FOR YEAR 2023 15.2 RESOLUTIONS ON THE ELECTION OF INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR OF THE 9TH SESSION OF THE BOARD OF THE COMPANY AND THE EMOLUMENTS TO BE PAID FOR YEAR 2023: RESOLUTION ON THE ELECTION OF MR. HUANG MIN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE 9TH SESSION OF THE BOARD OF THE COMPANY AND THE EMOLUMENTS TO BE PAID TO HIM FOR YEAR 2023 15.3 RESOLUTIONS ON THE ELECTION OF INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR OF THE 9TH SESSION OF THE BOARD OF THE COMPANY AND THE EMOLUMENTS TO BE PAID FOR YEAR 2023: RESOLUTION ON THE ELECTION OF MR. WONG LUNG TAK PATRICK AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE 9TH SESSION OF THE BOARD OF THE COMPANY AND THE EMOLUMENTS TO BE PAID TO HIM FOR YEAR 2023 15.4 RESOLUTIONS ON THE ELECTION OF INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR OF THE 9TH SESSION OF THE BOARD OF THE COMPANY AND THE EMOLUMENTS TO BE PAID FOR YEAR 2023: RESOLUTION ON THE ELECTION OF MS. SUN BAOQING AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE 9TH SESSION OF THE BOARD OF THE COMPANY AND THE EMOLUMENTS TO BE PAID TO HER FOR YEAR 2023 CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 16.1 THROUGH 16.2 WILL BE PROCESSED AS TAKE NO ACTION BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET 16.1 RESOLUTIONS ON THE ELECTION OF SUPERVISORS Mgmt For For REPRESENTING THE SHAREHOLDERS OF THE 9TH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY AND THE EMOLUMENTS TO BE PAID FOR YEAR 2023: RESOLUTION ON THE ELECTION OF MR. CAI RUIYU AS A SUPERVISOR REPRESENTING THE SHAREHOLDERS OF THE 9TH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY AND THE EMOLUMENTS TO BE PAID TO HIM FOR YEAR 2023 16.2 RESOLUTIONS ON THE ELECTION OF SUPERVISORS Mgmt For For REPRESENTING THE SHAREHOLDERS OF THE 9TH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY AND THE EMOLUMENTS TO BE PAID FOR YEAR 2023: RESOLUTION ON THE ELECTION OF MR. CHENG JINYUAN AS A SUPERVISOR REPRESENTING THE SHAREHOLDERS OF THE 9TH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY AND THE EMOLUMENTS TO BE PAID TO HIM FOR YEAR 2023 -------------------------------------------------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO LTD Agenda Number: 716307334 -------------------------------------------------------------------------------------------------------------------------- Security: Y3043G118 Meeting Type: EGM Meeting Date: 23-Nov-2022 Ticker: ISIN: CNE1000040M1 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1103/2022110300049.pdf https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1103/2022110300055.pdf 1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For ADOPTION OF THE RESTRICTED SHARE INCENTIVE SCHEME AND ITS SUMMARY 2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For ADOPTION OF THE MANAGEMENT MEASURES FOR ASSESSMENT RELATING TO THE IMPLEMENTATION OF THE RESTRICTED SHARE INCENTIVE SCHEME 3 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt For For OF AUTHORITY TO THE BOARD TO HANDLE MATTERS IN RELATION TO THE RESTRICTED SHARE INCENTIVE SCHEME -------------------------------------------------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO LTD Agenda Number: 717143870 -------------------------------------------------------------------------------------------------------------------------- Security: Y3043G118 Meeting Type: AGM Meeting Date: 23-May-2023 Ticker: ISIN: CNE1000040M1 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0427/2023042702052.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0427/2023042702182.pdf 1 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For FOR 2022 2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For BOARD FOR 2022 3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For SUPERVISORY COMMITTEE FOR 2022 4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For DISTRIBUTION PLAN FOR 2022 5 TO CONSIDER AND APPROVE THE FINAL FINANCIAL Mgmt For For REPORT FOR 2022 6 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For DOMESTIC AND OVERSEAS AUDITORS OF THE COMPANY FOR 2023 7 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For APPLICATION TO THE BANK FOR THE INTEGRATED CREDIT FACILITY 8 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For PURCHASE OF SHORT-TERM BANK PRINCIPAL-GUARANTEED WEALTH MANAGEMENT PRODUCTS WITH SELF-OWNED IDLE FUNDS 9 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For REMUNERATION AND ALLOWANCE STANDARDS OF THE DIRECTORS 10 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For REMUNERATION AND ALLOWANCE STANDARD OF THE SUPERVISORS 11 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against ADOPTION OF THE SUBSIDIARY SHARE OPTION SCHEME 12 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt Against Against OF GENERAL MANDATE TO THE BOARD FOR THE ISSUANCE OF H SHARES 13 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt For For OF GENERAL MANDATE TO THE BOARD TO REPURCHASE H SHARES CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 14.1 THROUGH 14.4 WILL BE PROCESSED AS TAKE NO ACTION BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET 14.1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For APPOINTMENT OF THE EXECUTIVE DIRECTOR FIFTH SESSION OF THE BOAR: TO RE-ELECT DR. YE XIAOPING AS AN EXECUTIVE DIRECTOR OF THE COMPANY 14.2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For APPOINTMENT OF THE EXECUTIVE DIRECTOR FIFTH SESSION OF THE BOAR: TO RE-ELECT MS. CAO XIAOCHUN AS AN EXECUTIVE DIRECTOR OF THE COMPANY 14.3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For APPOINTMENT OF THE EXECUTIVE DIRECTOR FIFTH SESSION OF THE BOAR: TO RE-ELECT MR. WU HAO AS AN EXECUTIVE DIRECTOR OF THE COMPANY 14.4 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For APPOINTMENT OF THE EXECUTIVE DIRECTOR FIFTH SESSION OF THE BOAR: TO ELECT MR. WEN ZENGYU AS AN EXECUTIVE DIRECTOR OF THE COMPANY CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 15.1 THROUGH 15.3 WILL BE PROCESSED AS TAKE NO ACTION BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET 15.1 TO CONSIDER AND APPROVED THE PROPOSED Mgmt For For APPOINTMENT OF INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION OF THE BOARD: TO RE-ELECT DR. YANG BO AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY 15.2 TO CONSIDER AND APPROVED THE PROPOSED Mgmt For For APPOINTMENT OF INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION OF THE BOARD: TO RE-ELECT MR. LIU KAI YU KENNETH AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPAN 15.3 TO CONSIDER AND APPROVED THE PROPOSED Mgmt For For APPOINTMENT OF INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION OF THE BOARD: TO ELECT MR. YUAN HUAGANG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 16.1 THROUGH 16.2 WILL BE PROCESSED AS TAKE NO ACTION BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET 16.1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For APPOINTMENT OF THE NON-EMPLOYEE REPRESENTATIVE SUPERVISORSOF THE FIFTH SESSION OF THE SUPERVISORY COMMITTEE: TO RE-ELECT MS. CHEN ZHIMIN AS A NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF THE COMPANY 16.2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For APPOINTMENT OF THE NON-EMPLOYEE REPRESENTATIVE SUPERVISORSOF THE FIFTH SESSION OF THE SUPERVISORY COMMITTEE: TO RE-ELECT MR. ZHANG BINGHUI AS A NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO LTD Agenda Number: 717156966 -------------------------------------------------------------------------------------------------------------------------- Security: Y3043G118 Meeting Type: CLS Meeting Date: 23-May-2023 Ticker: ISIN: CNE1000040M1 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0427/2023042702328.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0427/2023042702426.pdf 1 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt For For OF GENERAL MANDATE TO THE BOARD TO REPURCHASE H SHARES -------------------------------------------------------------------------------------------------------------------------- HANSOH PHARMACEUTICAL GROUP COMPANY LIMITED Agenda Number: 717144353 -------------------------------------------------------------------------------------------------------------------------- Security: G54958106 Meeting Type: AGM Meeting Date: 01-Jun-2023 Ticker: ISIN: KYG549581067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0427/2023042700559.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0427/2023042700663.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED DECEMBER 31, 2022 2 TO APPROVE THE PAYMENT OF A FINAL DIVIDEND Mgmt For For FOR THE YEAR ENDED DECEMBER 31, 2022 3.A TO RE-ELECT MS. ZHONG HUIJUAN AS EXECUTIVE Mgmt For For DIRECTOR 3.B TO RE-ELECT MS. YANG DONGTAO AS INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR 3.C TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX Mgmt For For THE RESPECTIVE DIRECTORS' REMUNERATION 4 TO RE-APPOINT ERNST & YOUNG AS AUDITORS AND Mgmt For For TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION 5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION 6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION 7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY UNDER RESOLUTION NO. 6 ABOVE BY THE AGGREGATE NUMBER OF THE SHARES REPURCHASED BY THE COMPANY 8 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY AND TO ADOPT THE SECOND AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- HBM HOLDINGS LIMITED Agenda Number: 717146434 -------------------------------------------------------------------------------------------------------------------------- Security: G4403H100 Meeting Type: AGM Meeting Date: 08-Jun-2023 Ticker: ISIN: KYG4403H1002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT 10 MAY 2023: PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0508/2023050801159.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0508/2023050801165.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2022 2 TO RE-ELECT MS. WEIWEI CHEN AS A Mgmt For For NON-EXECUTIVE DIRECTOR OF THE COMPANY 3 TO RE-ELECT MR. YU MIN QIU AS A Mgmt For For NON-EXECUTIVE DIRECTOR OF THE COMPANY 4 TO RE-ELECT MR. JUNFENG WANG AS A Mgmt For For NON-EXECUTIVE DIRECTOR OF THE COMPANY 5 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS OF THE COMPANY 6 TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF Mgmt For For THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION 7 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY 8 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For OF THE COMPANY TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY 9 TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against DIRECTORS OF THE COMPANY PURSUANT TO ORDINARY RESOLUTION NO. 7 TO ISSUE SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED UNDER ORDINARY RESOLUTION NO. 8 CMMT 10 MAY 2023: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF TEXT OF RESOLUTION 1 AND COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- HUA MEDICINE Agenda Number: 717133259 -------------------------------------------------------------------------------------------------------------------------- Security: G4644K102 Meeting Type: AGM Meeting Date: 29-Jun-2023 Ticker: ISIN: KYG4644K1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0427/2023042700215.pdf https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0427/2023042700251.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2022 2A TO RE-ELECT DR LI CHEN AS EXECUTIVE Mgmt For For DIRECTOR OF THE COMPANY 2B TO RE-ELECT MR. GEORGE CHIEN CHENG LIN AS Mgmt For For EXECUTIVE DIRECTOR OF THE COMPANY 2C TO RE-ELECT MR YIU WA ALEC TSUI AS Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY 2D TO RE-ELECT MR YIU LEUNG ANDY CHEUNG AS Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY 2E TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For COMPANY TO FIX THE RESPECTIVE DIRECTORS REMUNERATION 3 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For COMPANYS AUDITOR AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION 4 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION 5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION 6 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE AGGREGATE NUMBER OF THE SHARES REPURCHASED BY THE COMPANY -------------------------------------------------------------------------------------------------------------------------- HUTCHMED CHINA LIMITED Agenda Number: 935832762 -------------------------------------------------------------------------------------------------------------------------- Security: 44842L103 Meeting Type: Annual Meeting Date: 12-May-2023 Ticker: HCM ISIN: US44842L1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To consider and adopt the audited financial Mgmt For For statements, and the reports of the directors and independent auditors for the year ended December 31, 2022. 2A. To re-elect Mr TO Chi Keung, Simon as a Mgmt For For director. 2B. To re-elect Dr Weiguo SU as a director. Mgmt For For 2C. To re-elect Mr CHENG Chig Fung, Johnny as a Mgmt For For director. 2D. To re-elect Dr Dan ELDAR as a director. Mgmt For For 2E. To re-elect Ms Edith SHIH as a director. Mgmt For For 2F. To re-elect Mr Lefei SUN as a director. Mgmt For For 2G. To re-elect Mr Paul Rutherford CARTER as a Mgmt For For director. 2H. To re-elect Mr Graeme Allan JACK as a Mgmt For For director. 2I. To re-elect Professor MOK Shu Kam, Tony as Mgmt For For a director. 3. To re-appoint PricewaterhouseCoopers and Mgmt For For PricewaterhouseCoopers Zhong Tian LLP as the auditors of the Company for Hong Kong financial reporting and U.S. financial reporting purposes, respectively, and to authorize the Directors to fix the auditors' remuneration. 4. Special Resolution: To grant a general Mgmt For For mandate to the Directors to issue additional shares of the Company. 5. Ordinary Resolution: To grant a general Mgmt For For mandate to the Directors to repurchase shares of the Company. -------------------------------------------------------------------------------------------------------------------------- IMMUNOTECH BIOPHARM LTD Agenda Number: 716447392 -------------------------------------------------------------------------------------------------------------------------- Security: G4721A100 Meeting Type: EGM Meeting Date: 11-Jan-2023 Ticker: ISIN: KYG4721A1004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1216/2022121600328.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1216/2022121600330.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION NO 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 (A) TO APPROVE THE SUBSCRIPTION AGREEMENT Mgmt For For DATED 28 OCTOBER 2022 (THE "SUBSCRIPTION AGREEMENT") IN RESPECT OF THE 11.75% SECURED CONVERTIBLE BONDS DUE IN 2025 IN THE AGGREGATE PRINCIPAL AMOUNT OF RMB300 MILLION TO BE ISSUED BY THE COMPANY PURSUANT TO THE SUBSCRIPTION AGREEMENT (THE "CONVERTIBLE BONDS") AND THE TRANSACTIONS CONTEMPLATED THEREUNDER; (B) TO APPROVE THE ISSUE OF CONVERTIBLE BONDS; (C) TO APPROVE THE ALLOTMENT AND ISSUE OF NEW ORDINARY SHARES OF USD0.001 EACH IN THE SHARE CAPITAL OF THE COMPANY (THE "CONVERSION SHARES"); (D) TO GRANT A SPECIFIC MANDATE TO THE DIRECTORS OF THE COMPANY (THE "DIRECTOR(S)") TO EXERCISE THE POWERS OF THE COMPANY FOR THE ISSUE OF CONVERTIBLE BONDS AND THE ALLOTMENT AND ISSUE OF THE CONVERSION SHARES; AND (E) TO AUTHORISE ANY ONE DIRECTOR TO DO ALL SUCH THINGS AND ACTS FOR THE PROPOSES OF OR IN CONNECTION WITH THE IMPLEMENTATION OF THE SUBSCRIPTION AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER -------------------------------------------------------------------------------------------------------------------------- IMMUNOTECH BIOPHARM LTD Agenda Number: 717122915 -------------------------------------------------------------------------------------------------------------------------- Security: G4721A100 Meeting Type: AGM Meeting Date: 25-May-2023 Ticker: ISIN: KYG4721A1004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0425/2023042502033.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0425/2023042502053.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO CONSIDER AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2022 2A TO RE-ELECT MR WANG RUIHUA AS A Mgmt For For NON-EXECUTIVE DIRECTOR 2B TO RE-ELECT MR YANG FAN AS A NON-EXECUTIVE Mgmt For For DIRECTOR 2C TO RE-ELECT PROFESSOR WANG YINGDIAN AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 2D TO RE-ELECT MR NG CHI KIT AS AN INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR 2E TO RE-ELECT MS PENG SUJIU AS AN INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR 3 TO AUTHORISE THE BOARD TO FIX THE DIRECTORS Mgmt For For REMUNERATION 4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For AUDITOR AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION 5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ALLOT, ISSUE AND DEAL WITH NEW SHARES OF THE COMPANY WITH AN AGGREGATE NUMBER OF NOT EXCEEDING 20% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THE RELEVANT RESOLUTION AT THE AGM 6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE THE COMPANYS SHARES WITH A TOTAL NUMBER OF NOT MORE THAN 10% OF TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AT THE DATE OF PASSING THE RELEVANT RESOLUTION AT THE AGM 7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against THE DIRECTORS UNDER RESOLUTION 5 BY AN AMOUNT REPRESENTING THE AGGREGATE NUMBER OF THE COMPANYS SHARES REPURCHASED BY THE COMPANY UNDER RESOLUTION 6, PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THE RELEVANT RESOLUTION AT THE AGM 8 TO APPROVE THE PROPOSED AMENDMENTS (THE Mgmt For For PROPOSED AMENDMENTS) TO THE SECOND AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION OF THE COMPANY (THE EXISTING MEMORANDUM AND ARTICLES OF ASSOCIATION) AS SET OUT IN APPENDIX III TO THE CIRCULAR OF THE COMPANY DATED 26 APRIL 2023 AND THE ADOPTION OF THE THIRD AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION OF THE COMPANY INCORPORATING THE PROPOSED AMENDMENTS IN SUBSTITUTION FOR AND TO THE EXCLUSION OF THE EXISTING MEMORANDUM AND ARTICLES OF ASSOCIATION -------------------------------------------------------------------------------------------------------------------------- INNOCARE PHARMA LIMITED Agenda Number: 717167161 -------------------------------------------------------------------------------------------------------------------------- Security: G4783B103 Meeting Type: AGM Meeting Date: 02-Jun-2023 Ticker: ISIN: KYG4783B1032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0502/2023050201485.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0502/2023050201658.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS (THE DIRECTOR(S)) AND AUDITORS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2022 2 TO CONSIDER AND APPROVE THE 2022 ANNUAL Mgmt For For REPORT 3.1 TO RE-ELECT DR. RENBIN ZHAO AS AN EXECUTIVE Mgmt For For DIRECTOR 3.2 TO RE-ELECT MR. RONGGANG XIE AS A Mgmt For For NON-EXECUTIVE DIRECTOR 3.3 TO RE-ELECT DR. KAIXIAN CHEN AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 4 TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For BOARD) TO FIX THE REMUNERATION OF THE DIRECTORS 5 TO RE-APPOINT ERNST & YOUNG AND ERNST & Mgmt For For YOUNG HUA MING LLP AS AUDITORS OF THE COMPANY FOR THE AUDITS OF THE COMPANYS FINANCIAL STATEMENTS TO BE FILED WITH THE STOCK EXCHANGE AND THE SSE, RESPECTIVELY, AND AUTHORISE THE BOARD TO FIX ITS REMUNERATION 6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE TOTAL NUMBER OF HONG KONG SHARES AND RMB SHARES, RESPECTIVELY, IN ISSUE OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION 7 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE TOTAL ISSUED HONG KONG SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION 8 TO EXTEND, CONDITIONAL UPON THE ABOVE Mgmt Against Against RESOLUTIONS 6 AND 7 BEING DULY PASSED, THE GENERAL MANDATE TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES BY ADDING THE AGGREGATE AMOUNT OF THE REPURCHASED HONG KONG SHARES TO THE 20% GENERAL MANDATE 9 TO CONSIDER AND APPROVE THE 2022 WORK Mgmt For For REPORT OF THE BOARD OF DIRECTORS 10 TO CONSIDER AND APPROVE THE PROPOSED 2022 Mgmt For For PROFIT DISTRIBUTION PLAN 11 TO CONSIDER AND APPROVE THE AMENDMENT TO Mgmt For For RULES OF PROCEDURES FOR THE BOARD OF DIRECTORS 12 TO CONSIDER AND APPROVE THE ADOPTION OF THE Mgmt Against Against 2023 STAR MARKET RESTRICTED SHARE INCENTIVE SCHEME OF THE COMPANY AND THE SCHEME MANDATE LIMIT 13 TO CONSIDER AND APPROVE THE ADOPTION OF THE Mgmt Against Against ASSESSMENT MANAGEMENT MEASURES FOR THE IMPLEMENTATION OF THE 2023 STAR MARKET RESTRICTED SHARE INCENTIVE SCHEME OF THE COMPANY 14 TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt Against Against AND GRANT OF NEW RMB SHARES UNDER THE 2023 RMB SHARE INCENTIVE SCHEME PURSUANT TO THE SCHEME MANDATE LIMIT 15 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against AUTHORIZATION TO THE BOARD OF DIRECTORS OF THE COMPANY TO HANDLE MATTERS PERTAINING TO THE 2023 STAR MARKET RESTRICTED SHARE INCENTIVE SCHEME OF THE COMPANY 16 TO CONSIDER AND APPROVE THE PURCHASE OF Mgmt For For LIABILITIES INSURANCE FOR THE DIRECTORS AND SENIOR MANAGEMENT 17 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For AMENDMENTS TO THE ARTICLES OF ASSOCIATION CMMT 03 MAY 2023: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF TEXT OF RESOLUTION 3.2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- INNOVENT BIOLOGICS, INC. Agenda Number: 717299019 -------------------------------------------------------------------------------------------------------------------------- Security: G4818G101 Meeting Type: AGM Meeting Date: 21-Jun-2023 Ticker: ISIN: KYG4818G1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0529/2023052901072.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0529/2023052901212.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO CONSIDER AND RECEIVE THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF DIRECTORS AND THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2022 2.I TO RE-ELECT MR. RONALD HAO XI EDE AS AN Mgmt For For EXECUTIVE DIRECTOR OF THE COMPANY 2.II TO RE-ELECT DR. CHARLES LELAND COONEY AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY 3 TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For DIRECTORS) OF THE COMPANY (THE BOARD) TO FIX THE REMUNERATION OF THE DIRECTORS 4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For THE AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION 5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO BUY BACK SHARES OF THE COMPANY 6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY 7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against THE DIRECTORS TO ISSUE SHARES OF THE COMPANY BY ADDING THERETO THE TOTAL NUMBER OF THE SHARES TO BE BOUGHT BACK BY THE COMPANY 8.I TO APPROVE AND CONFIRM THE CONDITIONAL Mgmt Against Against GRANT OF RESTRICTED SHARES TO DR. DE-CHAO MICHAEL YU ( DR. YU) ON MARCH 30, 2023 IN ACCORDANCE WITH THE TERMS OF THE RESTRICTED SHARE PLAN ADOPTED BY THE COMPANY ON JUNE 12, 2020 (THE 2020 RS PLAN), SUBJECT TO ALL APPLICABLE LAWS, RULES, REGULATIONS AND THE APPLICABLE AWARD AGREEMENT (THE 2023 PROPOSED GRANT TO DR. YU) 8.II TO AUTHORIZE ANY ONE OR MORE OF THE Mgmt Against Against DIRECTORS OF THE COMPANY, WITH THE EXCEPTION OF DR. YU, TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE ORDINARY SHARES OF THE COMPANY (THE SHARES) PURSUANT TO THE 2023 PROPOSED GRANT TO DR. YU UNDER THE SPECIFIC MANDATE GRANTED TO THE DIRECTORS BY THE SHAREHOLDERS OF THE COMPANY AT THE EXTRAORDINARY GENERAL MEETING OF THE COMPANY HELD ON JUNE 20, 2020 IN ACCORDANCE WITH THE TERMS OF THE 2020 RS PLAN (THE 2022 RS PLAN SPECIFIC MANDATE), SUCH THAT THE RESTRICTED SHARES SHALL RANK PARI PASSU IN ALL RESPECTS AMONG THEMSELVES AND WITH THE EXISTING SHARES IN ISSUE AT THE DATE OF THE ALLOTMENT AND ISSUANCE OF THE RESTRICTED SHARES, AND THAT HE/SHE/THEY BE AND IS/ARE HEREBY AUTHORIZED TO TAKE SUCH ACTIONS, DO SUCH THINGS, WHICH IN THEIR OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF GIVING EFFECT TO AND/OR TO IMPLEMENT THE TRANSACTIONS CONTEMPLATED IN PARAGRAPH (8I) ABOVE 9.I TO APPROVE AND CONFIRM THE CONDITIONAL Mgmt Against Against GRANT OF RESTRICTED SHARES TO MR. RONALD HAO XI EDE ( MR. EDE) ON MARCH 30, 2023 IN ACCORDANCE WITH THE TERMS OF THE 2020 RS PLAN, SUBJECT TO ALL APPLICABLE LAWS, RULES, REGULATIONS AND THE APPLICABLE AWARD AGREEMENT (THE 2023 PROPOSED GRANT TO MR. EDE) 9.II TO AUTHORIZE ANY ONE OR MORE OF THE Mgmt Against Against DIRECTORS OF THE COMPANY, WITH THE EXCEPTION OF MR. EDE, TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE SHARES PURSUANT TO THE 2023 PROPOSED GRANT TO MR. EDE UNDER THE 2022 RS PLAN SPECIFIC MANDATE, SUCH THAT THE RESTRICTED SHARES SHALL RANK PARI PASSU IN ALL RESPECTS AMONG THEMSELVES AND WITH THE EXISTING SHARES IN ISSUE AT THE DATE OF THE ALLOTMENT AND ISSUANCE OF THE RESTRICTED SHARES, AND THAT HE/SHE/THEY BE AND IS/ARE HEREBY AUTHORIZED TO TAKE SUCH ACTIONS, DO SUCH THINGS, WHICH IN THEIR OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF GIVING EFFECT TO AND/OR TO IMPLEMENT THE TRANSACTIONS CONTEMPLATED IN PARAGRAPH (9I) ABOVE 10.I TO APPROVE AND CONFIRM THE CONDITIONAL Mgmt Against Against GRANT OF RESTRICTED SHARES TO MS. JOYCE I-YIN HSU ( MS. HSU) ON MARCH 30, 2023 IN ACCORDANCE WITH THE TERMS OF THE 2020 RS PLAN, SUBJECT TO ALL APPLICABLE LAWS, RULES, REGULATIONS AND THE APPLICABLE AWARD AGREEMENT (THE 2023 PROPOSED GRANT TO MS. HSU) 10.II TO AUTHORIZE ANY ONE OR MORE OF THE Mgmt Against Against DIRECTORS OF THE COMPANY, WITH THE EXCEPTION OF MS. HSU, TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE SHARES PURSUANT TO THE 2023 PROPOSED GRANT TO MS. HSU UNDER THE 2022 RS PLAN SPECIFIC MANDATE, SUCH THAT THE RESTRICTED SHARES SHALL RANK PARI PASSU IN ALL RESPECTS AMONG THEMSELVES AND WITH THE EXISTING SHARES IN ISSUE AT THE DATE OF THE ALLOTMENT AND ISSUANCE OF THE RESTRICTED SHARES, AND THAT HE/SHE/THEY BE AND IS/ARE HEREBY AUTHORIZED TO TAKE SUCH ACTIONS, DO SUCH THINGS, WHICH IN THEIR OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF GIVING EFFECT TO AND/OR TO IMPLEMENT THE TRANSACTIONS CONTEMPLATED IN PARAGRAPH (10I) ABOVE 11.I TO APPROVE AND CONFIRM THE CONDITIONAL Mgmt Against Against GRANT OF RESTRICTED SHARES TO DR. CHARLES LELAND COONEY ( DR. COONEY) ON MARCH 30, 2023 IN ACCORDANCE WITH THE TERMS OF THE 2020 RS PLAN, SUBJECT TO ALL APPLICABLE LAWS, RULES, REGULATIONS AND THE APPLICABLE AWARD AGREEMENT (THE 2023 PROPOSED GRANT TO DR. COONEY) 11.II TO AUTHORIZE ANY ONE OR MORE OF THE Mgmt Against Against DIRECTORS OF THE COMPANY, WITH THE EXCEPTION OF DR. COONEY, TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE SHARES PURSUANT TO THE 2023 PROPOSED GRANT TO DR. COONEY UNDER THE 2022 RS PLAN SPECIFIC MANDATE, SUCH THAT THE RESTRICTED SHARES SHALL RANK PARI PASSU IN ALL RESPECTS AMONG THEMSELVES AND WITH THE EXISTING SHARES IN ISSUE AT THE DATE OF THE ALLOTMENT AND ISSUANCE OF THE RESTRICTED SHARES, AND THAT HE/SHE/THEY BE AND IS/ARE HEREBY AUTHORIZED TO TAKE SUCH ACTIONS, DO SUCH THINGS, WHICH IN THEIR OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF GIVING EFFECT TO AND/OR TO IMPLEMENT THE TRANSACTIONS CONTEMPLATED IN PARAGRAPH (11I) ABOVE 12.I TO APPROVE AND CONFIRM THE CONDITIONAL Mgmt Against Against GRANT OF RESTRICTED SHARES TO DR. KAIXIAN CHEN ( DR. CHEN) ON MARCH 30, 2023 IN ACCORDANCE WITH THE TERMS OF THE 2020 RS PLAN, SUBJECT TO ALL APPLICABLE LAWS, RULES, REGULATIONS AND THE APPLICABLE AWARD AGREEMENT (THE 2023 PROPOSED GRANT TO DR. CHEN ) 12.II TO AUTHORIZE ANY ONE OR MORE OF THE Mgmt Against Against DIRECTORS OF THE COMPANY, WITH THE EXCEPTION OF DR. CHEN, TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE SHARES PURSUANT TO THE 2023 PROPOSED GRANT TO DR. CHEN UNDER THE 2022 RS PLAN SPECIFIC MANDATE, SUCH THAT THE RESTRICTED SHARES SHALL RANK PARI PASSU IN ALL RESPECTS AMONG THEMSELVES AND WITH THE EXISTING SHARES IN ISSUE AT THE DATE OF THE ALLOTMENT AND ISSUANCE OF THE RESTRICTED SHARES, AND THAT HE/SHE/THEY BE AND IS/ARE HEREBY AUTHORIZED TO TAKE SUCH ACTIONS, DO SUCH THINGS, WHICH IN THEIR OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF GIVING EFFECT TO AND/OR TO IMPLEMENT THE TRANSACTIONS CONTEMPLATED IN PARAGRAPH (12I) ABOVE 13.I TO APPROVE AND CONFIRM THE CONDITIONAL Mgmt Against Against GRANT OF RESTRICTED SHARES TO MR. GARY ZIEZIULA ( MR. ZIEZIULA) ON MARCH 30, 2023 IN ACCORDANCE WITH THE TERMS OF THE 2020 RS PLAN, SUBJECT TO ALL APPLICABLE LAWS, RULES, REGULATIONS AND THE APPLICABLE AWARD AGREEMENT (THE 2023 PROPOSED GRANT TO MR. ZIEZIULA ) 13.II TO AUTHORIZE ANY ONE OR MORE OF THE Mgmt Against Against DIRECTORS OF THE COMPANY, WITH THE EXCEPTION OF MR. ZIEZIULA, TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE SHARES PURSUANT TO THE 2023 PROPOSED GRANT TO MR. ZIEZIULA UNDER THE 2022 RS PLAN SPECIFIC MANDATE, SUCH THAT THE RESTRICTED SHARES SHALL RANK PARI PASSU IN ALL RESPECTS AMONG THEMSELVES AND WITH THE EXISTING SHARES IN ISSUE AT THE DATE OF THE ALLOTMENT AND ISSUANCE OF THE RESTRICTED SHARES, AND THAT HE/SHE/THEY BE AND IS/ARE HEREBY AUTHORIZED TO TAKE SUCH ACTIONS, DO SUCH THINGS, WHICH IN THEIR OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF GIVING EFFECT TO AND/OR TO IMPLEMENT THE TRANSACTIONS CONTEMPLATED IN PARAGRAPH (13I) ABOVE 14.I TO APPROVE AND CONFIRM THE CONDITIONAL Mgmt Against Against GRANT OF RESTRICTED SHARES TO MR. ZIEZIULA ON JUNE 1, 2022 IN ACCORDANCE WITH THE TERMS OF THE 2020 RS PLAN, SUBJECT TO ALL APPLICABLE LAWS, RULES, REGULATIONS AND THE APPLICABLE AWARD AGREEMENT (THE 2022 PROPOSED GRANT TO MR. ZIEZIULA) 14.II TO AUTHORIZE ANY ONE OR MORE OF THE Mgmt Against Against DIRECTORS OF THE COMPANY, WITH THE EXCEPTION OF MR. ZIEZIULA, TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE SHARES PURSUANT TO THE 2022 PROPOSED GRANT TO MR. ZIEZIULA UNDER THE 2022 RS PLAN SPECIFIC MANDATE, SUCH THAT THE RESTRICTED SHARES SHALL RANK PARI PASSU IN ALL RESPECTS AMONG THEMSELVES AND WITH THE EXISTING SHARES IN ISSUE AT THE DATE OF THE ALLOTMENT AND ISSUANCE OF THE RESTRICTED SHARES, AND THAT HE/SHE/THEY BE AND IS/ARE HEREBY AUTHORIZED TO TAKE SUCH ACTIONS, DO SUCH THINGS, WHICH IN THEIR OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF GIVING EFFECT TO AND/OR TO IMPLEMENT THE TRANSACTIONS CONTEMPLATED IN PARAGRAPH (14I) ABOVE 15 TO APPROVE AND ADOPT THE FOURTEENTH AMENDED Mgmt For For AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR AND TO THE EXCLUSION OF THE EXISTING THIRTEENTH AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY WITH IMMEDIATE EFFECT AFTER THE CLOSING OF THE ANNUAL GENERAL MEETING, AND TO AUTHORISE ANY ONE OF THE DIRECTORS TO DO ALL THINGS NECESSARY OR EXPEDIENT TO IMPLEMENT THE ADOPTION OF THE FOURTEENTH AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- JACOBIO PHARMACEUTICALS GROUP CO., LTD. Agenda Number: 717247894 -------------------------------------------------------------------------------------------------------------------------- Security: G4987A109 Meeting Type: AGM Meeting Date: 08-Jun-2023 Ticker: ISIN: KYG4987A1094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0516/2023051600331.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0516/2023051600346.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (THE DIRECTORS) AND AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2022 2.I TO RE-ELECT DR. YINXIANG WANG AS AN Mgmt For For EXECUTIVE DIRECTOR 2.II TO RE-ELECT MS. XIAOJIE WANG AS AN Mgmt For For EXECUTIVE DIRECTOR 2.III TO RE-ELECT DR. RUILIN SONG AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 2.IV TO RE-ELECT DR. BAI LU AS AN INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR 2.V TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX Mgmt For For THE REMUNERATION OF THE DIRECTORS 3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For AUDITOR AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION 4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ISSUE NEW SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY 5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY 6 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against SHARES BY ADDING THE NUMBER OF SHARES BOUGHT-BACK 7 TO APPROVE THE ADOPTION OF THE AMENDED AND Mgmt For For RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION INCORPORATED WITH THE PROPOSED AMENDMENTS AS SET OUT IN THE APPENDIX III OF THE CIRCULAR OF THE COMPANY DATED MAY 17, 2023; AND AUTHORISE ANY ONE DIRECTOR OR THE COMPANY SECRETARY OF THE COMPANY TO DO ALL SUCH ACTS AND THINGS AND EXECUTE ALL SUCH DOCUMENTS FOR AND ON BEHALF OF THE COMPANY AS THEY MAY CONSIDER NECESSARY, DESIRABLE OR APPROPRIATE IN CONNECTION WITH THE SPECIAL RESOLUTION NO. 7 -------------------------------------------------------------------------------------------------------------------------- JIANGSU RECBIO TECHNOLOGY CO LTD Agenda Number: 717078213 -------------------------------------------------------------------------------------------------------------------------- Security: ADPV55015 Meeting Type: AGM Meeting Date: 11-May-2023 Ticker: ISIN: CNE1000057K9 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0419/2023041901103.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0419/2023041901111.pdf 1 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For 2022 FINANCIAL ACCOUNTS REPORT OF THE COMPANY 2 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For 2023 FINANCIAL BUDGET REPORT OF THE COMPANY 3 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For 2022 WORK REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY 4 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For 2022 WORK REPORT OF THE SUPERVISORY BOARD OF THE COMPANY 5 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For 2022 ANNUAL REPORT OF THE COMPANY 6 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For ENGAGEMENT OF AUDITORS OF THE COMPANY FOR 2023 7 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For 2023 REMUNERATION SCHEME FOR DIRECTORS AND SUPERVISORS OF THE COMPANY 8 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For 2022 PROFIT DISTRIBUTION PLAN OF THE COMPANY 9 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For NOMINATION OF MR. ZHANG JIAXIN AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY 10 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For NOMINATION OF MS. CHEN QINGQING AS AN EXECUTIVE DIRECTOR OF THE COMPANY 11 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For NOMINATION OF MR. HU HOUWEI AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- JOINN LABORATORIES (CHINA) CO., LTD. Agenda Number: 716296478 -------------------------------------------------------------------------------------------------------------------------- Security: Y444TU113 Meeting Type: EGM Meeting Date: 17-Nov-2022 Ticker: ISIN: CNE100004BP3 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1028/2022102801331.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1028/2022102801321.pdf 1 THE ADOPTION OF THE 2022 RESTRICTED A SHARE Mgmt Against Against INCENTIVE SCHEME 2 THE ADOPTION OF THE ASSESSMENT Mgmt Against Against ADMINISTRATIVE MEASURES ON THE IMPLEMENTATION OF THE 2022 RESTRICTED A SHARE INCENTIVE SCHEME 3 TO AUTHORIZE THE BOARD OF DIRECTORS TO DEAL Mgmt Against Against WITH MATTERS IN RELATION TO THE 2022 RESTRICTED A SHARE INCENTIVE SCHEME 4 THE ADOPTION OF THE 2022 A SHARE EMPLOYEE Mgmt For For STOCK OWNERSHIP PLAN 5 THE ADOPTION OF THE ASSESSMENT Mgmt For For ADMINISTRATIVE MEASURES ON THE IMPLEMENTATION 2022 A SHARE EMPLOYEE STOCK OWNERSHIP PLAN 6 TO AUTHORIZE THE BOARD TO DEAL WITH MATTERS Mgmt For For IN RELATION TO THE 2022 A SHARE EMPLOYEE STOCK OWNERSHIP PLAN CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 7.1 THROUGH 7.6 WILL BE PROCESSED AS TAKE NO ACTIONBY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET 7.1 THE RESOLUTIONS IN RESPECT OF THE PROPOSED Mgmt For For ELECTION OF NON-INDEPENDENT DIRECTOR OF NEW SESSION OF THE BOARD: THE APPOINTMENT OF MS. FENG YUXIA AS AN EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD 7.2 THE RESOLUTIONS IN RESPECT OF THE PROPOSED Mgmt For For ELECTION OF NON-INDEPENDENT DIRECTOR OF NEW SESSION OF THE BOARD: THE APPOINTMENT OF MR. ZUO CONGLIN AS AN EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD 7.3 THE RESOLUTIONS IN RESPECT OF THE PROPOSED Mgmt For For ELECTION OF NON-INDEPENDENT DIRECTOR OF NEW SESSION OF THE BOARD: THE APPOINTMENT OF MR. GU XIAOLEI AS A NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD 7.4 THE RESOLUTIONS IN RESPECT OF THE PROPOSED Mgmt For For ELECTION OF NON-INDEPENDENT DIRECTOR OF NEW SESSION OF THE BOARD: THE APPOINTMENT OF DR. YAO DALIN AS AN EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD 7.5 THE RESOLUTIONS IN RESPECT OF THE PROPOSED Mgmt For For ELECTION OF NON-INDEPENDENT DIRECTOR OF NEW SESSION OF THE BOARD: THE APPOINTMENT OF MS. SUN YUNXIA AS AN EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD 7.6 THE RESOLUTIONS IN RESPECT OF THE PROPOSED Mgmt For For ELECTION OF NON-INDEPENDENT DIRECTOR OF NEW SESSION OF THE BOARD: THE APPOINTMENT OF MR. GAO DAPENG AS AN EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 8.1 THROUGH 8.4 WILL BE PROCESSED AS TAKE NO ACTIONBY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET 8.1 THE RESOLUTIONS IN RESPECT OF THE PROPOSED Mgmt For For ELECTION OF INDEPENDENT DIRECTOR OF NEW SESSION OF THE BOARD: THE APPOINTMENT OF DR. ZHAI YONGGONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD 8.2 THE RESOLUTIONS IN RESPECT OF THE PROPOSED Mgmt For For ELECTION OF INDEPENDENT DIRECTOR OF NEW SESSION OF THE BOARD: THE APPOINTMENT OF MR. SUN MINGCHENG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD 8.3 THE RESOLUTIONS IN RESPECT OF THE PROPOSED Mgmt For For ELECTION OF INDEPENDENT DIRECTOR OF NEW SESSION OF THE BOARD: THE APPOINTMENT OF MR. OU XIAOJIE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD 8.4 THE RESOLUTIONS IN RESPECT OF THE PROPOSED Mgmt For For ELECTION OF INDEPENDENT DIRECTOR OF NEW SESSION OF THE BOARD: THE APPOINTMENT OF MR. ZHANG FAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 9.1 THROUGH 9.2 WILL BE PROCESSED AS TAKE NO ACTIONBY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET 9.1 THE RESOLUTIONS IN RESPECT OF THE PROPOSED Mgmt For For ELECTION OF NEW SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY: THE APPOINTMENT OF MR. HO YINGJUN AS A NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF THE FOURTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY 9.2 THE RESOLUTIONS IN RESPECT OF THE PROPOSED Mgmt For For ELECTION OF NEW SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY: THE APPOINTMENT OF MS. ZHAO WENJIE AS A NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF THE FOURTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- JOINN LABORATORIES (CHINA) CO., LTD. Agenda Number: 716297569 -------------------------------------------------------------------------------------------------------------------------- Security: Y444TU113 Meeting Type: CLS Meeting Date: 17-Nov-2022 Ticker: ISIN: CNE100004BP3 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1028/2022102801325.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1028/2022102801333.pdf 1 THE ADOPTION OF THE 2022 RESTRICTED A SHARE Mgmt Against Against INCENTIVE SCHEME INCLUDING THE ISSUANCE OF RESTRICTED A SHARES UNDER SPECIFIC MANDATE 2 THE ADOPTION OF THE ASSESSMENT Mgmt Against Against ADMINISTRATIVE MEASURES ON THE IMPLEMENTATION OF THE 2022 RESTRICTED A SHARE INCENTIVE SCHEME 3 TO AUTHORIZE THE BOARD OF DIRECTORS TO DEAL Mgmt Against Against WITH MATTERS IN RELATION TO THE 2022 RESTRICTED A SHARE INCENTIVE SCHEME -------------------------------------------------------------------------------------------------------------------------- JOINN LABORATORIES (CHINA) CO., LTD. Agenda Number: 717217310 -------------------------------------------------------------------------------------------------------------------------- Security: Y444TU113 Meeting Type: AGM Meeting Date: 09-Jun-2023 Ticker: ISIN: CNE100004BP3 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0509/2023050900521.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0509/2023050900525.pdf 1 THE ANNUAL REPORT AND SUMMARY FOR 2022 Mgmt For For 2 THE WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For FOR 2022 3 THE WORK REPORT OF THE SUPERVISORY Mgmt For For COMMITTEE FOR 2022 4 THE FINAL ACCOUNT REPORT FOR 2022 Mgmt For For 5 THE RE-APPOINTMENT OF THE AUDITOR FOR THE Mgmt For For FINANCIAL REPORT AND THE INTERNAL CONTROL AUDITOR FOR 2023 6 THE PROPOSED REMUNERATION OF DIRECTORS AND Mgmt For For SENIOR MANAGEMENT 7 THE PROPOSED REMUNERATION OF SUPERVISORS Mgmt For For 8 THE PROPOSED PURCHASE OF WEALTH MANAGEMENT Mgmt Against Against PRODUCTS WITH INTERNAL IDLE FUND 9 THE PROPOSED 2022 PROFIT DISTRIBUTION PLAN Mgmt For For 10 THE PROPOSED CHANGE OF THE REGISTERED Mgmt For For CAPITAL OF THE COMPANY 11 THE PROPOSED AMENDMENTS TO THE ARTICLES OF Mgmt For For ASSOCIATION OF THE COMPANY 12 THE PROPOSED AMENDMENTS TO THE RULES OF Mgmt For For PROCEDURES FOR THE GENERAL MEETING OF SHAREHOLDERS 13 THE GRANT OF THE A SHARE REPURCHASE MANDATE Mgmt For For AND THE H SHARE REPURCHASE MANDATE -------------------------------------------------------------------------------------------------------------------------- JOINN LABORATORIES (CHINA) CO., LTD. Agenda Number: 717217334 -------------------------------------------------------------------------------------------------------------------------- Security: Y444TU113 Meeting Type: CLS Meeting Date: 09-Jun-2023 Ticker: ISIN: CNE100004BP3 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0509/2023050900527.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0509/2023050900532.pdf 1 THE PROPOSED 2022 PROFIT DISTRIBUTION PLAN Mgmt For For 2 THE PROPOSED CHANGE OF THE REGISTERED Mgmt For For CAPITAL OF THE COMPANY 3 THE PROPOSED AMENDMENTS TO THE ARTICLES OF Mgmt For For ASSOCIATION OF THE COMPANY 4 THE GRANT OF THE A SHARE REPURCHASE MANDATE Mgmt For For AND THE H SHARE REPURCHASE MANDATE -------------------------------------------------------------------------------------------------------------------------- JW (CAYMAN) THERAPEUTICS CO. LTD Agenda Number: 716366388 -------------------------------------------------------------------------------------------------------------------------- Security: G5210T104 Meeting Type: EGM Meeting Date: 02-Dec-2022 Ticker: ISIN: KYG5210T1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1116/2022111600962.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1116/2022111600974.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTION 1 ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO HEREBY APPROVE, RATIFY AND CONFIRM THE Mgmt For For COLLABORATION AGREEMENT AND ITS EXECUTION THEREOF AND IMPLEMENTATION OF THE TRANSACTIONS CONTEMPLATED THEREUNDER, AND TO AUTHORISE ANY DIRECTOR OR ANY OTHER PERSON AUTHORISED BY THE DIRECTORS, TO SIGN, EXECUTE, PERFECT AND DELIVER ALL SUCH DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND DO ALL SUCH DEEDS, ACTS, MATTERS AND THINGS AS THEY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT TO CARRY OUT OR GIVE EFFECT TO OR OTHERWISE IN CONNECTION WITH THE COLLABORATION AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER -------------------------------------------------------------------------------------------------------------------------- JW (CAYMAN) THERAPEUTICS CO. LTD Agenda Number: 716474399 -------------------------------------------------------------------------------------------------------------------------- Security: G5210T104 Meeting Type: EGM Meeting Date: 17-Jan-2023 Ticker: ISIN: KYG5210T1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1229/2022122901715.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1229/2022122901731.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO HEREBY APPROVE, RATIFY AND CONFIRM THE Mgmt For For LICENSE AND COLLABORATION AGREEMENT AND ITS EXECUTION THEREOF AND IMPLEMENTATION OF THE TRANSACTIONS CONTEMPLATED THEREUNDER, AND TO AUTHORIZE ANY DIRECTOR OR ANY OTHER PERSON AUTHORIZED BY THE DIRECTORS, TO SIGN, EXECUTE, PERFECT AND DELIVER ALL SUCH DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND DO ALL SUCH DEEDS, ACTS, MATTERS AND THINGS AS THEY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT TO CARRY OUT OR GIVE EFFECT TO OR OTHERWISE IN CONNECTION WITH THE LICENSE AND COLLABORATION AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER -------------------------------------------------------------------------------------------------------------------------- JW (CAYMAN) THERAPEUTICS CO. LTD Agenda Number: 717401727 -------------------------------------------------------------------------------------------------------------------------- Security: G5210T104 Meeting Type: EGM Meeting Date: 26-Jun-2023 Ticker: ISIN: KYG5210T1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0609/2023060900095.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0609/2023060900099.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO HEREBY APPROVE, RATIFY AND CONFIRM THE Mgmt For For VECTOR SUPPLY AGREEMENT AND ITS EXECUTION THEREOF AND IMPLEMENTATION OF THE TRANSACTIONS CONTEMPLATED THEREUNDER, AND TO AUTHORIZE ANY DIRECTOR OR ANY OTHER PERSON AUTHORIZED BY THE DIRECTORS, TO SIGN, EXECUTE, PERFECT AND DELIVER ALL SUCH DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND DO ALL SUCH DEEDS, ACTS, MATTERS AND THINGS AS THEY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT TO CARRY OUT OR GIVE EFFECT TO OR OTHERWISE IN CONNECTION WITH THE VECTOR SUPPLY AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER -------------------------------------------------------------------------------------------------------------------------- JW (CAYMAN) THERAPEUTICS CO. LTD Agenda Number: 717123462 -------------------------------------------------------------------------------------------------------------------------- Security: G5210T104 Meeting Type: AGM Meeting Date: 28-Jun-2023 Ticker: ISIN: KYG5210T1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0425/2023042502271.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0425/2023042502279.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2022 AND THE REPORTS OF THE DIRECTORS AND AUDITOR THEREON 2A.I TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For OF THE COMPANY: MR. JINYIN WANG AS A NON-EXECUTIVE DIRECTOR 2A.II TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For OF THE COMPANY: DR. CHENG LIU AS A NON-EXECUTIVE DIRECTOR 2AIII TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For OF THE COMPANY: MR. KIN CHEONG KELVIN HO AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR 2A.IV TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For OF THE COMPANY: DR. DEBRA YU AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR 2.B TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For COMPANY (THE "BOARD") TO FIX THE REMUNERATION OF THE DIRECTORS OF THE COMPANY (THE "DIRECTORS") 3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION FOR THE YEAR ENDING DECEMBER 31, 2023 4.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO OFFER, ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY 4.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY 4.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH SHARES BY THE NUMBER OF SHARES REPURCHASED BY THE COMPANY -------------------------------------------------------------------------------------------------------------------------- KEYMED BIOSCIENCES INC. Agenda Number: 717105870 -------------------------------------------------------------------------------------------------------------------------- Security: G5252B102 Meeting Type: AGM Meeting Date: 27-Jun-2023 Ticker: ISIN: KYG5252B1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0424/2023042400567.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0424/2023042400644.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (THE "DIRECTOR(S)") AND INDEPENDENT AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2022 2.A.I TO RE-ELECT DR. GANG XU AS AN EXECUTIVE Mgmt For For DIRECTOR 2.AII TO RE-ELECT MR. QI CHEN AS A NON-EXECUTIVE Mgmt For For DIRECTOR 2AIII TO RE-ELECT DR. CHANGYU WANG AS AN Mgmt For For EXECUTIVE DIRECTOR 2.B TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For "BOARD") TO FIX THE REMUNERATION OF THE DIRECTORS 3 TO RE-APPOINT MESSRS. ERNST & YOUNG AS Mgmt For For AUDITOR OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND TO AUTHORISE THE BOARD TO FIX ITS REMUNERATION 4.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY 4.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For OF THE COMPANY TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY 4.C TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against DIRECTORS PURSUANT TO ORDINARY RESOLUTION NO. 4(A) TO ISSUE SHARES BY ADDING TO THE NUMBER OF ISSUED SHARES OF THE COMPANY THE NUMBER OF SHARES REPURCHASED UNDER ORDINARY RESOLUTION NO. 4(B) -------------------------------------------------------------------------------------------------------------------------- KINTOR PHARMACEUTICAL LIMITED Agenda Number: 717241107 -------------------------------------------------------------------------------------------------------------------------- Security: G5273B107 Meeting Type: AGM Meeting Date: 15-Jun-2023 Ticker: ISIN: KYG5273B1077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0512/2023051200549.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0512/2023051200582.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (THE "DIRECTOR(S)") AND INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2022 2.A.1 TO RE-ELECT DR. QUN LU AS AN EXECUTIVE Mgmt For For DIRECTOR 2.A.2 TO RE-ELECT DR. XIANG NI AS AN EXECUTIVE Mgmt For For DIRECTOR 2.A.3 TO RE-ELECT DR. MICHAEL MIN XU AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 2.A.4 TO RE-ELECT MR. WALLACE WAI YIM YEUNG AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 2.A.5 TO RE-ELECT PROF. LIANG TONG AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 2.B TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For "BOARD") TO FIX THE REMUNERATION OF THE DIRECTORS 3 TO RE-APPOINT MESSRS. Mgmt For For PRICEWATERHOUSECOOPERS AS THE AUDITOR OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND TO AUTHORISE THE BOARD TO FIX ITS REMUNERATION 4.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY 4.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For OF THE COMPANY TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY 4.C TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against DIRECTORS PURSUANT TO ORDINARY RESOLUTION NO. 4(A) TO ISSUE SHARES BY ADDING TO THE NUMBER OF ISSUED SHARES OF THE COMPANY THE NUMBER OF SHARES REPURCHASED UNDER ORDINARY RESOLUTION NO. 4(B) 5 TO CONSIDER AND APPROVE THE INCREASE OF THE Mgmt For For AUTHORISED SHARE CAPITAL OF THE COMPANY FROM USD 50,000 DIVIDED INTO 500,000,000 SHARES TO USD 70,000 DIVIDED INTO 700,000,000 SHARES OF USD 0.0001 EACH BY THE CREATION OF AN ADDITIONAL USD 20,000 DIVIDED INTO 200,000,000 SHARES OF USD 0.0001 EACH 6 SUBJECT TO THE PASSING OF RESOLUTION NO. 5, Mgmt For For TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE MEMORANDUM OF ASSOCIATION OF THE COMPANY AND TO ADOPT THE NEW MEMORANDUM OF ASSOCIATION OF THE COMPANY 7 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AND TO ADOPT THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- LEGEND BIOTECH CORPORATION Agenda Number: 935712439 -------------------------------------------------------------------------------------------------------------------------- Security: 52490G102 Meeting Type: Annual Meeting Date: 14-Oct-2022 Ticker: LEGN ISIN: US52490G1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To receive the audited consolidated Mgmt For For financial statements of the Company for the fiscal year ended December 31, 2021. 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as independent auditor of the Company (the "Independent Auditor") for the fiscal year ending December 31, 2022. 3. To re-elect Dr. Patrick Casey, whose term Mgmt For For of office will expire pursuant to article 88(b) of the Company's memorandum of association, to serve as a Class II director of the Company for a full term of three (3) years. 4. To re-elect Mr. Philip Yau, whose term of Mgmt For For office will expire pursuant to article 88(b) of the Company's memorandum of association, to serve as a Class II director of the Company for a full term of three (3) years. 5. To re-elect Dr. Fangliang Zhang, whose term Mgmt For For of office will expire pursuant to article 88(b) of the Company's memorandum of association, to serve as a Class II director of the Company for a full term of three (3) years. 6. To authorize each of the directors and Mgmt For For officers of the Company to take any and every action that might be necessary to effect the foregoing resolutions as such director or officer, in his or her absolute discretion, thinks fit. -------------------------------------------------------------------------------------------------------------------------- LEPU BIOPHARMA CO., LTD. Agenda Number: 717281199 -------------------------------------------------------------------------------------------------------------------------- Security: Y52282103 Meeting Type: AGM Meeting Date: 15-Jun-2023 Ticker: ISIN: CNE100004SM4 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0524/2023052400297.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0524/2023052400581.pdf 1 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2022 2 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For THE REPORT OF THE BOARD OF SUPERVISORS OF THE COMPANY FOR THE YEAR 2022 3 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For THE ANNUAL REPORT OF THE GROUP FOR THE YEAR 2022 4 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For THE FINANCIAL ACCOUNTS REPORT OF THE GROUP FOR THE YEAR 2022 5 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt Against Against THE FINANCIAL BUDGET OF THE GROUP FOR THE YEAR 2023 6 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For THE ANNUAL PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2022 7 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For OF PRICEWATERHOUSECOOPERS AS THE AUDITOR OF THE COMPANY FOR 2023, FOR A TERM COMMENCING FROM THE DATE OF APPROVAL AT THE AGM UNTIL THE CONCLUSION OF THE 2023 ANNUAL GENERAL MEETING OF THE COMPANY, AND AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO DETERMINE THE SPECIFIC MATTERS IN RELATION TO SUCH RE-APPOINTMENT, INCLUDING BUT NOT LIMITED TO THEIR REMUNERATIONS 8 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY IN RESPECT OF THE TRIAL MEASURES 9 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY IN RESPECT OF THE PROPOSED ISSUE OF A SHARES 10 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt Against Against THE GRANT OF A GENERAL MANDATE TO THE BOARD TO ISSUE SHARES -------------------------------------------------------------------------------------------------------------------------- LEPU BIOPHARMA CO., LTD. Agenda Number: 717283220 -------------------------------------------------------------------------------------------------------------------------- Security: Y52282103 Meeting Type: CLS Meeting Date: 15-Jun-2023 Ticker: ISIN: CNE100004SM4 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0524/2023052400379.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0524/2023052400613.pdf 1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY IN RESPECT OF THE TRIAL MEASURES 2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY IN RESPECT OF THE PROPOSED ISSUE OF A SHARES -------------------------------------------------------------------------------------------------------------------------- LIANBIO Agenda Number: 935843296 -------------------------------------------------------------------------------------------------------------------------- Security: 53000N108 Meeting Type: Annual Meeting Date: 21-Jun-2023 Ticker: LIAN ISIN: US53000N1081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II Director: Susan Mgmt For For Silbermann 1b. Election of Class II Director: Adam Stone Mgmt Against Against 1c. Election of Class II Director: Wei Wei Chen Mgmt For For 2. An ordinary resolution to ratify the Mgmt For For appointment of KPMG LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2023 -------------------------------------------------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC Agenda Number: 715811609 -------------------------------------------------------------------------------------------------------------------------- Security: Y52889105 Meeting Type: EGM Meeting Date: 08-Jul-2022 Ticker: ISIN: CNE100001QV5 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0615/2022061501028.pdf https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0615/2022061501046.pdf 1 TO CONSIDER AND APPROVE THE REVISION TO THE Mgmt For For SECOND PHASE OWNERSHIP SCHEME AND ITS SUMMARY UNDER THE MEDIUM TO LONG-TERM BUSINESS PARTNER SHARE OWNERSHIP SCHEME OF THE COMPANY 2 TO CONSIDER AND APPROVE THE REVISION TO THE Mgmt For For ADMINISTRATIVE MEASURES OF THE SECOND PHASE OWNERSHIP SCHEME UNDER THE MEDIUM TO LONG-TERM BUSINESS PARTNER SHARE OWNERSHIP SCHEME OF THE COMPANY CMMT 17 JUN 2022: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO CHANGE IN THE RECORD DATE FROM 07 JUL 2022 TO 30 JUN 2022. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC Agenda Number: 716117305 -------------------------------------------------------------------------------------------------------------------------- Security: Y52889105 Meeting Type: EGM Meeting Date: 14-Oct-2022 Ticker: ISIN: CNE100001QV5 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0921/2022092101166.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0921/2022092101168.pdf 1 TO CONSIDER AND APPROVE THE 2022 SHARE Mgmt Against Against OPTIONS INCENTIVE SCHEME OF THE COMPANY (REVISED DRAFT) AND ITS SUMMARY 2 TO CONSIDER AND APPROVE THE ADMINISTRATIVE Mgmt Against Against MEASURES FOR APPRAISAL SYSTEM OF THE 2022 SHARE OPTIONS INCENTIVE SCHEME OF THE COMPANY 3 TO CONSIDER AND APPROVE AT THE GENERAL Mgmt Against Against MEETING FOR GRANTING MANDATE TO THE BOARD OF DIRECTORS TO DEAL WITH MATTERS REGARDING THE 2022 SHARE OPTIONS INCENTIVE SCHEME OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC Agenda Number: 716117317 -------------------------------------------------------------------------------------------------------------------------- Security: Y52889105 Meeting Type: CLS Meeting Date: 14-Oct-2022 Ticker: ISIN: CNE100001QV5 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0921/2022092101180.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0921/2022092101182.pdf 1 TO CONSIDER AND APPROVE THE 2022 SHARE Mgmt Against Against OPTIONS INCENTIVE SCHEME OF THE COMPANY (REVISED DRAFT) AND ITS SUMMARY 2 TO CONSIDER AND APPROVE THE ADMINISTRATIVE Mgmt Against Against MEASURES FOR APPRAISAL SYSTEM OF THE 2022 SHARE OPTIONS INCENTIVE SCHEME OF THE COMPANY 3 TO CONSIDER AND APPROVE AT THE GENERAL Mgmt Against Against MEETING FOR GRANTING MANDATE TO THE BOARD OF DIRECTORS TO DEAL WITH MATTERS REGARDING THE 2022 SHARE OPTIONS INCENTIVE SCHEME OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC Agenda Number: 716141609 -------------------------------------------------------------------------------------------------------------------------- Security: Y52889105 Meeting Type: EGM Meeting Date: 25-Oct-2022 Ticker: ISIN: CNE100001QV5 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0928/2022092801621.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0928/2022092801625.pdf 1.A TO CONSIDER AND APPROVE THE REPURCHASE OF Mgmt For For PART OF THE COMPANY'S A SHARES SCHEME: THE PURPOSE OF THE SHARE REPURCHASE 1.B TO CONSIDER AND APPROVE THE REPURCHASE OF Mgmt For For PART OF THE COMPANY'S A SHARES SCHEME: THE PRICE RANGE OF SHARES TO BE REPURCHASED 1.C TO CONSIDER AND APPROVE THE REPURCHASE OF Mgmt For For PART OF THE COMPANY'S A SHARES SCHEME: THE TYPE, NUMBER AND PERCENTAGE OF SHARES TO BE REPURCHASED 1.D TO CONSIDER AND APPROVE THE REPURCHASE OF Mgmt For For PART OF THE COMPANY'S A SHARES SCHEME: THE AGGREGATE AMOUNT OF FUNDS USED FOR THE REPURCHASE AND THE SOURCE OF FUNDS 1.E TO CONSIDER AND APPROVE THE REPURCHASE OF Mgmt For For PART OF THE COMPANY'S A SHARES SCHEME: THE SHARE REPURCHASE PERIOD 1.F TO CONSIDER AND APPROVE THE REPURCHASE OF Mgmt For For PART OF THE COMPANY'S A SHARES SCHEME: THE VALIDITY PERIOD OF THE RESOLUTION ON THE SHARE REPURCHASE 1.G TO CONSIDER AND APPROVE THE REPURCHASE OF Mgmt For For PART OF THE COMPANY'S A SHARES SCHEME: AUTHORIZATION FOR THE BOARD OF DIRECTORS TO HANDLE MATTERS RELATING TO THE A SHARE REPURCHASE -------------------------------------------------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC Agenda Number: 716142295 -------------------------------------------------------------------------------------------------------------------------- Security: Y52889105 Meeting Type: CLS Meeting Date: 25-Oct-2022 Ticker: ISIN: CNE100001QV5 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0928/2022092801629.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0928/2022092801631.pdf 1.A TO CONSIDER AND APPROVE THE REPURCHASE OF Mgmt For For PART OF THE COMPANY'S A SHARES SCHEME: THE PURPOSE OF THE SHARE REPURCHASE 1.B TO CONSIDER AND APPROVE THE REPURCHASE OF Mgmt For For PART OF THE COMPANY'S A SHARES SCHEME: THE PRICE RANGE OF SHARES TO BE REPURCHASED 1.C TO CONSIDER AND APPROVE THE REPURCHASE OF Mgmt For For PART OF THE COMPANY'S A SHARES SCHEME: THE TYPE, NUMBER AND PERCENTAGE OF SHARES TO BE REPURCHASED 1.D TO CONSIDER AND APPROVE THE REPURCHASE OF Mgmt For For PART OF THE COMPANY'S A SHARES SCHEME: THE AGGREGATE AMOUNT OF FUNDS USED FOR THE REPURCHASE AND THE SOURCE OF FUNDS 1.E TO CONSIDER AND APPROVE THE REPURCHASE OF Mgmt For For PART OF THE COMPANY'S A SHARES SCHEME: THE SHARE REPURCHASE PERIOD 1.F TO CONSIDER AND APPROVE THE REPURCHASE OF Mgmt For For PART OF THE COMPANY'S A SHARES SCHEME: THE VALIDITY PERIOD OF THE RESOLUTION ON THE SHARE REPURCHASE 1.G TO CONSIDER AND APPROVE THE REPURCHASE OF Mgmt For For PART OF THE COMPANY'S A SHARES SCHEME: AUTHORIZATION FOR THE BOARD OF DIRECTORS TO HANDLE MATTERS RELATING TO THE A SHARE REPURCHASE -------------------------------------------------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC Agenda Number: 716342415 -------------------------------------------------------------------------------------------------------------------------- Security: Y52889105 Meeting Type: EGM Meeting Date: 06-Dec-2022 Ticker: ISIN: CNE100001QV5 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1107/2022110700803.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1107/2022110700813.pdf 1 TO CONSIDER AND APPROVE THE INCREASE OF THE Mgmt For For REGISTERED CAPITAL OF THE COMPANY 2 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt Against Against THE ARTICLES OF ASSOCIATION OF LIVZON PHARMACEUTICAL GROUP INC 3 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For THE RULES AND PROCEDURES FOR GENERAL MEETINGS OF LIVZON PHARMACEUTICAL GROUP INC 4 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For THE RULES AND PROCEDURES FOR BOARD MEETINGS OF LIVZON PHARMACEUTICAL GROUP INC 5 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For THE RULES AND PROCEDURES FOR SUPERVISORY COMMITTEE MEETINGS OF LIVZON PHARMACEUTICAL GROUP INC 6 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For THE MANAGEMENT SYSTEM FOR THE USE OF RAISED FUNDS OF LIVZON PHARMACEUTICAL GROUP INC -------------------------------------------------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC Agenda Number: 716442241 -------------------------------------------------------------------------------------------------------------------------- Security: Y52889105 Meeting Type: EGM Meeting Date: 10-Jan-2023 Ticker: ISIN: CNE100001QV5 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1212/2022121201229.pdf https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1212/2022121201249.pdf 1 TO CONSIDER AND APPROVE THE ESTABLISHMENT Mgmt For For OF THE JOINT VENTURE WITH JOINCARE, THE CONTROLLING SHAREHOLDER, AND THE CONNECTED TRANSACTION -------------------------------------------------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC Agenda Number: 717255029 -------------------------------------------------------------------------------------------------------------------------- Security: Y52889105 Meeting Type: AGM Meeting Date: 21-Jun-2023 Ticker: ISIN: CNE100001QV5 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0515/2023051500927.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0515/2023051500941.pdf 1 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For THE BOARD OF THE COMPANY FOR THE YEAR 2022 2 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2022 3 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For ACCOUNTS REPORT OF THE COMPANY FOR THE YEAR 2022 4 TO CONSIDER AND APPROVE THE 2022 ANNUAL Mgmt For For REPORT OF (AS SPECIFIED) LIVZON PHARMACEUTICAL GROUP INC 5 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For OF GRANT THORNTON (SPECIAL GENERAL PARTNERSHIP) AS THE AUDITOR OF THE COMPANY FOR THE YEAR 2023 AND FIX ITS REMUNERATION 6 TO CONSIDER AND APPROVE THE DIRECTOR'S FEE Mgmt For For OF THE ELEVENTH SESSION OF THE BOARD OF THE COMPANY 7 TO CONSIDER AND APPROVE THE SUPERVISOR'S Mgmt For For FEE OF THE ELEVENTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY 8 TO CONSIDER AND APPROVE THE 2022 ANNUAL Mgmt For For PROFIT DISTRIBUTION PLAN OF THE COMPANY 9 TO CONSIDER AND APPROVE THE COMPANY'S Mgmt For For FACILITY FINANCING AND PROVISION OF FINANCING GUARANTEES TO ITS SUBSIDIARIES 10 TO CONSIDER AND APPROVE THE RENEWAL OF THE Mgmt For For REPURCHASE OF PART OF THE COMPANY'S A SHARES SCHEME CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 11.1 THROUGH 11.6 WILL BE PROCESSED AS TAKE NO ACTION BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET 11.1 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MR. ZHU BAOGUO AS A NON-EXECUTIVE DIRECTOR OF THE ELEVENTH SESSION OF THE BOARD 11.2 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MR. TAO DESHENG AS A NON-EXECUTIVE DIRECTOR OF THE ELEVENTH SESSION OF THE BOARD 11.3 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MR. YU XIONG AS A NON-EXECUTIVE DIRECTOR OF THE ELEVENTH SESSION OF THE BOARD 11.4 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MR. QIU QINGFENG AS A NON-EXECUTIVE DIRECTOR OF THE ELEVENTH SESSION OF THE BOARD 11.5 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MR. TANG YANGGANG AS AN EXECUTIVE DIRECTOR OF THE ELEVENTH SESSION OF THE BOARD 11.6 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MR. XU GUOXIANG AS AN EXECUTIVE DIRECTOR OF THE ELEVENTH SESSION OF THE BOARD CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 12.1 THROUGH 12.5 WILL BE PROCESSED AS TAKE NO ACTION BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET 12.1 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MR. BAI HUA AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE ELEVENTH SESSION OF THE BOARD 12.2 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MR. TIAN QIUSHENG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE ELEVENTH SESSION OF THE BOARD 12.3 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MR. WONG KAM WA AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE ELEVENTH SESSION OF THE BOARD 12.4 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MR. LUO HUIYUAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE ELEVENTH SESSION OF THE BOARD 12.5 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MS. CUI LIJIE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE ELEVENTH SESSION OF THE BOARD CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 13.1 THROUGH 13.2 WILL BE PROCESSED AS TAKE NO ACTION BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET 13.1 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MR. HUANG HUAMIN AS A NON-EMPLOYEE SUPERVISOR OF THE ELEVENTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY 13.2 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MR. TANG YIN AS A NON-EMPLOYEE SUPERVISOR OF THE ELEVENTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC Agenda Number: 717256057 -------------------------------------------------------------------------------------------------------------------------- Security: Y52889105 Meeting Type: CLS Meeting Date: 21-Jun-2023 Ticker: ISIN: CNE100001QV5 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0515/2023051500953.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0515/2023051500965.pdf 1 TO CONSIDER AND APPROVE THE RENEWAL OF THE Mgmt For For REPURCHASE OF PART OF THE COMPANY'S A SHARES SCHEME -------------------------------------------------------------------------------------------------------------------------- LUYE PHARMA GROUP LTD Agenda Number: 717146371 -------------------------------------------------------------------------------------------------------------------------- Security: G57007109 Meeting Type: AGM Meeting Date: 25-May-2023 Ticker: ISIN: BMG570071099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0427/2023042705130.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0427/2023042705156.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (THE ''DIRECTORS'') AND OF THE AUDITORS OF THE COMPANY (THE ''AUDITOR'') FOR THE YEAR ENDED 31 DECEMBER 2022 2.A TO RE-ELECT MS. ZHU YUAN YUAN AS AN Mgmt For For EXECUTIVE DIRECTOR 2.B TO RE-ELECT MR. SONG RUI LIN AS A Mgmt For For NON-EXECUTIVE DIRECTOR 2.C TO RE-ELECT PROFESSOR LO YUK LAM AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 2.D TO RE-ELECT MR. LEUNG MAN KIT AS AN Mgmt Against Against INDEPENDENT NON-EXECUTIVE DIRECTOR 2.E TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For COMPANY (THE ''BOARD'') TO FIX THE REMUNERATION OF THE DIRECTORS 3 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For MS. XIA LIAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR 4 TO RE-APPOINT ERNST & YOUNG AS THE AUDITOR Mgmt For For TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION FOR THE YEAR ENDING 31 DECEMBER 2023 5.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY (THE ''ISSUE MANDATE'') 5.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY 5.C TO EXTEND THE ISSUE MANDATE BY THE NUMBER Mgmt Against Against OF SHARES REPURCHASED BY THE COMPANY -------------------------------------------------------------------------------------------------------------------------- NEW HORIZON HEALTH LIMITED Agenda Number: 717145379 -------------------------------------------------------------------------------------------------------------------------- Security: G6485S102 Meeting Type: AGM Meeting Date: 09-Jun-2023 Ticker: ISIN: KYG6485S1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0427/2023042701131.pdf https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0427/2023042701261.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS (THE DIRECTORS) AND AUDITORS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2022 2A TO RE-ELECT MR. DANKE YU AS AN INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR OF THE COMPANY 2B TO RE-ELECT PROF. HONG WU AS AN INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR OF THE COMPANY 2C TO RE-ELECT DR. DONALD KWOK TUNG LI AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY 3 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For THE REMUNERATION OF THE DIRECTORS 4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For AUDITORS AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION 5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION 6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For OF THE COMPANY TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION 7 TO EXTEND, CONDITIONAL UPON THE ABOVE Mgmt Against Against RESOLUTIONS 5 AND 6 BEING DULY PASSED, THE AUTHORITY GIVEN TO THE DIRECTORS OF THE COMPANY PURSUANT TO THE ABOVE RESOLUTION 5 TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES BY ADDING THE AGGREGATE NUMBER OF SHARES REPURCHASED UNDER THE ABOVE RESOLUTION 6 8 TO RECOGNIZE THE PAST CONTRIBUTIONS OF MR. Mgmt Against Against YEQING ZHU TO THE GROUP AND ENCOURAGE HIM TO WORK TOWARDS SUSTAINABLE GROWTH OF THE GROUP AND SHAREHOLDER VALUE CREATION, TO APPROVE THE CONDITIONAL GRANT OF 10,835,300 SHARE OPTIONS TO MR. YEQING ZHU, IN ACCORDANCE WITH THE DISCLOSURE IN THE ANNOUNCEMENT OF THE COMPANY DATED JUNE 27, 2022, TO SUBSCRIBE FOR 10,835,300 SHARES OF USD0.00005 EACH OF THE COMPANY AT AN EXERCISE PRICE OF HKD24.70 PER SHARE UNDER THE 2022 SHARE OPTION SCHEME OF THE COMPANY ADOPTED ON JUNE 24, 2022 (THE 2022 SHARE OPTION SCHEME), WHICH IS COMPRISED OF (I) 2,636,300 TIME-BASED SHARE OPTIONS TO BE VESTED IN 4 YEARS, WITH 25% TO BE VESTED ON THE FIRST ANNIVERSARY OF THE DATE OF CONDITIONAL GRANT (I.E. JUNE 27, 2022) (THE DATE OF CONDITIONAL GRANT) AND THE REMAINING PORTION OF THE SHARE OPTIONS TO BE VESTED IN THE FOLLOWING 36 SUCCESSIVE EQUAL MONTHLY INSTALLMENTS THEREAFTER; AND (II) 2,733,000 PERFORMANCE-BASED SHARE OPTIONS TO BE VESTED IN THE FIRST ANNIVERSARY OF THE DATE OF CONDITIONAL GRANT IN THE YEAR OF 2023, 2,733,000 PERFORMANCE-BASED SHARE OPTIONS TO BE VESTED IN THE SECOND ANNIVERSARY OF THE DATE OF CONDITIONAL GRANT IN THE YEAR OF 2024, AND 2,733,000 PERFORMANCE-BASED SHARE OPTIONS TO BE VESTED IN THE THIRD ANNIVERSARY OF THE DATE OF CONDITIONAL GRANT IN THE YEAR OF 2025 (9) , AND TO GIVE AUTHORITY TO THE BOARD OF DIRECTORS TO EXERCISE ALL RIGHTS AND POWERS AVAILABLE TO IT TO GIVE FULL EFFECT TO SUCH GRANT OF SHARE OPTIONS TO MR. YEQING ZHU AND THE ISSUE OF SHARES UPON THE EXERCISE OF THE RELEVANT SHARE OPTIONS 9 TO RECOGNIZE THE PAST CONTRIBUTIONS OF DR. Mgmt Against Against YIYOU CHEN TO THE GROUP AND ENCOURAGE HIM TO WORK TOWARDS SUSTAINABLE GROWTH OF THE GROUP AND SHAREHOLDER VALUE CREATION, TO APPROVE THE CONDITIONAL GRANT OF 1,196,800 SHARE OPTIONS TO DR. YIYOU CHEN, IN ACCORDANCE WITH THE DISCLOSURE IN THE ANNOUNCEMENT OF THE COMPANY DATED JUNE 27, 2022, TO SUBSCRIBE FOR 1,196,800 SHARES OF USD0.00005 EACH OF THE COMPANY AT AN EXERCISE PRICE OF HKD24.70 PER SHARE UNDER THE 2022 SHARE OPTION SCHEME, WHICH IS COMPRISED OF (I) 552,400 TIME-BASED SHARE OPTIONS TO BE VESTED IN 4 YEARS, WITH 25% TO BE VESTED ON THE FIRST ANNIVERSARY OF THE DATE OF CONDITIONAL GRANT AND THE REMAINING PORTION OF THE SHARE OPTIONS TO BE VESTED IN THE FOLLOWING 36 SUCCESSIVE EQUAL MONTHLY INSTALLMENTS THEREAFTER; AND (II) 214,800 PERFORMANCE-BASED SHARE OPTIONS TO BE VESTED IN THE FIRST ANNIVERSARY OF THE DATE OF CONDITIONAL GRANT IN THE YEAR OF 2023, 214,800 PERFORMANCE-BASED SHARE OPTIONS TO BE VESTED IN THE SECOND ANNIVERSARY OF THE DATE OF CONDITIONAL GRANT IN THE YEAR OF 2024, AND 214,800 PERFORMANCE-BASED SHARE OPTIONS TO BE VESTED IN THE THIRD ANNIVERSARY OF THE DATE OF CONDITIONAL GRANT IN THE YEAR OF 2025 (9) , AND TO GIVE AUTHORITY TO THE BOARD OF DIRECTORS TO EXERCISE ALL RIGHTS AND POWERS AVAILABLE TO IT TO GIVE FULL EFFECT TO SUCH GRANT OF SHARE OPTIONS TO DR. YIYOU CHEN AND THE ISSUE OF SHARES UPON THE EXERCISE OF THE RELEVANT SHARE OPTIONS -------------------------------------------------------------------------------------------------------------------------- OCUMENSION THERAPEUTICS Agenda Number: 716328162 -------------------------------------------------------------------------------------------------------------------------- Security: G67411101 Meeting Type: EGM Meeting Date: 25-Nov-2022 Ticker: ISIN: KYG674111011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1104/2022110400033.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1104/2022110400035.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO APPROVE AND CONFIRM THE REFRESHMENT OF Mgmt Against Against THE SCHEME MANDATE LIMIT TO 53,424,000 SHARES, BEING APPROXIMATELY 7.95% OF THE TOTAL SHARES IN ISSUE AS OF THE DATE OF APPROVAL BY THE INDEPENDENT SHAREHOLDERS ROUNDED DOWN TO NEAREST WHOLE BOARD LOT OF 500 SHARES(ASSUMING THERE IS NO OTHER CHANGE IN THE NUMBER OF TOTAL SHARES IN ISSUE SINCE THE LATEST PRACTICABLE DATE AND UP TO THE DATE OF APPROVAL BY THE INDEPENDENT SHAREHOLDERS), AND TO GRANT THE BOARD AN ADVANCED MANDATE TO ALLOT AND ISSUE UP TO 51,031,000 AWARD SHARES WITHIN THE SCHEME MANDATE LIMIT FOR THE PURPOSE OF SATISFYING ALL OPTIONS, AWARDS AND OTHER INCENTIVES TO BE GRANTED UNDER ALL SHARE SCHEMES OF THE COMPANY IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION OF THE COMPANY, PROVIDED THAT THE ALLOTMENT AND ISSUE OF 51,031,000 AWARD SHARES SHALL BE IN ADDITION TO, AND SHALL NOT PREJUDICE OR REVOKE ANY EXISTING OR SUCH OTHER GENERAL OR SPECIAL MANDATES WHICH MAY FROM TIME TO TIME BE GRANTED TO THE DIRECTORS PRIOR TO THE PASSING OF THIS RESOLUTION 2 TO APPROVE AND CONFIRM THE SET OF THE Mgmt Against Against SERVICE PROVIDER SUBLIMIT AS 5,342,000 SHARES, BEING 0.795% OF THE TOTAL SHARES IN ISSUE AS OF THE DATE OF APPROVAL BY THE INDEPENDENT SHAREHOLDERS ROUNDED DOWN TO NEAREST WHOLE BOARD LOT OF 500 SHARES (ASSUMING THERE IS NO OTHER CHANGE IN THE NUMBER OF TOTAL SHARES IN ISSUE SINCE THE LATEST PRACTICABLE DATE AND UP TO THE DATE OF APPROVAL BY THE INDEPENDENT SHAREHOLDERS) 3 SUBJECT TO ALL APPLICABLE LAWS, RULES, Mgmt Against Against REGULATIONS, THE APPLICABLE GRANT LETTER AND CONDITIONAL UPON THE PASSING OF RESOLUTION 1 ABOVE, TO APPROVE AND CONFIRM THE CONDITIONAL GRANT OF AWARDS REPRESENTING 4,320,000 AWARD SHARES TO MR. LIU AND AWARDS REPRESENTING137,000 AWARD SHARES TO DR. HU IN ACCORDANCE WITH THE TERMS OF THE 2021 SHARE AWARD SCHEME AND THE TRANSACTIONS CONTEMPLATED THEREUNDER 4 SUBJECT TO AND CONDITIONAL UPON THE PASSING Mgmt Against Against OF RESOLUTION 1 ABOVE, TO AUTHORIZE ANYONE OR MORE OF THE DIRECTORS OF THE COMPANY DIRECTOR (EXCEPT FOR ANY DIRECTOR WHO HAS AN INTEREST IN THE TRANSACTIONS CONTEMPLATED) (I) TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT AND ISSUE THE ORDINARY SHARES WITHIN THE SCHEME MANDATE LIMIT, SUCH THAT THE SHARES SHALL RANK PARI PASSU IN ALL RESPECTS AMONG THEMSELVES AND WITH THE EXISTING ORDINARY SHARES IN ISSUE AT THE DATE OF THE ALLOTMENT AND ISSUE OF THE SHARES; AND (II) TO TAKE SUCH ACTIONS, DO SUCH THINGS, WHICH IN THEIR OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF GIVING EFFECT TO AND/OR TO IMPLEMENT THE TRANSACTIONS CONTEMPLATED IN RESOLUTIONS 1, 2 AND 3 ABOVE -------------------------------------------------------------------------------------------------------------------------- OCUMENSION THERAPEUTICS Agenda Number: 717122369 -------------------------------------------------------------------------------------------------------------------------- Security: G67411101 Meeting Type: AGM Meeting Date: 16-Jun-2023 Ticker: ISIN: KYG674111011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0425/2023042501805.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0425/2023042501843.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2022 2.A.i TO RE-ELECT MR. YE LIU AS AN EXECUTIVE Mgmt For For DIRECTOR 2.Aii TO RE-ELECT MS. YUMENG WANG AS A Mgmt For For NON-EXECUTIVE DIRECTOR 2Aiii TO RE-ELECT MR. TING YUK ANTHONY WU AS AN Mgmt Against Against INDEPENDENT NON-EXECUTIVE DIRECTOR 2.B TO AUTHORIZE THE BOARD OF THE COMPANY TO Mgmt For For FIX THE REMUNERATION OF THE DIRECTORS 3 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For THE AUDITOR OF THE COMPANY AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION 4.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS OF THE DATE OF THIS RESOLUTION 4.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS OF THE DATE OF THIS RESOLUTION 4.C TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against DIRECTORS PURSUANT TO ORDINARY RESOLUTION NO. 4(A) TO ISSUE SHARES BY ADDING TO THE ISSUED SHARE CAPITAL OF THE COMPANY THE NUMBER OF SHARES REPURCHASED UNDER ORDINARY RESOLUTION NO. 4(B) 5 TO APPROVE THE ADOPTION OF THE NEW M&A IN Mgmt For For SUBSTITUTION FOR AND TO THE EXCLUSION OF THE EXISTING M&A -------------------------------------------------------------------------------------------------------------------------- PHARMARON BEIJING CO., LTD. Agenda Number: 716053121 -------------------------------------------------------------------------------------------------------------------------- Security: Y989K6119 Meeting Type: EGM Meeting Date: 23-Sep-2022 Ticker: ISIN: CNE100003PG4 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0907/2022090700363.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0907/2022090700440.pdf S.2 INCREASE OF REGISTERED CAPITAL Mgmt For For S.3 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS O.1.1 THROUGH O.1.2 WILL BE PROCESSED AS TAKE NO ACTION BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET O.1.1 BY-ELECTION OF MS. LI LIHUA (AS SPECIFIED) Mgmt For For AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY O.1.2 BY-ELECTION OF MR. ZHOU QILIN (AS Mgmt For For SPECIFIED) AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY O.4 THE BOARD OF THE COMPANY IS AUTHORISED BY Mgmt For For THE GENERAL MEETING TO HANDLE MATTERS PERTAINING TO THE CHANGE OF REGISTERED CAPITAL, THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION AND THE PROCEDURES FOR FILING THE CHANGE OF REGISTERED CAPITAL AND THE ARTICLES OF ASSOCIATION WITH THE MARKET SUPERVISION MANAGEMENT DEPARTMENT -------------------------------------------------------------------------------------------------------------------------- PHARMARON BEIJING CO., LTD. Agenda Number: 717292471 -------------------------------------------------------------------------------------------------------------------------- Security: Y989K6119 Meeting Type: AGM Meeting Date: 21-Jun-2023 Ticker: ISIN: CNE100003PG4 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0525/2023052500863.pdf https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0525/2023052500922.pdf https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0525/2023052500984.pdf 1 WORK REPORT OF THE BOARD OF DIRECTORS FOR Mgmt For For THE YEAR 2022 2 WORK REPORT OF THE SUPERVISORY COMMITTEE Mgmt For For FOR THE YEAR 2022 3 FINANCIAL STATEMENTS FOR THE YEAR 2022 Mgmt For For 4 2022 ANNUAL REPORTS FULL TEXT AND REPORT Mgmt For For SUMMARY AND 2022 ANNUAL RESULTS ANNOUNCEMENT 5 REMUNERATION OF THE DIRECTORS FOR THE YEAR Mgmt For For 2023 6 REMUNERATION OF THE SUPERVISORS FOR THE Mgmt For For YEAR 2023 7 ENGAGEMENT OF DOMESTIC FINANCIAL AND Mgmt For For INTERNAL CONTROL AUDITORS FOR THE YEAR 2023 8 ENGAGEMENT OF INTERNATIONAL AUDITOR FOR THE Mgmt For For YEAR 2023 9 FOREIGN EXCHANGE HEDGING QUOTA FOR THE YEAR Mgmt For For 2023 10 AMENDMENTS TO THE INDEPENDENT NON-EXECUTIVE Mgmt For For DIRECTORS WORKING POLICY 11 AMENDMENTS TO THE RELATED PARTY Mgmt For For TRANSACTIONS MANAGEMENT POLICY 12 AMENDMENTS TO THE EXTERNAL GUARANTEE Mgmt For For MANAGEMENT POLICY 13 AMENDMENTS TO THE SPECIAL STORAGE AND USE Mgmt For For OF PROCEEDS MANAGEMENT POLICY 14 AMENDMENTS TO THE PROCEDURE FOR A Mgmt For For SHAREHOLDER TO NOMINATE A PERSON FOR ELECTION AS A DIRECTOR 15 (SUBJECT TO THE PASSING OF RESOLUTIONS NO. Mgmt Against Against 23, 24, 25, 26 AND 27 BELOW) PROPOSED AUTHORIZATION FOR REGISTRATION OF THE CHANGES OF REGISTERED CAPITAL AND AMENDMENTS TO THE ARTICLES OF ASSOCIATION CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 30.1 THROUGH 30.3 WILL BE PROCESSED AS TAKE NO ACTIONBY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET 30.1 APPOINTMENT OF DR. LOU BOLIANG AS AN Mgmt For For EXECUTIVE DIRECTOR OF THE COMPANY 30.2 APPOINTMENT OF MR. LOU XIAOQIANG AS AN Mgmt For For EXECUTIVE DIRECTOR OF THE COMPANY 30.3 APPOINTMENT OF MS. ZHENG BEI AS AN Mgmt For For EXECUTIVE DIRECTOR OF THE COMPANY CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 31.1 THROUGH 31.2 WILL BE PROCESSED AS TAKE NO ACTIONBY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET 31.1 APPOINTMENT OF MR. HU BAIFENG AS A Mgmt For For NON-EXECUTIVE DIRECTOR OF THE COMPANY; AND 31.2 APPOINTMENT OF MR. LI JIAQING AS A Mgmt For For NON-EXECUTIVE DIRECTOR OF THE COMPANY CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 32.1 THROUGH 32.4 WILL BE PROCESSED AS TAKE NO ACTIONBY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET 32.1 APPOINTMENT OF MR. ZHOU QILIN AS AN Mgmt For For INDEPENDENT NONEXECUTIVE DIRECTOR OF THE COMPANY 32.2 APPOINTMENT OF MR. TSANG KWAN HUNG BENSON Mgmt For For AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY 32.3 APPOINTMENT OF MR. YU JIAN AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY 32.4 APPOINTMENT OF MS. LI LIHUA AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 33.1 THROUGH 33.2 WILL BE PROCESSED AS TAKE NO ACTIONBY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET 33.1 APPOINTMENT OF DR. YANG KEXIN AS A Mgmt For For SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE SUPERVISORY COMMITTEE 33.2 APPOINTMENT OF MS. FENG SHU AS A Mgmt For For SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE SUPERVISORY COMMITTEE 16 (SUBJECT TO THE PASSING OF RESOLUTION NO. Mgmt For For 18 BELOW) 2022 PROFIT DISTRIBUTION PLAN 17 GUARANTEES QUOTA FOR THE YEAR 2023 Mgmt For For 18 (SUBJECT TO THE PASSING OF RESOLUTION NO. Mgmt For For 16 ABOVE) PROPOSED GRANT OF THE 2022 CONVERTIBLE BONDS-RELATED SPECIFIC MANDATE TO ISSUE ADDITIONAL CONVERSION SHARES 19 GRANT OF GENERAL MANDATE TO ISSUE H SHARES Mgmt Against Against 20 2023 A SHARE INCENTIVE SCHEME (DRAFT) AND Mgmt For For ITS SUMMARY 21 ASSESSMENT MANAGEMENT MEASURES FOR THE Mgmt For For IMPLEMENTATION OF THE 2023 A SHARE INCENTIVE SCHEME 22 AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For MATTERS PERTAINING TO THE 2023 A SHARE INCENTIVE SCHEME 23 INCREASE IN REGISTERED CAPITAL Mgmt For For 24 (SUBJECT TO THE PASSING OF RESOLUTION NO. Mgmt Against Against 23 ABOVE) AMENDMENTS TO THE ARTICLES OF ASSOCIATION BY VIRTUE OF THE INCREASE IN REGISTERED CAPITAL 25 REPURCHASE AND CANCELLATION OF PART OF THE Mgmt For For RESTRICTED A SHARES GRANTED UNDER THE 2019 A SHARE INCENTIVE SCHEME 26 (SUBJECT TO THE PASSING OF RESOLUTION NO. Mgmt For For 25 ABOVE) REDUCTION OF REGISTERED CAPITAL 27 (SUBJECT TO THE PASSING OF RESOLUTIONS NO. Mgmt For For 25 AND 26 ABOVE) AMENDMENTS TO THE ARTICLES BY VIRTUE OF THE REDUCTION OF REGISTERED CAPITAL AND THE CHANGE IN BOARD COMPOSITION 28 AMENDMENTS TO THE RULES OF PROCEDURE FOR Mgmt For For THE GENERAL MEETINGS 29 AMENDMENTS TO THE RULES OF PROCEDURE FOR Mgmt For For THE SUPERVISORY COMMITTEE -------------------------------------------------------------------------------------------------------------------------- PHARMARON BEIJING CO., LTD. Agenda Number: 717292584 -------------------------------------------------------------------------------------------------------------------------- Security: Y989K6119 Meeting Type: CLS Meeting Date: 21-Jun-2023 Ticker: ISIN: CNE100003PG4 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0525/2023052500896.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0525/2023052500950.pdf 1 (SUBJECT TO THE PASSING OF RESOLUTION NO. 2 Mgmt For For BELOW) 2022 PROFIT DISTRIBUTION PLAN 2 (SUBJECT TO THE PASSING OF RESOLUTION NO. 1 Mgmt For For ABOVE) PROPOSED GRANT OF THE 2022 CONVERTIBLE BONDS-RELATED SPECIFIC MANDATE TO ISSUE ADDITIONAL CONVERSION SHARES 3 2023 A SHARE INCENTIVE SCHEME (DRAFT) AND Mgmt For For ITS SUMMARY 4 ASSESSMENT MANAGEMENT MEASURES FOR THE Mgmt For For IMPLEMENTATION OF THE 2023 A SHARE INCENTIVE SCHEME 5 AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For MATTERS PERTAINING TO THE 2023 A SHARE INCENTIVE SCHEME 6 INCREASE IN REGISTERED CAPITAL Mgmt For For 7 REPURCHASE AND CANCELLATION OF PART OF THE Mgmt For For RESTRICTED A SHARES GRANTED UNDER THE 2019 A SHARE INCENTIVE SCHEME 8 (SUBJECT TO THE PASSING OF RESOLUTION NO. 7 Mgmt For For ABOVE) REDUCTION OF REGISTERED CAPITAL -------------------------------------------------------------------------------------------------------------------------- REMEGEN CO. LTD. Agenda Number: 716436399 -------------------------------------------------------------------------------------------------------------------------- Security: Y7S9CK101 Meeting Type: EGM Meeting Date: 28-Dec-2022 Ticker: ISIN: CNE1000048G6 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1209/2022120900977.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1209/2022120900971.pdf 1 TO CONSIDER AND APPROVE THE 2022 RESTRICTED Mgmt For For A SHARE INCENTIVE SCHEME (DRAFT) OF THE COMPANY AND ITS SUMMARY 2 TO CONSIDER AND APPROVE THE ASSESSMENT Mgmt For For MANAGEMENT MEASURES FOR THE 2022 RESTRICTED A SHARE INCENTIVE SCHEME OF THE COMPANY 3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For AUTHORIZATION TO THE BOARD OF DIRECTORS OF THE COMPANY TO HANDLE MATTERS PERTAINING TO THE 2022 RESTRICTED A SHARE INCENTIVE SCHEME OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- REMEGEN CO. LTD. Agenda Number: 716436402 -------------------------------------------------------------------------------------------------------------------------- Security: Y7S9CK101 Meeting Type: CLS Meeting Date: 28-Dec-2022 Ticker: ISIN: CNE1000048G6 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1209/2022120900983.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1209/2022120900981.pdf 1 TO CONSIDER AND APPROVE THE 2022 RESTRICTED Mgmt For For A SHARE INCENTIVE SCHEME (DRAFT) OF THE COMPANY AND ITS SUMMARY 2 TO CONSIDER AND APPROVE THE ASSESSMENT Mgmt For For MANAGEMENT MEASURES FOR THE 2022 RESTRICTED A SHARE INCENTIVE SCHEME OF THE COMPANY 3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For AUTHORIZATION TO THE BOARD OF DIRECTORS OF THE COMPANY TO HANDLE MATTERS PERTAINING TO THE 2022 RESTRICTED A SHARE INCENTIVE SCHEME OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- REMEGEN CO. LTD. Agenda Number: 717159974 -------------------------------------------------------------------------------------------------------------------------- Security: Y7S9CK101 Meeting Type: AGM Meeting Date: 09-Jun-2023 Ticker: ISIN: CNE1000048G6 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0427/2023042701898.pdf https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0427/2023042701902.pdf 1 TO CONSIDER AND APPROVE THE REPORT ON THE Mgmt For For WORK OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2022 2 TO CONSIDER AND APPROVE THE REPORT ON THE Mgmt For For WORK OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2022 3 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For ACCOUNTS REPORT OF THE COMPANY FOR THE YEAR 2022 4 TO CONSIDER AND APPROVE THE FULL TEXT OF Mgmt For For ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2022 AND ITS SUMMARY 5 TO CONSIDER AND APPROVE THE ANNUAL PROFIT Mgmt For For DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2022 6 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For OF 2023 DOMESTIC AND FOREIGN ACCOUNTING FIRMS 7 TO CONSIDER AND CONFIRM THE REMUNERATION OF Mgmt For For DIRECTORS OF THE COMPANY 8 TO CONSIDER AND CONFIRM THE REMUNERATION OF Mgmt For For SUPERVISORS OF THE COMPANY 9 TO CONSIDER AND APPROVE THE GENERAL MANDATE Mgmt Against Against TO ISSUE ADDITIONAL A SHARES AND/OR H SHARES CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 10.1 THROUGH 12.2 WILL BE PROCESSED AS TAKE NO ACTIONBY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET 10.1 TO ELECT MR. WANG WEIDONG AS AN EXECUTIVE Mgmt For For DIRECTOR OF THE COMPANY 10.2 TO ELECT DR. FANG JIANMIN AS AN EXECUTIVE Mgmt For For DIRECTOR OF THE COMPANY 10.3 TO ELECT DR. HE RUYI AS AN EXECUTIVE Mgmt For For DIRECTOR OF THE COMPANY 10.4 TO ELECT MR. LIN JIAN AS AN EXECUTIVE Mgmt For For DIRECTOR OF THE COMPANY 10.5 TO ELECT DR. WANG LIQIANG AS A Mgmt For For NON-EXECUTIVE DIRECTOR OF THE COMPANY 10.6 TO ELECT DR. SU XIAODI AS A NON-EXECUTIVE Mgmt For For DIRECTOR OF THE COMPANY 11.1 TO ELECT MR. HAO XIANJING AS AN INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR OF THE COMPANY 11.2 TO ELECT DR. MA LAN AS AN INDEPENDENT NON- Mgmt For For EXECUTIVE DIRECTOR OF THE COMPANY 11.3 TO ELECT MR. CHEN YUNJIN AS AN INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR OF THE COMPANY 12.1 TO ELECT MR. REN GUANGKE AS A NON-EMPLOYEE Mgmt For For REPRESENTATIVE SUPERVISOR OF THE SUPERVISORY COMMITTEE 12.2 TO ELECT MR. LI YUPENG AS A NON-EMPLOYEE Mgmt For For REPRESENTATIVE SUPERVISOR OF THE SUPERVISORY COMMITTEE -------------------------------------------------------------------------------------------------------------------------- SCICLONE PHARMACEUTICALS (HOLDINGS) LIMITED Agenda Number: 717133730 -------------------------------------------------------------------------------------------------------------------------- Security: G4271B102 Meeting Type: AGM Meeting Date: 25-May-2023 Ticker: ISIN: KYG4271B1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0427/2023042700211.pdf https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0427/2023042700221.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED DECEMBER 31, 2022 2 TO DECLARE A FINAL DIVIDEND OF HKD0.39 PER Mgmt For For ORDINARY SHARE FOR THE YEAR ENDED DECEMBER 31, 2022 3A TO ELECT MS. PAN RONGRONG AS AN EXECUTIVE Mgmt For For DIRECTOR OF THE COMPANY 3B TO RE-ELECT MR. LI ZHENFU AS A Mgmt For For NON-EXECUTIVE DIRECTOR OF THE COMPANY 3C TO RE-ELECT MR. SHI CEN AS A NON-EXECUTIVE Mgmt For For DIRECTOR OF THE COMPANY 3D TO RE-ELECT MR. GU ALEX YUSHAO AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY 3E TO RE-ELECT MS. WENDY HAYES AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY 3F TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX Mgmt For For THE RESPECTIVE DIRECTORS REMUNERATION 4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For AUDITOR AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION 5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION 6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION 7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE AGGREGATE NUMBER OF THE SHARES REPURCHASED BY THE COMPANY 8 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For EXISTING AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF THE COMPANY AND TO ADOPT THE SECOND AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR AND TO THE EXCLUSION OF THE EXISTING AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF THE COMPANY, AS SET OUT IN THE NOTICE CONVENING THE AGM DATED APRIL 28, 2023 -------------------------------------------------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO LTD Agenda Number: 715938114 -------------------------------------------------------------------------------------------------------------------------- Security: Y7687D109 Meeting Type: EGM Meeting Date: 10-Aug-2022 Ticker: ISIN: CNE100001M79 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0720/2022072000558.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0720/2022072000570.pdf 1 TO CONSIDER AND APPROVE THE PROVISION OF A Mgmt For For LOAN TO FOSUN KITE, A JOINT VENTURE, IN PROPORTION TO EQUITY INTEREST 2 TO CONSIDER AND APPROVE THE PROVISION OF Mgmt For For GUARANTEE IN RESPECT OF FUSHANG YUANCHUANG, AN INVESTEE COMPANY, IN PROPORTION TO EQUITY INTEREST 3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against AMENDMENTS TO THE ARTICLES OF ASSOCIATION 4 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For AMENDMENTS TO THE PROCEDURAL RULES FOR GENERAL MEETINGS 5 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For AMENDMENTS TO THE PROCEDURAL RULES OF THE BOARD 6 TO ELECT MR. WEN DEYONG AS AN EXECUTIVE Mgmt Against Against DIRECTOR -------------------------------------------------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO LTD Agenda Number: 716303196 -------------------------------------------------------------------------------------------------------------------------- Security: Y7687D109 Meeting Type: EGM Meeting Date: 29-Nov-2022 Ticker: ISIN: CNE100001M79 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1031/2022103101412.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1031/2022103101432.pdf 1 TO CONSIDER AND APPROVE THE ADOPTION OF THE Mgmt For For 2022 H SHARE EMPLOYEE SHARE OWNERSHIP SCHEME 2 TO CONSIDER AND APPROVE THE MANDATE TO BE Mgmt For For GRANTED TO THE BOARD TO DEAL WITH MATTERS PERTAINING TO THE 2022 H SHARE EMPLOYEE SHARE OWNERSHIP SCHEME 3 TO CONSIDER AND APPROVE THE RENEWED Mgmt For For FINANCIAL SERVICES AGREEMENT DATED 29 AUGUST 2022 ENTERED INTO BETWEEN THE COMPANY AND FOSUN FINANCE, THE TRANSACTIONS CONTEMPLATED THEREUNDER AND THE PROPOSED ANNUAL CAPS IN RESPECT OF THE DEPOSIT SERVICES, SETTLEMENT SERVICES AND OTHER FINANCIAL SERVICES; AND TO AUTHORISE THE MANAGEMENT OF THE COMPANY OR ITS AUTHORISED PERSONS TO DEAL WITH SPECIFIC MATTERS PERTAINING TO THE RENEWED FINANCIAL SERVICES AGREEMENT 4 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For AMENDMENTS TO THE MANAGEMENT SYSTEM FOR PROCEEDS 5 TO CONSIDER AND APPROVE THE RENEWED Mgmt For For PRODUCTS/SERVICES MUTUAL SUPPLY FRAMEWORK AGREEMENT ENTERED INTO BETWEEN THE COMPANY AND SINOPHARM ON 29 AUGUST 2022 AND TO AUTHORISE THE MANAGEMENT OF THE COMPANY OR ITS AUTHORISED PERSONS TO DEAL WITH SPECIFIC MATTERS PERTAINING TO THE RENEWED PRODUCTS/SERVICES MUTUAL SUPPLY FRAMEWORK AGREEMENT 6 TO CONSIDER AND APPROVE THE ADOPTION OF THE Mgmt For For 2022 RESTRICTED A SHARE INCENTIVE SCHEME (INCLUDING THE ALLOTMENT AND ISSUANCE OF THE RESTRICTED SHARES THEREUNDER) AND THE CONNECTED GRANT 7 TO CONSIDER AND APPROVE THE ADOPTION OF THE Mgmt For For MANAGEMENT MEASURES FOR THE APPRAISAL SYSTEM OF THE 2022 RESTRICTED A SHARE INCENTIVE SCHEME 8 TO CONSIDER AND APPROVE THE MANDATE TO BE Mgmt For For GRANTED TO THE BOARD TO DEAL WITH MATTERS PERTAINING TO THE 2022 RESTRICTED A SHARE INCENTIVE SCHEME -------------------------------------------------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO LTD Agenda Number: 716303968 -------------------------------------------------------------------------------------------------------------------------- Security: Y7687D109 Meeting Type: CLS Meeting Date: 29-Nov-2022 Ticker: ISIN: CNE100001M79 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1031/2022103101438.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1031/2022103101420.pdf 1 TO CONSIDER AND APPROVE THE ADOPTION OF THE Mgmt For For 2022 RESTRICTED A SHARE INCENTIVE SCHEME (INCLUDING THE ALLOTMENT AND ISSUANCE OF THE RESTRICTED SHARES THEREUNDER) AND THE CONNECTED GRANT 2 TO CONSIDER AND APPROVE THE ADOPTION OF THE Mgmt For For MANAGEMENT MEASURES FOR THE APPRAISAL SYSTEM OF THE 2022 RESTRICTED A SHARE INCENTIVE SCHEME 3 TO CONSIDER AND APPROVE THE MANDATE TO BE Mgmt For For GRANTED TO THE BOARD TO DEAL WITH MATTERS PERTAINING TO THE 2022 RESTRICTED A SHARE INCENTIVE SCHEME -------------------------------------------------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO LTD Agenda Number: 717292700 -------------------------------------------------------------------------------------------------------------------------- Security: Y7687D109 Meeting Type: AGM Meeting Date: 28-Jun-2023 Ticker: ISIN: CNE100001M79 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0525/2023052500498.pdf https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0525/2023052500554.pdf 1 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For OF THE GROUP FOR THE YEAR 2022 2 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For THE BOARD FOR THE YEAR 2022 3 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For THE SUPERVISORY COMMITTEE FOR THE YEAR 2022 4 TO CONSIDER AND APPROVE THE FINAL ACCOUNTS Mgmt For For REPORT OF THE GROUP FOR THE YEAR 2022 5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For DISTRIBUTION PROPOSAL OF THE COMPANY FOR THE YEAR 2022 6 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For OF ERNST & YOUNG HUA MING LLP AS THE PRC FINANCIAL REPORT AND INTERNAL CONTROL REPORT AUDITORS OF THE COMPANY FOR THE YEAR 2023 AND RE-APPOINTMENT OF ERNST & YOUNG AS INTERNATIONAL FINANCIAL REPORT AUDITORS OF THE COMPANY FOR THE YEAR 2023 AND THE PASSING OF REMUNERATION PACKAGES FOR THE PRC AND INTERNATIONAL AUDITORS FOR THE YEAR 2022 7 TO CONSIDER AND APPROVE THE APPRAISAL Mgmt For For RESULTS AND REMUNERATIONS OF DIRECTORS FOR 2022 8 TO CONSIDER AND APPROVE THE APPRAISAL Mgmt For For PROGRAM OF DIRECTORS FOR 2023 9 TO CONSIDER AND APPROVE THE RENEWED AND Mgmt For For ADDITIONAL ENTRUSTED LOANS/ BORROWINGS QUOTA OF THE GROUP 10 TO CONSIDER AND APPROVE THE PROVISION OF A Mgmt For For LOAN TO FOSUN KITE, A JOINT VENTURE, IN PROPORTION TO EQUITY INTEREST 11 TO CONSIDER AND APPROVE THE ADDITIONAL Mgmt For For CREDIT APPLICATIONS OF THE COMPANY 12 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt For For OF THE MANAGEMENT TO DISPOSE OF THE SHARES OF THE LISTED COMPANIES HELD BY THE GROUP 13 TO CONSIDER AND APPROVE THE ADJUSTMENT OF Mgmt For For ALLOWANCE OF INDEPENDENT NON-EXECUTIVE DIRECTORS 14 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt Against Against THE RELATED PARTY TRANSACTION MANAGEMENT SYSTEM OF THE COMPANY 15 TO CONSIDER AND APPROVE THE ELECTION OF A Mgmt For For SUPERVISOR 16 TO CONSIDER AND APPROVE THE RENEWED AND Mgmt For For ADDITIONAL GUARANTEE QUOTA OF THE GROUP 17 TO CONSIDER AND, IF THOUGHT FIT, APPROVE Mgmt Against Against THE PROPOSED GRANT OF GENERAL MANDATE TO ISSUE A SHARES AND/OR H SHARES 18 TO CONSIDER AND, IF THOUGHT FIT, APPROVE Mgmt For For THE PROPOSED GRANT OF GENERAL MANDATE TO REPURCHASE H SHARES 19 TO CONSIDER AND, IF THOUGHT FIT, APPROVE Mgmt For For THE PROPOSED GRANT OF GENERAL MANDATE TO REPURCHASE A SHARES -------------------------------------------------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO LTD Agenda Number: 717292724 -------------------------------------------------------------------------------------------------------------------------- Security: Y7687D109 Meeting Type: CLS Meeting Date: 28-Jun-2023 Ticker: ISIN: CNE100001M79 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0525/2023052500520.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0525/2023052500592.pdf 1 TO CONSIDER AND, IF THOUGHT FIT, APPROVE Mgmt For For THE PROPOSED GRANT OF GENERAL MANDATE TO REPURCHASE H SHARES 2 TO CONSIDER AND, IF THOUGHT FIT, APPROVE Mgmt For For THE PROPOSED GRANT OF GENERAL MANDATE TO REPURCHASE A SHARES -------------------------------------------------------------------------------------------------------------------------- SHANGHAI HAOHAI BIOLOGICAL TECHNOLOGY CO LTD Agenda Number: 717223844 -------------------------------------------------------------------------------------------------------------------------- Security: Y7690W102 Meeting Type: AGM Meeting Date: 12-Jun-2023 Ticker: ISIN: CNE100001W69 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0510/2023051000343.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0510/2023051000402.pdf 1 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For THE BOARD FOR 2022 2 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For THE SUPERVISORY COMMITTEE FOR 2022 3 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For REPORTS OF THE COMPANY FOR 2022 4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For DISTRIBUTION PLAN OF THE COMPANY FOR 2022 5 TO CONSIDER AND APPROVE THE REMUNERATION Mgmt For For PLAN OF THE DIRECTORS AND SUPERVISORS FOR 2023 6 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For THE APPOINTMENT OF THE AUDITORS FOR THE FINANCIAL REPORT OF THE COMPANY AND THE INTERNAL CONTROL AUDITOR FOR 2023 7 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For THE PURCHASE OF LIABILITY INSURANCE FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT 8 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For GRANTING THE GENERAL MANDATE TO THE BOARD TO REPURCHASE THE H SHARES -------------------------------------------------------------------------------------------------------------------------- SHANGHAI HAOHAI BIOLOGICAL TECHNOLOGY CO LTD Agenda Number: 717223870 -------------------------------------------------------------------------------------------------------------------------- Security: Y7690W102 Meeting Type: CLS Meeting Date: 12-Jun-2023 Ticker: ISIN: CNE100001W69 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0510/2023051000373.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0510/2023051000421.pdf 1 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For GRANTING THE GENERAL MANDATE TO THE BOARD TO REPURCHASE THE H SHARES -------------------------------------------------------------------------------------------------------------------------- SHANGHAI JUNSHI BIOSCIENCES CO., LTD Agenda Number: 717390051 -------------------------------------------------------------------------------------------------------------------------- Security: Y768ER100 Meeting Type: AGM Meeting Date: 30-Jun-2023 Ticker: ISIN: CNE100003FF7 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0607/2023060700817.pdf https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0607/2023060700839.pdf 1 THE PROPOSAL IN RELATION TO THE 2022 REPORT Mgmt For For OF THE BOARD OF DIRECTORS 2 THE PROPOSAL IN RELATION TO THE 2022 REPORT Mgmt For For OF THE BOARD OF SUPERVISORS 3 THE PROPOSAL IN RELATION TO THE 2022 ANNUAL Mgmt For For REPORT AND ITS SUMMARY 4 THE PROPOSAL IN RELATION TO THE 2022 Mgmt For For FINANCIAL ACCOUNTS REPORT 5 THE PROPOSAL IN RELATION TO THE 2022 PROFIT Mgmt For For DISTRIBUTION PLAN 6 THE PROPOSAL IN RELATION TO THE APPLICATION Mgmt For For TO BANK(S) FOR CREDIT LINES FOR 2023 7 THE PROPOSAL IN RELATION TO THE Mgmt For For REMUNERATION OF DIRECTORS FOR 2023 8 THE PROPOSAL IN RELATION TO THE Mgmt For For REMUNERATION OF SUPERVISORS FOR 2023 9 THE PROPOSAL IN RELATION TO THE APPOINTMENT Mgmt For For OF THE PRC AND OVERSEAS AUDITORS FOR 2023 10 THE PROPOSAL IN RELATION TO THE APPOINTMENT Mgmt For For OF DR. MENG ANMING AS INDEPENDENT NON-EXECUTIVE DIRECTOR 11 THE PROPOSAL IN RELATION TO THE UTILIZATION Mgmt For For OF PART OF THE OVER SUBSCRIPTION PROCEEDS FROM THE STAR MARKET LISTING FOR PERMANENT REPLENISHMENT OF LIQUIDITY 12 THE PROPOSAL IN RELATION TO THE ADDITION OF Mgmt Against Against ESTIMATED EXTERNAL GUARANTEE QUOTA FOR 2023 13 THE PROPOSAL IN RELATION TO THE GRANT OF Mgmt Against Against THE GENERAL MANDATE TO ISSUE DOMESTIC AND/OR OVERSEAS DEBT FINANCING INSTRUMENTS 14 THE PROPOSAL IN RELATION TO THE GRANT OF Mgmt Against Against THE GENERAL MANDATE TO ISSUE ADDITIONAL A SHARES AND/OR H SHARES 15 THE PROPOSAL IN RELATION TO THE COMPANYS Mgmt For For ISSUANCE AND ADMISSION OF GDRS ON THE SIX SWISS EXCHANGE 16.1 THE PROPOSAL IN RELATION TO THE PLAN OF THE Mgmt For For COMPANYS ISSUANCE AND ADMISSION OF GDRS ON THE SIX SWISS EXCHANGE (EACH AND EVERY ITEM AS A SEPARATE RESOLUTION): TYPE AND NOMINAL VALUE OF SECURITIES TO ISSUE 16.2 THE PROPOSAL IN RELATION TO THE PLAN OF THE Mgmt For For COMPANYS ISSUANCE AND ADMISSION OF GDRS ON THE SIX SWISS EXCHANGE (EACH AND EVERY ITEM AS A SEPARATE RESOLUTION): PLACE OF LISTING 16.3 THE PROPOSAL IN RELATION TO THE PLAN OF THE Mgmt For For COMPANYS ISSUANCE AND ADMISSION OF GDRS ON THE SIX SWISS EXCHANGE (EACH AND EVERY ITEM AS A SEPARATE RESOLUTION): TIMING OF ISSUANCE 16.4 THE PROPOSAL IN RELATION TO THE PLAN OF THE Mgmt For For COMPANYS ISSUANCE AND ADMISSION OF GDRS ON THE SIX SWISS EXCHANGE (EACH AND EVERY ITEM AS A SEPARATE RESOLUTION): METHOD OF ISSUANCE 16.5 THE PROPOSAL IN RELATION TO THE PLAN OF THE Mgmt For For COMPANYS ISSUANCE AND ADMISSION OF GDRS ON THE SIX SWISS EXCHANGE (EACH AND EVERY ITEM AS A SEPARATE RESOLUTION): SIZE OF ISSUANCE 16.6 THE PROPOSAL IN RELATION TO THE PLAN OF THE Mgmt For For COMPANYS ISSUANCE AND ADMISSION OF GDRS ON THE SIX SWISS EXCHANGE (EACH AND EVERY ITEM AS A SEPARATE RESOLUTION): SIZE OF GDRS DURING THE TERM 16.7 THE PROPOSAL IN RELATION TO THE PLAN OF THE Mgmt For For COMPANYS ISSUANCE AND ADMISSION OF GDRS ON THE SIX SWISS EXCHANGE (EACH AND EVERY ITEM AS A SEPARATE RESOLUTION): CONVERSION RATE BETWEEN GDRS AND A SHARES AS UNDERLYING SECURITIES 16.8 THE PROPOSAL IN RELATION TO THE PLAN OF THE Mgmt For For COMPANYS ISSUANCE AND ADMISSION OF GDRS ON THE SIX SWISS EXCHANGE (EACH AND EVERY ITEM AS A SEPARATE RESOLUTION): PRICING METHOD 16.9 THE PROPOSAL IN RELATION TO THE PLAN OF THE Mgmt For For COMPANYS ISSUANCE AND ADMISSION OF GDRS ON THE SIX SWISS EXCHANGE (EACH AND EVERY ITEM AS A SEPARATE RESOLUTION): TARGET SUBSCRIBERS 16.10 THE PROPOSAL IN RELATION TO THE PLAN OF THE Mgmt For For COMPANYS ISSUANCE AND ADMISSION OF GDRS ON THE SIX SWISS EXCHANGE (EACH AND EVERY ITEM AS A SEPARATE RESOLUTION): SIZE AND USE OF RAISED PROCEEDS 16.11 THE PROPOSAL IN RELATION TO THE PLAN OF THE Mgmt For For COMPANYS ISSUANCE AND ADMISSION OF GDRS ON THE SIX SWISS EXCHANGE (EACH AND EVERY ITEM AS A SEPARATE RESOLUTION): CONVERSION RESTRICTION PERIOD BETWEEN GDRS AND A SHARES AS UNDERLYING SECURITIES 16.12 THE PROPOSAL IN RELATION TO THE PLAN OF THE Mgmt For For COMPANYS ISSUANCE AND ADMISSION OF GDRS ON THE SIX SWISS EXCHANGE (EACH AND EVERY ITEM AS A SEPARATE RESOLUTION): UNDERWRITING METHOD 17 THE PROPOSAL IN RELATION TO THE PROPOSAL Mgmt For For FOR THE ISSUANCE OF DOMESTIC NEW UNDERLYING SHARES AS A RESULT OF THE ISSUANCE OF GDRS BY THE COMPANY OUTSIDE OF THE PRC 18 THE PROPOSAL IN RELATION TO THE Mgmt For For DEMONSTRATION AND ANALYSIS REPORT REGARDING THE PLAN OF THE ISSUANCE OF DOMESTIC NEW UNDERLYING SHARES AS A RESULT OF THE ISSUANCE OF GDRS BY THE COMPANY OUTSIDE OF PRC 19 THE PROPOSAL IN RELATION TO THE FEASIBILITY Mgmt For For REPORT ON THE USE OF PROCEEDS FROM THE ISSUANCE OF DOMESTIC NEW UNDERLYING SHARES AS A RESULT OF THE ISSUANCE OF GDRS BY THE COMPANY OUTSIDE OF PRC 20 THE PROPOSAL IN RELATION TO THE REPORT ON Mgmt For For THE USE OF PROCEEDS PREVIOUSLY RAISED BY THE COMPANY 21 THE PROPOSAL IN RELATION TO THE ACCUMULATED Mgmt For For PROFIT DISTRIBUTION PLAN PRIOR TO THE ISSUANCE AND ADMISSION OF GDRS BY THE COMPANY ON THE SIX SWISS EXCHANGE 22 THE PROPOSAL IN RELATION TO THE VALIDITY Mgmt For For PERIOD OF THE PROPOSAL IN RESPECT OF THE ISSUANCE AND ADMISSION OF GDRS BY THE COMPANY ON THE SIX SWISS EXCHANGE 23 THE PROPOSAL IN RELATION TO THE GRANTING OF Mgmt For For AUTHORIZATION TO THE BOARD AND AUTHORIZED PERSONS OF THE BOARD TO CONSIDER IN THEIR SOLE DISCRETION MATTERS IN CONNECTION WITH THE ISSUANCE AND ADMISSION OF GDRS ON THE SIX SWISS EXCHANGE 24 THE PROPOSAL IN RELATION TO DETERMINING THE Mgmt For For AUTHORIZED PERSONS OF THE BOARD TO CONSIDER RELEVANT MATTERS IN CONNECTION WITH THE ISSUANCE AND ADMISSION OF GDRS ON THE SIX SWISS EXCHANGE 25 THE PROPOSAL IN RELATION TO THE DILUTION OF Mgmt For For IMMEDIATE RETURN RESULTING FROM THE ISSUANCE OF DOMESTIC NEW UNDERLYING SHARES AS A RESULT OF THE ISSUANCE OF GDRS BY THE COMPANY OUTSIDE OF THE PRC AND REMEDIAL MEASURES ADOPTED BY THE COMPANY AND UNDERTAKINGS BY RELEVANT SUBJECTS 26 THE PROPOSAL IN RELATION TO THE DIVIDEND Mgmt For For DISTRIBUTION PLAN FOR THE SHAREHOLDERS FOR THE NEXT THREE YEARS (2023 TO 2025) 27 THE PROPOSAL IN RELATION TO PROPOSED Mgmt For For AMENDMENTS TO THE ARTICLES OF ASSOCIATION APPLICABLE AFTER THE ADMISSION OF THE GDRS 28 THE PROPOSAL IN RELATION TO PROPOSED Mgmt For For AMENDMENTS TO THE RULES OF PROCEDURES OF GENERAL MEETING APPLICABLE AFTER THE ADMISSION OF THE GDRS 29 THE PROPOSAL IN RELATION TO PROPOSED Mgmt For For AMENDMENTS TO THE RULES OF PROCEDURES OF THE BOARD OF DIRECTORS APPLICABLE AFTER THE ADMISSION OF GDRS 30 THE PROPOSAL IN RELATION TO PROPOSED Mgmt For For AMENDMENTS TO RULES OF PROCEDURES OF THE BOARD OF SUPERVISORS APPLICABLE AFTER THE ADMISSION OF GDRS -------------------------------------------------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO LTD Agenda Number: 717406385 -------------------------------------------------------------------------------------------------------------------------- Security: Y7685S108 Meeting Type: AGM Meeting Date: 29-Jun-2023 Ticker: ISIN: CNE1000012B3 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0613/2023061300619.pdf https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0613/2023061300630.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0606/2023060600770.pdf CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 935883 DUE TO RECEIVED UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU 1 ANNUAL REPORT FOR 2022 Mgmt For For 2 REPORT OF THE BOARD OF DIRECTORS FOR 2022 Mgmt For For 3 REPORT OF THE BOARD OF SUPERVISORS FOR 2022 Mgmt For For 4 FINAL ACCOUNTS REPORT FOR 2022 AND Mgmt Against Against FINANCIAL BUDGET FOR 2023 5 PROFIT DISTRIBUTION PLAN FOR 2022 Mgmt For For 6 PROPOSAL REGARDING RE-APPOINTMENT OF Mgmt For For AUDITOR 7 PROPOSAL REGARDING EXTERNAL GUARANTEES FOR Mgmt Against Against 2023 8 PROPOSAL REGARDING PURCHASE OF LIABILITY Mgmt For For INSURANCE FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT OF THE COMPANY 9 PROPOSAL REGARDING ISSUANCE OF DEBT Mgmt For For FINANCING PRODUCTS 10 PROPOSAL REGARDING THE SATISFACTION OF THE Mgmt For For CONDITIONS FOR ISSUING CORPORATE BONDS 11.1 PROPOSAL REGARDING ISSUANCE OF CORPORATE Mgmt For For BONDS: FACE VALUE OF BONDS TO BE ISSUED AND SCALE OF ISSUANCE 11.2 PROPOSAL REGARDING ISSUANCE OF CORPORATE Mgmt For For BONDS: INTEREST RATE OF BONDS AND ITS WAY OF DETERMINATION 11.3 PROPOSAL REGARDING ISSUANCE OF CORPORATE Mgmt For For BONDS: VARIETY AND TERM OF BONDS 11.4 PROPOSAL REGARDING ISSUANCE OF CORPORATE Mgmt For For BONDS: METHOD OF PRINCIPAL AND INTEREST REPAYMENT 11.5 PROPOSAL REGARDING ISSUANCE OF CORPORATE Mgmt For For BONDS: METHOD OF ISSUANCE 11.6 PROPOSAL REGARDING ISSUANCE OF CORPORATE Mgmt For For BONDS: TARGET OF ISSUANCE AND ARRANGEMENT OF PLACEMENT TO SHAREHOLDERS OF THE COMPANY 11.7 PROPOSAL REGARDING ISSUANCE OF CORPORATE Mgmt For For BONDS: USE OF PROCEEDS 11.8 PROPOSAL REGARDING ISSUANCE OF CORPORATE Mgmt For For BONDS: GUARANTEES 11.9 PROPOSAL REGARDING ISSUANCE OF CORPORATE Mgmt For For BONDS: MEASURES TO GUARANTEE BONDS REPAYMENT 11.10 PROPOSAL REGARDING ISSUANCE OF CORPORATE Mgmt For For BONDS: WAY OF UNDERWRITING 11.11 PROPOSAL REGARDING ISSUANCE OF CORPORATE Mgmt For For BONDS: LISTING ARRANGEMENTS 11.12 PROPOSAL REGARDING ISSUANCE OF CORPORATE Mgmt For For BONDS: PERIOD OF VALIDITY OF THE RESOLUTION 11.13 PROPOSAL REGARDING ISSUANCE OF CORPORATE Mgmt For For BONDS: AUTHORIZATIONS REGARDING THIS ISSUANCE TO THE EXECUTIVE COMMITTEE OF THE BOARD 12 PROPOSAL REGARDING THE GENERAL MANDATE OF Mgmt Against Against THE COMPANY 13 PROPOSAL REGARDING THE AMENDMENTS TO THE Mgmt For For ARTICLES OF ASSOCIATION AND RULES OF PROCEDURE OF THE SHAREHOLDERS' GENERAL MEETING CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 14.1 THROUGH 14.06 WILL BE PROCESSED AS TAKE NO ACTION BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET 14.1 PROPOSAL REGARDING THE ELECTION OF Mgmt For For NON-INDEPENDENT DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS: MR. ZHOU JUN 14.2 PROPOSAL REGARDING THE ELECTION OF Mgmt For For NON-INDEPENDENT DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS: MR. YAO JIAYONG 14.3 PROPOSAL REGARDING THE ELECTION OF Mgmt For For NON-INDEPENDENT DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS: MR. CHEN FASHU 14.4 PROPOSAL REGARDING THE ELECTION OF Mgmt For For NON-INDEPENDENT DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS: MR. SHEN BO 14.5 PROPOSAL REGARDING THE ELECTION OF Mgmt For For NON-INDEPENDENT DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS: MR. LI YONGZHONG 14.6 PROPOSAL REGARDING THE ELECTION OF Mgmt For For NON-INDEPENDENT DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS: MR. DONG MING CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 15.1 THROUGH 15.3 WILL BE PROCESSED AS TAKE NO ACTION BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET 15.1 PROPOSAL REGARDING THE ELECTION OF Mgmt For For INDEPENDENT DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS: MR. GU ZHAOYANG 15.2 PROPOSAL REGARDING THE ELECTION OF Mgmt For For INDEPENDENT DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS: MR. MANSON FOK 15.3 PROPOSAL REGARDING THE ELECTION OF Mgmt For For INDEPENDENT DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS: MR. WANG ZHONG CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 16.1 THROUGH 16.2 WILL BE PROCESSED AS TAKE NO ACTION BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET 16.1 PROPOSAL REGARDING THE ELECTION OF Mgmt For For SUPERVISOR OF THE EIGHTH SESSION OF THE BOARD OF SUPERVISORS: MR. XU YOULI 16.2 PROPOSAL REGARDING THE ELECTION OF Mgmt For For SUPERVISOR OF THE EIGHTH SESSION OF THE BOARD OF SUPERVISORS: MR. MA JIA -------------------------------------------------------------------------------------------------------------------------- SIHUAN PHARMACEUTICAL HOLDINGS GROUP LTD Agenda Number: 717132738 -------------------------------------------------------------------------------------------------------------------------- Security: G8162K113 Meeting Type: AGM Meeting Date: 02-Jun-2023 Ticker: ISIN: BMG8162K1137 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0427/2023042700973.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0427/2023042700935.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (THE "DIRECTORS") AND AUDITOR OF THE COMPANY (THE "AUDITOR") FOR THE YEAR ENDED 31 DECEMBER 2022 2 TO APPROVE THE DECLARATION AND PAYMENT OF A Mgmt For For FINAL CASH DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2022 3.A.1 TO RE-ELECT THE FOLLOWING RETIRING Mgmt For For DIRECTOR: DR. GUO WEICHENG AS AN EXECUTIVE DIRECTOR 3.A.2 TO RE-ELECT THE FOLLOWING RETIRING Mgmt For For DIRECTOR: DR. ZHANG JIONGLONG AS AN EXECUTIVE DIRECTOR 3.A.3 TO RE-ELECT THE FOLLOWING RETIRING Mgmt For For DIRECTOR: MS. CHEN YANLING AS AN EXECUTIVE DIRECTOR 3.A.4 TO RE-ELECT THE FOLLOWING RETIRING Mgmt For For DIRECTOR: MS. MIAO GUILI AS AN EXECUTIVE DIRECTOR 3.A.5 TO RE-ELECT THE FOLLOWING RETIRING Mgmt For For DIRECTOR: MR. WANG GUAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR 3.B TO AUTHORIZE THE BOARD OF DIRECTORS (THE Mgmt For For "BOARD") TO FIX THE REMUNERATION OF THE DIRECTORS 4 TO RE-APPOINT ERNST & YOUNG AS AUDITOR AND Mgmt For For AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION 5.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20 PER CENT OF THE NUMBER OF ISSUED SHARES OF THE COMPANY 5.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE SHARES NOT EXCEEDING 10 PER CENT OF THE NUMBER OF ISSUED SHARES OF THE COMPANY 5.C TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against DIRECTORS PURSUANT TO ORDINARY RESOLUTION NO. 5(A) TO ISSUE SHARES BY ADDING TO THE NUMBER OF ISSUED SHARES OF THE COMPANY THE NUMBER OF SHARES REPURCHASED UNDER ORDINARY RESOLUTION NO. 5(B) 6 TO APPROVE THE AMENDMENTS TO THE EXISTING Mgmt Against Against BYE-LAWS OF THE COMPANY AND ADOPT THE AMENDED AND RESTATED BYE-LAWS OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- SIMCERE PHARMACEUTICAL GROUP LIMITED Agenda Number: 716472559 -------------------------------------------------------------------------------------------------------------------------- Security: Y793E5106 Meeting Type: EGM Meeting Date: 18-Jan-2023 Ticker: ISIN: HK0000658531 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IN THE HONG KONG MARKET A VOTE OF ABSTAIN Non-Voting WILL BE TREATED THE SAME AS A VOTE OF TAKE NO ACTION. 1 TO APPROVE AND CONFIRM THE PROPOSED GRANT Mgmt Against Against OF 1,650,000 RESTRICTED SHARE UNITES ("RSUS") TO MR. TANG RENHONG PURSUANT TO THE RESTRICTED SHARE UNIT SCHEME OF THE COMPANY ADOPTED BY THE BOARD ON MAY 20, 2021 ("2021 RSU SCHEME") 2 TO APPROVE AND CONFIRM THE PROPOSED GRANT Mgmt Against Against OF 850,000 RSUS TO MR. WAN YUSHAN PURSUANT TO THE 2021 RSU SCHEME 3 TO APPROVE AND CONFIRM THE PROPOSED GRANT Mgmt Against Against OF 350,000 RSUS TO MR. CHENG XIANGHUA PURSUANT TO THE 2021 RSU SCHEME 4 TO APPROVE AND CONFIRM THE PROPOSED GRANT Mgmt Against Against OF 150,000 RSUS TO MR. WANG FENG PURSUANT TO THE 2021 RSU SCHEME 5 TO APPROVE AND CONFIRM THE PROPOSED GRANT Mgmt Against Against OF 150,000 RSUS TO MS. CONG YUEHUA PURSUANT TO THE 2021 RSU SCHEME 6 TO APPROVE AND CONFIRM THE PROPOSED GRANT Mgmt Against Against OF 100,000 RSUS TO MR. PENG SHAOPING PURSUANT TO THE 2021 RSU SCHEME 7 TO APPROVE AND CONFIRM THE PROPOSED GRANT Mgmt Against Against OF 100,000 RSUS TO MR. YU QINGZHU PURSUANT TO THE 2021 RSU SCHEME 8 TO APPROVE AND CONFIRM THE PROPOSED GRANT Mgmt Against Against OF 100,000 RSUS TO MS. CHEN YANQIONG PURSUANT TO THE 2021 RSU SCHEME 9 TO APPROVE AND CONFIRM THE PROPOSED GRANT Mgmt Against Against OF 100,000 RSUS TO MR. HOU ZHIWEI PURSUANT TO THE 2021 RSU SCHEME 10 TO AUTHORIZE ANY ONE OR MORE OF THE Mgmt Against Against DIRECTORS TO DO ALL SUCH ACTS AND THINGS AND EXECUTE ALL SUCH DOCUMENTS WHICH HE/THEY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH, THE IMPLEMENTATION OF AND GIVING EFFECT TO THE GRANT OF RSUS AND THE TRANSACTIONS CONTEMPLATED THEREUNDER, INCLUDING BUT NOT LIMITED TO THE ALLOTMENT AND ISSUE OF THE SHARES OF THE COMPANY PURSUANT TO THE 2021 RSU SCHEME 11 TO ELECT MS. WANG XI AS AN EXECUTIVE Mgmt For For DIRECTOR OF THE COMPANY 12 TO ELECT MR. SUNG KA WOON AS AN INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR OF THE COMPANY CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1228/2022122800394.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1228/2022122800416.pdf -------------------------------------------------------------------------------------------------------------------------- SIMCERE PHARMACEUTICAL GROUP LIMITED Agenda Number: 717280806 -------------------------------------------------------------------------------------------------------------------------- Security: Y793E5106 Meeting Type: AGM Meeting Date: 15-Jun-2023 Ticker: ISIN: HK0000658531 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0524/2023052400325.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0524/2023052400339.pdf CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME AS A 'TAKE NO ACTION' VOTE 1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (THE DIRECTOR(S)) AND AUDITORS OF THE COMPANY (THE AUDITORS) FOR THE YEAR ENDED DECEMBER 31, 2022 2.A TO DECLARE A FINAL DIVIDEND OF RMB0.16 PER Mgmt For For ORDINARY SHARE OF THE COMPANY (THE FINAL DIVIDEND) FOR THE YEAR ENDED DECEMBER 31, 2022 2.B ANY DIRECTOR BE AND IS HEREBY AUTHORISED TO Mgmt For For TAKE SUCH ACTION, DO SUCH THINGS AND EXECUTE SUCH FURTHER DOCUMENTS AS THE DIRECTOR MAY AT HIS/HER ABSOLUTE DISCRETION CONSIDER NECESSARY OR DESIRABLE FOR THE PURPOSE OF OR IN CONNECTION WITH THE IMPLEMENTATION OF THE PAYMENT OF THE FINAL DIVIDEND 3.A.I TO RE-ELECT THE FOLLOWING RETIRING Mgmt For For DIRECTOR: MR. TANG RENHONG AS AN EXECUTIVE DIRECTOR 3.AII TO RE-ELECT THE FOLLOWING RETIRING Mgmt For For DIRECTOR: MR. WAN YUSHAN AS AN EXECUTIVE DIRECTOR 3AIII TO RE-ELECT THE FOLLOWING RETIRING Mgmt For For DIRECTOR: MR. WANG XINHUA AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR 3.B TO AUTHORISE THE BOARD OF THE DIRECTORS TO Mgmt For For FIX THE REMUNERATION OF THE DIRECTORS 4 TO RE-APPOINT KPMG AS THE AUDITORS AND Mgmt For For AUTHORISE THE BOARD OF THE DIRECTORS TO FIX THEIR REMUNERATION 5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ALLOT, ISSUE AND DEAL WITH THE SECURITIES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THE MEETING 6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE THE SECURITIES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THE MEETING 7 TO EXTEND, CONDITIONAL UPON THE PASSING OF Mgmt Against Against RESOLUTIONS 5 AND 6, THE TOTAL NUMBER OF SHARES OF THE COMPANY REPURCHASED UNDER RESOLUTION 6 TO THE MANDATE GRANTED TO THE DIRECTORS UNDER RESOLUTION 5 8.A SUBJECT TO AND CONDITIONAL UPON THE LISTING Mgmt Against Against COMMITTEE OF THE STOCK EXCHANGE OF HONG KONG LIMITED GRANTING THE APPROVAL FOR THE LISTING OF, AND THE PERMISSION TO DEAL IN, SHARES OF THE COMPANY TO BE ALLOTTED AND ISSUED IN RESPECT OF AWARDS WHICH MAY BE GRANTED UNDER THE RESTRICTED SHARE UNIT SCHEME OF THE COMPANY APPROVED BY THE BOARD ON MAY 20, 2021 FOR ADOPTION (THE 2021 RSU SCHEME), TO APPROVE AND ADOPT THE PROPOSED AMENDMENTS TO THE 2021 RSU SCHEME, AND AUTHORIZE THE BOARD AND THE COMMITTEE DULY APPOINTED BY THE BOARD FOR THE PURPOSE OF ADMINISTERING THE 2021 RSU SCHEME TO DO ALL SUCH ACTS AND TO ENTER INTO ALL SUCH TRANSACTIONS, ARRANGEMENTS AND AGREEMENTS AS MAY BE NECESSARY OR EXPEDIENT IN ORDER TO GIVE FULL EFFECT TO THE 2021 RSU SCHEME 8.B TO APPROVE THAT THE TOTAL NUMBER OF SHARES Mgmt Against Against OF THE COMPANY WHICH MAY BE ISSUED IN RESPECT OF ALL OPTIONS AND AWARDS TO BE GRANTED UNDER THE 2021 RSU SCHEME AND ANY OTHER SHARE OPTIONS SCHEMES AND/OR SHARE AWARD SCHEMES INVOLVING ISSUANCE OF NEW SHARES ADOPTED AND TO BE ADOPTED BY THE COMPANY FROM TIME TO TIME MUST NOT IN AGGREGATE EXCEED 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION -------------------------------------------------------------------------------------------------------------------------- SINO BIOPHARMACEUTICAL LTD Agenda Number: 717159013 -------------------------------------------------------------------------------------------------------------------------- Security: G8167W138 Meeting Type: AGM Meeting Date: 15-Jun-2023 Ticker: ISIN: KYG8167W1380 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0428/2023042803435.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0428/2023042803453.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, THE REPORT OF DIRECTORS OF THE COMPANY (DIRECTORS) AND THE REPORT OF INDEPENDENT AUDITORS OF THE COMPANY (AUDITORS) FOR THE YEAR ENDED 31 DECEMBER 2022 2 TO APPROVE THE PAYMENT OF A FINAL DIVIDEND Mgmt For For FOR THE YEAR ENDED 31 DECEMBER 2022 3 TO RE-ELECT MS. CHENG CHEUNG LING AS AN Mgmt For For EXECUTIVE DIRECTOR OF THE COMPANY 4 TO RE-ELECT MS. LU HONG AS AN INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR OF THE COMPANY 5 TO RE-ELECT MR. ZHANG LU FU AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY 6 TO RE-ELECT DR. LI KWOK TUNG DONALD AS AN Mgmt Against Against INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY 7 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For THE REMUNERATION OF THE DIRECTORS 8 TO RE-APPOINT ERNST & YOUNG AS AUDITORS FOR Mgmt For For THE YEAR ENDING 31 DECEMBER 2023 AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION 9A TO GRANT TO THE DIRECTORS A GENERAL MANDATE Mgmt Against Against TO ALLOT, ISSUE AND OTHERWISE DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20 PER CENT. OF THE ISSUED SHARE CAPITAL OF THE COMPANY 9B TO GRANT TO THE DIRECTORS A GENERAL MANDATE Mgmt For For TO BUY BACK SHARES NOT EXCEEDING 10 PER CENT. OF THE ISSUED SHARE CAPITAL OF THE COMPANY 9C TO EXTEND THE GENERAL MANDATE TO ALLOT, Mgmt Against Against ISSUE AND OTHERWISE DEAL WITH ADDITIONAL SHARES UNDER RESOLUTION 9(A) BY THE ADDITION THERETO OF SUCH NUMBER OF SHARES BOUGHT BACK BY THE COMPANY UNDER RESOLUTION 9(B) 9D TO CONSIDER AND APPROVE THE ADOPTION OF THE Mgmt Against Against SHARE OPTION SCHEME 9E TO CONSIDER AND APPROVE THE SERVICE Mgmt Against Against PROVIDER SUBLIMIT -------------------------------------------------------------------------------------------------------------------------- SINOPHARM GROUP CO LTD Agenda Number: 716434155 -------------------------------------------------------------------------------------------------------------------------- Security: Y8008N107 Meeting Type: EGM Meeting Date: 23-Dec-2022 Ticker: ISIN: CNE100000FN7 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1208/2022120800007.pdf https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1208/2022120800015.pdf CMMT 09 DEC 2022: PLEASE NOTE IN THE HONG KONG Non-Voting MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME AS A 'TAKE NO ACTION' VOTE 1 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For THE APPOINTMENT OF MR. WANG KAN AS A NON-EXECUTIVE DIRECTOR, AND TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE DIRECTOR TO ENTER INTO THE SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM 2 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For THE APPOINTMENT OF MR. WANG PENG AS A SUPERVISOR, AND TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE DIRECTOR TO ENTER INTO THE SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM CMMT 09 DEC 2022: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- SINOPHARM GROUP CO LTD Agenda Number: 717280729 -------------------------------------------------------------------------------------------------------------------------- Security: Y8008N107 Meeting Type: AGM Meeting Date: 15-Jun-2023 Ticker: ISIN: CNE100000FN7 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0524/2023052400333.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0524/2023052400409.pdf CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME AS A 'TAKE NO ACTION' VOTE 1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") FOR THE YEAR ENDED 31 DECEMBER 2022 2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For SUPERVISORY COMMITTEE OF THE COMPANY (THE "SUPERVISORY COMMITTEE") FOR THE YEAR ENDED 31 DECEMBER 2022 3 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For FINANCIAL STATEMENTS AND THE AUDITORS' REPORT OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2022 4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For DISTRIBUTION PLAN AND PAYMENT OF THE FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2022 5 TO CONSIDER AND AUTHORIZE THE BOARD TO Mgmt For For DETERMINE THE REMUNERATION OF THE DIRECTORS OF THE COMPANY (THE "DIRECTORS") FOR THE YEAR ENDING 31 DECEMBER 2023 6 TO CONSIDER AND AUTHORIZE THE SUPERVISORY Mgmt For For COMMITTEE TO DETERMINE THE REMUNERATION OF THE SUPERVISORS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2023 7 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE DOMESTIC AUDITOR OF THE COMPANY IN PLACE OF ERNST & YOUNG HUA MING LLP TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, AND THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE INTERNATIONAL AUDITOR OF THE COMPANY IN PLACE OF ERNST & YOUNG TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, AND TO RATIFY AND CONFIRM THEIR REMUNERATIONS DETERMINED BY THE AUDIT COMMITTEE OF THE BOARD 8 TO CONSIDER AND APPROVE THE DELEGATION OF Mgmt Against Against THE POWER TO THE BOARD TO APPROVE THE GUARANTEES IN FAVOR OF OTHER ENTITIES WITH AN AGGREGATE TOTAL VALUE OF NOT MORE THAN 30% OF THE LATEST AUDITED TOTAL ASSETS OF THE COMPANY OVER A PERIOD OF 12 MONTHS; AND IF THE ABOVE DELEGATION IS NOT CONSISTENT WITH, COLLIDES WITH OR CONFLICTS WITH THE REQUIREMENTS UNDER THE RULES GOVERNING THE LISTING OF SECURITIES (THE "HONG KONG LISTING RULES") ON THE STOCK EXCHANGE OF HONG KONG LIMITED (THE "HONG KONG STOCK EXCHANGE") OR OTHER REQUIREMENTS OF THE HONG KONG STOCK EXCHANGE, THE REQUIREMENTS UNDER THE HONG KONG LISTING RULES OR OTHER REQUIREMENTS OF THE HONG KONG STOCK EXCHANGE SHOULD BE FOLLOWED 9 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For MR. SHI SHENGHAO AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR, AND TO AUTHORIZE THE BOARD TO DETERMINE HIS REMUNERATION AND TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE DIRECTOR TO ENTER INTO THE SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM 10 TO CONSIDER AND APPROVE TO GRANT A GENERAL Mgmt Against Against MANDATE TO THE BOARD TO EXERCISE THE POWER OF THE COMPANY TO ALLOT, ISSUE AND/OR DEAL WITH DOMESTIC SHARES AND/OR H SHARES (DETAILS OF THIS RESOLUTION WERE SET OUT IN THE NOTICE OF AGM DATED 25 MAY 2023) 11 TO CONSIDER AND APPROVE TO GRANT A GENERAL Mgmt For For MANDATE TO THE BOARD TO EXERCISE THE POWER OF THE COMPANY TO REPURCHASE H SHARES (DETAILS OF THIS RESOLUTION WERE SET OUT IN THE NOTICE OF AGM DATED 25 MAY 2023) 12 TO CONSIDER AND APPROVE THE ISSUANCE OF Mgmt For For CORPORATE BONDS WITH A REGISTERED AMOUNT OF RMB15 BILLION BY THE COMPANY, AND TO AUTHORIZE THE BOARD AND APPROVE IN TURN TO AUTHORIZE MR. YU QINGMING, THE CHAIRMAN OF THE BOARD AND AN EXECUTIVE DIRECTOR, TO BE THE AUTHORIZED PERSON OF THIS ISSUANCE, AND TO REPRESENT THE COMPANY TO DEAL SPECIFICALLY WITH THE ISSUANCE AND LISTING RELATED MATTERS, IN ACCORDANCE WITH THE RESOLUTIONS OF THE GENERAL MEETING AND THE AUTHORIZATION OF THE BOARD (DETAILS OF THIS RESOLUTION WERE SET OUT IN THE NOTICE OF AGM DATED 25 MAY 2023) -------------------------------------------------------------------------------------------------------------------------- SINOPHARM GROUP CO LTD Agenda Number: 717286618 -------------------------------------------------------------------------------------------------------------------------- Security: Y8008N107 Meeting Type: CLS Meeting Date: 15-Jun-2023 Ticker: ISIN: CNE100000FN7 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0524/2023052400357.pdf https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0524/2023052400423.pdf CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME AS A 'TAKE NO ACTION' VOTE 1 TO CONSIDER AND APPROVE TO GRANT A GENERAL Mgmt For For MANDATE TO THE BOARD TO EXERCISE THE POWER OF THE COMPANY TO REPURCHASE H SHARES (DETAILS OF THIS RESOLUTION WERE SET OUT IN THE NOTICE OF H SHAREHOLDERS' CLASS MEETING DATED 25 MAY 2023) -------------------------------------------------------------------------------------------------------------------------- SIRNAOMICS LTD. Agenda Number: 716539107 -------------------------------------------------------------------------------------------------------------------------- Security: G2050P102 Meeting Type: EGM Meeting Date: 03-Feb-2023 Ticker: ISIN: KYG2050P1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0118/2023011800015.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0118/2023011800017.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO GRANT 218,600 SHARE OPTIONS PURSUANT TO Mgmt Against Against THE SHARE OPTION SCHEME TO DR. LU 2 TO GRANT 118,400 RSUS PURSUANT TO THE RSU Mgmt Against Against SCHEME TO DR. LU 3 TO GRANT 100,000 RSUS PURSUANT TO THE RSU Mgmt Against Against SCHEME TO DR. DAI 4 TO GRANT 68,100 RSUS PURSUANT TO THE RSU Mgmt Against Against SCHEME TO DR. MOLYNEAUX 5 TO GRANT 43,200 RSUS PURSUANT TO THE RSU Mgmt Against Against SCHEME TO DR. EVANS 6 TO GRANT 9,300 RSUS PURSUANT TO THE RSU Mgmt Against Against SCHEME TO DR. YANG -------------------------------------------------------------------------------------------------------------------------- SIRNAOMICS LTD. Agenda Number: 717133007 -------------------------------------------------------------------------------------------------------------------------- Security: G2050P102 Meeting Type: AGM Meeting Date: 28-Jun-2023 Ticker: ISIN: KYG2050P1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0427/2023042700069.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0427/2023042700079.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (THE DIRECTORS) AND AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2022 2.1 TO RE-ELECT DR. YANG LU AS AN EXECUTIVE Mgmt For For DIRECTOR 2.2 TO RE-ELECT MR. MINCONG HUANG AS A Mgmt For For NON-EXECUTIVE DIRECTOR 2.3 TO RE-ELECT DR. CHEUNG HOI YU AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 2.4 TO RE-ELECT MS. MONIN UNG AS AN INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR 2.5 TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX Mgmt For For THE REMUNERATION OF THE DIRECTORS 3 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For AUDITOR AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION 4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ISSUE NEW SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE 5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO BUY BACK SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE 6 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED -------------------------------------------------------------------------------------------------------------------------- SSY GROUP LTD Agenda Number: 716452785 -------------------------------------------------------------------------------------------------------------------------- Security: G8406X103 Meeting Type: EGM Meeting Date: 13-Jan-2023 Ticker: ISIN: KYG8406X1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1220/2022122000374.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1220/2022122000386.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO CONSIDER AND APPROVE THE ADOPTION OF THE Mgmt Against Against NEW SHARE OPTION SCHEME AND THE SCHEME LIMIT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 21 DECEMBER 2022) AND TO AUTHORISE THE DIRECTORS OF THE COMPANY TO GRANT OPTIONS AND TO ALLOT, ISSUE AND DEAL WITH THE SHARES PURSUANT TO THE EXERCISE OF ANY OPTION GRANTED THEREUNDER AND TO TAKE ALL SUCH ACTS AND ENTER INTO ALL SUCH TRANSACTIONS, ARRANGEMENTS AND AGREEMENTS AS MAY BE NECESSARY OR EXPEDIENT TO IMPLEMENT OR GIVE FULL EFFECT TO THE NEW SHARE OPTION SCHEME 2 TO CONSIDER AND APPROVE THE ADOPTION OF THE Mgmt Against Against SERVICE PROVIDER SUBLIMIT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 21 DECEMBER 2022) AND TO AUTHORISE THE DIRECTORS OF THE COMPANY TO TAKE ALL SUCH STEPS AND ATTEND ALL SUCH MATTERS, APPROVE AND EXECUTE SUCH DOCUMENTS AND DO SUCH OTHER THINGS AS MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO EFFECT AND IMPLEMENT THE SERVICE PROVIDER SUBLIMIT -------------------------------------------------------------------------------------------------------------------------- SSY GROUP LTD Agenda Number: 717070899 -------------------------------------------------------------------------------------------------------------------------- Security: G8406X103 Meeting Type: AGM Meeting Date: 19-May-2023 Ticker: ISIN: KYG8406X1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0418/2023041800399.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0418/2023041800485.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND OF THE INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2022 2A TO RE-ELECT MR. FENG HAO AS A NON-EXECUTIVE Mgmt For For DIRECTOR OF THE COMPANY 2B TO RE-ELECT MR. CHOW KWOK WAI AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY 2C TO RE-ELECT MR. JIANG GUANGCE AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY 3 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For COMPANY (THE DIRECTORS) TO FIX THE DIRECTORS REMUNERATION 4 TO RE-APPOINT KPMG AS AUDITOR OF THE Mgmt For For COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION 5 TO APPROVE THE DECLARATION AND PAYMENT OF A Mgmt For For FINAL DIVIDEND 6A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ISSUE NEW SHARES 6B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE SHARES 6C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against THE DIRECTORS TO ISSUE NEW SHARES BY ADDING THE NUMBER OF THE SHARES REPURCHASED -------------------------------------------------------------------------------------------------------------------------- VIVA BIOTECH HOLDINGS Agenda Number: 717218829 -------------------------------------------------------------------------------------------------------------------------- Security: G9390W101 Meeting Type: AGM Meeting Date: 30-Jun-2023 Ticker: ISIN: KYG9390W1015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0510/2023051000319.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0510/2023051000353.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2022 2.A TO RE-ELECT MR. MAO CHEN CHENEY AS Mgmt For For EXECUTIVE DIRECTOR OF THE COMPANY 2.B TO RE-ELECT MR. WU YING AS EXECUTIVE Mgmt For For DIRECTOR OF THE COMPANY 2.C TO RE-ELECT MR. WU YUTING AS NON-EXECUTIVE Mgmt For For DIRECTOR OF THE COMPANY 2.D TO RE-ELECT MR. WANG HAIGUANG AS Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY 3 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For COMPANY TO FIX THE REMUNERATION OF ALL THE DIRECTORS 4 TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF Mgmt For For THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION 5.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against OF THE COMPANY TO ALLOT, ISSUE OR DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF THIS RESOLUTION 5.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For OF THE COMPANY TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF THIS RESOLUTION 5.C TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against DIRECTORS OF THE COMPANY PURSUANT TO ORDINARY RESOLUTION NO. 5(A) TO ISSUE SHARES BY ADDING TO THE ISSUED SHARE CAPITAL OF THE COMPANY THE NUMBER OF SHARES REPURCHASED UNDER ORDINARY RESOLUTION NO. 5(B) -------------------------------------------------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Agenda Number: 716106821 -------------------------------------------------------------------------------------------------------------------------- Security: Y971B1118 Meeting Type: EGM Meeting Date: 13-Oct-2022 Ticker: ISIN: CNE100003F19 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 783626 DUE TO RECEIVED CHANGE IN MEETING DATE FROM 26-SEP-2022 TO 13-OCT-2022 AND RECORD DATE FROM 20-SEP-2022 TO 07-OCT-2022. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0817/2022081701271.pdf https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0817/2022081701281.pdf https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0909/2022090901322.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0920/2022092001139.pdf 1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against ADOPTION OF THE 2022 H SHARE AWARD AND TRUST SCHEME 2 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt Against Against OF AWARDS TO THE CONNECTED SELECTED PARTICIPANTS UNDER THE 2022 H SHARE AWARD AND TRUST SCHEME 3 TO CONSIDER AND AUTHORIZE THE BOARD AND/OR Mgmt Against Against THE DELEGATEE TO HANDLE MATTERS PERTAINING TO THE 2022 H SHARE AWARD AND TRUST SCHEME WITH FULL AUTHORITY 4 TO CONSIDER AND APPROVE THE PROPOSED CHANGE Mgmt For For OF REGISTERED CAPITAL OF THE COMPANY 5 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For AMENDMENTS TO THE ARTICLES OF ASSOCIATION -------------------------------------------------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Agenda Number: 717142626 -------------------------------------------------------------------------------------------------------------------------- Security: Y971B1118 Meeting Type: AGM Meeting Date: 31-May-2023 Ticker: ISIN: CNE100003F19 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0426/2023042602851.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0426/2023042603001.pdf 1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For BOARD OF DIRECTORS FOR THE YEAR 2022 2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For SUPERVISORY COMMITTEE FOR THE YEAR 2022 3 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For REPORT FOR THE YEAR 2022 4 TO CONSIDER AND APPROVE THE PROPOSED 2022 Mgmt For For PROFIT DISTRIBUTION PLAN 5 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For PROVISION OF EXTERNAL GUARANTEES FOR SUBSIDIARIES OF THE COMPANY 6 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For RE-APPOINTMENT OF DELOITTE TOUCHE TOHMATSU (A SPECIAL GENERAL PARTNERSHIP) AND DELOITTE TOUCHE TOHMATSU, RESPECTIVELY, AS PRC FINANCIAL REPORT AND INTERNAL CONTROL REPORT AUDITORS OF THE COMPANY AND AS OFFSHORE FINANCIAL REPORT AUDITORS OF THE COMPANY FOR THE YEAR 2023 AND TO AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION 7 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For FOREIGN EXCHANGE HEDGING LIMIT CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 8.1 THROUGH 8.8 WILL BE PROCESSED AS TAKE NO ACTIONBY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET 8.1 TO RE-ELECT DR. GE LI AS AN EXECUTIVE Mgmt For For DIRECTOR 8.2 TO RE-ELECT MR. EDWARD HU AS AN EXECUTIVE Mgmt For For DIRECTOR 8.3 TO RE-ELECT DR. STEVE QING YANG AS AN Mgmt For For EXECUTIVE DIRECTOR 8.4 TO RE-ELECT DR. MINZHANG CHEN AS AN Mgmt For For EXECUTIVE DIRECTOR 8.5 TO RE-ELECT MR. ZHAOHUI ZHANG AS AN Mgmt For For EXECUTIVE DIRECTOR 8.6 TO RE-ELECT DR. NING ZHAO AS AN EXECUTIVE Mgmt Abstain Against DIRECTOR 8.7 TO RE-ELECT MR. XIAOMENG TONG AS A Mgmt For For NON-EXECUTIVE DIRECTOR 8.8 TO RE-ELECT DR. YIBING WU AS A Mgmt For For NON-EXECUTIVE DIRECTOR CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 9.1 THROUGH 9.5 WILL BE PROCESSED AS TAKE NO ACTIONBY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET 9.1 TO RE-ELECT MR. DAI FENG AS AN INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR 9.2 TO ELECT MS. CHRISTINE SHAOHUA LU-WONG AS Mgmt For For AN INDEPENDENT NON-EXECUTIVE DIRECTOR 9.3 TO ELECT DR. WEI YU AS AN INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR 9.4 TO ELECT DR. XIN ZHANG AS AN INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR 9.5 TO ELECT MS. ZHILING ZHAN AS AN INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR 10 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For DIRECTORS REMUNERATION CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting BY THE ISSUER, AGAINST AND ABSTAIN VOTES FOR RESOLUTIONS 11.1 THROUGH 11.2 WILL BE PROCESSED AS TAKE NO ACTIONBY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE LODGED IN THE MARKET 11.1 TO RE-ELECT MR. HARRY LIANG HE AS A Mgmt For For SHAREHOLDER REPRESENTATIVE SUPERVISOR 11.2 TO RE-ELECT MR. BAIYANG WU AS A SHAREHOLDER Mgmt For For REPRESENTATIVE SUPERVISOR 12 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For SUPERVISORS REMUNERATION 13 TO CONSIDER AND APPROVED THE PROPOSED Mgmt Against Against ADOPTION OF THE 2023 H SHARE AWARD AND TRUST SCHEME 14 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt Against Against OF AWARDS TO THE CONNECTED SELECTED PARTICIPANTS UNDER THE 2023 H SHARE AWARD AND TRUST SCHEME 15 TO CONSIDER AND AUTHORIZE THE BOARD AND/OR Mgmt Against Against THE DELEGATEE TO HANDLE MATTERS PERTAINING TO THE 2023 H SHARE AWARD AND TRUST SCHEME WITH FULL AUTHORITY 16 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For INCREASE OF REGISTERED CAPITAL 17 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For AMENDMENTS TO THE ARTICLES OF ASSOCIATION 18 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against GRANTING OF GENERAL MANDATE TO ISSUE A SHARES AND/OR H SHARES 19 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For GRANTING OF GENERAL MANDATES TO REPURCHASE A SHARES AND/OR H SHARES -------------------------------------------------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Agenda Number: 717157362 -------------------------------------------------------------------------------------------------------------------------- Security: Y971B1118 Meeting Type: CLS Meeting Date: 31-May-2023 Ticker: ISIN: CNE100003F19 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT 22 MAY 2023: PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0426/2023042603017.pdf https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0426/2023042603029.pdf 1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For GRANTING OF GENERAL MANDATES TO REPURCHASE A SHARES AND/OR H SHARES CMMT PLEASE NOTE THAT THE VOTE Non-Voting DIRECTION/INTENTION MUST BE THE SAME FOR THE RESOLUTION NUMBERS 19 UNDER THE AGM AND RESOLUTION NUMBERS 1 UNDER THE CLASS MEETING, OTHERWISE THE VOTE WILL BE REJECTED IN THE MARKET. IF THEY ARE VOTED IN DIFFERENT DIRECTIONS YOUR BALLOT WILL BE DISQUALIFIED AS A SPLIT VOTE. THANK YOU CMMT 22 MAY 2023: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF COMPANY NOTICE LINKS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- WUXI BIOLOGICS (CAYMAN) INC. Agenda Number: 717276934 -------------------------------------------------------------------------------------------------------------------------- Security: G97008117 Meeting Type: AGM Meeting Date: 27-Jun-2023 Ticker: ISIN: KYG970081173 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT 05 JUN 2023: PLEASE NOTE THAT THE COMPANY Non-Voting NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0602/2023060202465.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0602/2023060202483.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0602/2023060202471.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND OF THE INDEPENDENT AUDITOR OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2022 2.A TO RE-ELECT DR. GE LI AS NON-EXECUTIVE Mgmt For For DIRECTOR 2.B TO RE-ELECT DR. ZHISHENG CHEN AS EXECUTIVE Mgmt For For DIRECTOR 2.C TO RE-ELECT MR. KENNETH WALTON HITCHNER III Mgmt Against Against AS INDEPENDENT NON-EXECUTIVE DIRECTOR 2.D TO RE-ELECT MR. JACKSON PETER TAI AS Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 3 TO AUTHORIZE THE BOARD OF DIRECTORS OR ANY Mgmt For For DULY AUTHORIZED BOARD COMMITTEE TO FIX THE DIRECTORS REMUNERATION FOR THE YEAR ENDING DECEMBER 31, 2023 4 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt For For TOHMATSU AS AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS OR ANY DULY AUTHORIZED BOARD COMMITTEE TO FIX THEIR REMUNERATION 5.A TO APPROVE AND ADOPT THE PROPOSED Mgmt Against Against AMENDMENTS TO THE SCHEME (AS DEFINED IN THE NOTICE CONVENING THE AGM), AND TO AUTHORIZE THE DIRECTORS TO DO ALL THINGS NECESSARY OR EXPEDIENT TO IMPLEMENT THE AMENDED AND RESTATED RESTRICTED SHARE AWARD SCHEME OF THE COMPANY WHICH INCORPORATES THE PROPOSED AMENDMENTS TO THE SCHEME 5.B TO APPROVE AND ADOPT THE PROPOSED Mgmt Against Against AMENDMENTS TO THE PROGRAM (AS DEFINED IN THE NOTICE CONVENING THE AGM), AND TO AUTHORIZE THE DIRECTORS TO DO ALL THINGS NECESSARY OR EXPEDIENT TO IMPLEMENT THE AMENDED AND RESTATED SHARE AWARD SCHEME FOR GLOBAL PARTNER PROGRAM OF THE COMPANY WHICH INCORPORATES THE PROPOSED AMENDMENTS TO THE PROGRAM 6 TO APPROVE THE ADOPTION OF SCHEME MANDATE Mgmt Against Against LIMIT (AS DEFINED IN THE NOTICE CONVENING THE AGM) 7 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ISSUE, ALLOT AND DEAL WITH THE SHARES OF THE COMPANY 8 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE THE SHARES OF THE COMPANY 9 TO APPROVE THE ADOPTION OF THIRD AMENDED Mgmt For For AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY, WHICH CONTAIN THE PROPOSED AMENDMENTS TO THE EXISTING MEMORANDUM AND ARTICLES OF ASSOCIATION (AS DEFINED IN THE NOTICE CONVENING THE AGM) AS SET OUT IN APPENDIX IV OF THE CIRCULAR OF THE COMPANY DATED MAY 23, 2023, IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING MEMORANDUM AND ARTICLES OF ASSOCIATION. CMMT 05 JUN 2023: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO CHANGE OF THE MEETING DATE FROM 15 JUN 2023 TO 27 JUN 2023 AND CHANGE OF THE RECORD DATE FROM 09 JUN 2023 TO 20 JUN 2023 AND MODIFICATION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- YICHANG HEC CHANGJIANG PHARMACEUTICAL CO LTD Agenda Number: 715954625 -------------------------------------------------------------------------------------------------------------------------- Security: Y9828F100 Meeting Type: EGM Meeting Date: 22-Aug-2022 Ticker: ISIN: CNE1000023R6 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0801/2022080102548.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/0801/2022080102600.pdf 1 THAT (A) THE EXECUTION OF THE ENERGY Mgmt For For PURCHASE FRAMEWORK AGREEMENT (AS DEFINED IN THE CIRCULAR) BY ANY DIRECTOR(S) OF THE COMPANY BE AND IS HEREBY APPROVED, CONFIRMED AND RATIFIED; AND (B) THE TRANSACTIONS CONTEMPLATED UNDER THE ENERGY PURCHASE FRAMEWORK AGREEMENT AND THE PROPOSED ANNUAL CAP FOR THE YEAR ENDING 31 DECEMBER 2022 AS SET OUT IN THE CIRCULAR BE AND ARE HEREBY APPROVED 2 THAT (A) THE EXECUTION OF THE APIS PURCHASE Mgmt For For AGREEMENT (AS DEFINED IN THE CIRCULAR) BY ANY DIRECTOR(S) OF THE COMPANY BE AND IS HEREBY APPROVED, CONFIRMED AND RATIFIED; AND (B) THE TRANSACTIONS CONTEMPLATED UNDER THE APIS PURCHASE AGREEMENT AND THE PROPOSED ANNUAL CAP FOR THE YEAR ENDING 31 DECEMBER 2022 AS SET OUT IN THE CIRCULAR BE AND ARE HEREBY APPROVED 3 THAT (A) THE EXECUTION OF THE PACKAGING AND Mgmt For For PRODUCTION MATERIALS PURCHASE FRAMEWORK AGREEMENT (AS DEFINED IN THE CIRCULAR) BY ANY DIRECTOR(S) OF THE COMPANY BE AND IS HEREBY APPROVED, CONFIRMED AND RATIFIED; AND (B) THE TRANSACTIONS CONTEMPLATED UNDER THE PACKAGING AND PRODUCTION MATERIALS PURCHASE FRAMEWORK AGREEMENT AND THE PROPOSED ANNUAL CAP FOR THE YEAR ENDING 31 DECEMBER 2022 AS SET OUT IN THE CIRCULAR BE AND ARE HEREBY APPROVED 4 THAT (A) THE EXECUTION OF THE EQUIPMENT Mgmt For For PURCHASE AND CIVIL CONSTRUCTION FRAMEWORK AGREEMENT (AS DEFINED IN THE CIRCULAR) BY ANY DIRECTOR(S) OF THE COMPANY BE AND IS HEREBY APPROVED, CONFIRMED AND RATIFIED; AND (B) THE TRANSACTIONS CONTEMPLATED UNDER THE EQUIPMENT PURCHASE AND CIVIL CONSTRUCTION FRAMEWORK AGREEMENT AND THE PROPOSED ANNUAL CAP FOR THE YEAR ENDING 31 DECEMBER 2022 AS SET OUT IN THE CIRCULAR BE AND ARE HEREBY APPROVED 5 THAT (A) THE EXECUTION OF THE ENTRUSTED Mgmt For For PROCESSING FRAMEWORK AGREEMENT (AS DEFINED IN THE CIRCULAR) BY ANY DIRECTOR(S) OF THE COMPANY BE AND IS HEREBY APPROVED, CONFIRMED AND RATIFIED; AND (B) THE TRANSACTIONS CONTEMPLATED UNDER THE ENTRUSTED PROCESSING FRAMEWORK AGREEMENT AND THE PROPOSED ANNUAL CAP FOR THE YEAR ENDING 31 DECEMBER 2022 AS SET OUT IN THE CIRCULAR BE AND ARE HEREBY APPROVED 6 THAT (A) THE EXECUTION OF THE LEASING AND Mgmt For For OTHER SERVICES FRAMEWORK AGREEMENT (AS DEFINED IN THE CIRCULAR) BY ANY DIRECTOR(S) OF THE COMPANY BE AND IS HEREBY APPROVED, CONFIRMED AND RATIFIED; AND (B) THE TRANSACTIONS CONTEMPLATED UNDER THE LEASING AND OTHER SERVICES FRAMEWORK AGREEMENT AND THE PROPOSED ANNUAL CAP FOR THE YEAR ENDING 31 DECEMBER 2022 AS SET OUT IN THE CIRCULAR BE AND ARE HEREBY APPROVED 7 THAT (A) THE EXECUTION OF THE APIS AND Mgmt For For PHARMACEUTICAL PRODUCTS SALES FRAMEWORK AGREEMENT (AS DEFINED IN THE CIRCULAR) BY ANY DIRECTOR(S) OF THE COMPANY BE AND IS HEREBY APPROVED, CONFIRMED AND RATIFIED; AND (B) THE TRANSACTIONS CONTEMPLATED UNDER THE APIS AND PHARMACEUTICAL PRODUCTS SALES FRAMEWORK AGREEMENT AND THE PROPOSED ANNUAL CAP FOR THE YEAR ENDING 31 DECEMBER 2022 AS SET OUT IN THE CIRCULAR BE AND ARE HEREBY APPROVED 8 THAT (A) THE EXECUTION OF THE ENTRUSTED Mgmt For For PRODUCTION AND INSPECTION SERVICES FRAMEWORK AGREEMENT (AS DEFINED IN THE CIRCULAR) BY ANY DIRECTOR(S) OF THE COMPANY BE AND IS HEREBY APPROVED, CONFIRMED AND RATIFIED; AND (B) THE TRANSACTIONS CONTEMPLATED UNDER THE ENTRUSTED PRODUCTION AND INSPECTION SERVICES FRAMEWORK AGREEMENT AND THE PROPOSED ANNUAL CAP FOR THE YEAR ENDING 31 DECEMBER 2022 AS SET OUT IN THE CIRCULAR BE AND ARE HEREBY APPROVED CMMT 02 AUG 2022: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- YICHANG HEC CHANGJIANG PHARMACEUTICAL CO LTD Agenda Number: 716328112 -------------------------------------------------------------------------------------------------------------------------- Security: Y9828F100 Meeting Type: EGM Meeting Date: 24-Nov-2022 Ticker: ISIN: CNE1000023R6 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1103/2022110301990.pdf https://www1.hkexnews.hk/listedco/listconew s/sehk/2022/1103/2022110302002.pdf 1 THAT (A) THE EXISTING ARTICLES OF Mgmt For For ASSOCIATION OF THE COMPANY BE AND ARE HEREBY AMENDED IN THE MANNER AS SET OUT IN APPENDIX I TO THE CIRCULAR OF THE COMPANY DATED NOVEMBER 3, 2022 (THE CIRCULAR); AND (B) THE NEW ARTICLES OF ASSOCIATION BE AND ARE HEREBY APPROVED AND ADOPTED AS THE NEW SET OF ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION OF THE COMPANY IN ITS ENTIRETY 2 THAT (A) THE EXISTING PROCEDURAL RULES OF Mgmt For For THE BOARD OF THE COMPANY BE AND ARE HEREBY AMENDED IN THE MANNER AS SET OUT IN APPENDIX II TO THE CIRCULAR; AND (B) THE NEW PROCEDURAL RULES OF THE BOARD OF THE COMPANY BE AND ARE HEREBY APPROVED AND ADOPTED AS THE NEW SET OF PROCEDURAL RULES OF THE BOARD OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING PROCEDURAL RULES OF THE BOARD OF THE COMPANY IN ITS ENTIRETY -------------------------------------------------------------------------------------------------------------------------- YICHANG HEC CHANGJIANG PHARMACEUTICAL CO LTD Agenda Number: 716764104 -------------------------------------------------------------------------------------------------------------------------- Security: Y9828F100 Meeting Type: EGM Meeting Date: 28-Mar-2023 Ticker: ISIN: CNE1000023R6 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0309/2023030901051.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0309/2023030901053.pdf 1 (A) THE ENTERING INTO THE EQUITY TRANSFER Mgmt For For AGREEMENT AS DEFINED AND DESCRIBED IN THE CIRCULAR OF THE COMPANY DATED 10 MARCH 2023 AND ALL THE TRANSACTIONS CONTEMPLATED THEREUNDER, BE AND HEREBY APPROVED, CONFIRMED AND RATIFIED; AND (B) ANY ONE OF THE DIRECTORS OF THE COMPANY BE AND HEREBY AUTHORISED TO SIGN, EXECUTE, PERFECT, DELIVER AND DO ALL SUCH DOCUMENTS, DEEDS, ACTS, MATTERS AND THINGS, AS THE CASE MAY BE, AS HE/SHE MAY IN HIS/HER DISCRETION CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT IN CONNECTION WITH THE PERFORMANCE OF THE RIGHTS AND/OR OBLIGATIONS UNDER THE EQUITY TRANSFER AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER -------------------------------------------------------------------------------------------------------------------------- YICHANG HEC CHANGJIANG PHARMACEUTICAL CO LTD Agenda Number: 717113524 -------------------------------------------------------------------------------------------------------------------------- Security: Y9828F100 Meeting Type: CLS Meeting Date: 02-Jun-2023 Ticker: ISIN: CNE1000023R6 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0421/2023042101587.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0421/2023042101607.pdf 1 TO CONSIDER AND APPROVE THE GENERAL Mgmt For For MANDATES TO THE BOARD TO REPURCHASE H SHARES -------------------------------------------------------------------------------------------------------------------------- YICHANG HEC CHANGJIANG PHARMACEUTICAL CO LTD Agenda Number: 717255740 -------------------------------------------------------------------------------------------------------------------------- Security: Y9828F100 Meeting Type: AGM Meeting Date: 02-Jun-2023 Ticker: ISIN: CNE1000023R6 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO REVIEW AND APPROVE THE REPORT OF THE Mgmt For For BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2022 2 TO REVIEW AND APPROVE THE REPORT OF THE Mgmt For For BOARD OF SUPERVISORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2022 3 TO REVIEW AND APPROVE THE CONSOLIDATED Mgmt For For FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2022 4 TO REVIEW AND APPROVE THE 2022 ANNUAL Mgmt For For REPORT OF THE COMPANY 5 TO REVIEW AND APPROVE THE RE-APPOINTMENT OF Mgmt For For KPMG AS AUDITOR OF THE COMPANY FOR A TERM UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, AND AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE ITS REMUNERATION 6 TO CONSIDER AND APPROVE THE GENERAL Mgmt Against Against MANDATES TO THE BOARD TO ISSUE SHARES 7 TO CONSIDER AND APPROVE THE GENERAL Mgmt For For MANDATES TO THE BOARD TO REPURCHASE H SHARES 8 THAT (A) THE EXECUTION OF THE ENERGY Mgmt For For PURCHASE FRAMEWORK AGREEMENT (AS DEFINED IN THE CIRCULAR) BY ANY DIRECTOR(S) OF THE COMPANY BE AND IS HEREBY APPROVED, CONFIRMED AND RATIFIED; AND (B) THE TRANSACTIONS CONTEMPLATED UNDER THE ENERGY PURCHASE FRAMEWORK AGREEMENT AND THE PROPOSED ANNUAL CAPS FOR THE THREE YEARS ENDING 31 DECEMBER 2023, 2024 AND 2025 AS SET OUT IN THE CIRCULAR BE AND ARE HEREBY APPROVED 9 THAT (A) THE EXECUTION OF THE APIS PURCHASE Mgmt For For AGREEMENT (AS DEFINED IN THE CIRCULAR) BY ANY DIRECTOR(S) OF THE COMPANY BE AND IS HEREBY APPROVED, CONFIRMED AND RATIFIED; AND (B) THE TRANSACTIONS CONTEMPLATED UNDER THE APIS PURCHASE AGREEMENT AND THE PROPOSED ANNUAL CAPS FOR THE THREE YEARS ENDING 31 DECEMBER 2023, 2024 AND 2025 AS SET OUT IN THE CIRCULAR BE AND ARE HEREBY APPROVED 10 THAT (A) THE EXECUTION OF THE PACKAGING AND Mgmt For For PRODUCTION MATERIALS PURCHASE FRAMEWORK AGREEMENT (AS DEFINED IN THE CIRCULAR) BY ANY DIRECTOR(S) OF THE COMPANY BE AND IS HEREBY APPROVED, CONFIRMED AND RATIFIED; AND (B) THE TRANSACTIONS CONTEMPLATED UNDER THE PACKAGING AND PRODUCTION MATERIALS PURCHASE FRAMEWORK AGREEMENT AND THE PROPOSED ANNUAL CAPS FOR THE THREE YEARS ENDING 31 DECEMBER 2023, 2024 AND 2025 AS SET OUT IN THE CIRCULAR BE AND ARE HEREBY APPROVED 11 THAT (A) THE EXECUTION OF THE EQUIPMENT Mgmt For For PURCHASE AND CIVIL CONSTRUCTION FRAMEWORK AGREEMENT (AS DEFINED IN THE CIRCULAR) BY ANY DIRECTOR(S) OF THE COMPANY BE AND IS HEREBY APPROVED, CONFIRMED AND RATIFIED; AND (B) THE TRANSACTIONS CONTEMPLATED UNDER THE EQUIPMENT PURCHASE AND CIVIL CONSTRUCTION FRAMEWORK AGREEMENT AND THE PROPOSED ANNUAL CAPS FOR THE THREE YEARS ENDING 31 DECEMBER 2023, 2024 AND 2025 AS SET OUT IN THE CIRCULAR BE AND ARE HEREBY APPROVED 12 THAT (A) THE EXECUTION OF THE ENTRUSTED Mgmt For For PROCESSING FRAMEWORK AGREEMENT (AS DEFINED IN THE CIRCULAR) BY ANY DIRECTOR(S) OF THE COMPANY BE AND IS HEREBY APPROVED, CONFIRMED AND RATIFIED; AND (B) THE TRANSACTIONS CONTEMPLATED UNDER THE ENTRUSTED PROCESSING FRAMEWORK AGREEMENT AND THE PROPOSED ANNUAL CAPS FOR THE THREE YEARS ENDING 31 DECEMBER 2023, 2024 AND 2025 AS SET OUT IN THE CIRCULAR BE AND ARE HEREBY APPROVED 13 THAT (A) THE EXECUTION OF THE EQUIPMENT Mgmt For For SALES FRAMEWORK AGREEMENT (AS DEFINED IN THE CIRCULAR) BY ANY DIRECTOR(S) OF THE COMPANY BE AND IS HEREBY APPROVED, CONFIRMED AND RATIFIED; AND (B) THE TRANSACTIONS CONTEMPLATED UNDER THE EQUIPMENT SALES FRAMEWORK AGREEMENT AND THE PROPOSED ANNUAL CAP FOR THE YEAR ENDING 31 DECEMBER 2023 AS SET OUT IN THE CIRCULAR BE AND ARE HEREBY APPROVED 14 THAT (A) THE EXECUTION OF THE ENTRUSTED Mgmt For For PRODUCTION AND INSPECTION SERVICES FRAMEWORK AGREEMENT (AS DEFINED IN THE CIRCULAR) BY ANY DIRECTOR(S) OF THE COMPANY BE AND IS HEREBY APPROVED, CONFIRMED AND RATIFIED; AND (B) THE TRANSACTIONS CONTEMPLATED UNDER THE ENTRUSTED PRODUCTION AND INSPECTION SERVICES FRAMEWORK AGREEMENT AND THE PROPOSED ANNUAL CAPS FOR THE THREE YEARS ENDING 31 DECEMBER 2023, 2024 AND 2025 AS SET OUT IN THE CIRCULAR BE AND ARE HEREBY APPROVED CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0516/2023051600374.pdf, CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 880187 DUE TO RECEIVED UPDATED AGENDA WITH ADDITIONAL RESOLUTIONS 8 TO 14. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU -------------------------------------------------------------------------------------------------------------------------- ZAI LAB LTD Agenda Number: 935861965 -------------------------------------------------------------------------------------------------------------------------- Security: 98887Q104 Meeting Type: Annual Meeting Date: 20-Jun-2023 Ticker: ZLAB ISIN: US98887Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. THAT, Samantha (Ying) Du is hereby Mgmt For For re-elected to serve as a director until the 2024 annual general meeting 2. THAT, Kai-Xian Chen is hereby re-elected to Mgmt For For serve as a director until the 2024 annual general meeting 3. THAT, John D. Diekman is hereby re-elected Mgmt For For to serve as a director until the 2024 annual general meeting 4. THAT, Richard Gaynor is hereby re-elected Mgmt For For to serve as a director until the 2024 annual general meeting 5. THAT, Nisa Leung is hereby re-elected to Mgmt For For serve as a director until the 2024 annual general meeting 6. THAT, William Lis is hereby re-elected to Mgmt For For serve as a director until the 2024 annual general meeting 7. THAT, Scott Morrison is hereby re-elected Mgmt For For to serve as a director until the 2024 annual general meeting 8. THAT, Leon O. Moulder, Jr. is hereby Mgmt For For re-elected to serve as a director until the 2024 annual general meeting 9. THAT, Michel Vounatsos is hereby elected to Mgmt For For serve as a director until the 2024 annual general meeting 10. THAT, Peter Wirth is hereby re-elected to Mgmt For For serve as a director until the 2024 annual general meeting 11. THAT, the appointment of KPMG LLP and KPMG Mgmt For For as the Company's independent registered public accounting firms and auditors to audit the Company's consolidated financial statements to be filed with the U.S. Securities and Exchange Commission and The Stock Exchange of Hong Kong Limited for the year ending December 31, 2023, respectively, is hereby approved. 12. THAT, the authority of the Board of Mgmt For For Directors to fix the auditor compensation for 2023, is hereby approved. 13. THAT, on an advisory basis, the Mgmt Against Against compensation of the Company's named executive officers, as disclosed in this proxy statement, is hereby approved. 14. THAT, within the parameters of Rule 13.36 Mgmt Against Against of the HK Listing Rules, the granting of a general mandate to the Board of Directors to allot and issue ordinary shares and/or American Depositary Shares of up to 20% of the total number of issued ordinary shares of the Company as of the date of passing of such ordinary resolution up to the next annual general meeting of shareholders of the Company, is hereby approved. 15. THAT, if Ordinary Resolution 14 is not Mgmt Against Against approved, within the parameters of Rule 13.36 of the HK Listing Rules, the granting of a general mandate to the Board of Directors to allot and issue ordinary shares and/or American Depositary Shares of up to 10% of the total number of issued ordinary shares of the Company as of the date of passing of such ordinary resolution up to the next annual general meeting of shareholders of the Company, is hereby approved. -------------------------------------------------------------------------------------------------------------------------- ZHAOKE OPHTHALMOLOGY LIMITED Agenda Number: 717132916 -------------------------------------------------------------------------------------------------------------------------- Security: G989M5101 Meeting Type: AGM Meeting Date: 25-May-2023 Ticker: ISIN: KYG989M51017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO CONSIDER AND RECEIVE THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF DIRECTORS (THE "DIRECTORS") OF THE COMPANY AND THE AUDITORS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2022 2 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY 3 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY 4 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against THE DIRECTORS TO ISSUE SHARES OF THE COMPANY BY ADDING THERETO THE SHARES TO BE BOUGHT BACK BY THE COMPANY 5.I TO RE-ELECT MR. DAI XIANGRONG AS AN Mgmt For For EXECUTIVE DIRECTOR OF THE COMPANY 5.II TO RE-ELECT MS. LEELALERTSUPHAKUN WANEE AS Mgmt For For A NON-EXECUTIVE DIRECTOR OF THE COMPANY 5.III TO RE-ELECT MS. CAI LI AS A NON-EXECUTIVE Mgmt For For DIRECTOR OF THE COMPANY 5.IV TO RE-ELECT MR. LIEW FUI KIANG AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY 6 TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For COMPANY (THE "BOARD") TO FIX THE REMUNERATION OF THE DIRECTORS 7 TO RE-APPOINT KPMG AS AUDITORS OF THE Mgmt For For COMPANY AND AUTHORISE THE BOARD TO FIX THEIR REMUNERATION CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0427/2023042700091.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2023/0427/2023042700087.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING NETLease Corporate Real Estate ETF -------------------------------------------------------------------------------------------------------------------------- AGREE REALTY CORPORATION Agenda Number: 935795762 -------------------------------------------------------------------------------------------------------------------------- Security: 008492100 Meeting Type: Annual Meeting Date: 11-May-2023 Ticker: ADC ISIN: US0084921008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Merrie Frankel Mgmt For For John Rakolta, Jr. Mgmt For For Jerome Rossi Mgmt For For 2. To ratify the appointment of Grant Thornton Mgmt For For LLP as our independent registered public accounting firm for 2023. 3. To approve, by non-binding vote, executive Mgmt For For compensation. 4. To approve, by non-binding vote, the Mgmt 1 Year For frequency of executive compensation votes. -------------------------------------------------------------------------------------------------------------------------- ALPINE INCOME PROPERTY TRUST, INC. Agenda Number: 935826062 -------------------------------------------------------------------------------------------------------------------------- Security: 02083X103 Meeting Type: Annual Meeting Date: 24-May-2023 Ticker: PINE ISIN: US02083X1037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Mr. John P. Albright Mgmt For For 1.2 Election of Director: Mr. Mark O. Decker Mgmt For For 1.3 Election of Director: Ms. Rachel Elias Wein Mgmt For For 1.4 Election of Director: Mr. M. Carson Good Mgmt For For 1.5 Election of Director: Mr. Andrew C. Mgmt For For Richardson 1.6 Election of Director: Mr. Jeffrey S. Mgmt For For Yarckin 2. Ratify the appointment of Grant Thornton Mgmt For For LLP as our independent registered public accounting firm for fiscal year 2023 -------------------------------------------------------------------------------------------------------------------------- BROADSTONE NET LEASE INC Agenda Number: 935786799 -------------------------------------------------------------------------------------------------------------------------- Security: 11135E203 Meeting Type: Annual Meeting Date: 04-May-2023 Ticker: BNL ISIN: US11135E2037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Laurie A. Hawkes Mgmt For For 1.2 Election of Director: John D. Moragne Mgmt For For 1.3 Election of Director: Denise Mgmt For For Brooks-Williams 1.4 Election of Director: Michael A. Coke Mgmt For For 1.5 Election of Director: Jessica Duran Mgmt For For 1.6 Election of Director: Laura Felice Mgmt For For 1.7 Election of Director: David M. Jacobstein Mgmt For For 1.8 Election of Director: Shekar Narasimhan Mgmt For For 1.9 Election of Director: James H. Watters Mgmt For For 2. To amend and restate the Company's Articles Mgmt For For of Incorporation as further described in the Company's 2023 proxy statement. 3. To approve, in a non-binding advisory vote, Mgmt For For the compensation of the Company's named executive officers as described in the Company's 2023 proxy statement. 4. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- EPR PROPERTIES Agenda Number: 935817467 -------------------------------------------------------------------------------------------------------------------------- Security: 26884U109 Meeting Type: Annual Meeting Date: 24-May-2023 Ticker: EPR ISIN: US26884U1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Trustee: Peter C. Brown Mgmt For For 1.2 Election of Trustee: John P. Case III Mgmt For For 1.3 Election of Trustee: James B. Connor Mgmt For For 1.4 Election of Trustee: Virginia E. Shanks Mgmt For For 1.5 Election of Trustee: Gregory K. Silvers Mgmt For For 1.6 Election of Trustee: Robin P. Sterneck Mgmt For For 1.7 Election of Trustee: Lisa G. Trimberger Mgmt For For 1.8 Election of Trustee: Caixia Y. Ziegler Mgmt For For 2. To approve, on a non-binding advisory Mgmt For For basis, the compensation of the Company's named executive officers as disclosed in these proxy materials. 3. To ratify the appointment of KPMG LLP as Mgmt For For the Company's independent registered public accounting firm for 2023. 4. To approve, on a non-binding advisory Mgmt 1 Year For basis, holding a shareholder advisory vote on the Compensation of the Company's named executive officers, every one, two or three years as indicated. -------------------------------------------------------------------------------------------------------------------------- ESSENTIAL PROPERTIES REALTY TRUST, INC. Agenda Number: 935801945 -------------------------------------------------------------------------------------------------------------------------- Security: 29670E107 Meeting Type: Annual Meeting Date: 15-May-2023 Ticker: EPRT ISIN: US29670E1073 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Paul T. Bossidy Mgmt For For 1.2 Election of Director: Joyce DeLucca Mgmt For For 1.3 Election of Director: Scott A. Estes Mgmt For For 1.4 Election of Director: Peter M. Mavoides Mgmt For For 1.5 Election of Director: Lawrence J. Minich Mgmt For For 1.6 Election of Director: Heather L. Neary Mgmt For For 1.7 Election of Director: Stephen D. Sautel Mgmt For For 1.8 Election of Director: Janaki Sivanesan Mgmt For For 2. To approve, on an advisory basis, the Mgmt Against Against compensation of the company's named executive officers as more particularly described in the proxy statement. 3. To approve the Essential Properties Realty Mgmt Against Against Trust, Inc. 2023 Incentive Plan. 4. To ratify the appointment of Grant Thornton Mgmt For For LLP as the company's Independent Registered Public Accounting Firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- FOUR CORNERS PROPERTY TRUST, INC. Agenda Number: 935839893 -------------------------------------------------------------------------------------------------------------------------- Security: 35086T109 Meeting Type: Annual Meeting Date: 08-Jun-2023 Ticker: FCPT ISIN: US35086T1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: William H. Lenehan 1b. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: John S. Moody 1c. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Douglas B. Hansen 1d. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Charles L. Jemley 1e. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Barbara Jesuele 1f. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Marran H. Ogilvie 1g. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Toni Steele 1h. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Liz Tennican 2. Ratification of the appointment of KPMG LLP Mgmt For For as our independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. To approve, on a non-binding advisory Mgmt For For basis, the compensation of our named executive officers. 4. To approve, on a non-binding advisory Mgmt 1 Year For basis, the frequency with which we will conduct the non-binding advisory vote on executive compensation. -------------------------------------------------------------------------------------------------------------------------- GAMING AND LEISURE PROPERTIES, INC. Agenda Number: 935856940 -------------------------------------------------------------------------------------------------------------------------- Security: 36467J108 Meeting Type: Annual Meeting Date: 15-Jun-2023 Ticker: GLPI ISIN: US36467J1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director to hold office until Mgmt For For the 2024 Annual Meeting: Peter M. Carlino 1.2 Election of Director to hold office until Mgmt For For the 2024 Annual Meeting: JoAnne A. Epps 1.3 Election of Director to hold office until Mgmt For For the 2024 Annual Meeting: Carol ("Lili") Lynton 1.4 Election of Director to hold office until Mgmt For For the 2024 Annual Meeting: Joseph W. Marshal, III 1.5 Election of Director to hold office until Mgmt For For the 2024 Annual Meeting: James B. Perry 1.6 Election of Director to hold office until Mgmt For For the 2024 Annual Meeting: Barry F. Schwartz 1.7 Election of Director to hold office until Mgmt For For the 2024 Annual Meeting: Earl C. Shanks 1.8 Election of Director to hold office until Mgmt For For the 2024 Annual Meeting: E. Scott Urdang 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the current fiscal year. 3. To approve, on a non-binding advisory Mgmt For For basis, the Company's executive compensation. 4. To approve, on a non-binding advisory Mgmt 1 Year For basis, the frequency of future advisory votes to approve the Company's executive compensation. -------------------------------------------------------------------------------------------------------------------------- GETTY REALTY CORP. Agenda Number: 935779201 -------------------------------------------------------------------------------------------------------------------------- Security: 374297109 Meeting Type: Annual Meeting Date: 25-Apr-2023 Ticker: GTY ISIN: US3742971092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Christopher J. Mgmt For For Constant 1b. Election of Director: Milton Cooper Mgmt For For 1c. Election of Director: Philip E. Coviello Mgmt For For 1d. Election of Director: Evelyn Leon Infurna Mgmt For For 1e. Election of Director: Mary Lou Malanoski Mgmt For For 1f. Election of Director: Howard B. Safenowitz Mgmt For For 2. ADVISORY (NON-BINDING) VOTE ON NAMED Mgmt For For EXECUTIVE COMPENSATION (SAY-ON-PAY). 3. ADVISORY (NON-BINDING) VOTE ON THE Mgmt 1 Year For FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION (SAY-ON-FREQUENCY). 4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2023. -------------------------------------------------------------------------------------------------------------------------- GLADSTONE COMMERCIAL CORPORATION Agenda Number: 935785317 -------------------------------------------------------------------------------------------------------------------------- Security: 376536108 Meeting Type: Annual Meeting Date: 04-May-2023 Ticker: GOOD ISIN: US3765361080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michela English Mgmt Withheld Against Anthony Parker Mgmt Withheld Against 2. To ratify our Audit Committee's selection Mgmt For For of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- GLOBAL NET LEASE, INC. Agenda Number: 935833841 -------------------------------------------------------------------------------------------------------------------------- Security: 379378201 Meeting Type: Annual Meeting Date: 29-Jun-2023 Ticker: GNL ISIN: US3793782018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: James L. Nelson Mgmt Withheld Against 1b. Election of Director: Edward M. Weil, Jr. Mgmt Withheld Against 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- INDUSTRIAL LOGISTICS PROPERTY TRUST Agenda Number: 935809965 -------------------------------------------------------------------------------------------------------------------------- Security: 456237106 Meeting Type: Annual Meeting Date: 01-Jun-2023 Ticker: ILPT ISIN: US4562371066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Independent Trustee: Bruce M. Mgmt For For Gans 1b. Election of Independent Trustee: Lisa Mgmt Withheld Against Harris Jones 1c. Election of Independent Trustee: Joseph L. Mgmt For For Morea 1d. Election of Independent Trustee: Kevin C. Mgmt Withheld Against Phelan 1e. Election of Independent Trustee: June S. Mgmt For For Youngs 1f. Election of Managing Trustee: Matthew P. Mgmt For For Jordan 1g. Election of Managing Trustee: Adam D. Mgmt Withheld Against Portnoy 2. Advisory vote to approve executive Mgmt For For compensation. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as independent auditors to serve for the 2023 fiscal year. -------------------------------------------------------------------------------------------------------------------------- INNOVATIVE INDUSTRIAL PROPERTIES, INC. Agenda Number: 935835910 -------------------------------------------------------------------------------------------------------------------------- Security: 45781V101 Meeting Type: Annual Meeting Date: 07-Jun-2023 Ticker: IIPR ISIN: US45781V1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director to serve until the Mgmt For For next Annual Meeting: Alan Gold 1.2 Election of Director to serve until the Mgmt For For next Annual Meeting: Gary Kreitzer 1.3 Election of Director to serve until the Mgmt For For next Annual Meeting: Mary Curran 1.4 Election of Director to serve until the Mgmt For For next Annual Meeting: Scott Shoemaker 1.5 Election of Director to serve until the Mgmt For For next Annual Meeting: Paul Smithers 1.6 Election of Director to serve until the Mgmt For For next Annual Meeting: David Stecher 2. Ratification of the appointment of BDO USA, Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. 3. Approval on a non-binding advisory basis of Mgmt For For the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- LXP INDUSTRIAL TRUST Agenda Number: 935821579 -------------------------------------------------------------------------------------------------------------------------- Security: 529043101 Meeting Type: Annual Meeting Date: 23-May-2023 Ticker: LXP ISIN: US5290431015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Trustee: T. Wilson Eglin Mgmt For For 1.2 Election of Trustee: Lawrence L. Gray Mgmt For For 1.3 Election of Trustee: Arun Gupta Mgmt For For 1.4 Election of Trustee: Jamie Handwerker Mgmt For For 1.5 Election of Trustee: Derrick Johnson Mgmt For For 1.6 Election of Trustee: Claire A. Koeneman Mgmt Against Against 1.7 Election of Trustee: Nancy Elizabeth Noe Mgmt For For 1.8 Election of Trustee: Howard Roth Mgmt For For 2. To consider and vote upon an advisory, Mgmt For For non-binding resolution to approve the compensation of the named executive officers, as disclosed in the accompanying proxy statement. 3. To consider and vote upon an advisory, Mgmt 1 Year For non-binding recommendation on the frequency of future advisory votes on executive compensation. 4. To consider and vote upon the ratification Mgmt For For of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- NETSTREIT CORP. Agenda Number: 935806197 -------------------------------------------------------------------------------------------------------------------------- Security: 64119V303 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: NTST ISIN: US64119V3033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Mark Manheimer Mgmt For For 1b. Election of Director: Todd Minnis Mgmt For For 1c. Election of Director: Michael Christodolou Mgmt For For 1d. Election of Director: Heidi Everett Mgmt For For 1e. Election of Director: Matthew Troxell Mgmt For For 1f. Election of Director: Lori Wittman Mgmt For For 1g. Election of Director: Robin Zeigler Mgmt For For 2. Ratification of appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for 2023. 3. Approval, on an advisory basis, of the Mgmt Against Against compensation of NETSTREIT Corp.'s named executive officers. -------------------------------------------------------------------------------------------------------------------------- NNN REIT, INC. Agenda Number: 935819550 -------------------------------------------------------------------------------------------------------------------------- Security: 637417106 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: NNN ISIN: US6374171063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve for a term Mgmt For For ending at the 2024 annual meeting: Pamela K. M. Beall 1b. Election of Director to serve for a term Mgmt For For ending at the 2024 annual meeting: Steven D. Cosler 1c. Election of Director to serve for a term Mgmt For For ending at the 2024 annual meeting: David M. Fick 1d. Election of Director to serve for a term Mgmt For For ending at the 2024 annual meeting: Edward J. Fritsch 1e. Election of Director to serve for a term Mgmt For For ending at the 2024 annual meeting: Elizabeth C. Gulacsy 1f. Election of Director to serve for a term Mgmt For For ending at the 2024 annual meeting: Kevin B. Habicht 1g. Election of Director to serve for a term Mgmt For For ending at the 2024 annual meeting: Betsy D. Holden 1h. Election of Director to serve for a term Mgmt For For ending at the 2024 annual meeting: Stephen A. Horn, Jr. 1i. Election of Director to serve for a term Mgmt For For ending at the 2024 annual meeting: Kamau O. Witherspoon 2. Non-binding advisory vote to approve the Mgmt For For compensation of our named executive officers as described in this Proxy Statement. 3. Non-binding advisory vote to approve the Mgmt 1 Year For frequency of future non-binding advisory votes by stockholders on the compensation of our named executive officers. 4. Approval of an amendment to the Company's Mgmt For For 2017 Performance Incentive Plan. 5. Ratification of the selection of our Mgmt For For independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- ONE LIBERTY PROPERTIES, INC. Agenda Number: 935854061 -------------------------------------------------------------------------------------------------------------------------- Security: 682406103 Meeting Type: Annual Meeting Date: 13-Jun-2023 Ticker: OLP ISIN: US6824061039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class 2 Director: Charles L. Mgmt Against Against Biederman 1.2 Election of Class 2 Director: Patrick J. Mgmt For For Callan, Jr. 1.3 Election of Class 2 Director: Jeffrey A. Mgmt For For Gould 2. A proposal to approve, by non-binding vote, Mgmt Against Against executive compensation of the Company for the year ended December 31, 2022, as disclosed in the accompanying proxy statement. 3. A proposal to approve, by non-binding vote, Mgmt 1 Year Against the frequency of future non-binding votes on executive compensation. 4. A proposal to ratify the appointment of Mgmt For For Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- POSTAL REALTY TRUST INC Agenda Number: 935842559 -------------------------------------------------------------------------------------------------------------------------- Security: 73757R102 Meeting Type: Annual Meeting Date: 09-Jun-2023 Ticker: PSTL ISIN: US73757R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Patrick R. Donahoe Mgmt For For Barry Lefkowitz Mgmt Withheld Against Jane Gural-Senders Mgmt Withheld Against Anton Feingold Mgmt Withheld Against Andrew Spodek Mgmt For For 2. Ratification of the appointment of BDO USA, Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- REALTY INCOME CORPORATION Agenda Number: 935806248 -------------------------------------------------------------------------------------------------------------------------- Security: 756109104 Meeting Type: Annual Meeting Date: 23-May-2023 Ticker: O ISIN: US7561091049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve until the Mgmt For For 2024 Annual meeting: Priscilla Almodovar 1b. Election of Director to serve until the Mgmt For For 2024 Annual meeting: Jacqueline Brady 1c. Election of Director to serve until the Mgmt For For 2024 Annual meeting: A. Larry Chapman 1d. Election of Director to serve until the Mgmt For For 2024 Annual meeting: Reginald H. Gilyard 1e. Election of Director to serve until the Mgmt For For 2024 Annual meeting: Mary Hogan Preusse 1f. Election of Director to serve until the Mgmt For For 2024 Annual meeting: Priya Cherian Huskins 1g. Election of Director to serve until the Mgmt For For 2024 Annual meeting: Gerardo I. Lopez 1h. Election of Director to serve until the Mgmt For For 2024 Annual meeting: Michael D. McKee 1i. Election of Director to serve until the Mgmt For For 2024 Annual meeting: Gregory T. McLaughlin 1j. Election of Director to serve until the Mgmt For For 2024 Annual meeting: Ronald L. Merriman 1k. Election of Director to serve until the Mgmt For For 2024 Annual meeting: Sumit Roy 2. The ratification of the appointment of KPMG Mgmt For For LLP as our independent registered public accounting firm for the year ending December 31, 2023. 3. A non-binding advisory proposal to approve Mgmt For For the compensation of our named executive officers as described in the Proxy Statement. 4. A non-binding advisory vote to approve the Mgmt 1 Year For frequency of future non-binding advisory votes by stockholders of the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- SPIRIT REALTY CAPITAL, INC. Agenda Number: 935782373 -------------------------------------------------------------------------------------------------------------------------- Security: 84860W300 Meeting Type: Annual Meeting Date: 03-May-2023 Ticker: SRC ISIN: US84860W3007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director to hold office until Mgmt For For the next annual meeting: Kevin M. Charlton 1.2 Election of Director to hold office until Mgmt For For the next annual meeting: Elizabeth F. Frank 1.3 Election of Director to hold office until Mgmt For For the next annual meeting: Michelle M. Frymire 1.4 Election of Director to hold office until Mgmt For For the next annual meeting: Kristian M. Gathright 1.5 Election of Director to hold office until Mgmt For For the next annual meeting: Richard I. Gilchrist 1.6 Election of Director to hold office until Mgmt For For the next annual meeting: Jackson Hsieh 1.7 Election of Director to hold office until Mgmt For For the next annual meeting: Diana M. Laing 1.8 Election of Director to hold office until Mgmt For For the next annual meeting: Nicholas P. Shepherd 1.9 Election of Director to hold office until Mgmt For For the next annual meeting: Thomas J. Sullivan 2. The ratification of the selection of Ernst Mgmt For For & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. A non-binding, advisory resolution to Mgmt For For approve the compensation of our named executive officers as described in our Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- STAG INDUSTRIAL, INC. Agenda Number: 935778348 -------------------------------------------------------------------------------------------------------------------------- Security: 85254J102 Meeting Type: Annual Meeting Date: 25-Apr-2023 Ticker: STAG ISIN: US85254J1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Benjamin S. Butcher Mgmt For For 1b. Election of Director: Jit Kee Chin Mgmt For For 1c. Election of Director: Virgis W. Colbert Mgmt For For 1d. Election of Director: William R. Crooker Mgmt For For 1e. Election of Director: Michelle S. Dilley Mgmt For For 1f. Election of Director: Jeffrey D. Furber Mgmt For For 1g. Election of Director: Larry T. Guillemette Mgmt For For 1h. Election of Director: Francis X. Jacoby III Mgmt For For 1i. Election of Director: Christopher P. Marr Mgmt For For 1j. Election of Director: Hans S. Weger Mgmt For For 2. The ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2023. 3. The approval of an amendment to the amended Mgmt For For and restated STAG Industrial, Inc. 2011 Equity Incentive Plan. 4. The approval, by non-binding vote, of Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- STORE CAPITAL CORPORATION Agenda Number: 935732518 -------------------------------------------------------------------------------------------------------------------------- Security: 862121100 Meeting Type: Special Meeting Date: 09-Dec-2022 Ticker: STOR ISIN: US8621211007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the merger of STORE Capital Mgmt For For Corporation with and into Ivory REIT, LLC (the "merger"), with Ivory REIT, LLC surviving the merger, as contemplated by the Agreement and Plan of Merger, dated as of September 15, 2022, as may be amended from time to time (the "merger agreement"), among STORE Capital Corporation, Ivory REIT, LLC and Ivory Parent, LLC (the "merger proposal"). 2. To approve, on a non-binding, advisory Mgmt Against Against basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the merger. 3. To approve any adjournment of the special Mgmt For For meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the special meeting to approve the merger proposal. -------------------------------------------------------------------------------------------------------------------------- VICI PROPERTIES INC. Agenda Number: 935779174 -------------------------------------------------------------------------------------------------------------------------- Security: 925652109 Meeting Type: Annual Meeting Date: 27-Apr-2023 Ticker: VICI ISIN: US9256521090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: James R. Abrahamson Mgmt For For 1b. Election of Director: Diana F. Cantor Mgmt For For 1c. Election of Director: Monica H. Douglas Mgmt For For 1d. Election of Director: Elizabeth I. Holland Mgmt For For 1e. Election of Director: Craig Macnab Mgmt For For 1f. Election of Director: Edward B. Pitoniak Mgmt For For 1g. Election of Director: Michael D. Rumbolz Mgmt For For 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. To approve (on a non-binding, advisory Mgmt For For basis) the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- W. P. CAREY INC. Agenda Number: 935811845 -------------------------------------------------------------------------------------------------------------------------- Security: 92936U109 Meeting Type: Annual Meeting Date: 15-Jun-2023 Ticker: WPC ISIN: US92936U1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Mark A. Alexander 1b. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Constantin H. Beier 1c. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Tonit M. Calaway 1d. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Peter J. Farrell 1e. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Robert J. Flanagan 1f. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Jason E. Fox 1g. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Jean Hoysradt 1h. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Margaret G. Lewis 1i. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Christopher J. Niehaus 1j. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Elisabeth T. Stheeman 1k. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Nick J.M. van Ommen 2. To Approve the Advisory Resolution on Mgmt For For Executive Compensation. 3. Ratification of Appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2023. Roundhill Acquirers Deep Value ETF -------------------------------------------------------------------------------------------------------------------------- ACCO BRANDS CORPORATION Agenda Number: 935803634 -------------------------------------------------------------------------------------------------------------------------- Security: 00081T108 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: ACCO ISIN: US00081T1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Joseph B. Burton Mgmt For For 1b. Election of Director: Kathleen S. Dvorak Mgmt For For 1c. Election of Director: Boris Elisman Mgmt For For 1d. Election of Director: Pradeep Jotwani Mgmt For For 1e. Election of Director: Robert J. Keller Mgmt For For 1f. Election of Director: Thomas Kroeger Mgmt For For 1g. Election of Director: Ron Lombardi Mgmt For For 1h. Election of Director: Graciela I. Mgmt For For Monteagudo 1i. Election of Director: E. Mark Rajkowski Mgmt For For 2. The ratification of the appointment of KPMG Mgmt For For LLP as our independent registered public accounting firm for 2023. 3. The approval, by non-binding advisory vote, Mgmt For For of the compensation of our named executive officers. 4. The approval, by non-binding advisory vote, Mgmt 1 Year For of the frequency of holding an advisory vote on the compensation of our named executive officers. 5. The approval of an amendment to the 2022 Mgmt For For ACCO Brands Corporation Incentive Plan to increase the number of shares reserved for issuance. -------------------------------------------------------------------------------------------------------------------------- ADEIA INC. Agenda Number: 935816249 -------------------------------------------------------------------------------------------------------------------------- Security: 00676P107 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: ADEA ISIN: US00676P1075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Paul E. Davis Mgmt For For 1b. Election of Director: V Sue Molina Mgmt For For 1c. Election of Director: Daniel Moloney Mgmt For For 1d. Election of Director: Tonia O'Connor Mgmt For For 1e. Election of Director: Raghavendra Rau Mgmt For For 2. To hold an advisory vote to approve the Mgmt For For compensation of the Company's named executive officers. 3. Recommending a vote every 1 year on the Mgmt 1 Year For frequency of future non-binding advisory votes on executive compensation. 4. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- ADVANSIX INC Agenda Number: 935847371 -------------------------------------------------------------------------------------------------------------------------- Security: 00773T101 Meeting Type: Annual Meeting Date: 15-Jun-2023 Ticker: ASIX ISIN: US00773T1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Erin N. Kane Mgmt For For 1b. Election of Director: Farha Aslam Mgmt For For 1c. Election of Director: Darrell K. Hughes Mgmt For For 1d. Election of Director: Todd D. Karran Mgmt For For 1e. Election of Director: Gena C. Lovett Mgmt For For 1f. Election of Director: Daniel F. Sansone Mgmt For For 1g. Election of Director: Sharon S. Spurlin Mgmt For For 1h. Election of Director: Patrick S. Williams Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accountants for 2023. 3. An advisory vote to approve executive Mgmt For For compensation. 4. An advisory vote on the frequency of future Mgmt 1 Year For advisory votes to approve executive compensation. -------------------------------------------------------------------------------------------------------------------------- AMC NETWORKS INC Agenda Number: 935857891 -------------------------------------------------------------------------------------------------------------------------- Security: 00164V103 Meeting Type: Annual Meeting Date: 15-Jun-2023 Ticker: AMCX ISIN: US00164V1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Matthew C. Blank Mgmt For For Joseph M. Cohen Mgmt Withheld Against Debra G. Perelman Mgmt For For Leonard Tow Mgmt Withheld Against Carl E. Vogel Mgmt Withheld Against 2. Ratification of the appointment of KPMG LLP Mgmt For For as our independent registered public accounting firm for 2023 3. Advisory vote on Named Executive Officer Mgmt Against Against compensation 4. Vote on stockholder proposal regarding a Mgmt For Against policy on executive stock retention -------------------------------------------------------------------------------------------------------------------------- AMERICA'S CAR-MART, INC. Agenda Number: 935689109 -------------------------------------------------------------------------------------------------------------------------- Security: 03062T105 Meeting Type: Annual Meeting Date: 30-Aug-2022 Ticker: CRMT ISIN: US03062T1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a term of one Mgmt For For year: Ann G. Bordelon 1b. Election of Director for a term of one Mgmt For For year: Julia K. Davis 1c. Election of Director for a term of one Mgmt For For year: Daniel J. Englander 1d. Election of Director for a term of one Mgmt For For year: William H. Henderson 1e. Election of Director for a term of one Mgmt For For year: Dawn C. Morris 1f. Election of Director for a term of one Mgmt For For year: Joshua G. Welch 1g. Election of Director for a term of one Mgmt For For year: Jeffrey A. Williams 2. To approve an advisory resolution regarding Mgmt For For the Company's compensation of its named executive officers. 3. To ratify the selection of Grant Thornton Mgmt For For LLP as the independent registered public accounting firm for the fiscal year ending April 30, 2023. 4. To approve an amendment to the Company's Mgmt For For Amended and Restated Stock Option Plan, increasing the number of shares authorized for issuance under the plan by 185,000. -------------------------------------------------------------------------------------------------------------------------- AMERICAN AXLE & MANUFACTURING HLDGS, INC Agenda Number: 935784000 -------------------------------------------------------------------------------------------------------------------------- Security: 024061103 Meeting Type: Annual Meeting Date: 04-May-2023 Ticker: AXL ISIN: US0240611030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: James A. McCaslin Mgmt For For 1.2 Election of Director: William P. Miller II Mgmt For For 1.3 Election of Director: Sandra E. Pierce Mgmt For For 2. Approval, on an advisory basis, of the Mgmt For For compensation of the Company's named executive officers. 3. Approval, on an advisory basis, of the Mgmt 1 Year For frequency of future advisory votes on executive compensation. 4. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- AMERISAFE, INC. Agenda Number: 935856596 -------------------------------------------------------------------------------------------------------------------------- Security: 03071H100 Meeting Type: Annual Meeting Date: 09-Jun-2023 Ticker: AMSF ISIN: US03071H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael J. Brown Mgmt For For G. Janelle Frost Mgmt For For Sean M. Traynor Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers as described in the Proxy Statement. 3. To recommend, on an advisory basis, the Mgmt 1 Year For frequency of advisory votes to approve compensation of the Company's named executive officers. 4. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- ANYWHERE REAL ESTATE INC. Agenda Number: 935786220 -------------------------------------------------------------------------------------------------------------------------- Security: 75605Y106 Meeting Type: Annual Meeting Date: 03-May-2023 Ticker: HOUS ISIN: US75605Y1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a one-year term Mgmt For For expiring in 2024: Fiona P. Dias 1b. Election of Director for a one-year term Mgmt For For expiring in 2024: Matthew J. Espe 1c. Election of Director for a one-year term Mgmt For For expiring in 2024: V. Ann Hailey 1d. Election of Director for a one-year term Mgmt For For expiring in 2024: Bryson R. Koehler 1e. Election of Director for a one-year term Mgmt For For expiring in 2024: Duncan L. Niederauer 1f. Election of Director for a one-year term Mgmt For For expiring in 2024: Egbert L. J. Perry 1g. Election of Director for a one-year term Mgmt For For expiring in 2024: Ryan M. Schneider 1h. Election of Director for a one-year term Mgmt For For expiring in 2024: Enrique Silva 1i. Election of Director for a one-year term Mgmt For For expiring in 2024: Sherry M. Smith 1j. Election of Director for a one-year term Mgmt For For expiring in 2024: Christopher S. Terrill 1k. Election of Director for a one-year term Mgmt For For expiring in 2024: Felicia Williams 1l. Election of Director for a one-year term Mgmt For For expiring in 2024: Michael J. Williams 2. Advisory Approval of the Compensation of Mgmt For For Our Named Executive Officers. 3. Ratification of the Appointment of Mgmt For For PricewaterhouseCoopers LLP to serve as our Registered Public Accounting Firm for 2023. 4. Proposal to approve the Second Amended and Mgmt Against Against Restated 2018 Long-Term Incentive Plan. 5. Proposal to approve the amendment of our Mgmt For For Certificate of Incorporation to limit the liability of certain officers of the Company. -------------------------------------------------------------------------------------------------------------------------- ARGAN, INC. Agenda Number: 935860608 -------------------------------------------------------------------------------------------------------------------------- Security: 04010E109 Meeting Type: Annual Meeting Date: 20-Jun-2023 Ticker: AGX ISIN: US04010E1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Rainer H. Bosselmann Mgmt For For Cynthia A. Flanders Mgmt For For Peter W. Getsinger Mgmt For For William F. Griffin, Jr. Mgmt For For John R. Jeffrey, Jr. Mgmt For For Mano S. Koilpillai Mgmt For For William F. Leimkuhler Mgmt For For W.G. Champion Mitchell Mgmt For For James W. Quinn Mgmt For For David H. Watson Mgmt For For 2. To approve the allocation of 500,000 shares Mgmt For For of our common stock reserved for issuance under the 2020 Stock Plan. 3. The non-binding advisory approval of our Mgmt Against Against executive compensation (the "say-on-pay" vote). 4. The ratification of the appointment of Mgmt For For Grant Thornton LLP as our independent registered public accountants for the fiscal year ending January 31, 2024. -------------------------------------------------------------------------------------------------------------------------- ATKORE INC. Agenda Number: 935748775 -------------------------------------------------------------------------------------------------------------------------- Security: 047649108 Meeting Type: Annual Meeting Date: 27-Jan-2023 Ticker: ATKR ISIN: US0476491081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jeri L. Isbell Mgmt For For 1b. Election of Director: Wilbert W. James, Jr. Mgmt For For 1c. Election of Director: Betty R. Johnson Mgmt For For 1d. Election of Director: Justin A. Kershaw Mgmt For For 1e. Election of Director: Scott H. Muse Mgmt For For 1f. Election of Director: Michael V. Schrock Mgmt For For 1g. Election of Director: William R. VanArsdale Mgmt Abstain Against 1h. Election of Director: William E. Waltz Jr. Mgmt For For 1i. Election of Director: A. Mark Zeffiro Mgmt For For 2. The non-binding advisory vote approving Mgmt For For executive compensation. 3. The non-binding advisory vote on the Mgmt 1 Year For frequency of future advisory votes on executive compensation. 4. The ratification of Deloitte & Touche LLP Mgmt For For as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2023. -------------------------------------------------------------------------------------------------------------------------- BARRETT BUSINESS SERVICES, INC. Agenda Number: 935838512 -------------------------------------------------------------------------------------------------------------------------- Security: 068463108 Meeting Type: Annual Meeting Date: 05-Jun-2023 Ticker: BBSI ISIN: US0684631080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director to a one-year term: Mgmt For For Thomas J. Carley 1.2 Election of Director to a one-year term: Mgmt For For Joseph S. Clabby 1.3 Election of Director to a one-year term: Mgmt For For Thomas B. Cusick 1.4 Election of Director to a one-year term: Mgmt For For Gary E. Kramer 1.5 Election of Director to a one-year term: Mgmt For For Anthony Meeker 1.6 Election of Director to a one-year term: Mgmt For For Carla A. Moradi 1.7 Election of Director to a one-year term: Mgmt For For Alexandra Morehouse 1.8 Election of Director to a one-year term: Mgmt For For Vincent P. Price 2. Approval of the Barrett Business Services, Mgmt For For Inc. Amended and Restated 2020 Stock Incentive Plan. 3. Advisory vote to approve executive Mgmt For For compensation. 4. Advisory vote on the frequency of holding Mgmt 1 Year For future advisory votes on executive compensation. 5. Ratification of selection of Deloitte and Mgmt For For Touche LLP as our independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- BERKSHIRE HILLS BANCORP, INC. Agenda Number: 935833536 -------------------------------------------------------------------------------------------------------------------------- Security: 084680107 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: BHLB ISIN: US0846801076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Baye Adofo-Wilson Mgmt For For David M. Brunelle Mgmt For For Nina A. Charnley Mgmt For For Mihir A. Desai Mgmt For For William H. Hughes III Mgmt For For Jeffrey W. Kip Mgmt For For Sylvia Maxfield Mgmt For For Nitin J. Mhatre Mgmt For For Laurie Norton Moffatt Mgmt For For Karyn Polito Mgmt For For Eric S. Rosengren Mgmt For For Michael A. Zaitzeff Mgmt For For 2. To provide an advisory vote on executive Mgmt For For compensation practices as described in the Proxy Statement. 3. To ratify the appointment of Crowe LLP as Mgmt For For the Company's Independent Registered Public Accounting firm for the fiscal year 2023. 4. To provide an advisory vote with respect to Mgmt 1 Year For the frequency with which shareholders will vote on Berkshire's executive compensation. -------------------------------------------------------------------------------------------------------------------------- BLUELINX HOLDINGS INC Agenda Number: 935837712 -------------------------------------------------------------------------------------------------------------------------- Security: 09624H208 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: BXC ISIN: US09624H2085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Anuj Dhanda Mgmt For For Dominic DiNapoli Mgmt For For Kim S. Fennebresque Mgmt For For Keith A. Haas Mgmt For For Mitchell B. Lewis Mgmt For For Shyam K. Reddy Mgmt For For J. David Smith Mgmt For For Carol B. Yancey Mgmt For For Marietta Edmunds Zakas Mgmt For For 2. Proposal to ratify the appointment of Ernst Mgmt For For & Young LLP as our independent registered public accounting firm for fiscal year 2023. 3. Proposal to approve the non-binding, Mgmt For For advisory resolution regarding the executive compensation described in the proxy statement. 4. Proposal to recommend, by non-binding, Mgmt 1 Year For advisory vote, the frequency of future advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- CARGURUS, INC. Agenda Number: 935831102 -------------------------------------------------------------------------------------------------------------------------- Security: 141788109 Meeting Type: Annual Meeting Date: 06-Jun-2023 Ticker: CARG ISIN: US1417881091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Langley Steinert Mgmt Withheld Against 2. To ratify the selection of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2023. 3. To approve, on a non-binding advisory Mgmt For For basis, the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- COWEN INC. Agenda Number: 935721818 -------------------------------------------------------------------------------------------------------------------------- Security: 223622606 Meeting Type: Special Meeting Date: 15-Nov-2022 Ticker: COWN ISIN: US2236226062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To adopt the Agreement and Plan of Merger, Mgmt For For dated as of August 1, 2022, by and among Cowen Inc., The Toronto-Dominion Bank and Crimson Holdings Acquisition Co., as it may be amended from time to time (the "Merger Agreement"). 2. To approve, on an advisory (non-binding) Mgmt Against Against basis, the compensation that may be paid or become payable to Cowen Inc.'s named executive officers that is based on or otherwise related to the Merger Agreement and the transactions contemplated by the Merger Agreement. 3. To adjourn the special meeting of Mgmt For For stockholders of Cowen Inc. (the "Special Meeting"), if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. -------------------------------------------------------------------------------------------------------------------------- DELUXE CORPORATION Agenda Number: 935772637 -------------------------------------------------------------------------------------------------------------------------- Security: 248019101 Meeting Type: Annual Meeting Date: 26-Apr-2023 Ticker: DLX ISIN: US2480191012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR William C. Cobb Mgmt For For Paul R. Garcia Mgmt For For C.E. Mayberry McKissack Mgmt For For Barry C. McCarthy Mgmt For For Don J. McGrath Mgmt For For Thomas J. Reddin Mgmt For For Martyn R. Redgrave Mgmt For For John L. Stauch Mgmt For For Telisa L. Yancy Mgmt For For 2. Advisory vote (non-binding) on compensation Mgmt For For of our Named Executive Officers 3. Advisory vote (non-binding) on the Mgmt 1 Year For frequency of future advisory votes on compensation of our Named Executive Officers 4. Approval of Amendment No. 1 to the Deluxe Mgmt For For Corporation 2022 Stock Incentive Plan 5. Ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023 -------------------------------------------------------------------------------------------------------------------------- DIAMOND HILL INVESTMENT GROUP, INC. Agenda Number: 935801678 -------------------------------------------------------------------------------------------------------------------------- Security: 25264R207 Meeting Type: Annual Meeting Date: 11-May-2023 Ticker: DHIL ISIN: US25264R2076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a) Election of Director for a one year term: Mgmt For For Heather E. Brilliant 1b) Election of Director for a one year term: Mgmt For For Richard S. Cooley 1c) Election of Director for a one year term: Mgmt For For James F. Laird 1d) Election of Director for a one year term: Mgmt For For Paula R. Meyer 1e) Election of Director for a one year term: Mgmt For For Nicole R. St. Pierre 1f) Election of Director for a one year term: Mgmt For For L'Quentus Thomas 1g) Election of Director for a one year term: Mgmt For For Mark Zinkula 2) Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for the fiscal year ended December 31, 2023. 3) Approval on an advisory basis of the 2022 Mgmt For For compensation of the Company's named executive officers. 4) Selection on an advisory basis of the Mgmt 1 Year For frequency of future advisory votes on the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- DONNELLEY FINANCIAL SOLUTIONS, INC. Agenda Number: 935809270 -------------------------------------------------------------------------------------------------------------------------- Security: 25787G100 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: DFIN ISIN: US25787G1004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director for a one-year term: Mgmt For For Luis A. Aguilar 1.2 Election of Director for a one-year term: Mgmt For For Richard L. Crandall 1.3 Election of Director for a one-year term: Mgmt For For Charles D. Drucker 1.4 Election of Director for a one-year term: Mgmt For For Juliet S. Ellis 1.5 Election of Director for a one-year term: Mgmt For For Gary G. Greenfield 1.6 Election of Director for a one-year term: Mgmt For For Jeffrey Jacobowitz 1.7 Election of Director for a one-year term: Mgmt For For Daniel N. Leib 1.8 Election of Director for a one-year term: Mgmt For For Lois M. Martin 1.9 Election of Director for a one-year term: Mgmt For For Chandar Pattabhiram 2. To approve, on an advisory basis, the Mgmt For For Company's executive compensation. 3. To approve, on an advisory basis, the Mgmt 1 Year For Company's frequency of executive compensation vote. 4. To vote to ratify the appointment by the Mgmt For For Audit Committee of Deloitte & Touche LLP as the Company's independent registered public accounting firm. 5. To approve the proposed Employee Stock Mgmt For For Purchase Plan. 6. To approve the proposed amendment of the Mgmt For For Company's Amended and Restated Certificate of Incorporation to permit exculpation of officers. -------------------------------------------------------------------------------------------------------------------------- EAGLE BULK SHIPPING INC. Agenda Number: 935852118 -------------------------------------------------------------------------------------------------------------------------- Security: Y2187A150 Meeting Type: Annual Meeting Date: 14-Jun-2023 Ticker: EGLE ISIN: MHY2187A1507 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Paul M. Leand, Jr. Mgmt For For A. Kate Blankenship Mgmt For For Randee E. Day Mgmt For For Justin A. Knowles Mgmt For For Bart Veldhuizen Mgmt For For Gary Vogel Mgmt For For Gary Weston Mgmt Withheld Against 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the Company's fiscal year 2023. 3. To approve, on an advisory, non-binding Mgmt For For basis, the compensation of named executive officers. 4. To recommend, on a non-binding basis, the Mgmt 1 Year For frequency of future advisory votes on compensation of named executive officers. -------------------------------------------------------------------------------------------------------------------------- ENCORE CAPITAL GROUP, INC. Agenda Number: 935849731 -------------------------------------------------------------------------------------------------------------------------- Security: 292554102 Meeting Type: Annual Meeting Date: 09-Jun-2023 Ticker: ECPG ISIN: US2925541029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Michael P. Monaco Mgmt For For 1b. Election of Director: William C. Goings Mgmt For For 1c. Election of Director: Ashwini (Ash) Gupta Mgmt For For 1d. Election of Director: Wendy G. Hannam Mgmt For For 1e. Election of Director: Jeffrey A. Hilzinger Mgmt For For 1f. Election of Director: Angela A. Knight Mgmt For For 1g. Election of Director: Laura Newman Olle Mgmt For For 1h. Election of Director: Richard P. Stovsky Mgmt For For 1i. Election of Director: Ashish Masih Mgmt For For 2. Non-binding advisory vote to approve the Mgmt For For compensation of the Company's named executive officers. 3. Ratification of the appointment of BDO USA, Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- ENNIS, INC. Agenda Number: 935663799 -------------------------------------------------------------------------------------------------------------------------- Security: 293389102 Meeting Type: Annual Meeting Date: 14-Jul-2022 Ticker: EBF ISIN: US2933891028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director for a term ending in Mgmt For For 2025: John R. Blind 1.2 Election of Director for a term ending in Mgmt For For 2025: Barbara T. Clemens 1.3 Election of Director for a term ending in Mgmt For For 2025: Michael J. Schaefer 2. Ratification of Grant Thornton LLP as our Mgmt For For independent registered public accounting firm for fiscal year 2023. 3. Non-binding advisory approval of the Mgmt For For Company's compensation of its named executive officers. 4. In their discretion, the Proxies are Mgmt Against Against authorized to vote upon such other business as may properly come before the meeting. -------------------------------------------------------------------------------------------------------------------------- ETHAN ALLEN INTERIORS INC. Agenda Number: 935713861 -------------------------------------------------------------------------------------------------------------------------- Security: 297602104 Meeting Type: Annual Meeting Date: 09-Nov-2022 Ticker: ETD ISIN: US2976021046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve until the Mgmt For For 2023 Annual Meeting: M. Farooq Kathwari 1b. Election of Director to serve until the Mgmt For For 2023 Annual Meeting: Maria Eugenia Casar 1c. Election of Director to serve until the Mgmt For For 2023 Annual Meeting: Dr. John Clark 1d. Election of Director to serve until the Mgmt For For 2023 Annual Meeting: John J. Dooner, Jr. 1e. Election of Director to serve until the Mgmt For For 2023 Annual Meeting: David M. Sable 1f. Election of Director to serve until the Mgmt For For 2023 Annual Meeting: Tara I. Stacom 1g. Election of Director to serve until the Mgmt For For 2023 Annual Meeting: Cynthia Ekberg Tsai 2. To approve by a non-binding advisory vote, Mgmt For For executive compensation of the Company's Named Executive Officers. 3. To ratify the appointment of CohnReznick Mgmt For For LLP as the Company's independent registered public accounting firm for the 2023 fiscal year. -------------------------------------------------------------------------------------------------------------------------- EUROSEAS LTD. Agenda Number: 935888264 -------------------------------------------------------------------------------------------------------------------------- Security: Y23592135 Meeting Type: Annual Meeting Date: 23-Jun-2023 Ticker: ESEA ISIN: MHY235921357 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Aristides J. Pittas* Mgmt Withheld Against Anastasios Aslidis* Mgmt Withheld Against Aristides P. Pittas* Mgmt Withheld Against Andreas Papathomas# Mgmt Withheld Against 2. APPROVAL OF APPOINTMENT OF AUDITORS: Mgmt For For Approval of the appointment of Deloitte Certified Public Accountants, S.A. as the Company's independent auditors for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- FUTUREFUEL CORP Agenda Number: 935698475 -------------------------------------------------------------------------------------------------------------------------- Security: 36116M106 Meeting Type: Annual Meeting Date: 22-Sep-2022 Ticker: FF ISIN: US36116M1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director to serve for a Mgmt Withheld Against three-year term expiring 2023: Donald C. Bedell 1.2 Election of Director to serve for a Mgmt For For three-year term expiring 2023: Terrance C.Z. Egger 1.3 Election of Director to serve for a Mgmt For For three-year term expiring 2023: Ronald J. Kruszewski 2. To ratify the appointment of RSM US LLP as Mgmt For For our independent auditor for the year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- GLOBAL INDUSTRIAL COMPANY Agenda Number: 935835895 -------------------------------------------------------------------------------------------------------------------------- Security: 37892E102 Meeting Type: Annual Meeting Date: 05-Jun-2023 Ticker: GIC ISIN: US37892E1029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Richard B. Leeds Mgmt Withheld Against Bruce Leeds Mgmt Withheld Against Robert Leeds Mgmt Withheld Against Barry Litwin Mgmt Withheld Against Chad M. Lindbloom Mgmt For For Paul S. Pearlman Mgmt For For Robert D. Rosenthal Mgmt Withheld Against Thomas R. Suozzi Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Company's independent auditor for fiscal year 2023. 3. An advisory (non-binding) vote on the Mgmt For For compensation of the Company's named executive officers. 4. An advisory (non-binding) vote on the Mgmt 1 Year For frequency of future advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- GLOBAL SHIP LEASE, INC. Agenda Number: 935846800 -------------------------------------------------------------------------------------------------------------------------- Security: Y27183600 Meeting Type: Annual Meeting Date: 06-Jun-2023 Ticker: GSL ISIN: MHY271836006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Term III Director to serve Mgmt For For until the 2026 Annual Meeting: Michael S. Gross 1b. Election of Term III Director to serve Mgmt For For until the 2026 Annual Meeting: Menno van Lacum 1c. Election of Term III Director to serve Mgmt For For until the 2026 Annual Meeting: Alain Wils 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers S.A., as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- GRAFTECH INTERNATIONAL LTD. Agenda Number: 935821606 -------------------------------------------------------------------------------------------------------------------------- Security: 384313508 Meeting Type: Annual Meeting Date: 10-May-2023 Ticker: EAF ISIN: US3843135084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director for a three-year term Mgmt For For until the 2026 Annual Meeting: Jean-Marc Germain 1.2 Election of Director for a three-year term Mgmt Against Against until the 2026 Annual Meeting: Henry R. Keizer 1.3 Election of Director for a three-year term Mgmt For For until the 2026 Annual Meeting: Marcel Kessler 2. Ratify the selection of Deloitte & Touche Mgmt For For as our independent registered public accounting firm for 2023 3. Approve, on an advisory basis, our named Mgmt For For executive officer compensation -------------------------------------------------------------------------------------------------------------------------- GREEN BRICK PARTNERS, INC. Agenda Number: 935849452 -------------------------------------------------------------------------------------------------------------------------- Security: 392709101 Meeting Type: Annual Meeting Date: 13-Jun-2023 Ticker: GRBK ISIN: US3927091013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Elizabeth K. Blake Mgmt For For Harry Brandler Mgmt For For James R. Brickman Mgmt For For David Einhorn Mgmt For For Kathleen Olsen Mgmt Withheld Against Richard S. Press Mgmt Withheld Against Lila Manassa Murphy Mgmt Withheld Against 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 3. To approve, on an advisory basis, the Mgmt 1 Year Against frequency of future advisory votes on executive compensation. 4. To ratify the appointment of RSM US LLP as Mgmt For For the Independent Registered Public Accounting Firm of the Company to serve for the 2023 fiscal year. -------------------------------------------------------------------------------------------------------------------------- GUESS?, INC. Agenda Number: 935827951 -------------------------------------------------------------------------------------------------------------------------- Security: 401617105 Meeting Type: Annual Meeting Date: 05-May-2023 Ticker: GES ISIN: US4016171054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director to serve until the Mgmt For For Company's 2024 annual meeting: Carlos Alberini 1.2 Election of Director to serve until the Mgmt Withheld Against Company's 2024 annual meeting: Anthony Chidoni 1.3 Election of Director to serve until the Mgmt Withheld Against Company's 2024 annual meeting: Cynthia Livingston 1.4 Election of Director to serve until the Mgmt For For Company's 2024 annual meeting: Maurice Marciano 1.5 Election of Director to serve until the Mgmt For For Company's 2024 annual meeting: Paul Marciano 1.6 Election of Director to serve until the Mgmt For For Company's 2024 annual meeting: Deborah Weinswig 1.7 Election of Director to serve until the Mgmt Withheld Against Company's 2024 annual meeting: Alex Yemenidjian 2. Advisory vote on the compensation of our Mgmt Against Against named executive officers. 3. Advisory vote on the frequency of future Mgmt 1 Year For advisory votes on the compensation of our named executive officers. 4. To ratify the appointment of the Mgmt For For independent auditor for the fiscal year ending February 3, 2024. -------------------------------------------------------------------------------------------------------------------------- HAVERTY FURNITURE COMPANIES, INC. Agenda Number: 935790522 -------------------------------------------------------------------------------------------------------------------------- Security: 419596101 Meeting Type: Annual Meeting Date: 08-May-2023 Ticker: HVT ISIN: US4195961010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael R. Cote Mgmt For For L. Allison Dukes Mgmt Withheld Against G. Thomas Hough Mgmt Withheld Against 2. Approval of Non-Employee Director Mgmt For For Compensation Plan. 3. Advisory Vote on Executive Compensation. Mgmt For For 4. Ratification of the appointment of Grant Mgmt For For Thornton LLP as our independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- HAWKINS, INC. Agenda Number: 935680187 -------------------------------------------------------------------------------------------------------------------------- Security: 420261109 Meeting Type: Annual Meeting Date: 04-Aug-2022 Ticker: HWKN ISIN: US4202611095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR James A. Faulconbridge Mgmt For For Patrick H. Hawkins Mgmt For For Yi "Faith" Tang Mgmt For For Mary J. Schumacher Mgmt For For Daniel J. Stauber Mgmt For For James T. Thompson Mgmt For For Jeffrey L. Wright Mgmt For For Jeffrey E. Spethmann Mgmt For For 2. Non-binding advisory vote to approve Mgmt For For executive compensation ("say-on-pay"). -------------------------------------------------------------------------------------------------------------------------- HEIDRICK & STRUGGLES INTERNATIONAL, INC. Agenda Number: 935835427 -------------------------------------------------------------------------------------------------------------------------- Security: 422819102 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: HSII ISIN: US4228191023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Elizabeth L. Axelrod Mgmt For For Mary E.G. Bear Mgmt For For Lyle Logan Mgmt For For T. Willem Mesdag Mgmt For For Krishnan Rajagopalan Mgmt For For Stacey Rauch Mgmt For For Adam Warby Mgmt For For 2. Advisory vote to approve Named Executive Mgmt For For Officer compensation. 3. Advisory vote to hold future advisory votes Mgmt 1 Year For on Named Executive Officer compensation every one, two or three years, as indicated. 4. Ratification of the appointment of RSM US Mgmt For For LLP as the Company's independent registered public accounting firm for 2023. 5. Approval of the Fourth Amended and Restated Mgmt For For Heidrick & Struggles 2012 GlobalShare Program. -------------------------------------------------------------------------------------------------------------------------- HERBALIFE NUTRITION LTD. Agenda Number: 935778374 -------------------------------------------------------------------------------------------------------------------------- Security: G4412G101 Meeting Type: Annual Meeting Date: 26-Apr-2023 Ticker: HLF ISIN: KYG4412G1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Michael O. Johnson Mgmt For For 1b. Election of Director: Richard H. Carmona Mgmt For For 1c. Election of Director: Celine Del Genes Mgmt For For 1d. Election of Director: Stephan Paulo Mgmt For For Gratziani 1e. Election of Director: Kevin M. Jones Mgmt For For 1f. Election of Director: Sophie L'Helias Mgmt For For 1g. Election of Director: Alan W. LeFevre Mgmt For For 1h. Election of Director: Juan Miguel Mendoza Mgmt For For 1i. Election of Director: Don Mulligan Mgmt For For 1j. Election of Director: Maria Otero Mgmt For For 2. Approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers. 3. Advise as to the frequency of shareholder Mgmt 1 Year For advisory votes on compensation of the Company's named executive officers. 4. Approve, as a special resolution, the name Mgmt For For change of the Company from "Herbalife Nutrition Ltd." to "Herbalife Ltd.". 5. Approve the Company's 2023 Stock Incentive Mgmt Against Against Plan. 6. Ratify, on an advisory basis, the Mgmt For For appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2023. -------------------------------------------------------------------------------------------------------------------------- HIBBETT, INC. Agenda Number: 935836049 -------------------------------------------------------------------------------------------------------------------------- Security: 428567101 Meeting Type: Annual Meeting Date: 07-Jun-2023 Ticker: HIBB ISIN: US4285671016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Director: Anthony F. Mgmt For For Crudele 1.2 Election of Class III Director: Pamela J. Mgmt For For Edwards 1.3 Election of Class III Director: James A. Mgmt For For Hilt 2. Ratification of the selection of Ernst & Mgmt For For Young LLP as the Independent Registered Public Accounting Firm for Fiscal 2024. 3. Say on Pay - Approval, by non-binding Mgmt For For advisory vote, of the compensation of our named executive officers. 4. Say When on Pay - Approval, by non-binding Mgmt 1 Year For advisory vote, of the frequency of shareholder votes to approve the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- HOVNANIAN ENTERPRISES, INC. Agenda Number: 935764452 -------------------------------------------------------------------------------------------------------------------------- Security: 442487401 Meeting Type: Annual Meeting Date: 28-Mar-2023 Ticker: HOV ISIN: US4424874018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Ara K. Hovnanian Mgmt For For 1b. Election of Director: Robert B. Coutts Mgmt For For 1c. Election of Director: Miriam Mgmt For For Hernandez-Kakol 1d. Election of Director: Edward A. Kangas Mgmt Against Against 1e. Election of Director: Joseph A. Marengi Mgmt Against Against 1f. Election of Director: Vincent Pagano Jr. Mgmt Against Against 1g. Election of Director: Robin S. Sellers Mgmt Against Against 1h. Election of Director: J. Larry Sorsby Mgmt For For 2. Ratification of the selection of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for fiscal 2023. 3. Approval, in a non-binding advisory vote, Mgmt For For of the compensation of our named executive officers. 4. To recommend, by non-binding advisory vote, Mgmt 1 Year For whether a shareholder advisory vote to approve the compensation of our named executive officers should occur every one, two or three years. -------------------------------------------------------------------------------------------------------------------------- INFRASTRUCTURE AND ENERGY ALTERNATIVES Agenda Number: 935711110 -------------------------------------------------------------------------------------------------------------------------- Security: 45686J104 Meeting Type: Special Meeting Date: 07-Oct-2022 Ticker: IEA ISIN: US45686J1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To adopt the Agreement and Plan of Merger, Mgmt For For dated as of July 24, 2022 (such agreement, as it may be amended from time to time, the "merger agreement"), by and among Infrastructure and Energy Alternatives, Inc. ("IEA"), MasTec, Inc. ("MasTec") and Indigo Acquisition I Corp., a direct wholly owned subsidiary of MasTec ("Merger Sub"), pursuant to which, upon the terms and subject to the conditions of the merger agreement, Merger Sub will merge with and into IEA (the "merger"), with IEA surviving the merger and becoming a wholly owned subsidiary of MasTec. 2. To approve on an advisory (non-binding) Mgmt For For basis the compensation that may be paid or become payable to IEA's named executive officers that is based on or otherwise relates to the merger (the "merger-related compensation proposal"). 3. To approve the adjournment of the special Mgmt For For meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve the merger agreement proposal (the "adjournment proposal"). -------------------------------------------------------------------------------------------------------------------------- INGLES MARKETS, INCORPORATED Agenda Number: 935754449 -------------------------------------------------------------------------------------------------------------------------- Security: 457030104 Meeting Type: Annual Meeting Date: 14-Feb-2023 Ticker: IMKTA ISIN: US4570301048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ernest E. Ferguson Mgmt Withheld Against John R. Lowden Mgmt Withheld Against 2. To approve, by non-binding vote, executive Mgmt For For compensation, as disclosed in the Proxy Statement. 3. Stockholder proposal concerning equal Shr For Against voting rights for each share. -------------------------------------------------------------------------------------------------------------------------- INSTEEL INDUSTRIES, INC. Agenda Number: 935754451 -------------------------------------------------------------------------------------------------------------------------- Security: 45774W108 Meeting Type: Annual Meeting Date: 14-Feb-2023 Ticker: IIIN ISIN: US45774W1080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Abney S. Boxley III Mgmt Withheld Against Anne H. Lloyd Mgmt For For W. Allen Rogers II Mgmt Withheld Against 2. Advisory vote to approve the compensation Mgmt For For of our executive officers. 3. Advisory vote on the frequency of future Mgmt 1 Year For advisory votes on the compensation of our executive officers. 4. Ratification of appointment of Grant Mgmt For For Thornton LLP as our independent registered public accounting firm for our fiscal year 2023. -------------------------------------------------------------------------------------------------------------------------- INTERFACE, INC. Agenda Number: 935792918 -------------------------------------------------------------------------------------------------------------------------- Security: 458665304 Meeting Type: Annual Meeting Date: 15-May-2023 Ticker: TILE ISIN: US4586653044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: John P. Burke Mgmt For For 1.2 Election of Director: Dwight Gibson Mgmt For For 1.3 Election of Director: Daniel T. Hendrix Mgmt For For 1.4 Election of Director: Laurel M. Hurd Mgmt For For 1.5 Election of Director: Christopher G. Mgmt For For Kennedy 1.6 Election of Director: Joseph Keough Mgmt For For 1.7 Election of Director: Catherine M. Kilbane Mgmt For For 1.8 Election of Director: K. David Kohler Mgmt For For 1.9 Election of Director: Robert T. O'Brien Mgmt For For 2. Approval, on an advisory basis, of Mgmt For For executive compensation. 3. Advisory vote on frequency of vote on Mgmt 1 Year For executive compensation. 4. Ratification of the appointment of BDO USA, Mgmt For For LLP as independent auditors for 2023. -------------------------------------------------------------------------------------------------------------------------- IRONWOOD PHARMACEUTICALS, INC. Agenda Number: 935849818 -------------------------------------------------------------------------------------------------------------------------- Security: 46333X108 Meeting Type: Annual Meeting Date: 20-Jun-2023 Ticker: IRWD ISIN: US46333X1081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mark Currie, Ph.D. Mgmt Withheld Against Alexander Denner, Ph.D. Mgmt For For Andrew Dreyfus Mgmt For For Jon Duane Mgmt For For Marla Kessler Mgmt For For Thomas McCourt Mgmt For For Julie McHugh Mgmt For For Catherine Moukheibir Mgmt For For Jay Shepard Mgmt For For 2. Approval, by non-binding advisory vote, of Mgmt For For the compensation paid to the named executive officers. 3. To recommend, by non-binding advisory vote, Mgmt 1 Year For the frequency of future advisory votes on the compensation paid to the named executive officers. 4. Approval of Ironwood Pharmaceuticals, Mgmt For For Inc.'s Amended and Restated 2019 Equity Incentive Plan. 5. Ratification of the selection of Ernst & Mgmt For For Young LLP as Ironwood Pharmaceuticals, Inc.'s independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- ITURAN LOCATION AND CONTROL LTD. Agenda Number: 935739740 -------------------------------------------------------------------------------------------------------------------------- Security: M6158M104 Meeting Type: Annual Meeting Date: 14-Dec-2022 Ticker: ITRN ISIN: IL0010818685 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To appoint Fahn Kanne & co. as the Mgmt For For Company's independent auditors for the fiscal year 2022 and until the close of the next Shareholders' Annual General Meeting. 2.1 Elect to serve as director in Class A for Mgmt For For additional period until third succeeding Annual General Meeting thereafter: Eyal Sheratzky 2.2 Elect to serve as director in Class A for Mgmt For For additional period until third succeeding Annual General Meeting thereafter: Efraim Sheratzky 2.3 Elect to serve as director in Class A for Mgmt For For additional period until third succeeding Annual General Meeting thereafter: Tal Sheratzky-Jaffa 2.4 Elect to serve as director in Class A for Mgmt Against Against additional period until third succeeding Annual General Meeting thereafter: Yoav Kahane (Director and an Independent Director) 3. To re-elect Mr. Gidon Kotler, an external Mgmt For For director of the Company, to office for an additional term of three years, which will commence on April 30, 2023. 3A. Please indicate if you have a "Controlling Mgmt Against or Personal Interest" in the above Proposal 3. By marking FOR=YES or AGAINST=NO. Your vote will not be counted on Proposal 3 if you do not indicate a vote on this proposal. 4. To approve the renewal of the Compensation Mgmt For For Policy of the Company that was approved by the shareholders in the general meeting held on December 12, 2019. 4A. Please indicate if you have a "Personal Mgmt Against Interest" in the above Proposal 4. By marking FOR=YES or AGAINST=NO. Your vote will not be counted on Proposal 4 if you do not indicate a vote on this proposal. -------------------------------------------------------------------------------------------------------------------------- JOHN B. SANFILIPPO & SON, INC. Agenda Number: 935712174 -------------------------------------------------------------------------------------------------------------------------- Security: 800422107 Meeting Type: Annual Meeting Date: 03-Nov-2022 Ticker: JBSS ISIN: US8004221078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Pamela Forbes Mgmt For For Lieberman 1.2 Election of Director: Mercedes Romero Mgmt For For 1.3 Election of Director: Ellen C. Taaffe Mgmt For For 2. Ratification of the Audit Committee's Mgmt For For appointment of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the 2023 fiscal year. 3. Advisory vote to approve executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- KFORCE INC. Agenda Number: 935782359 -------------------------------------------------------------------------------------------------------------------------- Security: 493732101 Meeting Type: Annual Meeting Date: 20-Apr-2023 Ticker: KFRC ISIN: US4937321010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director: Derrick D. Mgmt For For Brooks 1.2 Election of Class II Director: Ann E. Mgmt For For Dunwoody 1.3 Election of Class II Director: N. John Mgmt For For Simmons 2. Ratify the appointment of Deloitte & Touche Mgmt For For LLP as Kforce's independent registered public accountants for 2023. 3. Advisory vote on Kforce's executive Mgmt For For compensation. 4. Approve the Kforce Inc. 2023 Stock Mgmt For For Incentive Plan. 5. Advisory vote regarding the frequency of Mgmt 1 Year For future advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- KRONOS WORLDWIDE, INC. Agenda Number: 935802315 -------------------------------------------------------------------------------------------------------------------------- Security: 50105F105 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: KRO ISIN: US50105F1057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: James M. Buch Mgmt Withheld Against 1.2 Election of Director: Loretta J. Feehan Mgmt Withheld Against 1.3 Election of Director: John E. Harper Mgmt For For 1.4 Election of Director: Meredith W. Mendes Mgmt For For 1.5 Election of Director: Cecil H. Moore, Jr. Mgmt For For 1.6 Election of Director: Michael S. Simmons Mgmt Withheld Against 1.7 Election of Director: Thomas P. Stafford Mgmt For For 1.8 Election of Director: R. Gerald Turner Mgmt For For 2. Nonbinding advisory vote approving named Mgmt Against Against executive officer compensation. 3. Nonbinding advisory vote on the preferred Mgmt 1 Year For frequency of executive officer compensation votes. -------------------------------------------------------------------------------------------------------------------------- LA-Z-BOY INCORPORATED Agenda Number: 935690304 -------------------------------------------------------------------------------------------------------------------------- Security: 505336107 Meeting Type: Annual Meeting Date: 30-Aug-2022 Ticker: LZB ISIN: US5053361078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Erika L. Alexander Mgmt For For Sarah M. Gallagher Mgmt For For James P. Hackett Mgmt For For Janet E. Kerr Mgmt For For Michael T. Lawton Mgmt For For W. Alan McCollough Mgmt For For Rebecca L. O'Grady Mgmt For For Lauren B. Peters Mgmt For For Melinda D. Whittington Mgmt For For 2. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. 3. To approve, through a non-binding advisory Mgmt For For vote, the compensation of our named executive officers as disclosed in the Proxy Statement. 4. To approve the La-Z-Boy Incorporated 2022 Mgmt For For Omnibus Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- MALIBU BOATS, INC. Agenda Number: 935717453 -------------------------------------------------------------------------------------------------------------------------- Security: 56117J100 Meeting Type: Annual Meeting Date: 03-Nov-2022 Ticker: MBUU ISIN: US56117J1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael K. Hooks Mgmt For For Jack D. Springer Mgmt For For John E. Stokely Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2023. 3. Approval, on a non-binding advisory basis, Mgmt For For of the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- MARCUS & MILLICHAP, INC. Agenda Number: 935779679 -------------------------------------------------------------------------------------------------------------------------- Security: 566324109 Meeting Type: Annual Meeting Date: 02-May-2023 Ticker: MMI ISIN: US5663241090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Norma J. Lawrence Mgmt For For Hessam Nadji Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers as disclosed in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- MARINEMAX, INC. Agenda Number: 935752635 -------------------------------------------------------------------------------------------------------------------------- Security: 567908108 Meeting Type: Annual Meeting Date: 23-Feb-2023 Ticker: HZO ISIN: US5679081084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve for a Mgmt For For three-year term expiring in 2026: W. Brett McGill 1b. Election of Director to serve for a Mgmt For For three-year term expiring in 2026: Michael H. McLamb 1c. Election of Director to serve for a Mgmt For For three-year term expiring in 2026: Clint Moore 1d. Election of Director to serve for a Mgmt For For three-year term expiring in 2026: Evelyn V. Follit 2. To approve (on an advisory basis) our Mgmt For For executive compensation ("say-on-pay"). 3. To approve an amendment to our 2021 Mgmt For For Stock-Based Compensation Plan to increase the number of shares available for issuance under that plan by 1,300,000 shares. 4. To ratify the appointment of KPMG LLP, an Mgmt For For independent registered public accounting firm, as the independent auditor of our Company for the fiscal year ending September 30, 2023. -------------------------------------------------------------------------------------------------------------------------- MASONITE INTERNATIONAL CORPORATION Agenda Number: 935800626 -------------------------------------------------------------------------------------------------------------------------- Security: 575385109 Meeting Type: Annual Meeting Date: 11-May-2023 Ticker: DOOR ISIN: CA5753851099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Howard C. Heckes Mgmt For For Jody L. Bilney Mgmt For For Robert J. Byrne Mgmt For For Peter R. Dachowski Mgmt For For Jonathan F. Foster Mgmt For For Daphne E. Jones Mgmt For For Barry A. Ruffalo Mgmt For For Francis M. Scricco Mgmt For For Jay I. Steinfeld Mgmt For For 2. TO VOTE, on an advisory basis, on the Mgmt For For compensation of our named executive officers as set forth in the Proxy Statement. 3. TO APPOINT Ernst & Young LLP, an Mgmt For For independent registered public accounting firm, as the auditors of the Company to serve until the next Annual General Meeting of the Shareholders and authorize the Board of Directors of the Company to fix the remuneration of the auditors. -------------------------------------------------------------------------------------------------------------------------- MASTERCRAFT BOAT HOLDINGS INC Agenda Number: 935712201 -------------------------------------------------------------------------------------------------------------------------- Security: 57637H103 Meeting Type: Annual Meeting Date: 25-Oct-2022 Ticker: MCFT ISIN: US57637H1032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: W. Patrick Battle Mgmt For For 1.2 Election of Director: Jaclyn Baumgarten Mgmt For For 1.3 Election of Director: Frederick A. Mgmt For For Brightbill 1.4 Election of Director: Donald C. Campion Mgmt For For 1.5 Election of Director: Jennifer Deason Mgmt For For 1.6 Election of Director: Roch Lambert Mgmt For For 1.7 Election of Director: Peter G. Leemputte Mgmt For For 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's Independent Registered Public Accounting Firm for fiscal year 2023. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- MEDIFAST, INC. Agenda Number: 935843791 -------------------------------------------------------------------------------------------------------------------------- Security: 58470H101 Meeting Type: Annual Meeting Date: 14-Jun-2023 Ticker: MED ISIN: US58470H1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Jeffrey J. Brown Mgmt For For 1.2 Election of Director: Daniel R. Chard Mgmt For For 1.3 Election of Director: Elizabeth A. Geary Mgmt For For 1.4 Election of Director: Michael A. Hoer Mgmt For For 1.5 Election of Director: Scott Schlackman Mgmt For For 1.6 Election of Director: Andrea B. Thomas Mgmt For For 1.7 Election of Director: Ming Xian Mgmt For For 2. To ratify the appointment of RSM US LLP as Mgmt For For the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2023. 3. To approve on an advisory basis, the Mgmt For For compensation of the Company's named executive officers. 4. To approve on an advisory basis, the Mgmt 1 Year For frequency of the advisory vote on executive compensation. -------------------------------------------------------------------------------------------------------------------------- MERIDIAN BIOSCIENCE, INC. Agenda Number: 935710702 -------------------------------------------------------------------------------------------------------------------------- Security: 589584101 Meeting Type: Special Meeting Date: 10-Oct-2022 Ticker: VIVO ISIN: US5895841014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Adoption of the Agreement and Plan of Mgmt For For Merger, (as may be amended from time to time, the "merger agreement"), by and among Meridian Bioscience, Inc. ("Meridian"), SD Biosensor, Inc., Columbus Holding Company ("Columbus Holding") and Madeira Acquisition Corp., a directly wholly owned subsidiary of Columbus Holding ("Merger Sub"). The merger agreement provides for acquisition of Meridian by Columbus Holding through a merger of Merger Sub with and into Meridian, with Meridian surviving merger as a wholly owned subsidiary of Columbus Holding. 2. Approval, on an advisory (non-binding) Mgmt For For basis, of the compensation that may be paid or become payable to Meridian's named executive officers that is based on or otherwise relates to the merger agreement and the transactions contemplated by the merger agreement. 3. Approval of the adjournment of the special Mgmt For For meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting. -------------------------------------------------------------------------------------------------------------------------- METHODE ELECTRONICS, INC. Agenda Number: 935692168 -------------------------------------------------------------------------------------------------------------------------- Security: 591520200 Meeting Type: Annual Meeting Date: 14-Sep-2022 Ticker: MEI ISIN: US5915202007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Walter J. Aspatore Mgmt Against Against 1b. Election of Director: David P. Blom Mgmt For For 1c. Election of Director: Therese M. Bobek Mgmt For For 1d. Election of Director: Brian J. Cadwallader Mgmt Against Against 1e. Election of Director: Bruce K. Crowther Mgmt Against Against 1f. Election of Director: Darren M. Dawson Mgmt For For 1g. Election of Director: Donald W. Duda Mgmt For For 1h. Election of Director: Janie Goddard Mgmt For For 1i. Election of Director: Mary A. Lindsey Mgmt For For 1j. Election of Director: Angelo V. Pantaleo Mgmt For For 1k. Election of Director: Mark D. Schwabero Mgmt For For 1l. Election of Director: Lawrence B. Skatoff Mgmt For For 2. The approval of the Methode Electronics, Mgmt For For Inc. 2022 Omnibus Incentive Plan. 3. The ratification of the Audit Committee's Mgmt For For selection of Ernst & Young LLP to serve as our independent registered public accounting firm for the fiscal year ending April 29, 2023. 4. The advisory approval of Methode's named Mgmt Against Against executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- MONARCH CASINO & RESORT, INC. Agenda Number: 935813255 -------------------------------------------------------------------------------------------------------------------------- Security: 609027107 Meeting Type: Annual Meeting Date: 22-May-2023 Ticker: MCRI ISIN: US6090271072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Bob Farahi Mgmt Against Against 1b. Election of Director: Yvette E. Landau Mgmt For For 2. To approve, on a non-binding, advisory Mgmt For For basis, the executive compensation of our named executive officers. 3. To recommend, by non-binding, advisory Mgmt 1 Year Against vote, the frequency of votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- MOVADO GROUP, INC. Agenda Number: 935860963 -------------------------------------------------------------------------------------------------------------------------- Security: 624580106 Meeting Type: Annual Meeting Date: 22-Jun-2023 Ticker: MOV ISIN: US6245801062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Peter A. Bridgman Mgmt Withheld Against Alex Grinberg Mgmt For For Efraim Grinberg Mgmt Withheld Against Alan H. Howard Mgmt For For Richard Isserman Mgmt For For Ann Kirschner Mgmt Withheld Against Maya Peterson Mgmt Withheld Against Stephen Sadove Mgmt Withheld Against 2. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 31, 2024. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers, as described in the Proxy Statement under "Executive Compensation". 4. To select, on an advisory basis, the Mgmt 1 Year For frequency of the advisory shareholder vote on the compensation of the Company's named executive officers. 5. To approve the 1996 Stock Incentive Plan, Mgmt Against Against as amended and restated, effective April 4, 2023. -------------------------------------------------------------------------------------------------------------------------- NATIONAL PRESTO INDUSTRIES, INC. Agenda Number: 935811922 -------------------------------------------------------------------------------------------------------------------------- Security: 637215104 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: NPK ISIN: US6372151042 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Randy F. Lieble Mgmt For For 1.2 Election of Director: Joseph G. Stienessen Mgmt Withheld Against 2. To ratify the appointment of RSM US LLP as Mgmt For For National Presto's independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. To approve, on a non-binding advisory Mgmt For For basis, the compensation of National Presto's named executive officers. 4. Non-binding advisory vote on the frequency Mgmt 1 Year Against of future advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- NVE CORPORATION Agenda Number: 935678738 -------------------------------------------------------------------------------------------------------------------------- Security: 629445206 Meeting Type: Annual Meeting Date: 04-Aug-2022 Ticker: NVEC ISIN: US6294452064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Terrence W. Glarner Mgmt For For Daniel A. Baker Mgmt For For Patricia M. Hollister Mgmt For For Richard W. Kramp Mgmt For For James W. Bracke Mgmt For For 2. Advisory approval of named executive Mgmt For For officer compensation. 3. Ratify the selection of Boulay PLLP as our Mgmt For For independent registered public accounting firm for the fiscal year ending March 31, 2023. -------------------------------------------------------------------------------------------------------------------------- OLYMPIC STEEL, INC. Agenda Number: 935820135 -------------------------------------------------------------------------------------------------------------------------- Security: 68162K106 Meeting Type: Annual Meeting Date: 05-May-2023 Ticker: ZEUS ISIN: US68162K1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to the Class whose Mgmt For For two-year term will expire in 2025: Michael D. Siegal 1b. Election of Director to the Class whose Mgmt For For two-year term will expire in 2025: Arthur F. Anton 1c. Election of Director to the Class whose Mgmt For For two-year term will expire in 2025: Richard T. Marabito 1d. Election of Director to the Class whose Mgmt For For two-year term will expire in 2025: Michael G. Rippey 1e. Election of Director to the Class whose Mgmt For For two-year term will expire in 2025: Vanessa L. Whiting 2. Ratification of the selection of Grant Mgmt For For Thornton LLP as Olympic Steel, Inc.'s independent auditors for the year ending December 31, 2023. 3. Approval, on an advisory basis, of Olympic Mgmt For For Steel, Inc.'s named executive officer compensation. 4. Recommendation, on an advisory basis, of Mgmt 1 Year For the frequency of shareholder votes on named executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- PATRICK INDUSTRIES, INC. Agenda Number: 935824753 -------------------------------------------------------------------------------------------------------------------------- Security: 703343103 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: PATK ISIN: US7033431039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Joseph M. Cerulli Mgmt For For Todd M. Cleveland Mgmt For For John A. Forbes Mgmt For For Michael A. Kitson Mgmt For For Pamela R. Klyn Mgmt For For Derrick B. Mayes Mgmt For For Andy L. Nemeth Mgmt For For Denis G. Suggs Mgmt For For M. Scott Welch Mgmt For For 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for fiscal year 2023. 3. To approve, in an advisory and non-binding Mgmt For For vote, the compensation of the Company's named executive officers for fiscal year 2022. -------------------------------------------------------------------------------------------------------------------------- PC CONNECTION, INC. Agenda Number: 935836289 -------------------------------------------------------------------------------------------------------------------------- Security: 69318J100 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: CNXN ISIN: US69318J1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Patricia Gallup Mgmt Withheld Against David Beffa-Negrini Mgmt For For Jay Bothwick Mgmt For For Barbara Duckett Mgmt For For Jack Ferguson Mgmt For For Gary Kinyon Mgmt For For 2. To approve an amendment to the Mgmt For For Corporation's 2020 Stock Incentive Plan increasing the number of shares of Common Stock authorized for issuance under the plan from 1,002,500 to 1,252,500. 3. To ratify the selection by the Audit Mgmt For For Committee of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- PERDOCEO EDUCATION CORPORATION Agenda Number: 935812760 -------------------------------------------------------------------------------------------------------------------------- Security: 71363P106 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: PRDO ISIN: US71363P1066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Dennis H. Chookaszian Mgmt For For 1b. Election of Director: Kenda B. Gonzales Mgmt For For 1c. Election of Director: Patrick W. Gross Mgmt For For 1d. Election of Director: William D. Hansen Mgmt For For 1e. Election of Director: Andrew H. Hurst Mgmt For For 1f. Election of Director: Gregory L. Jackson Mgmt For For 1g. Election of Director: Todd S. Nelson Mgmt For For 1h. Election of Director: Leslie T. Thornton Mgmt For For 1i. Election of Director: Alan D. Wheat Mgmt For For 2. Advisory Vote to approve executive Mgmt For For compensation paid by the Company to its Named Executive Officers. 3. Advisory Vote to recommend the frequency of Mgmt 1 Year For holding future advisory votes to approve executive compensation paid by the Company to its Named Execution Officers. 4. Ratification of the appointment of Grant Mgmt For For Thornton LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. 5. Approval of an amendment to the Company's Mgmt For For Restated Certificate of Incorporation to limit liability of certain officers of the company. -------------------------------------------------------------------------------------------------------------------------- PREFORMED LINE PRODUCTS COMPANY Agenda Number: 935801577 -------------------------------------------------------------------------------------------------------------------------- Security: 740444104 Meeting Type: Annual Meeting Date: 09-May-2023 Ticker: PLPC ISIN: US7404441047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director for a term expiring in Mgmt Withheld Against 2025: Ms. Maegan A. R. Cross 1.2 Election of Director for a term expiring in Mgmt For For 2025: Mr. Matthew D. Frymier 1.3 Election of Director for a term expiring in Mgmt For For 2025: Mr. Richard R. Gascoigne 1.4 Election of Director for a term expiring in Mgmt Withheld Against 2025: Mr. Robert G. Ruhlman 2. To hold an advisory vote on the Mgmt For For compensation of the Company's Named Executive Officers. 3. To hold an advisory vote on the frequency Mgmt 1 Year Against of an advisory shareholder vote on the compensation of the Company's Named Executive Officers. 4. To ratify the appointment of Ernst & Young Mgmt For For LLP. -------------------------------------------------------------------------------------------------------------------------- PROG HOLDINGS, INC. Agenda Number: 935788565 -------------------------------------------------------------------------------------------------------------------------- Security: 74319R101 Meeting Type: Annual Meeting Date: 10-May-2023 Ticker: PRG ISIN: US74319R1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Kathy T. Betty Mgmt For For 1b. Election of Director: Douglas C. Curling Mgmt For For 1c. Election of Director: Cynthia N. Day Mgmt For For 1d. Election of Director: Curtis L. Doman Mgmt For For 1e. Election of Director: Ray M. Martinez Mgmt For For 1f. Election of Director: Steven A. Michaels Mgmt For For 1g. Election of Director: Ray M. Robinson Mgmt For For 1h. Election of Director: Caroline S. Sheu Mgmt For For 1i. Election of Director: James P. Smith Mgmt For For 2. Approval of a non-binding advisory Mgmt For For resolution to approve the Company's executive compensation. 3. Recommendation on a non-binding advisory Mgmt 1 Year For basis of the frequency (every 1, 2 or 3 years) of future advisory votes on executive compensation. 4. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Company's independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- RESOLUTE FOREST PRODUCTS INC. Agenda Number: 935715637 -------------------------------------------------------------------------------------------------------------------------- Security: 76117W109 Meeting Type: Special Meeting Date: 31-Oct-2022 Ticker: RFP ISIN: US76117W1099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 To adopt the Agreement and Plan of Merger, Mgmt For For dated as of July 5, 2022 (as it may be further amended, modified or supplemented from time to time, the "merger agreement"), by and among the Company, Domtar Corporation, a Delaware corporation ("Parent" or "Domtar"), Terra Acquisition Sub Inc., a Delaware corporation and a wholly owned subsidiary of Domtar ("Merger Sub"), Karta Halten B.V., a private limited company organized under the laws of the Netherlands ("Karta Halten"), and Paper Excellence B.V., a private limited company organized under the laws of the Netherlands (together with Domtar and Karta Halten, the "Parent Parties"), pursuant to which Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving as a wholly owned subsidiary of Domtar; and 2 To approve, by a non-binding advisory vote, Mgmt For For the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the merger. -------------------------------------------------------------------------------------------------------------------------- RESOURCES CONNECTION, INC. Agenda Number: 935705319 -------------------------------------------------------------------------------------------------------------------------- Security: 76122Q105 Meeting Type: Annual Meeting Date: 20-Oct-2022 Ticker: RGP ISIN: US76122Q1058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Anthony Cherbak Mgmt For For 1b. Election of Director: Neil Dimick Mgmt For For 1c. Election of Director: Kate Duchene Mgmt For For 2. The ratification of the appointment of RSM Mgmt For For US LLP as the Company's independent registered public accounting firm for fiscal year 2023. 3. The approval of the Amendment and Mgmt For For Restatement of the Resources Connection, Inc. 2019 Employee Stock Purchase Plan. 4. The approval, on an advisory basis, of the Mgmt For For Company's executive compensation. -------------------------------------------------------------------------------------------------------------------------- RYERSON HOLDING CORPORATION Agenda Number: 935778045 -------------------------------------------------------------------------------------------------------------------------- Security: 783754104 Meeting Type: Annual Meeting Date: 26-Apr-2023 Ticker: RYI ISIN: US7837541041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Kirk K. Calhoun Mgmt Withheld Against 1.2 Election of Director: Jacob Kotzubei Mgmt Withheld Against 1.3 Election of Director: Edward J. Lehner Mgmt Withheld Against 2. The ratification of the appointment of Mgmt For For Ernst & Young LLP as our independent registered public accounting firm for 2023. 3. The Approval of the Second Amended and Mgmt Against Against Restated 2014 Omnibus Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- SAFE BULKERS, INC. Agenda Number: 935696990 -------------------------------------------------------------------------------------------------------------------------- Security: Y7388L103 Meeting Type: Annual Meeting Date: 26-Sep-2022 Ticker: SB ISIN: MHY7388L1039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Loukas Barmparis Mgmt Withheld Against Christos Megalou Mgmt Withheld Against 2. Ratification of appointment of Deloitte, Mgmt For For Certified Public Accountants S.A. as the Company's independent auditors for the year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- SAFETY INSURANCE GROUP, INC. Agenda Number: 935802048 -------------------------------------------------------------------------------------------------------------------------- Security: 78648T100 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: SAFT ISIN: US78648T1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class III Director to serve a Mgmt For For three year term expiring in 2026: John D. Farina 1b. Election of Class III Director to serve a Mgmt For For three year term expiring in 2026: Thalia M. Meehan 2. Ratification of the Appointment of DELOITTE Mgmt For For & TOUCHE, LLP. 3. Advisory Vote on Executive Compensation. Mgmt For For 4. Advisory Vote on the Frequency of Future Mgmt 1 Year For Advisory Votes on Executive Compensation. -------------------------------------------------------------------------------------------------------------------------- SALLY BEAUTY HOLDINGS, INC. Agenda Number: 935745945 -------------------------------------------------------------------------------------------------------------------------- Security: 79546E104 Meeting Type: Annual Meeting Date: 26-Jan-2023 Ticker: SBH ISIN: US79546E1047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Rachel R. Bishop Ph. Mgmt For For D. 1.2 Election of Director: Jeffrey Boyer Mgmt For For 1.3 Election of Director: Diana S. Ferguson Mgmt For For 1.4 Election of Director: Dorlisa K. Flur Mgmt For For 1.5 Election of Director: James M. Head Mgmt For For 1.6 Election of Director: Linda Heasley Mgmt For For 1.7 Election of Director: Lawrence "Chip" P. Mgmt For For Molloy 1.8 Election of Director: Erin Nealy Cox Mgmt For For 1.9 Election of Director: Denise Paulonis Mgmt For For 2. Approval of the compensation of the Mgmt For For Company's executive officers including the Company's compensation practices and principles and their implementation. 3. Frequency of advisory votes on executive Mgmt 1 Year For compensation. 4. Ratification of the selection of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for the fiscal year 2023. -------------------------------------------------------------------------------------------------------------------------- SCHNITZER STEEL INDUSTRIES, INC. Agenda Number: 935746339 -------------------------------------------------------------------------------------------------------------------------- Security: 806882106 Meeting Type: Annual Meeting Date: 25-Jan-2023 Ticker: SCHN ISIN: US8068821060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Gregory R. Friedman Mgmt For For Tamara L. Lundgren Mgmt For For Leslie L. Shoemaker Mgmt For For 2. To vote on an advisory resolution on Mgmt For For executive compensation. 3. To ratify the selection of independent Mgmt For For registered public accounting firm. 4. To approve the Schnitzer Steel Industries, Mgmt Against Against Inc. 2023 Omnibus Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- SENECA FOODS CORPORATION Agenda Number: 935688486 -------------------------------------------------------------------------------------------------------------------------- Security: 817070501 Meeting Type: Annual Meeting Date: 10-Aug-2022 Ticker: SENEA ISIN: US8170705011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kathryn J. Boor* Mgmt Withheld Against John P. Gaylord* Mgmt For For Paul L. Palmby* Mgmt For For Kraig H. Kayser# Mgmt For For 2. Appointment of Auditors: Ratification of Mgmt For For the appointment of Plante Moran, P.C. as the Company's Independent registered public accounting firm for the fiscal year ending March 31, 2023. -------------------------------------------------------------------------------------------------------------------------- SHOE CARNIVAL, INC. Agenda Number: 935859352 -------------------------------------------------------------------------------------------------------------------------- Security: 824889109 Meeting Type: Annual Meeting Date: 20-Jun-2023 Ticker: SCVL ISIN: US8248891090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: J. Wayne Weaver Mgmt For For 1.2 Election of Director: Diane Randolph Mgmt Against Against 2. To approve, in an advisory (non-binding) Mgmt For For vote, the compensation paid to the Company's named executive officers. 3. To approve, in an advisory (non-binding) Mgmt 1 Year For vote, the frequency of future shareholder advisory votes on the compensation paid to the Company's named executive officers. 4. To approve the Shoe Carnival, Inc. Amended Mgmt For For and Restated 2017 Equity Incentive Plan. 5. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the independent registered public accounting firm for the Company for fiscal 2023. -------------------------------------------------------------------------------------------------------------------------- SIGA TECHNOLOGIES, INC. Agenda Number: 935858728 -------------------------------------------------------------------------------------------------------------------------- Security: 826917106 Meeting Type: Annual Meeting Date: 13-Jun-2023 Ticker: SIGA ISIN: US8269171067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jaymie A. Durnan Mgmt For For Harold E. Ford, Jr. Mgmt For For Evan A. Knisely Mgmt For For Joseph W. Marshall, III Mgmt For For Gary J. Nabel Mgmt For For Julian Nemirovsky Mgmt For For Holly L. Phillips Mgmt For For Jay K. Varma Mgmt For For 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm of SIGA Technologies, Inc. for the fiscal year ending December 31, 2023. 3. Non-binding advisory vote on executive Mgmt For For compensation. 4. Non-binding advisory vote on the frequency Mgmt 1 Year Against of non-binding advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- SINCLAIR BROADCAST GROUP, INC. Agenda Number: 935801882 -------------------------------------------------------------------------------------------------------------------------- Security: 829226109 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: SBGI ISIN: US8292261091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David D. Smith Mgmt Withheld Against Frederick G. Smith Mgmt Withheld Against J. Duncan Smith Mgmt Withheld Against Robert E. Smith Mgmt Withheld Against Laurie R. Beyer Mgmt For For Benjamin S. Carson, Sr. Mgmt For For Howard E. Friedman Mgmt Withheld Against Daniel C. Keith Mgmt Withheld Against Benson E. Legg Mgmt Withheld Against 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm of the Company for the fiscal year ending December 31, 2023. 3. Approval, by non-binding advisory vote, on Mgmt For For our executive compensation. 4. Non-binding advisory vote on the frequency Mgmt 1 Year Against of non-binding advisory votes on our executive compensation. -------------------------------------------------------------------------------------------------------------------------- SINCLAIR BROADCAST GROUP, INC. Agenda Number: 935849058 -------------------------------------------------------------------------------------------------------------------------- Security: 829226109 Meeting Type: Special Meeting Date: 24-May-2023 Ticker: SBGI ISIN: US8292261091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Proposal to approve the Agreement of Share Mgmt For For Exchange and Plan of Reorganization among Sinclair Broadcast Group, Inc., Sinclair, Inc. and Sinclair Holdings, LLC and the share exchange described therein. -------------------------------------------------------------------------------------------------------------------------- SMART GLOBAL HOLDINGS, INC. Agenda Number: 935753079 -------------------------------------------------------------------------------------------------------------------------- Security: G8232Y101 Meeting Type: Annual Meeting Date: 10-Feb-2023 Ticker: SGH ISIN: KYG8232Y1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class III Director to serve Mgmt For For until the 2026 annual general meeting of shareholders: Mark Adams 1b. Election of Class III Director to serve Mgmt For For until the 2026 annual general meeting of shareholders: Bryan Ingram 1c. Election of Class III Director to serve Mgmt For For until the 2026 annual general meeting of shareholders: Mark Papermaster 2. Ratification of the selection of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending August 25, 2023. 3. Approval, on a non-binding advisory basis, Mgmt For For of the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- SMITH & WESSON BRANDS, INC. Agenda Number: 935693564 -------------------------------------------------------------------------------------------------------------------------- Security: 831754106 Meeting Type: Annual Meeting Date: 12-Sep-2022 Ticker: SWBI ISIN: US8317541063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Anita D. Britt Mgmt For For Fred M. Diaz Mgmt For For John B. Furman Mgmt For For Michael F. Golden Mgmt For For Barry M. Monheit Mgmt For For Robert L. Scott Mgmt For For Mark P. Smith Mgmt For For Denis G. Suggs Mgmt For For 2. To approve on an advisory basis the Mgmt For For compensation of our named executive officers for fiscal 2022 ("say-on-pay"). 3. To approve the Smith & Wesson Brands, Inc. Mgmt For For 2022 Incentive Stock Plan. 4. To ratify the appointment of Deloitte & Mgmt For For Touche LLP, an independent registered public accounting firm, as our independent registered public accountant for fiscal 2023. 5. A stockholder proposal (develop a human Shr For Against rights policy). 6. A stockholder proposal (simple majority Shr Against For voting). -------------------------------------------------------------------------------------------------------------------------- SOUTH PLAINS FINANCIAL, INC. Agenda Number: 935829436 -------------------------------------------------------------------------------------------------------------------------- Security: 83946P107 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: SPFI ISIN: US83946P1075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Director to serve until Mgmt Against Against 2026 annual meeting: Richard D. Campbell 1b. Election of Class I Director to serve until Mgmt For For 2026 annual meeting: LaDana R. Washburn 2. To approve the South Plains Financial, Inc. Mgmt For For 2023 Employee Stock Purchase Plan. 3. To ratify the appointment of FORVIS, LLP as Mgmt For For the independent registered public accounting firm of the Company for the year ending December 31, 2023. 4. To transact such other business as may Mgmt Against Against properly come before the annual meeting or any adjournment(s) or postponement(s) thereof. -------------------------------------------------------------------------------------------------------------------------- STEWART INFORMATION SERVICES CORPORATION Agenda Number: 935797437 -------------------------------------------------------------------------------------------------------------------------- Security: 860372101 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: STC ISIN: US8603721015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas G. Apel Mgmt For For C. Allen Bradley, Jr. Mgmt For For Robert L. Clarke Mgmt For For William S. Corey, Jr. Mgmt For For Frederick H Eppinger Jr Mgmt For For Deborah J. Matz Mgmt For For Matthew W. Morris Mgmt For For Karen R. Pallotta Mgmt For For Manuel Sanchez Mgmt For For 2. Approval of the compensation of Stewart Mgmt For For Information Services Corporation's named executive officers (Say-on-Pay). 3. Ratification of the appointment of KPMG LLP Mgmt For For as Stewart Information Services Corporation's independent auditors for 2023. -------------------------------------------------------------------------------------------------------------------------- STURM, RUGER & COMPANY, INC. Agenda Number: 935825818 -------------------------------------------------------------------------------------------------------------------------- Security: 864159108 Meeting Type: Annual Meeting Date: 01-Jun-2023 Ticker: RGR ISIN: US8641591081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: John A. Cosentino, Mgmt For For Jr. 1b. Election of Director: Michael O. Fifer Mgmt For For 1c. Election of Director: Sandra S. Froman Mgmt Withheld Against 1d. Election of Director: Rebecca S. Halstead Mgmt For For 1e. Election of Director: Christopher J. Killoy Mgmt For For 1f. Election of Director: Terrence G. O'Connor Mgmt For For 1g. Election of Director: Amir P. Rosenthal Mgmt For For 1h. Election of Director: Ronald C. Whitaker Mgmt Withheld Against 1i. Election of Director: Phillip C. Widman Mgmt Withheld Against 2. The ratification of the appointment of RSM Mgmt For For US LLP as the independent auditors of the Company for the 2023 fiscal year. 3. A proposal to approve The Sturm, Ruger & Mgmt For For Company, Inc. 2023 Stock Incentive Plan. 4. An advisory vote on the compensation of the Mgmt For For Company's Named Executive Officers. 5. An advisory vote on the frequency of the Mgmt 1 Year For shareholder vote to approve the compensation of the Named Executive Officers. 6. A shareholder proposal seeking an Shr For Against assessment of Company advertising and marketing practices. -------------------------------------------------------------------------------------------------------------------------- SUNCOKE ENERGY, INC. Agenda Number: 935787260 -------------------------------------------------------------------------------------------------------------------------- Security: 86722A103 Meeting Type: Annual Meeting Date: 11-May-2023 Ticker: SXC ISIN: US86722A1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director whose term expires in Mgmt For For 2026: Martha Z. Carnes 1.2 Election of Director whose term expires in Mgmt For For 2026: Katherine T. Gates 1.3 Election of Director whose term expires in Mgmt For For 2026: Andrei A. Mikhalevsky 2. To hold a non-binding advisory vote to Mgmt For For approve the compensation of the Company's named executive officers ("Say-on-Pay"). 3. To ratify the appointment of KPMG LLP as Mgmt For For the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- THE BANCORP, INC. Agenda Number: 935821187 -------------------------------------------------------------------------------------------------------------------------- Security: 05969A105 Meeting Type: Annual Meeting Date: 24-May-2023 Ticker: TBBK ISIN: US05969A1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: James J. McEntee lll Mgmt For For 1b. Election of Director: Michael J. Bradley Mgmt For For 1c. Election of Director: Matthew N. Cohn Mgmt For For 1d. Election of Director: Cheryl D. Creuzot Mgmt For For 1e. Election of Director: John M. Eggemeyer Mgmt For For 1f. Election of Director: Hersh Kozlov Mgmt For For 1g. Election of Director: Damian M. Kozlowski Mgmt For For 1h. Election of Director: William H. Lamb Mgmt For For 1i. Election of Director: Daniela A. Mielke Mgmt For For 1j. Election of Director: Stephanie B. Mudick Mgmt For For 2. Proposal to approve a non-binding advisory Mgmt For For vote on the Company's compensation program for its named executive officers. 3. Proposal to approve a non-binding advisory Mgmt 1 Year For vote on the frequency of votes on the Company's compensation program for its named executive officers. 4. Proposal to approve the selection of Grant Mgmt For For Thornton LLP as independent public accountants for the Company for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- THE CHILDREN'S PLACE, INC. Agenda Number: 935817912 -------------------------------------------------------------------------------------------------------------------------- Security: 168905107 Meeting Type: Annual Meeting Date: 10-May-2023 Ticker: PLCE ISIN: US1689051076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a one-year term: Mgmt For For John E. Bachman 1b. Election of Director for a one-year term: Mgmt For For Marla Beck 1c. Election of Director for a one-year term: Mgmt For For Elizabeth J. Boland 1d. Election of Director for a one-year term: Mgmt For For Jane Elfers 1e. Election of Director for a one-year term: Mgmt For For John A. Frascotti 1f. Election of Director for a one-year term: Mgmt For For Tracey R. Griffin 1g. Election of Director for a one-year term: Mgmt For For Katherine Kountze 1h. Election of Director for a one-year term: Mgmt For For Norman Matthews 1i. Election of Director for a one-year term: Mgmt For For Wesley S. McDonald 1j. Election of Director for a one-year term: Mgmt For For Debby Reiner 1k. Election of Director for a one-year term: Mgmt For For Michael Shaffer 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the independent registered public accounting firm of The Children's Place, Inc. for the fiscal year ending February 3, 2024. 3. To approve, by non-binding vote, executive Mgmt For For compensation as described in the proxy statement. 4. To recommend, by non-binding vote, the Mgmt 1 Year For frequency of executive "Say-on-Pay" compensation votes. -------------------------------------------------------------------------------------------------------------------------- THE CONTAINER STORE GROUP, INC. Agenda Number: 935688931 -------------------------------------------------------------------------------------------------------------------------- Security: 210751103 Meeting Type: Annual Meeting Date: 31-Aug-2022 Ticker: TCS ISIN: US2107511030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Lisa Klinger Mgmt For For Satish Malhotra Mgmt For For Wendi Sturgis Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Company's independent registered public accounting firm for the fiscal year ending April 1, 2023. 3. Approval, on an advisory (non-binding) Mgmt For For basis, of the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- THE HACKETT GROUP INC Agenda Number: 935789050 -------------------------------------------------------------------------------------------------------------------------- Security: 404609109 Meeting Type: Annual Meeting Date: 04-May-2023 Ticker: HCKT ISIN: US4046091090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: John R. Harris Mgmt For For 2. To approve, in an advisory vote, the Mgmt For For Company's executive compensation. 3. An advisory vote on the approval of the Mgmt 1 Year For frequency of shareholder votes on executive compensation. 4. To ratify the appointment of RSM US LLP as Mgmt For For the Company's independent registered public accounting firm for the fiscal year ending December 29, 2023. -------------------------------------------------------------------------------------------------------------------------- TILLY'S INC. Agenda Number: 935839122 -------------------------------------------------------------------------------------------------------------------------- Security: 886885102 Meeting Type: Annual Meeting Date: 14-Jun-2023 Ticker: TLYS ISIN: US8868851028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Hezy Shaked Mgmt Withheld Against Teresa Aragones Mgmt For For Erin Chin Mgmt For For Doug Collier Mgmt Withheld Against Seth Johnson Mgmt Withheld Against Janet Kerr Mgmt Withheld Against Edmond Thomas Mgmt For For Bernard Zeichner Mgmt For For 2. Ratification of the appointment of BDO USA, Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending February 3, 2024. 3. Non-binding advisory vote to approve the Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- TITAN INTERNATIONAL, INC. Agenda Number: 935837724 -------------------------------------------------------------------------------------------------------------------------- Security: 88830M102 Meeting Type: Annual Meeting Date: 08-Jun-2023 Ticker: TWI ISIN: US88830M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Richard M. Cashin, Jr. Mgmt Withheld Against Max A. Guinn Mgmt Withheld Against Mark H. Rachesky, M.D. Mgmt Withheld Against Paul G. Reitz Mgmt Withheld Against Anthony L. Soave Mgmt Withheld Against Maurice M. Taylor, Jr. Mgmt Withheld Against Laura K. Thompson Mgmt Withheld Against 2. To ratify the selection of Grant Thornton Mgmt For For LLP by the Board of Directors as the independent registered public accounting firm to audit the Company's financial statements for the year ending December 31, 2023. 3. To approve, in a non-binding advisory vote, Mgmt Against Against the 2022 compensation paid to the Company's named executive officers. 4. To approve, in a non-binding advisory vote, Mgmt 1 Year Against the frequency of future advisory votes on compensation paid to the company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- TRIMAS CORPORATION Agenda Number: 935793693 -------------------------------------------------------------------------------------------------------------------------- Security: 896215209 Meeting Type: Annual Meeting Date: 09-May-2023 Ticker: TRS ISIN: US8962152091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Holly M. Boehne Mgmt For For Teresa M. Finley Mgmt For For Herbert K. Parker Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. Approval, on a non-binding advisory basis, Mgmt For For of the compensation paid to the Company's Named Executive Officers. 4. Approval, on a non-binding advisory basis, Mgmt 1 Year For of the frequency of future non-binding advisory votes to approve the compensation paid to the Company's Named Executive Officers. 5. Approval of the TriMas Corporation 2023 Mgmt For For Equity and Incentive Compensation Plan. -------------------------------------------------------------------------------------------------------------------------- TUTOR PERINI CORPORATION Agenda Number: 935803800 -------------------------------------------------------------------------------------------------------------------------- Security: 901109108 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: TPC ISIN: US9011091082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ronald N. Tutor Mgmt Withheld Against Peter Arkley Mgmt Withheld Against Jigisha Desai Mgmt Withheld Against Sidney J. Feltenstein Mgmt Withheld Against Michael F. Horodniceanu Mgmt Withheld Against Michael R. Klein Mgmt Withheld Against Robert C. Lieber Mgmt Withheld Against Dennis D. Oklak Mgmt Withheld Against Raymond R. Oneglia Mgmt Withheld Against Dale Anne Reiss Mgmt Withheld Against 2. Ratify the selection of Deloitte & Touche Mgmt For For LLP, independent registered public accountants, as auditors of the Company for the fiscal year ending December 31, 2023. 3. Approve the compensation of the Company's Mgmt Against Against named executive officers on an advisory (non-binding) basis. 4. Advisory vote on the frequency of future Mgmt 1 Year For advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- UPBOUND GROUP, INC. Agenda Number: 935839615 -------------------------------------------------------------------------------------------------------------------------- Security: 76009N100 Meeting Type: Annual Meeting Date: 06-Jun-2023 Ticker: UPBD ISIN: US76009N1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jeffrey Brown Mgmt For For 1b. Election of Director: Mitchell Fadel Mgmt For For 1c. Election of Director: Christopher Hetrick Mgmt For For 1d. Election of Director: Harold Lewis Mgmt For For 1e. Election of Director: Glenn Marino Mgmt For For 1f. Election of Director: Carol McFate Mgmt For For 1g. Election of Director: Jen You Mgmt For For 2. To ratify the selection of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the year ending December 31, 2023 3. To approve, by non-binding vote, Mgmt For For compensation of the named executive officers for the year ended December 31, 2022 4. To approve an amendment to the Upbound Mgmt For For Group, Inc. 2021 Long-Term Incentive Plan -------------------------------------------------------------------------------------------------------------------------- USANA HEALTH SCIENCES, INC. Agenda Number: 935793958 -------------------------------------------------------------------------------------------------------------------------- Security: 90328M107 Meeting Type: Annual Meeting Date: 10-May-2023 Ticker: USNA ISIN: US90328M1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kevin G. Guest Mgmt For For Xia Ding Mgmt For For John T. Fleming Mgmt For For Gilbert A. Fuller Mgmt For For J. Scott Nixon, CPA Mgmt For For Peggie J. Pelosi Mgmt For For Frederic Winssinger Mgmt For For Timothy E. Wood, Ph.D. Mgmt For For 2. Ratify the selection of KPMG LLP as our Mgmt For For independent registered public accounting firm for the Fiscal Year 2023. 3. Approve on an advisory basis the Company's Mgmt For For executive compensation, commonly referred to as a "Say on Pay" proposal. 4. An advisory (non-binding) vote on the Mgmt 1 Year For frequency of the advisory vote on named executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- VAALCO ENERGY, INC. Agenda Number: 935706727 -------------------------------------------------------------------------------------------------------------------------- Security: 91851C201 Meeting Type: Special Meeting Date: 29-Sep-2022 Ticker: EGY ISIN: US91851C2017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve an amendment to the VAALCO Mgmt For For Certificate of Incorporation to increase the authorized shares of VAALCO common stock from 100,000,000 shares to 160,000,000 shares. 2. To approve the issuance of shares of VAALCO Mgmt For For common stock to TransGlobe shareholders in connection with the arrangement agreement. -------------------------------------------------------------------------------------------------------------------------- VAALCO ENERGY, INC. Agenda Number: 935850861 -------------------------------------------------------------------------------------------------------------------------- Security: 91851C201 Meeting Type: Annual Meeting Date: 08-Jun-2023 Ticker: EGY ISIN: US91851C2017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Andrew L. Fawthrop Mgmt Withheld Against George W. M. Maxwell Mgmt For For Edward LaFehr Mgmt For For Fabrice Nze-Bekale Mgmt Withheld Against Cathy Stubbs Mgmt Withheld Against 2. To ratify the appointment of BDO USA, LLP Mgmt For For as the Company's independent auditors for 2023. 3. To approve, on an advisory basis, the Mgmt Against Against compensation of our named executive officers. 4. To approve, on an advisory basis, the Mgmt 1 Year For frequency of future advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- VALHI, INC. Agenda Number: 935816201 -------------------------------------------------------------------------------------------------------------------------- Security: 918905209 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: VHI ISIN: US9189052098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Thomas E. Barry Mgmt For For 1.2 Election of Director: Loretta J. Feehan Mgmt Withheld Against 1.3 Election of Director: Terri L. Herrington Mgmt For For 1.4 Election of Director: Kevin B. Kramer Mgmt For For 1.5 Election of Director: W. Hayden Mcllroy Mgmt For For 1.6 Election of Director: Michael S. Simmons Mgmt Withheld Against 1.7 Election of Director: Mary A. Tidlund Mgmt For For 2. Nonbinding advisory vote approving named Mgmt Against Against executive officer compensation. 3. Nonbinding advisory vote on the preferred Mgmt 1 Year For frequency of executive officer compensation votes. -------------------------------------------------------------------------------------------------------------------------- VIRTU FINANCIAL INC Agenda Number: 935852803 -------------------------------------------------------------------------------------------------------------------------- Security: 928254101 Meeting Type: Annual Meeting Date: 13-Jun-2023 Ticker: VIRT ISIN: US9282541013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Douglas A. Cifu Mgmt For For Joseph J. Grano, Jr. Mgmt For For Joanne M. Minieri Mgmt Withheld Against 2. Advisory Vote to Approve Compensation of Mgmt For For Named Executive Officers. 3. Proposal to ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year ending December 31, 2023. 4. Proposal to approve an amendment to the Mgmt For For Virtu Financial, Inc. Certificate of Incorporation to reflect new Delaware law provisions regarding officer exculpation. -------------------------------------------------------------------------------------------------------------------------- VISTA OUTDOOR INC. Agenda Number: 935677091 -------------------------------------------------------------------------------------------------------------------------- Security: 928377100 Meeting Type: Annual Meeting Date: 26-Jul-2022 Ticker: VSTO ISIN: US9283771007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Michael Callahan Mgmt For For 1b. Election of Director: Christopher T. Metz Mgmt For For 1c. Election of Director: Gerard Gibbons Mgmt For For 1d. Election of Director: Mark A. Gottfredson Mgmt For For 1e. Election of Director: Bruce E. Grooms Mgmt For For 1f. Election of Director: Tig H. Krekel Mgmt For For 1g. Election of Director: Gary L. McArthur Mgmt For For 1h. Election of Director: Frances P. Philip Mgmt For For 1i. Election of Director: Michael D. Robinson Mgmt For For 1j. Election of Director: Robert M. Tarola Mgmt For For 1k. Election of Director: Lynn M. Utter Mgmt For For 2. Advisory Vote to Approve Compensation of Mgmt For For Vista Outdoor's Named Executive Officers 3. Ratification of the Appointment of Vista Mgmt For For Outdoor's Independent Registered Public Accounting Firm for the fiscal year ending March 31, 2023 -------------------------------------------------------------------------------------------------------------------------- VITAL ENERGY, INC. Agenda Number: 935805955 -------------------------------------------------------------------------------------------------------------------------- Security: 516806205 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: VTLE ISIN: US5168062058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Dr. Craig M. Jarchow Mgmt For For 1b. Election of Director: Jason Pigott Mgmt For For 1c. Election of Director: Edmund P. Segner, III Mgmt For For 1d. Election of Director: Shihab Kuran Mgmt For For 1e. Election of Director: John Driver Mgmt For For 2. The ratification of Ernst & Young as the Mgmt For For independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. Advisory vote to approve the compensation Mgmt For For of the named executive officers. 4. To approve an Amendment and Restatement of Mgmt For For the Certificate of Incorporation to clarify and eliminate obsolete provisions. -------------------------------------------------------------------------------------------------------------------------- WATERSTONE FINANCIAL, INC. Agenda Number: 935798554 -------------------------------------------------------------------------------------------------------------------------- Security: 94188P101 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: WSBF ISIN: US94188P1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael Hansen Mgmt For For Stephen Schmidt Mgmt For For Derek Tyus Mgmt For For 2. Ratifying the selection of Forvis, LLP as Mgmt For For Waterstone Financial, Inc.'s independent registered public accounting firm. 3. Approving an advisory, non-binding Mgmt For For resolution to approve the executive compensation described in the Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- WINMARK CORPORATION Agenda Number: 935790813 -------------------------------------------------------------------------------------------------------------------------- Security: 974250102 Meeting Type: Annual Meeting Date: 26-Apr-2023 Ticker: WINA ISIN: US9742501029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Set the number of directors at eight (8). Mgmt For For 2. DIRECTOR Brett D. Heffes Mgmt For For Lawrence A. Barbetta Mgmt For For Amy C. Becker Mgmt For For Jenele C. Grassle Mgmt For For Philip I. Smith Mgmt For For Gina D. Sprenger Mgmt For For Percy C. Tomlinson, Jr. Mgmt For For Mark L. Wilson Mgmt For For 3. Advisory vote to approve executive Mgmt Against Against compensation. 4. Ratify the appointment of GRANT THORNTON Mgmt For For LLP as independent registered public accounting firm for the 2023 fiscal year. -------------------------------------------------------------------------------------------------------------------------- WINNEBAGO INDUSTRIES, INC. Agenda Number: 935724472 -------------------------------------------------------------------------------------------------------------------------- Security: 974637100 Meeting Type: Annual Meeting Date: 13-Dec-2022 Ticker: WGO ISIN: US9746371007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kevin E. Bryant Mgmt For For Richard D. Moss Mgmt For For John M. Murabito Mgmt For For 2. Approve, on an advisory basis, the Mgmt For For compensation of our executive officers. 3. Ratify the selection of Deloitte & Touche Mgmt For For LLP as our independent registered public accountant for fiscal 2023. -------------------------------------------------------------------------------------------------------------------------- WORLD ACCEPTANCE CORPORATION Agenda Number: 935690316 -------------------------------------------------------------------------------------------------------------------------- Security: 981419104 Meeting Type: Annual Meeting Date: 17-Aug-2022 Ticker: WRLD ISIN: US9814191048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ken R. Bramlett, Jr. Mgmt For For R. Chad Prashad Mgmt For For Scott J. Vassalluzzo Mgmt For For Charles D. Way Mgmt For For Darrell E. Whitaker Mgmt For For Elizabeth R. Neuhoff Mgmt For For Benjamin E Robinson III Mgmt For For 2. APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 3. RATIFY THE APPOINTMENT OF RSM US LLP AS THE Mgmt For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- WW INTERNATIONAL, INC. Agenda Number: 935804535 -------------------------------------------------------------------------------------------------------------------------- Security: 98262P101 Meeting Type: Annual Meeting Date: 09-May-2023 Ticker: WW ISIN: US98262P1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director to serve for a Mgmt For For three-year term: Tracey D. Brown 1.2 Election of Class I Director to serve for a Mgmt For For three-year term: Jennifer Dulski 2. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2023. 3. Advisory vote to approve the Company's Mgmt For For named executive officer compensation. 4. Advisory vote on the frequency of future Mgmt 1 Year For advisory votes to approve the Company's named executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- ZUMIEZ INC. Agenda Number: 935827569 -------------------------------------------------------------------------------------------------------------------------- Security: 989817101 Meeting Type: Annual Meeting Date: 31-May-2023 Ticker: ZUMZ ISIN: US9898171015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Thomas D. Campion Mgmt For For 1b. Election of Director: Liliana Gil Valletta Mgmt For For 1c. Election of Director: Carmen R. Bauza Mgmt For For 2. Approval, on an advisory basis, of Mgmt For For executive compensation. 3. To recommend, on an advisory basis, the Mgmt 1 Year Against frequency of executive compensation votes. 4. Approval of the Zumiez 2023 Equity Mgmt Against Against Incentive Plan. 5. Approval of the Zumiez 2023 Employee Stock Mgmt For For Purchase Plan. 6. Ratification of the selection of Moss Adams Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending February 3, 2024 (fiscal 2023). PSYK ETF -------------------------------------------------------------------------------------------------------------------------- AIKIDO PHARMA INC. Agenda Number: 935723987 -------------------------------------------------------------------------------------------------------------------------- Security: 008875304 Meeting Type: Special Meeting Date: 05-Dec-2022 Ticker: AIKI ISIN: US0088753043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the adoption of the 2022 Equity Mgmt Against Against Incentive Plan for the employees, directors, and consultants of the Company. 2. To ratify the appointment of Marcum LLP as Mgmt For For our independent registered public accounting firm for the year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- ALKERMES PLC Agenda Number: 935675833 -------------------------------------------------------------------------------------------------------------------------- Security: G01767105 Meeting Type: Annual Meeting Date: 07-Jul-2022 Ticker: ALKS ISIN: IE00B56GVS15 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class II Director: Emily Mgmt For For Peterson Alva 1B. Election of Class II Director: Cato T. Mgmt For For Laurencin, M.D., Ph.D. 1C. Election of Class II Director: Brian P. Mgmt For For McKeon 1D. Election of Class II Director: Christopher Mgmt For For I. Wright M.D., PH.D. 2. To approve, in a non-binding, advisory Mgmt For For vote, the compensation of the Company's named executive officers. 3. To ratify, in a non-binding vote, the Mgmt For For appointment of PricewaterhouseCoopers LLP as the independent auditor and accounting firm of the Company and to authorize, in a binding vote, the Audit and Risk Committee of the Board to set the independent auditor and accounting firm's remuneration. 4. To approve the Alkermes plc 2018 Stock Mgmt For For Option and Incentive Plan, as amended. 5. To renew Board authority to allot and issue Mgmt For For shares under Irish law. 6. To renew Board authority to disapply the Mgmt For For statutory pre-emption rights that would otherwise apply under Irish law. -------------------------------------------------------------------------------------------------------------------------- ATAI LIFE SCIENCES N.V. Agenda Number: 935713900 -------------------------------------------------------------------------------------------------------------------------- Security: N0731H103 Meeting Type: Annual Meeting Date: 13-Oct-2022 Ticker: ATAI ISIN: NL0015000DX5 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Adoption of Dutch statutory annual accounts Mgmt For For for fiscal year 2021. 2. Release of each member of our supervisory Mgmt For For board and our management board from liability for the exercise of their duties during fiscal year 2021. 3. Appointment of Stephen Bardin as a managing Mgmt For For director. -------------------------------------------------------------------------------------------------------------------------- BIOHAVEN PHARMACEUTICAL HLDG CO LTD Agenda Number: 935707298 -------------------------------------------------------------------------------------------------------------------------- Security: G11196105 Meeting Type: Special Meeting Date: 29-Sep-2022 Ticker: BHVN ISIN: VGG111961055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To adopt (i) the Agreement and Plan of Mgmt For For Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among Biohaven Pharmaceutical Holding Company Ltd. ("Biohaven"), Pfizer Inc. & Bulldog (BVI) Ltd., (ii) the form of Plan of Reverse Triangular Merger & form of Plan of Forward Triangular Merger (together, the "Plan of Merger") & (iii) Separation & Distribution Agreement, dated as of May 9, 2022 ("Distribution Agreement"), by and between Biohaven & Biohaven Research Ltd. ("SpinCo"), in each case, as they may be amended from time to time. 2. To approve, by non-binding, advisory vote, Mgmt For For certain compensatory arrangements for Biohaven's named executive officers in connection with the acquisition by Pfizer of Biohaven and the distribution to Biohaven's shareholders of all of the issued and outstanding common shares of SpinCo. 3. To adjourn the Special Meeting, if Mgmt For For necessary, desirable or appropriate, to solicit additional proxies if, at the time of the Special Meeting, there are an insufficient number of votes to adopt the Merger Agreement, the Plan of Merger and the Distribution Agreement. -------------------------------------------------------------------------------------------------------------------------- GH RESEARCH PLC Agenda Number: 935697942 -------------------------------------------------------------------------------------------------------------------------- Security: G3855L106 Meeting Type: Annual Meeting Date: 22-Sep-2022 Ticker: GHRS ISIN: IE000GID8VI0 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Florian Schonharting Mgmt Against Against 1.2 Election of Director: Michael Forer, L.L.B Mgmt For For 1.3 Election of Director: Dermot Hanley Mgmt For For 1.4 Election of Director: Duncan Moore, PhD Mgmt For For 2. To review the affairs of the Company and Mgmt For For consider the Irish statutory financial statements for the year ended 31 December 2021 and the reports of the directors and auditors thereon. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers Ireland as independent auditors of the Company for the year ending 31 December 2022 and to authorise the Board to fix the remuneration of the auditors. -------------------------------------------------------------------------------------------------------------------------- H. LUNDBECK A/S Agenda Number: 716698204 -------------------------------------------------------------------------------------------------------------------------- Security: K4406L137 Meeting Type: AGM Meeting Date: 21-Mar-2023 Ticker: ISIN: DK0061804770 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING INSTRUCTIONS FOR MOST MEETINGS ARE Non-Voting CAST BY THE REGISTRAR IN ACCORDANCE WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE, IF REQUESTED. CMMT SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED Non-Voting FOR A BENEFICIAL OWNER IN THE DANISH MARKET. CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE 1 REPORT OF THE BOARD OF DIRECTORS ON THE Non-Voting COMPANY'S ACTIVITIES DURING THE PAST YEAR 2 PRESENTATION AND ADOPTION OF THE ANNUAL Mgmt For For REPORT 3 RESOLUTION ON THE APPROPRIATION OF PROFIT Mgmt For For OR LOSS AS RECORDED IN THE ADOPTED ANNUAL REPORT 4 PRESENTATION OF AND ADVISORY VOTE ON THE Mgmt For For REMUNERATION REPORT 5.1 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For DIRECTOR: RE-ELECTION OF LARS SOREN RASMUSSEN 5.2 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For DIRECTOR: RE-ELECTION OF LENE SKOLE-SORENSEN 5.3 ELECTION OF MEMBER TO THE BOARD OF Mgmt Abstain Against DIRECTOR: RE-ELECTION OF LARS ERIK HOLMQVIST 5.4 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For DIRECTOR: RE-ELECTION OF JEFFREY BERKOWITZ 5.5 ELECTION OF MEMBER TO THE BOARD OF Mgmt Abstain Against DIRECTOR: RE-ELECTION OF JEREMY MAX LEVIN 5.6 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For DIRECTOR: RE-ELECTION OF DOROTHEA WENZEL 5.7 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For DIRECTOR: RE-ELECTION OF SANTIAGO ARROYO 5.8 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For DIRECTOR: ELECTION OF JAKOB RIIS 6 APPROVAL OF REMUNERATION FOR THE BOARD OF Mgmt For For DIRECTORS FOR THE CURRENT FINANCIAL YEAR 7 ELECTION OF ONE OR TWO STATE-AUTHORISED Mgmt For For PUBLIC ACCOUNTANTS. THE BOARD OF DIRECTORS PROPOSES RE-ELECTION OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONS PARTNER-SELSKAB 8.1 ANY PROPOSALS BY SHAREHOLDERS OR THE BOARD Mgmt For For OF DIRECTORS: PROPOSAL FROM THE BOARD OF DIRECTORS TO AUTHORIZE THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO ACQUIRE TREASURY SHARES 8.2 ANY PROPOSALS BY SHAREHOLDERS OR THE BOARD Mgmt For For OF DIRECTORS: PROPOSAL FROM THE BOARD OF DIRECTORS TO AMEND THE REMUNERATION POLICY FOR THE BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT 8.3 ANY PROPOSALS BY SHAREHOLDERS OR THE BOARD Shr Against For OF DIRECTORS: PROPOSAL FROM SHAREHOLDER ASTRID SKOTTE THAT LUNDBECK OFFERS TO PURCHASE THE PROPERTIES CLOSEST TO THE LUMSAS FACTORY 8.4 ANY PROPOSALS BY SHAREHOLDERS OR THE BOARD Mgmt For For OF DIRECTORS: PROPOSAL FROM THE BOARD OF DIRECTORS TO AUTHORIZE THE CHAIRMAN OF THE MEETING TO FILE THE RESOLUTIONS PASSED AT THE ANNUAL GENERAL MEETING FOR REGISTRATION WITH THE DANISH BUSINESS AUTHORITY 9 ANY OTHER BUSINESS Non-Voting CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'ABSTAIN' FOR 5.1 TO 5.8 AND 7 RESOLUTIONS, AGAINST IS NOT A VOTING OPTION ON THIS MEETING CMMT 23 FEB 2023: PLEASE NOTE THAT IF YOU HOLD Non-Voting CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU CMMT 23 FEB 2023: PLEASE NOTE SHARE BLOCKING Non-Voting WILL APPLY FOR ANY VOTED POSITIONS SETTLING THROUGH EUROCLEAR BANK. CMMT 23 FEB 2023: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF TEXT OF RESOLUTION 7 AND ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- JAZZ PHARMACEUTICALS PLC Agenda Number: 935674069 -------------------------------------------------------------------------------------------------------------------------- Security: G50871105 Meeting Type: Annual Meeting Date: 28-Jul-2022 Ticker: JAZZ ISIN: IE00B4Q5ZN47 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to hold office until Mgmt For For the 2025 Annual General Meeting: Jennifer E. Cook 1b. Election of Director to hold office until Mgmt For For the 2025 Annual General Meeting: Patrick G. Enright 1c. Election of Director to hold office until Mgmt For For the 2025 Annual General Meeting: Seamus Mulligan 1d. Election of Director to hold office until Mgmt For For the 2025 Annual General Meeting: Norbert G. Riedel, Ph.D. 2. To ratify, on a non-binding advisory basis, Mgmt For For the appointment of KPMG as the independent auditors of Jazz Pharmaceuticals plc for the fiscal year ending December 31, 2022 and to authorize, in a binding vote, the Board of Directors, acting through the audit committee, to determine KPMG's remuneration. 3. To approve, on a non-binding advisory Mgmt For For basis, the compensation of Jazz Pharmaceuticals plc's named executive officers as disclosed in the proxy statement. 4. To grant the Board of Directors authority Mgmt Against Against under Irish law to allot and issue ordinary shares for cash without first offering those ordinary shares to existing shareholders pursuant to the statutory pre-emption right that would otherwise apply. 5. To approve any motion to adjourn the Annual Mgmt Against Against General Meeting, or any adjournments thereof, to another time and place to solicit additional proxies if there are insufficient votes at the time of the Annual General Meeting to approve Proposal 4. -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 935776813 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Meeting Date: 27-Apr-2023 Ticker: JNJ ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Darius Adamczyk Mgmt For For 1b. Election of Director: Mary C. Beckerle Mgmt For For 1c. Election of Director: D. Scott Davis Mgmt For For 1d. Election of Director: Jennifer A. Doudna Mgmt For For 1e. Election of Director: Joaquin Duato Mgmt For For 1f. Election of Director: Marillyn A. Hewson Mgmt For For 1g. Election of Director: Paula A. Johnson Mgmt For For 1h. Election of Director: Hubert Joly Mgmt For For 1I. Election of Director: Mark B. McClellan Mgmt For For 1j. Election of Director: Anne M. Mulcahy Mgmt For For 1k. Election of Director: Mark A. Weinberger Mgmt For For 1l. Election of Director: Nadja Y. West Mgmt For For 2. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation 3. Advisory Vote on the Frequency of Voting to Mgmt 1 Year For Approve Named Executive Officer Compensation 4. Ratification of Appointment of Mgmt For For PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm 5. Proposal Withdrawn (Federal Securities Laws Shr Abstain Mandatory Arbitration Bylaw) 6. Vaccine Pricing Report Shr For Against 7. Executive Compensation Adjustment Policy Shr For Against 8. Impact of Extended Patent Exclusivities on Shr Against For Product Access -------------------------------------------------------------------------------------------------------------------------- NEUROCRINE BIOSCIENCES, INC. Agenda Number: 935812506 -------------------------------------------------------------------------------------------------------------------------- Security: 64125C109 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: NBIX ISIN: US64125C1099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kevin C. Gorman, Ph.D. Mgmt For For Gary A. Lyons Mgmt For For Johanna Mercier Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For paid to the Company's named executive officers. 3. Advisory vote on the frequency of advisory Mgmt 1 Year For votes to approve the compensation paid to the Company's named executive officers. 4. To approve an amendment to the Company's Mgmt For For 2020 Equity Incentive Plan to increase the number of shares of common stock reserved for issuance thereunder by 6,600,000 shares. 5. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- NRX PHARMACEUTICALS, INC. Agenda Number: 935682131 -------------------------------------------------------------------------------------------------------------------------- Security: 629444100 Meeting Type: Annual Meeting Date: 18-Jul-2022 Ticker: NRXP ISIN: US6294441000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Chaim Hurvitz Mgmt Withheld Against 2. Ratification of KPMG as independent Mgmt For For registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- NRX PHARMACEUTICALS, INC. Agenda Number: 935758942 -------------------------------------------------------------------------------------------------------------------------- Security: 629444100 Meeting Type: Special Meeting Date: 03-Mar-2023 Ticker: NRXP ISIN: US6294441000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the issuance of shares of our Mgmt For For common stock to Streeterville Capital, LLC ("Streeterville") in accordance with Nasdaq Listing Rule 5635(d) upon redemption of an unsecured promissory note pursuant to a Securities Purchase Agreement, dated November 4, 2022 by and between NRx Pharmaceuticals, Inc. and Streeterville. -------------------------------------------------------------------------------------------------------------------------- TONIX PHARMACEUTICALS HOLDING CORP. Agenda Number: 935688210 -------------------------------------------------------------------------------------------------------------------------- Security: 890260862 Meeting Type: Special Meeting Date: 05-Aug-2022 Ticker: TNXP ISIN: US8902608624 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve an amendment to the Company's Mgmt For For Articles of Incorporation, as amended, to increase the Company's authorized shares of Common Stock from 50,000,000 to 150,000,000. 2. To approve the adjournment of the Special Mgmt For For Meeting, if necessary, if a quorum is present, to solicit additional proxies if there are not sufficient votes to approve the amendment to the Company's Articles of Incorporation. -------------------------------------------------------------------------------------------------------------------------- TONIX PHARMACEUTICALS HOLDING CORP. Agenda Number: 935735603 -------------------------------------------------------------------------------------------------------------------------- Security: 890260862 Meeting Type: Special Meeting Date: 13-Dec-2022 Ticker: TNXP ISIN: US8902608624 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve an amendment to the Company's Mgmt For For Articles of Incorporation, as amended, to increase the Company's authorized shares of Common Stock from 150,000,000 to 1,000,000,000. 2. To approve the adjournment of the Special Mgmt For For Meeting, if necessary, if a quorum is present, to solicit additional proxies if there are not sufficient votes to approve the amendment to the Company's Articles of Incorporation. -------------------------------------------------------------------------------------------------------------------------- TONIX PHARMACEUTICALS HOLDING CORP. Agenda Number: 935798821 -------------------------------------------------------------------------------------------------------------------------- Security: 890260862 Meeting Type: Annual Meeting Date: 05-May-2023 Ticker: TNXP ISIN: US8902608624 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Seth Lederman Mgmt For For Richard Bagger Mgmt For For Margaret Smith Bell Mgmt For For David Grange Mgmt For For Newcomb Stillwell Mgmt For For Adeoye Olukotun Mgmt For For Carolyn Taylor Mgmt For For James Treco Mgmt For For 2. The ratification of the appointment of Mgmt For For EisnerAmper LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. The approval of the Tonix Pharmaceuticals Mgmt For For Holding Corp. 2023 Employee Stock Purchase Plan. -------------------------------------------------------------------------------------------------------------------------- VISTAGEN THERAPEUTICS, INC. Agenda Number: 935705915 -------------------------------------------------------------------------------------------------------------------------- Security: 92840H202 Meeting Type: Annual Meeting Date: 28-Oct-2022 Ticker: VTGN ISIN: US92840H2022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: Jon S. Saxe, J.D., Mgmt For For LL.M. 1.2 ELECTION OF DIRECTOR: Ann M. Cunningham, Mgmt For For MBA 1.3 ELECTION OF DIRECTOR: Joanne Curley, Ph.D. Mgmt For For 1.4 ELECTION OF DIRECTOR: Margaret M. Mgmt For For FitzPatrick, M.A. 1.5 ELECTION OF DIRECTOR: Jerry B. Gin, Ph.D., Mgmt For For MBA 1.6 ELECTION OF DIRECTOR: Mary L. Rotunno, J.D. Mgmt For For 1.7 ELECTION OF DIRECTOR: Shawn K. Singh, J.D. Mgmt For For 2. SAY-ON-PAY. To approve, on a non-binding Mgmt For For advisory basis, the compensation paid to our Named Executive Officers. 3. SAY-ON-FREQUENCY. To conduct an advisory Mgmt 1 Year Against vote to indicate how frequently stockholders believe we should conduct an advisory vote on the compensation of our Named Executive Officers. 4. RATIFICATION OF AUDITORS. To ratify the Mgmt For For appointment of WithumSmith+Brown, PC as our independent registered public accounting firm for our fiscal year ending March 31, 2023. 5. AUTHORIZATION TO IMPLEMENT A REVERSE SPLIT. Mgmt For For To approve discretionary authority for our Board of Directors to implement a reverse stock split of our issued & outstanding shares of common stock at a ratio of between 1-for-2 and 1-for- 30, which ratio will be determined by the Board (Reverse Split), & to file an amendment to Vistagen Therapeutics, Inc. (the Company) Restated & Amended Articles of Incorporation, as amended, with Nevada Secretary of State to effect the Reverse Split at any time as the Board may deem necessary. 6. APPROVAL OF BYLAW AMENDMENT. To approve of Mgmt For For an amendment to the Company's Second Amended and Restated Bylaws to allow our Board, in its sole discretion, to determine, from time to time, the number of directors constituting the Board. * Management position unknown SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) ETF Series Solutions By (Signature) /s/ Kristina R Nelson Name Kristina R Nelson Title President Date 8/30/2023